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International Atomic Energy Agency


    Impact of Extreme Events on
Nuclear Facilities following Fukushima

                  by

          Dr C H Shepherd
    Nuclear Safety Consultant, UK


          CRA PSA/HFA Forum
     8-9 September 2011, Warrington
Contents of the Presentation

         IAEA views on where PSA methodology
         needs to be enhanced following Fukushima
          (based on a paper produced by A. Lyubarskiy, I. Kuzmina and M.
          El-Shanawany )



         IAEA Peer Review Service being developed
         for Extreme Events




2 of #                                               International Atomic Energy Agency
IAEA views on where
          PSA methodology
         needs to be enhanced
         following Fukushima



3 of #                  International Atomic Energy Agency
Current State-of-the-Art in PSA

    PSA methodology well established; 40 years of
    experience in producing PSAs
    Current standard is to produce Level 2 PSAs for all types
    of nuclear facilities that address a wide range of internal
    and external events
    Standards/ guidance available for producing/ reviewing
    PSAs including IAEA Specific Safety Guides (SSGs)
    IAEA has considerable experience in reviewing PSAs for
    nuclear power plants (IPSART reviews)


4 of #                                     International Atomic Energy Agency
Need to Enhance PSA Methodology

    Fukushima accident indicated areas where current PSA methods need to be enhanced
         Assessment of the hazards in the PSA
          1]    External hazard screening
          2]    Correlated hazards

         Plant response to the hazards
          3]    External hazard impact assessment
          4]    Multi-unit sites
                Multi-
          5]    Mission time
          6]    Human reliability assessment
          7]    Failure probability of qualified equipment
          8]    Hydrogen explosion following station blackout
          9]    Transient hazardous materials
          10]   Connections between plant buildings and compartments
          11]   Spent fuel pool; waste treatment facilities
          12]   Severe accident management guidelines


5 of #                                                                 International Atomic Energy Agency
Assessment of the Hazards in the PSA

    1] External hazard screening
          Hazards screened so that the detailed analysis focuses on those with the
          highest risk significance; involves qualitative and quantitative screening
          Hazards making a relatively low contribution to risk screened out
          Screening process/ criteria need to be revisited
          Screening needs to take account of correlated hazards

    2] Correlated hazards
          Need to identify all correlation mechanisms including:
            • Source correlated hazards (seismic + tsunami)
            • Phenomenologically correlated hazards (strong winds and heavy rain)
            • Duration correlated hazards (hazards occurring during a long hot summer period)
            • Induced hazards (seismically induced fire or flood)
          Frequency assessment needs to take account of correlation mechanisms

6 of #                                                              International Atomic Energy Agency
Plant Response to the Hazards (1)

    3] External hazard impact assessment
           Need to take account of all potential impacts of hazards
           Need to take account of combined impact of correlated hazards
           Impacts of correlated hazards may be different
             • Seismic event + prolonged period of high temperatures (effect on ultimate
               heat sinks)
             • High wind + high precipitation (structural damage + equipment submerged)

    4] Multi-unit sites
           Interactions between plant units often not taken into account in PSA
           Could arise due to: shared buildings, off-site power systems, spatial interactions,
           radiological releases, operator availability, etc.
           All these effects need to be taken into account


7 of #                                                       International Atomic Energy Agency
Plant Response to the Hazard (2)

    5] Mission time
          Mission time often taken as 24 hours; IAEA SSG states that longer mission
          times need to be considered where there is a potential “cliff-edge”
          Further consideration needs to be given to mission times for success
          sequences where systems are restored/ required to operate for a long time
          Could be done using Markov modelling

    6] Human reliability assessment
          HRA needs to include a more realistic assessment of the effect of hazards on
          human performance and take account of:
            • Accident sequences where information not available
            • Actions carried out in adverse environmental conditions
            • Availability of operators for multi-unit sites


8 of #                                                         International Atomic Energy Agency
Plant Response to the Hazard (3)

    7] Failure probability of qualified equipment
           Random failures only are considered for qualified equipment within design
           basis
           Need to consider enhanced failure where environmental conditions approach
           design basis (fragility)

    8] Hydrogen explosion following station blackout
           Potential for hydrogen explosion needs to be considered

