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Some Options for Non-MARC
Descriptive Metadata
Jenn Riley
TS Cataloging Division Meeting
12/9/2008
Good metadata…
• Is fit for purpose
• Conforms to accepted standards and/or best
practices
• Doesn’t have to be created by humans
12/9/2008
2
TS Cataloging Division
Metadata formats
• Predefined sets of features likely to be necessary
or useful for a specific purpose
• Choosing a format others also use improves
interoperability
• Can be:
▫ Official standards
▫ Backed by professional organization
▫ Backed by trusted institution
▫ Locally developed
12/9/2008
3
TS Cataloging Division
Descriptive metadata
• For discovery
▫ Includes both search and browse
▫ In a controlled environment designed to match target
users with interesting resources
▫ Pushed out to the network for others to make use of
• For display
▫ Gives a user the context they need to understand a
resource
• Can be both objective and subjective
• Usually (but not always) human-generated
12/9/2008
4
TS Cataloging Division
Some descriptive metadata
structure standards
• MARC in XML (MARCXML)
• Metadata Object Description Schema (MODS)
• Dublin Core (DC)
▫ Unqualified (simple)
▫ Qualified
12/9/2008
5
TS Cataloging Division
MARC in XML (MARCXML)
• Copies the exact structure of MARC21 in an
XML syntax
▫ Numeric fields
▫ Alphabetic subfields
• Implicit assumption that content/value
standards are the same as in MARC
12/9/2008
6
TS Cataloging Division
Limitations of MARCXML
• Not appropriate for direct data entry
• Extremely verbose syntax
• Full content validation requires tools external to
XML Schema conformance
12/9/2008
7
TS Cataloging Division
Best times to use MARCXML
• As a transition format between a MARC record
and another XML-encoded metadata format
• Materials lend themselves to library-type
description
• Want to follow library cataloging traditions
• Want XML representation to store within larger
digital object but need lossless conversion to
MARC
12/9/2008
8
TS Cataloging Division
MARCXML example
12/9/2008TS Cataloging Division
9
12/9/2008
10
TS Cataloging Division
MARCXML MODS DC QDC
Record format XML
Field labels Numeric
Reliance on
AACR
Strong
Common
method of
creation
By derivation
Metadata Object Description
Schema (MODS)
• Developed and managed by the Library of
Congress Network Development and MARC
Standards Office
• First released for trial use June 2002
• MODS 3.3 released January 2008
• For encoding bibliographic information
• Influenced by MARC, but not equivalent
• Quickly gaining adoption
12/9/2008
11
TS Cataloging Division
Differences between MODS and
MARC
• MODS is “MARC-like” but intended to be
simpler
• Textual tag names
• Encoded in XML
• Some specific changes
▫ Some regrouping of elements
▫ Removes some elements
▫ Adds some elements
12/9/2008
12
TS Cataloging Division
Content/value standards for MODS
• Many elements indicate a given content/value
standard should be used
▫ Generally follows MARC/AACR2/ISBD
conventions
▫ But not all enforced by the MODS XML schema
• Authority attribute available on many elements
▫ Not limited to data elements AACR2 controls
• MODS User Guidelines recommend vocabularies
for many elements
12/9/2008
13
TS Cataloging Division
Limitations of MODS
• No lossless round-trip conversion from and to
MARC
• Still largely implemented by library community
only
• Tools for creation only recently starting to
emerge
12/9/2008
14
TS Cataloging Division
Good times to use MODS
• Materials lend themselves to library-type
description
• Want to reach both library and non-library
audiences
• Need a reasonable level of robustness
• Want XML representation to store within larger
digital object
12/9/2008
15
TS Cataloging Division
MODS example
12/9/2008TS Cataloging Division
16
12/9/2008
17
TS Cataloging Division
MARCXML MODS DC QDC
Record format XML XML
Field labels Numeric Text
Reliance on
AACR
Strong Implied
Common
method of
creation
By derivation
By specialists
and by
derivation
Unqualified (Simple) Dublin Core
• 15-element set
• National and international standard
▫ 2001: Released as ANSI/NISO Z39.85
▫ 2003: Released as ISO 15836
• Maintained by the Dublin Core Metadata
Initiative (DCMI)
• Other players
▫ DCMI Communities
▫ DCMI Task Groups
▫ DCMI Usage Board
▫ DCMI Advisory Board
12/9/2008
18
TS Cataloging Division
DCMI mission
• [promote] the widespread adoption of interoperable
metadata standards and developing specialized
metadata vocabularies for describing resources that
enable more intelligent information discovery
systems.
