8. The Dream Investment Process Settlement & Accounting ETC / ETS Order Generation Pre-Trade Compliance Decision Support Price Discovery Auto Execution Auto Recs Performance Attribution Portfolio Valuation Order Management Client Reporting
9.
10. Automation reality - Equities Bars indicate relative automation levels Order Generation Pre-Trade Compliance Decision Support ETC / ETS Auto Execution Settlement & Accounting Auto Recs Portfolio Valuation Price Discovery Performance Attribution Order Management
11. Automation reality - Bonds Order Generation Pre-Trade Compliance Decision Support ETC / ETS Auto Execution Settlement & Accounting Auto Recs Portfolio Valuation Price Discovery Performance Attribution Order Management
12. Automation reality - ETD Order Generation Pre-Trade Compliance Decision Support ETC / ETS Auto Execution Settlement & Accounting Auto Recs Portfolio Valuation Price Discovery Performance Attribution Order Management
13. Automation reality - OTC Order Generation Pre-Trade Compliance Decision Support ETC / ETS Auto Execution Settlement & Accounting Auto Recs Portfolio Valuation Price Discovery Performance Attribution Order Management
14.
15. Buyside spending IT Budgets Expenditure is attempting to buttress old applications whilst trying to shoehorn new instruments into the environment
16.
17. Progress towards automation Scary place Uncoordinated, manual Infrastructure, a lways involving Microsoft Office, especially Excel More Efficient but shaky Tactical IT infrastructure with limited automation Managed and consolidated IT infrastructure with some automation. Hard to add instrument deviations Processes substantially automated and dynamically adapt for new instruments Business Enabler Strategic Destination
20. Automation opportunities Data Marts Business Processing Client Teams Corporate Actions/ Voting Client Reporting/ Performance Transition Management Data Management Compliance Research Consumption Modelling Transactions Middle Office Front Office Back Office
21. What’s our anticipated solution? Components accessed singly or collectively, in multi-tenanted environment Subscription based SAAS offerings Browser based
28. The contrast Integrated components Better support + upgrade ease Configured facilities Remotely accessed Less infrastructure Multi-tenant offerings Silo applications In-house devised data marts Single Site Installed apps Challenging integration IT hardware infrastructure 2008 2005
29. The Fund Manager of the Future Location of infrastructure will become an irrelevance to users Clients Fund Managers “ Markets” Policy News Modelling Rebalance Transactions CRM Funding Portfolio records Reporting News Research Market data Markets Performance