    9] Transient hazardous materials
           Transient flammable materials usually considered in fire PSA
           Transient hazardous (flammable, explosive, etc.) materials also need to be
           considered for other hazards




9 of #                                                     International Atomic Energy Agency
Plant Response to the Hazard (4)

    10] Connections between plant buildings and compartments
           Need to take account of all such connections, their status during different
           operating modes and their failure due to hazards

    11] Spent fuel pool; waste treatment facilities
           Usually addressed in shutdown PSAs; also need to be considered in at-power
           PSAs

    12] Severe accident management guidelines
           SAMGs provided for most plants to mitigate the consequences of severe
           accidents
           Methodology needs to be enhances for modelling SAMGs in PSA




10 of #                                                     International Atomic Energy Agency
IAEA Peer Review Service
            being developed for
              Extreme Events



11 of #                    International Atomic Energy Agency
Issues Raised by the Fukushima Accident

    Is the level of protection provided at nuclear facilities
    adequate for extreme events?
    Are the reviews/ stress tests being carried out in the
    member states adequate to identify vulnerabilities to
    extreme events?
          Concerns highlighted at IAEA Ministerial Conference
          DG proposed that an enhanced nuclear safety framework is established
          IAEA activities to be strengthened in areas of plant design and safety
          assessment
          IAEA Safety Assessment Section are developing a Peer Review Service
          to address extreme events explicitly

12 of #                                                 International Atomic Energy Agency
Extreme Event

    An internal or external event (or combination of events)
    that is more severe than the initiating events taken into
    account in the design (design basis events)
    Has the potential to lead to widespread damage to
    structures, systems and components (SSCs) and prevent
    operator actions being carried out
    Provides a severe challenge to the ability of the plant to
    carry out the Fundamental Safety Functions (FSFs)
          Criticality control (of the reactor and stored fuel)
          Residual heat removal (from the reactor and stored fuel)
          Confinement (of radioactive material)
13 of #                                                 International Atomic Energy Agency
Extreme Event Damage State

    Damage to SSCs that has occurred due to a specific
    extreme event
    Includes the damage due to the immediate impact of the
    extreme event plus any consequential failures that could
    occur
    Damage state will change with time as further failures
    occur and operator actions are carried out to mitigate the
    consequences of the extreme event



14 of #                                   International Atomic Energy Agency
Scope of the Peer Reviews

    To include a wide range of extreme events (both internal and external)
    To include the threat to all sources of radioactive material
           Reactor core
           Stored irradiated fuel
           Radwaste
    To include all modes of operation
           Operation at power
           Low power and shutdown
           Refuelling and fuel storage
    To include all aspects of “stress tests”; to play a role in their
    development and harmonisation

    Does not include security threats to the plant
15 of #                                              International Atomic Energy Agency
Specific Objectives

    To enhance IAEA Design and Safety Assessment Review
    services to address extreme events explicitly
    To take into account the lessons learned from Fukushima
    To add a new component to IAEA’s peer review services
    To provide an input into the updating of IAEA Safety
    Standards on design and safety assessment
    To provide a forum for the dissemination and sharing of
    information amongst Member states; harmonisation of
    approaches

16 of #                                  International Atomic Energy Agency
Recommendation Made

    To enhance the current IAEA peer reviews (IPSART,
    RAMP, GRSR, PSRS) to include extreme events explicitly
    The work will be carried out in co-operation other peer
    reviews:
          Siting of nuclear facilities/ site specific characteristics
          Operational aspects/ management aspects of recovery
          procedures and guidelines following an extreme event




17 of #                                             International Atomic Energy Agency
Aim of the Peer Reviews

    To determine the potential impact of extreme events on
    nuclear facilities
    To determine if there are weaknesses in the existing
    protection where improvements need to be considered
    Peer reviews will focus on the design and safety
    assessment aspects of the protection:
          Effect on: Fundamental Safety Functions, defence-in-depth,
          safety margins, robustness, cliff edge effects, multiple failures,
          prolonged loss of support systems, recovery actions carried
          out by the plant operators, etc.


