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Effective Governance and Policies to Improve
            Nutrition Outcomes:
 A cross comparison of nine country cases

              Andrés Mejía Acosta (IDS)
                 a.mejia@ids.ac.uk

          Jessica Fanzo (Columbia University)
                   jfanzo@gmail.com


              Institute of Development Studies
                 Brighton, 19 February 2013
The Nutrition Paradoxes
   Nutrition and GDP growth
       economic growth does not lead to
        improved nutrition
       India vs Brasil vs Peru


   Nutrition and food security
       policies designed to boost food
        production are not sufficient to reduce under
        nutrition
       The Maradi Paradox
       Pakistan, Niger
A political economy approach
   Analysing policy change…
       Number of stakeholders involved
       Ideological differences
       Winset = space for policy change


   PEA of Nutrition
       Why some countries that are strongly committed to reducing
        malnutrition can effectively deliver on nutrition outcomes while others
        make insufficient or no progress at all?
       Why and when do government officials become accountable to the
        needs of the most vulnerable?
       How are advocacy coalitions formed around a single narrative to
        reduce under nutrition?
Stunting levels across nine countries
                    65

                                                                                      Bangladesh
                    60
                                                                                      Ethiopia
                    55
                                                                                      India

                    50                                                                Kenya
                                                                                      Niger
 Rate of Stunting




                    45
                                                                                      Pakistan
                    40                                                                Peru

                    35                                                                Zambia

                    30

                    25

                    20
                         1990-92   93-95   1997-99   00-02   2003-05   2006-08   2009-11


Source: WHO Global Database on Child Growth and Malnutrition
Roadmap
   Analysing Nutrition Governance
       We are not the first ones but…


   Building a dashboard of indicators
     Intersectoral cooperation
     Vertical articulation

     Sustainable funding

   Looking at and measuring the comparative
    evidence
What is perceived as good
 Nutrition Governance?
        According to the WHO, Strong 'nutrition
         governance' countries are those
            where governments are committed to having a
             national nutrition plan,
            which is also part of the national development
             strategy,
            they have set up inter-sectoral coordinating
             committees,
            maintain regular surveys and data collections,
             and
            allocate budget lines for nutrition strategies and
             plans, among other criteria
How do we measure governance?
   Governance Indicators (World Bank)
   Governance scores on the
    commitment and willingness (WHO
    Landscape)
   How do we measure accountability
    and incentives?
     Performance budgeting
     Institutional and capacity building
Translating Governance Analysis
      to effective interventions and
                Scaling Up
   Multisectoral nutrition
    planning (1970s)
   WHO Landscape Analysis
    (2009)
   World Bank (2002-2011)
                                           Scaling Up Nutrition
                                            movement
   Undernutrition: What Works?
    Action Against Hunger (2010)           REACH country process
   Mainstreaming Nutrition
    Initiative (Pelletier et al 2011)
Analysing Nutrition Governance
       –our framework-
The fieldwork
   Nine countries, since 2010
     A dozen researchers
     Nearly 230 interviews

     Four languages

     Similar questionnaire adjusted to country
      specific concerns
     Working papers, research reports and policy
      briefings posted at
      http://www.ids.ac.uk/nutritiongovernance
ANG: Intersectoral cooperation
   How (-and why-) do government actors,
    donors and other stakeholders cooperate
    with one another?
     Are there any formal or informal cooperation
      instances/coordinating bodies?
     Is there direct involvement of the Executive?

     Is nutrition part of the national development
      and poverty reduction agenda?
In Peru: Initiative Against Child Malnutrition (CNI)
Multisectoral coordination in Ethiopia
                                    FMOH

      Nat. Nutrition
        technical
       committee         Agenda-
        (experts)        setting
                                  National Nutrition               Individual
                                  Coordinating Body                  donors
       Coordination/          (line ministries chaired by
       implementation                   MoH)                         NDPG
       forum

           Nutrition
         working group                       Food
        (DPs and MoH)                       Security
                                            Program