• The Dublin Core Metadata Initiative provides
simple standards to facilitate the finding, sharing
and management of information. DCMI does this
by:
▫ Developing and maintaining international standards
for describing resources
▫ Supporting a worldwide community of users and
developers
▫ Promoting widespread use of Dublin Core solutions
12/9/2008
19
TS Cataloging Division
DC Principles
• “Core” across all knowledge domains
• No element required
• All elements repeatable
• 1:1 principle
12/9/2008
20
TS Cataloging Division
DC encodings
• HTML <meta>
• XML
• RDF
• [Spreadsheets]
• [Databases]
12/9/2008
21
TS Cataloging Division
Content/value standards for DC
• None required
• Some elements recommend a content
or value standard as a best practice
 Coverage
 Date
 Format
 Language
 Identifier
12/9/2008
22
TS Cataloging Division
 Relation
 Source
 Subject
 Type
Some limitations of DC
• Widely misunderstood
• Can’t indicate a main title vs. other subordinate
titles
• No method for specifying creator roles
• W3CDTF format can’t indicate date ranges or
uncertainty
• Can’t by itself provide robust record
relationships
12/9/2008
23
TS Cataloging Division
Good times to use DC
• Cross-collection searching
• Cross-domain discovery
• Metadata sharing
• Describing some types of simple resources
• Metadata creation by novices
12/9/2008
24
TS Cataloging Division
Simple DC example
12/9/2008TS Cataloging Division
25
12/9/2008
26
TS Cataloging Division
MARCXML MODS DC QDC
Record format XML XML
XML
RDF
(X)HTML
Field labels Numeric Text Text
Reliance on
AACR
Strong Implied None
Common
method of
creation
By derivation
By specialists
and by
derivation
By novices, by
specialists, and
by derivation
Qualified Dublin Core (QDC)
• Adds some increased specificity to Unqualified
Dublin Core
• Same governance structure as DC
• Same encodings as DC
• Same content/value standards as DC
• Listed in DMCI Terms
• Additional principles
▫ Extensibility
▫ Dumb-down principle
12/9/2008
27
TS Cataloging Division
Types of DC qualifiers
• Additional elements
• Element refinements
• Encoding schemes
▫ Vocabulary encoding schemes
▫ Syntax encoding schemes
12/9/2008
28
TS Cataloging Division
Limitations of QDC
• Widely misunderstood
• No method for specifying creator roles
• W3CDTF format can’t indicate date ranges or
uncertainty
• Split across 3 XML schemas
• No encoding in XML officially endorsed by
DCMI
12/9/2008
29
TS Cataloging Division
Best times to use QDC
• More specificity needed than simple DC, but not
a fundamentally different approach to
description
• Want to share DC with others, but need a few
extensions for your local environment
• Describing some types of simple resources
• Metadata creation by novices
12/9/2008
30
TS Cataloging Division
Qualified DC example
12/9/2008TS Cataloging Division
31
12/9/2008
32
TS Cataloging Division
MARCXML MODS DC QDC
Record format XML XML
XML
RDF
(X)HTML
XML
RDF
(X)HTML
Field labels Numeric Text Text Text
Reliance on
AACR
Strong Implied None None
Common
method of
creation
By derivation
By specialists
and by
derivation
By novices, by
specialists, and
by derivation
By novices, by
specialists, and
by derivation
Some other options
12/9/2008
33
TS Cataloging Division
• VRA Core
• Darwin Core
• FGDC
• ETD-MS
• Scholarly Works Application Profile (SWAP)
• Collection Description Application Profile
• …
How do I pick one?
• Robustness needed for the given materials and users
• Genre/format of materials being described
• Nature of holding institution
• Use and audience for the metadata
• What others in the community are doing
• Describing analog vs. digitized item
• Mechanisms for providing relationships between
records
• Plan for interoperability, including repeatability of
elements
• Formats supported by your metadata creation and
delivery software
12/9/2008
34
TS Cataloging Division
No, really, how do I pick one?
• Every implementation is a compromise
• Balance
▫ Innovation and production
▫ Robustness and expediency
▫ Ideal and ease technical implementation
12/9/2008TS Cataloging Division
35
Thanks.