18 of #                                           International Atomic Energy Agency
Activities Considered in the Peer Reviews

    1.    Review design basis of the nuclear facility for internal and external
          events; justification for the selection of the design basis events;
          treatment of beyond design basis events
    2.    Identify potential extreme events that could occur; use of a generic list
          (to be defined)
    3.    Identify impact of extreme events, damage to SSCs, impact of the
          extreme event on the ability of the operating staff/ recovery actions,
          extreme event damage states
    4.    Determine if remaining plant is adequate to carry out the Fundamental
          Safety Functions
    5.    Determine if existing Emergency Operating Procedures (EOPs) and
          Severe Accident Management Guidelines (SAMGs) are sufficient for
          extreme events
    6.    Identify examples of good practice; identify vulnerabilities in the
          protection provide for extreme events where additional protection
          required
19 of #                                                  International Atomic Energy Agency
Possible Approaches

    Stepwise Increase in Load approach
           Looks at the adequacy of the protection provided for increasingly severe
           extreme events
    Configuration Matrix approach
           Looks at the impact of extreme events on defence in depth for Level 3
           (protection for design basis accidents) and Level 4 (mitigation of severe
           accidents)
    Fault Sequence Analysis approach
           Looks at the adequacy of the protection provided using the linked Event Tree/
           Fault Tree (PSA) models defined for the plant
    Emergency Operating Procedures/ Severe Accident Management Guidelines
           Reviews the basis for the existing EOPs/ SAMGs and their applicability to the
           damage states that occur following extreme events




20 of #                                                     International Atomic Energy Agency
Common features of different approaches

    These approaches all consider:
          Wide range of extreme events of increasing magnitude
          Damage caused to SSCs; extreme event damage states
          Damage to front line safety systems and support systems
          Plant realignments/ reversionary modes
          Ability of the plant operators to respond
          Effect on Fundamental Safety Functions, defence in depth
          Long term development of the extreme event damage state
          Looks for cliff edges


21 of #                                               International Atomic Energy Agency
Work Being Carried Out

    Task 1:   Develop the approach for a peer review of the impact of
              extreme events on nuclear facilities
    Task 2:   Develop guidelines/ methodology to carry out a
              comprehensive, systematic peer review
    Task 3:   Carry out benchmark reviews; identify good practices
    Task 4:   Provide feedback into the IAEA Safety Standards relating
              to extreme events
    Task 5:   Provide feedback to other IAEA peer review services on
              extreme events
    Task 6:   Hold workshops/ seminars to disseminate the insights
              from the peer reviews carried out


22 of #                                         International Atomic Energy Agency

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Impact Of Extreme Events On Nuclear Facilities, Charles Shepherd