                                                            PSNP   Emergency
                                                                    nutrition
Source: Taylor 2012
Min of Food
ISC in Bangladesh                                         Min of          and Disaster
                  Min of       Min of                     Finance         Management              Min of Local
                              Livestock                                                           Government
                  Educ.
    Min of                              Min of Health                               Min of
   Women &             Min of                                 Min of
  Child Affairs          Ag              and Family                              Sanitation and
                                                             Planning
                                           Welfare                                   Water

                                                                        Food
                                     National Nutrition                 policy
                                        Programme
                                       management
                                        committee
                                                                            IPHN

                                     National Nutrition
                                        Programme                        BNN
                                    1) Coordinating cttee                 C
                                       (NGO implementers)
                                    2) Monitoring group
                                       (NGO mgrs & NNP
                                          monitors)


                                  Community level interventions
What makes ISC work?
   H1: improved ISC will contribute to (the
    formulation of) improved nutrition
    governance

       H1a: “policy dictators” can make swift policy
        changes but are not sustainable over long run
        (Niger)

       H1b: broad and inclusive “nutrition coalitions”
        (…) are likely to make nutrition policies more
        sustainable (Brazil)
ANG: Vertical articulation
   Why would local elites want to implement
    national level policies?
     Are there decentralised structures (regional
      and local) that facilitate local implementation
      and coordination?
     Are local elites motivated to comply with and
      influence national level policies (upwards)?
     Are they accountable to demands of voters
      (downwards)?
Vertical Coordination in Brazil
Vertical coordination in Ethiopia

    Ministry of Heatlh             EPRDF (party)        Ministry of Agriculture



      Regional health bureau                         Regional agriculture office


                               Woreda development
Woreda health                      committee                  Regional agriculture
  officials                                                        officials


                                Kebele development
                                                                     Ag.
    Health                          committee
                                                                     Ext.
     ext.
                                                                    worker
    worker
                                                                               6x
                                                                               Ag
                                                                              Dev.
        Dev.         Dev.         Dev.                                        Army
                                             Dev.    Dev.         Dev.
        Army         Army         Army       Army    Army         Army
What makes vertical articulation
           work?
   H2: effective Vertical coordination is likely
    to contribute to improved nutrition
    governance (implementation)
     H2a: when it builds on existing decentralized
      structures
     H2b: when it generates greater local
      ownership
     H2c: when it reproduces intersectoral
      cooperation at the national or subnational
      level
ANG: Sustainable Funding
   How do funding mechanisms facilitate
    inter sectoral and vertical cooperation?
     Are there centralised (pooled) or coordinated
      funding schemes or funding sources are
      fragmented?
     Are there independent monitoring and
      oversight mechanisms that promote efficient
      use of revenues?
     Are there additional, unexplored sources of
      revenue? private sector funding; taxation;
      natural resource revenues?
Pooled funding in Niger
   Several types of pooled funds:
     Bilateral Funds – discretionary
     Programmatic – coordinated

     Emergency - OCHA



   New embedded funding line in the budget
       How to make long term use of emergency funds?
Siloed funding in Bangladesh
   Fragmented funding encourages isolation
    and duplication
       Multiple recipients: “Anyone can get funded”

   Funding is source of political influence
       It can privilege relations with MPs or local goverments
What makes funding work?
   H3. Sustainable Funding is likely to
    contribute to (financing) improved nutrition
    governance
     H3a: greater government ownership – greater
      government share in nutrition funding - into
      state budgets and political process (ie.
      Nutrition line?)
     H3b: when funding allocations are at least
      coordinated to avoid corruption or overlap
     H3c: when there are institutional provisions
      (earmark, taxes, multiyear budgets) that
      ensure long term funding
How does it all add up?
   Intersectoral coordination
       inclusive, partially inclusive, not inclusive