Slides at:
<http://www.dlib.indiana.edu/~jenlrile/presentations/
tscatdiv2008/tsCatalogingDivisionDec2008.ppt>
12/9/2008TS Cataloging Division
36

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Non-MARC Metadata Options for Discovery

  • 1. Some Options for Non-MARC Descriptive Metadata Jenn Riley TS Cataloging Division Meeting 12/9/2008
  • 2. Good metadata… • Is fit for purpose • Conforms to accepted standards and/or best practices • Doesn’t have to be created by humans 12/9/2008 2 TS Cataloging Division
  • 3. Metadata formats • Predefined sets of features likely to be necessary or useful for a specific purpose • Choosing a format others also use improves interoperability • Can be: ▫ Official standards ▫ Backed by professional organization ▫ Backed by trusted institution ▫ Locally developed 12/9/2008 3 TS Cataloging Division
  • 4. Descriptive metadata • For discovery ▫ Includes both search and browse ▫ In a controlled environment designed to match target users with interesting resources ▫ Pushed out to the network for others to make use of • For display ▫ Gives a user the context they need to understand a resource • Can be both objective and subjective • Usually (but not always) human-generated 12/9/2008 4 TS Cataloging Division
  • 5. Some descriptive metadata structure standards • MARC in XML (MARCXML) • Metadata Object Description Schema (MODS) • Dublin Core (DC) ▫ Unqualified (simple) ▫ Qualified 12/9/2008 5 TS Cataloging Division
  • 6. MARC in XML (MARCXML) • Copies the exact structure of MARC21 in an XML syntax ▫ Numeric fields ▫ Alphabetic subfields • Implicit assumption that content/value standards are the same as in MARC 12/9/2008 6 TS Cataloging Division
  • 7. Limitations of MARCXML • Not appropriate for direct data entry • Extremely verbose syntax • Full content validation requires tools external to XML Schema conformance 12/9/2008 7 TS Cataloging Division
  • 8. Best times to use MARCXML • As a transition format between a MARC record and another XML-encoded metadata format • Materials lend themselves to library-type description • Want to follow library cataloging traditions • Want XML representation to store within larger digital object but need lossless conversion to MARC 12/9/2008 8 TS Cataloging Division
  • 10. 12/9/2008 10 TS Cataloging Division MARCXML MODS DC QDC Record format XML Field labels Numeric Reliance on AACR Strong Common method of creation By derivation
  • 11. Metadata Object Description Schema (MODS) • Developed and managed by the Library of Congress Network Development and MARC Standards Office • First released for trial use June 2002 • MODS 3.3 released January 2008 • For encoding bibliographic information • Influenced by MARC, but not equivalent • Quickly gaining adoption 12/9/2008 11 TS Cataloging Division
  • 12. Differences between MODS and MARC • MODS is “MARC-like” but intended to be simpler • Textual tag names • Encoded in XML • Some specific changes ▫ Some regrouping of elements ▫ Removes some elements ▫ Adds some elements 12/9/2008 12 TS Cataloging Division
  • 13. Content/value standards for MODS • Many elements indicate a given content/value standard should be used ▫ Generally follows MARC/AACR2/ISBD conventions ▫ But not all enforced by the MODS XML schema • Authority attribute available on many elements ▫ Not limited to data elements AACR2 controls • MODS User Guidelines recommend vocabularies for many elements 12/9/2008 13 TS Cataloging Division
  • 14. Limitations of MODS • No lossless round-trip conversion from and to MARC • Still largely implemented by library community only • Tools for creation only recently starting to emerge 12/9/2008 14 TS Cataloging Division
  • 15. Good times to use MODS • Materials lend themselves to library-type description • Want to reach both library and non-library audiences • Need a reasonable level of robustness • Want XML representation to store within larger digital object 12/9/2008 15 TS Cataloging Division
  • 17. 12/9/2008 17 TS Cataloging Division MARCXML MODS DC QDC Record format XML XML Field labels Numeric Text Reliance on AACR Strong Implied Common method of creation By derivation By specialists and by derivation
  • 18. Unqualified (Simple) Dublin Core • 15-element set • National and international standard ▫ 2001: Released as ANSI/NISO Z39.85 ▫ 2003: Released as ISO 15836 • Maintained by the Dublin Core Metadata Initiative (DCMI) • Other players ▫ DCMI Communities ▫ DCMI Task Groups ▫ DCMI Usage Board ▫ DCMI Advisory Board 12/9/2008 18 TS Cataloging Division