  • 1. International Atomic Energy Agency Impact of Extreme Events on Nuclear Facilities following Fukushima by Dr C H Shepherd Nuclear Safety Consultant, UK CRA PSA/HFA Forum 8-9 September 2011, Warrington
  • 2. Contents of the Presentation IAEA views on where PSA methodology needs to be enhanced following Fukushima (based on a paper produced by A. Lyubarskiy, I. Kuzmina and M. El-Shanawany ) IAEA Peer Review Service being developed for Extreme Events 2 of # International Atomic Energy Agency
  • 3. IAEA views on where PSA methodology needs to be enhanced following Fukushima 3 of # International Atomic Energy Agency
  • 4. Current State-of-the-Art in PSA PSA methodology well established; 40 years of experience in producing PSAs Current standard is to produce Level 2 PSAs for all types of nuclear facilities that address a wide range of internal and external events Standards/ guidance available for producing/ reviewing PSAs including IAEA Specific Safety Guides (SSGs) IAEA has considerable experience in reviewing PSAs for nuclear power plants (IPSART reviews) 4 of # International Atomic Energy Agency
  • 5. Need to Enhance PSA Methodology Fukushima accident indicated areas where current PSA methods need to be enhanced Assessment of the hazards in the PSA 1] External hazard screening 2] Correlated hazards Plant response to the hazards 3] External hazard impact assessment 4] Multi-unit sites Multi- 5] Mission time 6] Human reliability assessment 7] Failure probability of qualified equipment 8] Hydrogen explosion following station blackout 9] Transient hazardous materials 10] Connections between plant buildings and compartments 11] Spent fuel pool; waste treatment facilities 12] Severe accident management guidelines 5 of # International Atomic Energy Agency
  • 6. Assessment of the Hazards in the PSA 1] External hazard screening Hazards screened so that the detailed analysis focuses on those with the highest risk significance; involves qualitative and quantitative screening Hazards making a relatively low contribution to risk screened out Screening process/ criteria need to be revisited Screening needs to take account of correlated hazards 2] Correlated hazards Need to identify all correlation mechanisms including: • Source correlated hazards (seismic + tsunami) • Phenomenologically correlated hazards (strong winds and heavy rain) • Duration correlated hazards (hazards occurring during a long hot summer period) • Induced hazards (seismically induced fire or flood) Frequency assessment needs to take account of correlation mechanisms 6 of # International Atomic Energy Agency
  • 7. Plant Response to the Hazards (1) 3] External hazard impact assessment Need to take account of all potential impacts of hazards Need to take account of combined impact of correlated hazards Impacts of correlated hazards may be different • Seismic event + prolonged period of high temperatures (effect on ultimate heat sinks) • High wind + high precipitation (structural damage + equipment submerged) 4] Multi-unit sites Interactions between plant units often not taken into account in PSA Could arise due to: shared buildings, off-site power systems, spatial interactions, radiological releases, operator availability, etc. All these effects need to be taken into account 7 of # International Atomic Energy Agency
  • 8. Plant Response to the Hazard (2) 5] Mission time Mission time often taken as 24 hours; IAEA SSG states that longer mission times need to be considered where there is a potential “cliff-edge” Further consideration needs to be given to mission times for success sequences where systems are restored/ required to operate for a long time Could be done using Markov modelling 6] Human reliability assessment HRA needs to include a more realistic assessment of the effect of hazards on human performance and take account of: • Accident sequences where information not available • Actions carried out in adverse environmental conditions • Availability of operators for multi-unit sites 8 of # International Atomic Energy Agency
  • 9. Plant Response to the Hazard (3) 7] Failure probability of qualified equipment Random failures only are considered for qualified equipment within design basis Need to consider enhanced failure where environmental conditions approach design basis (fragility) 8] Hydrogen explosion following station blackout Potential for hydrogen explosion needs to be considered 9] Transient hazardous materials Transient flammable materials usually considered in fire PSA Transient hazardous (flammable, explosive, etc.) materials also need to be considered for other hazards 9 of # International Atomic Energy Agency
  • 10. Plant Response to the Hazard (4) 10] Connections between plant buildings and compartments Need to take account of all such connections, their status during different operating modes and their failure due to hazards 11] Spent fuel pool; waste treatment facilities Usually addressed in shutdown PSAs; also need to be considered in at-power PSAs 12] Severe accident management guidelines SAMGs provided for most plants to mitigate the consequences of severe accidents Methodology needs to be enhances for modelling SAMGs in PSA 10 of # International Atomic Energy Agency
  • 11. IAEA Peer Review Service being developed for Extreme Events 11 of # International Atomic Energy Agency
  • 12. Issues Raised by the Fukushima Accident Is the level of protection provided at nuclear facilities adequate for extreme events? Are the reviews/ stress tests being carried out in the member states adequate to identify vulnerabilities to extreme events? Concerns highlighted at IAEA Ministerial Conference DG proposed that an enhanced nuclear safety framework is established IAEA activities to be strengthened in areas of plant design and safety assessment IAEA Safety Assessment Section are developing a Peer Review Service to address extreme events explicitly 12 of # International Atomic Energy Agency