   Vertical Articulation
       Effective, partially fragmented, fragmented


   Funding
       Pooled, coordinated, uncoordinated
Towards a comparative analysis
       of nutrition governance
Country studies   Inter Sectoral        Vertical coordination Funding          Outcome
                  cooperation                                                  (or path
                                                                               process)
Brazil            Inclusive             Effective            Coordinated             O
Peru              Inclusive             Partly fragmented    Coordinated           O
Kenya             Partially inclusive   Partly fragmented    Coordinated           O
Niger             Inclusive             fragmented           Coordinated and       --
                                                             Pooled
Bangladesh        Not inclusive         Effective            Uncoordinated         --
Ethiopia          Partially inclusive   Effective            Uncoordinated         --
Zambia            Inclusive             Partly fragmented    Uncoordinated         --
India             Not inclusive         Fragmented           Uncoordinated         X
Pakistan          Not inclusive         Fragmented           Uncoordinated         X
Advantages of a process driven
    nutrition governance approach
 Unpacks the notion of “political will” to look
  into specific mechanisms of political
  commitment around nutrition
 Focuses on the formation and
  sustainability of nutrition coalitions
 Seeks to measure and extract practical
  policy advice for scaling up nutrition efforts

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Effective Governance and Policies to Improve Nutrition Outcomes