  • 19. DCMI mission • [promote] the widespread adoption of interoperable metadata standards and developing specialized metadata vocabularies for describing resources that enable more intelligent information discovery systems. • The Dublin Core Metadata Initiative provides simple standards to facilitate the finding, sharing and management of information. DCMI does this by: ▫ Developing and maintaining international standards for describing resources ▫ Supporting a worldwide community of users and developers ▫ Promoting widespread use of Dublin Core solutions 12/9/2008 19 TS Cataloging Division
  • 20. DC Principles • “Core” across all knowledge domains • No element required • All elements repeatable • 1:1 principle 12/9/2008 20 TS Cataloging Division
  • 21. DC encodings • HTML <meta> • XML • RDF • [Spreadsheets] • [Databases] 12/9/2008 21 TS Cataloging Division
  • 22. Content/value standards for DC • None required • Some elements recommend a content or value standard as a best practice  Coverage  Date  Format  Language  Identifier 12/9/2008 22 TS Cataloging Division  Relation  Source  Subject  Type
  • 23. Some limitations of DC • Widely misunderstood • Can’t indicate a main title vs. other subordinate titles • No method for specifying creator roles • W3CDTF format can’t indicate date ranges or uncertainty • Can’t by itself provide robust record relationships 12/9/2008 23 TS Cataloging Division
  • 24. Good times to use DC • Cross-collection searching • Cross-domain discovery • Metadata sharing • Describing some types of simple resources • Metadata creation by novices 12/9/2008 24 TS Cataloging Division
  • 25. Simple DC example 12/9/2008TS Cataloging Division 25
  • 26. 12/9/2008 26 TS Cataloging Division MARCXML MODS DC QDC Record format XML XML XML RDF (X)HTML Field labels Numeric Text Text Reliance on AACR Strong Implied None Common method of creation By derivation By specialists and by derivation By novices, by specialists, and by derivation
  • 27. Qualified Dublin Core (QDC) • Adds some increased specificity to Unqualified Dublin Core • Same governance structure as DC • Same encodings as DC • Same content/value standards as DC • Listed in DMCI Terms • Additional principles ▫ Extensibility ▫ Dumb-down principle 12/9/2008 27 TS Cataloging Division
  • 28. Types of DC qualifiers • Additional elements • Element refinements • Encoding schemes ▫ Vocabulary encoding schemes ▫ Syntax encoding schemes 12/9/2008 28 TS Cataloging Division
  • 29. Limitations of QDC • Widely misunderstood • No method for specifying creator roles • W3CDTF format can’t indicate date ranges or uncertainty • Split across 3 XML schemas • No encoding in XML officially endorsed by DCMI 12/9/2008 29 TS Cataloging Division
  • 30. Best times to use QDC • More specificity needed than simple DC, but not a fundamentally different approach to description • Want to share DC with others, but need a few extensions for your local environment • Describing some types of simple resources • Metadata creation by novices 12/9/2008 30 TS Cataloging Division
  • 31. Qualified DC example 12/9/2008TS Cataloging Division 31
  • 32. 12/9/2008 32 TS Cataloging Division MARCXML MODS DC QDC Record format XML XML XML RDF (X)HTML XML RDF (X)HTML Field labels Numeric Text Text Text Reliance on AACR Strong Implied None None Common method of creation By derivation By specialists and by derivation By novices, by specialists, and by derivation By novices, by specialists, and by derivation
  • 33. Some other options 12/9/2008 33 TS Cataloging Division • VRA Core • Darwin Core • FGDC • ETD-MS • Scholarly Works Application Profile (SWAP) • Collection Description Application Profile • …
  • 34. How do I pick one? • Robustness needed for the given materials and users • Genre/format of materials being described • Nature of holding institution • Use and audience for the metadata • What others in the community are doing • Describing analog vs. digitized item • Mechanisms for providing relationships between records • Plan for interoperability, including repeatability of elements • Formats supported by your metadata creation and delivery software 12/9/2008 34 TS Cataloging Division
  • 35. No, really, how do I pick one? • Every implementation is a compromise • Balance ▫ Innovation and production ▫ Robustness and expediency ▫ Ideal and ease technical implementation 12/9/2008TS Cataloging Division 35

Notas do Editor

  1. Extensibility: via Application Profiles and local qualifiers. Local qualifiers maybe not kosher but there are no metadata police. Usually.