  • 13. Extreme Event An internal or external event (or combination of events) that is more severe than the initiating events taken into account in the design (design basis events) Has the potential to lead to widespread damage to structures, systems and components (SSCs) and prevent operator actions being carried out Provides a severe challenge to the ability of the plant to carry out the Fundamental Safety Functions (FSFs) Criticality control (of the reactor and stored fuel) Residual heat removal (from the reactor and stored fuel) Confinement (of radioactive material) 13 of # International Atomic Energy Agency
  • 14. Extreme Event Damage State Damage to SSCs that has occurred due to a specific extreme event Includes the damage due to the immediate impact of the extreme event plus any consequential failures that could occur Damage state will change with time as further failures occur and operator actions are carried out to mitigate the consequences of the extreme event 14 of # International Atomic Energy Agency
  • 15. Scope of the Peer Reviews To include a wide range of extreme events (both internal and external) To include the threat to all sources of radioactive material Reactor core Stored irradiated fuel Radwaste To include all modes of operation Operation at power Low power and shutdown Refuelling and fuel storage To include all aspects of “stress tests”; to play a role in their development and harmonisation Does not include security threats to the plant 15 of # International Atomic Energy Agency
  • 16. Specific Objectives To enhance IAEA Design and Safety Assessment Review services to address extreme events explicitly To take into account the lessons learned from Fukushima To add a new component to IAEA’s peer review services To provide an input into the updating of IAEA Safety Standards on design and safety assessment To provide a forum for the dissemination and sharing of information amongst Member states; harmonisation of approaches 16 of # International Atomic Energy Agency
  • 17. Recommendation Made To enhance the current IAEA peer reviews (IPSART, RAMP, GRSR, PSRS) to include extreme events explicitly The work will be carried out in co-operation other peer reviews: Siting of nuclear facilities/ site specific characteristics Operational aspects/ management aspects of recovery procedures and guidelines following an extreme event 17 of # International Atomic Energy Agency
  • 18. Aim of the Peer Reviews To determine the potential impact of extreme events on nuclear facilities To determine if there are weaknesses in the existing protection where improvements need to be considered Peer reviews will focus on the design and safety assessment aspects of the protection: Effect on: Fundamental Safety Functions, defence-in-depth, safety margins, robustness, cliff edge effects, multiple failures, prolonged loss of support systems, recovery actions carried out by the plant operators, etc. 18 of # International Atomic Energy Agency
  • 19. Activities Considered in the Peer Reviews 1. Review design basis of the nuclear facility for internal and external events; justification for the selection of the design basis events; treatment of beyond design basis events 2. Identify potential extreme events that could occur; use of a generic list (to be defined) 3. Identify impact of extreme events, damage to SSCs, impact of the extreme event on the ability of the operating staff/ recovery actions, extreme event damage states 4. Determine if remaining plant is adequate to carry out the Fundamental Safety Functions 5. Determine if existing Emergency Operating Procedures (EOPs) and Severe Accident Management Guidelines (SAMGs) are sufficient for extreme events 6. Identify examples of good practice; identify vulnerabilities in the protection provide for extreme events where additional protection required 19 of # International Atomic Energy Agency
  • 20. Possible Approaches Stepwise Increase in Load approach Looks at the adequacy of the protection provided for increasingly severe extreme events Configuration Matrix approach Looks at the impact of extreme events on defence in depth for Level 3 (protection for design basis accidents) and Level 4 (mitigation of severe accidents) Fault Sequence Analysis approach Looks at the adequacy of the protection provided using the linked Event Tree/ Fault Tree (PSA) models defined for the plant Emergency Operating Procedures/ Severe Accident Management Guidelines Reviews the basis for the existing EOPs/ SAMGs and their applicability to the damage states that occur following extreme events 20 of # International Atomic Energy Agency
  • 21. Common features of different approaches These approaches all consider: Wide range of extreme events of increasing magnitude Damage caused to SSCs; extreme event damage states Damage to front line safety systems and support systems Plant realignments/ reversionary modes Ability of the plant operators to respond Effect on Fundamental Safety Functions, defence in depth Long term development of the extreme event damage state Looks for cliff edges 21 of # International Atomic Energy Agency
  • 22. Work Being Carried Out Task 1: Develop the approach for a peer review of the impact of extreme events on nuclear facilities Task 2: Develop guidelines/ methodology to carry out a comprehensive, systematic peer review Task 3: Carry out benchmark reviews; identify good practices Task 4: Provide feedback into the IAEA Safety Standards relating to extreme events Task 5: Provide feedback to other IAEA peer review services on extreme events Task 6: Hold workshops/ seminars to disseminate the insights from the peer reviews carried out 22 of # International Atomic Energy Agency