  • 1. Effective Governance and Policies to Improve Nutrition Outcomes: A cross comparison of nine country cases Andrés Mejía Acosta (IDS) a.mejia@ids.ac.uk Jessica Fanzo (Columbia University) jfanzo@gmail.com Institute of Development Studies Brighton, 19 February 2013
  • 2. The Nutrition Paradoxes  Nutrition and GDP growth  economic growth does not lead to improved nutrition  India vs Brasil vs Peru  Nutrition and food security  policies designed to boost food production are not sufficient to reduce under nutrition  The Maradi Paradox  Pakistan, Niger
  • 3. A political economy approach  Analysing policy change…  Number of stakeholders involved  Ideological differences  Winset = space for policy change  PEA of Nutrition  Why some countries that are strongly committed to reducing malnutrition can effectively deliver on nutrition outcomes while others make insufficient or no progress at all?  Why and when do government officials become accountable to the needs of the most vulnerable?  How are advocacy coalitions formed around a single narrative to reduce under nutrition?
  • 4. Stunting levels across nine countries 65 Bangladesh 60 Ethiopia 55 India 50 Kenya Niger Rate of Stunting 45 Pakistan 40 Peru 35 Zambia 30 25 20 1990-92 93-95 1997-99 00-02 2003-05 2006-08 2009-11 Source: WHO Global Database on Child Growth and Malnutrition
  • 5. Roadmap  Analysing Nutrition Governance  We are not the first ones but…  Building a dashboard of indicators  Intersectoral cooperation  Vertical articulation  Sustainable funding  Looking at and measuring the comparative evidence
  • 6. What is perceived as good Nutrition Governance?  According to the WHO, Strong 'nutrition governance' countries are those  where governments are committed to having a national nutrition plan,  which is also part of the national development strategy,  they have set up inter-sectoral coordinating committees,  maintain regular surveys and data collections, and  allocate budget lines for nutrition strategies and plans, among other criteria
  • 7. How do we measure governance?  Governance Indicators (World Bank)  Governance scores on the commitment and willingness (WHO Landscape)  How do we measure accountability and incentives?  Performance budgeting  Institutional and capacity building
  • 8. Translating Governance Analysis to effective interventions and Scaling Up  Multisectoral nutrition planning (1970s)  WHO Landscape Analysis (2009)  World Bank (2002-2011)  Scaling Up Nutrition movement  Undernutrition: What Works? Action Against Hunger (2010)  REACH country process  Mainstreaming Nutrition Initiative (Pelletier et al 2011)
  • 9. Analysing Nutrition Governance –our framework-
  • 10. The fieldwork  Nine countries, since 2010  A dozen researchers  Nearly 230 interviews  Four languages  Similar questionnaire adjusted to country specific concerns  Working papers, research reports and policy briefings posted at http://www.ids.ac.uk/nutritiongovernance
  • 11. ANG: Intersectoral cooperation  How (-and why-) do government actors, donors and other stakeholders cooperate with one another?  Are there any formal or informal cooperation instances/coordinating bodies?  Is there direct involvement of the Executive?  Is nutrition part of the national development and poverty reduction agenda?
  • 12. In Peru: Initiative Against Child Malnutrition (CNI)
  • 13. Multisectoral coordination in Ethiopia FMOH Nat. Nutrition technical committee Agenda- (experts) setting National Nutrition Individual Coordinating Body donors Coordination/ (line ministries chaired by implementation MoH) NDPG forum Nutrition working group Food (DPs and MoH) Security Program PSNP Emergency nutrition Source: Taylor 2012
  • 14. Min of Food ISC in Bangladesh Min of and Disaster Min of Min of Finance Management Min of Local Livestock Government Educ. Min of Min of Health Min of Women & Min of Min of Child Affairs Ag and Family Sanitation and Planning Welfare Water Food National Nutrition policy Programme management committee IPHN National Nutrition Programme BNN 1) Coordinating cttee C (NGO implementers) 2) Monitoring group (NGO mgrs & NNP monitors) Community level interventions
  • 15. What makes ISC work?  H1: improved ISC will contribute to (the formulation of) improved nutrition governance  H1a: “policy dictators” can make swift policy changes but are not sustainable over long run (Niger)  H1b: broad and inclusive “nutrition coalitions” (…) are likely to make nutrition policies more sustainable (Brazil)
  • 16. ANG: Vertical articulation  Why would local elites want to implement national level policies?  Are there decentralised structures (regional and local) that facilitate local implementation and coordination?  Are local elites motivated to comply with and influence national level policies (upwards)?  Are they accountable to demands of voters (downwards)?
  • 18. Vertical coordination in Ethiopia Ministry of Heatlh EPRDF (party) Ministry of Agriculture Regional health bureau Regional agriculture office Woreda development Woreda health committee Regional agriculture officials officials Kebele development Ag. Health committee Ext. ext. worker worker 6x Ag Dev. Dev. Dev. Dev. Army Dev. Dev. Dev. Army Army Army Army Army Army
  • 19. What makes vertical articulation work?  H2: effective Vertical coordination is likely to contribute to improved nutrition governance (implementation)  H2a: when it builds on existing decentralized structures  H2b: when it generates greater local ownership  H2c: when it reproduces intersectoral cooperation at the national or subnational level
  • 20. ANG: Sustainable Funding  How do funding mechanisms facilitate inter sectoral and vertical cooperation?  Are there centralised (pooled) or coordinated funding schemes or funding sources are fragmented?  Are there independent monitoring and oversight mechanisms that promote efficient use of revenues?  Are there additional, unexplored sources of revenue? private sector funding; taxation; natural resource revenues?
  • 21. Pooled funding in Niger  Several types of pooled funds:  Bilateral Funds – discretionary  Programmatic – coordinated  Emergency - OCHA  New embedded funding line in the budget  How to make long term use of emergency funds?
  • 22. Siloed funding in Bangladesh  Fragmented funding encourages isolation and duplication  Multiple recipients: “Anyone can get funded”  Funding is source of political influence  It can privilege relations with MPs or local goverments
  • 23. What makes funding work?  H3. Sustainable Funding is likely to contribute to (financing) improved nutrition governance  H3a: greater government ownership – greater government share in nutrition funding - into state budgets and political process (ie. Nutrition line?)  H3b: when funding allocations are at least coordinated to avoid corruption or overlap  H3c: when there are institutional provisions (earmark, taxes, multiyear budgets) that ensure long term funding
  • 24. How does it all add up?  Intersectoral coordination  inclusive, partially inclusive, not inclusive  Vertical Articulation  Effective, partially fragmented, fragmented  Funding  Pooled, coordinated, uncoordinated
  • 25. Towards a comparative analysis of nutrition governance Country studies Inter Sectoral Vertical coordination Funding Outcome cooperation (or path process) Brazil Inclusive Effective Coordinated O Peru Inclusive Partly fragmented Coordinated O Kenya Partially inclusive Partly fragmented Coordinated O Niger Inclusive fragmented Coordinated and -- Pooled Bangladesh Not inclusive Effective Uncoordinated -- Ethiopia Partially inclusive Effective Uncoordinated -- Zambia Inclusive Partly fragmented Uncoordinated -- India Not inclusive Fragmented Uncoordinated X Pakistan Not inclusive Fragmented Uncoordinated X
  • 26. Advantages of a process driven nutrition governance approach  Unpacks the notion of “political will” to look into specific mechanisms of political commitment around nutrition  Focuses on the formation and sustainability of nutrition coalitions  Seeks to measure and extract practical policy advice for scaling up nutrition efforts