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Transboundary Waters
  Conflict and Cooperation
              Anita Milman, University of East Anglia
              July 13, 2011
                                                1
              Environmental Conflicts Summer Schoo
OVERVIEW
•   Shared Water Resources
•   Water Wars: Conflict & Cooperation
•   Empirical Analysis: Analyzing History
•   Theory: International Relations
•   Law, Negotiations & Agreements
•   Beyond ‗the State‘
•   Shared Water in a Changing World

                                            2
Shared                 Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
Water                  Analysis                Agreements     State       World



         Water is a shared resource




                                               263 International
                                                 River Basins

               http://www.transboundarywaters.orst.edu/
                                                                               3
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World



Groundwater flows unseen across
      political boundaries




                                                                              4
                           http://www.whymap.org
Shared                Empirical                   Law &           Beyond the        Changing
         Water Wars               IR Theory
Water                 Analysis                  Agreements          State            World


          Water is scarce,
 poorly distributed in time & space




                                          http://www.waterandnature.org/eatlas/html/gm16.html



                                                                                                5
Shared                Empirical                 Law &       Beyond the   Changing
          Water Wars               IR Theory
 Water                 Analysis                Agreements      State       World


  Withdrawals are likely to increase




                                                            Alcamo et al. 2007
 Change in withdrawals between 1995 & 2050 under the B2
climate scenario & accounting for population growth, income,
                                                          6
      electricity production and water efficiency effects
Shared                 Empirical                    Law &      Beyond the   Changing
          Water Wars               IR Theory
Water                  Analysis                   Agreements     State       World




         Future wars over water (?)
―If the wars of the twentieth century were fought over oil,
    the wars of this century will be fought over water.‖
   – World Bank

―Fierce competition for fresh water may well become a
   source of conflict and wars in the future‖
   – The United Nations Secretary General, Kofi Annan

―Water shortages will grow even more serious; the stuff of
  future wars. . . . With 3.5 billion people affected by water
  shortages by 2050, conditions are ripe for a century of
  water conflicts.‖
   – The Economist

                                                                                  7
                                               (Quotes collected in Dinar et al. 2008)
Shared                 Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
Water                  Analysis                Agreements     State       World



         Issues that cause tension
• Quantity
   – Navigation, flow, consumptive use, flooding
• Timing
• Quality
   – Salts, nutrients, turbidity, toxics
• Infrastructure
   – Dams, electricity generation, treatment plants


                                                                               8
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




Is water a cause or a symptom?
• A cause of conflict and tensions
• Control as military or political goal
   – defining wealth or power
• Used as a tool in conflict
   – Used to destroy or harm the enemy
• A target of conflict
   – Marks/defines the boundary

                                                                              9
A Conflict - Cooperation Continuum
  the Water Event Intensity Scale




                                               10
                         Yoffe et al. (2003)
Shared                Empirical                  Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                 Agreements     State       World



           Transboundary Water
         Interaction NexuS Matrix




                                                                              11
                                              Zeitoun, M. and N. Mirumachi (2008)
Cooperation is more frequent
     than conflict over water
Between 1918 and 1994, more than 200 treaties
were signed; yet only 37 reported cases of inter-
state violence (mostly related to Israel).
                    Transboundary Freshwater Dispute Database
          9%   1%
                                 145 treaties analyzed
     4%
                                  Hydroelectric Power
   4%
                                  Water Consumption
                        39%
  6%                              Industrial Use
                                  Navigation
                                  Pollution
                                  Flood Control
                                  Fishing
                                                         12
       37%
Shared                 Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
Water                  Analysis                Agreements     State       World



         Cooperation is not always
             without conflict
(Hydro) hegemony: Dominance of one
social group over another, such that the
ruling group—referred to as a hegemon—
acquires some degree of consent from the
subordinate, without necessarily using force




                                                                              13
Conflict and Cooperation :
      Identifying Risk Factors via
          Empirical Analysis



                                     14
Pics: Wolf et al 2003
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




  Factors that increase CONFLICT
• Water and border disputes coincide
• Disruptions of anthropogenic origin
• Scarcity & variability in availability
• Rate of change in the basin exceeds
  adaptive capacity


                                                                             15
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




Factors that increase COOPERATION

• Scarcity & variability in availability
• Linkages
• Collective action problem




                                                                             16
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World



     Factors posited as important,
   relation to conflict undetermined
   – Population density
   – Overall GDP
   – Government type (democracy)
   – Overall relations between countries




                                                                             17
Theoretical Perspectives
                           18
Shared                 Empirical                 Law &      Beyond the   Changing
          Water Wars                IR Theory
 Water                  Analysis                Agreements     State       World




    International relations theories
Sovereignty of states

                       Anarchical international structure

          Realism
•   States are in
    competition
•   Goal is military
    security and survival
•   Power is key
•   Relative gains                                                             19
Shared                 Empirical                  Law &      Beyond the   Changing
          Water Wars                IR Theory
 Water                  Analysis                 Agreements     State       World




  International relations theories
Sovereignty of states

                       Anarchical international structure

                                                     Liberalism
                                          •     Underlying harmony
                                                in interests
                                          •     Mutual gain from
                                                cooperating
                                          •     Institutions are key
                                          •     Absolute gains                  20
Shared                Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
 Water                 Analysis                Agreements     State       World




Can economics promote cooperation?
• Optimum basin development
    – Moving from RIGHTS to NEEDS…to
      INTERESTS

• ‗Benefit Sharing‘ Assumes can transform
  from ‗win-lose‘ to ‗win-win‘
    – Economies of scale
    – Existing inefficiencies
    – Heterogeneities among countries create
      possibilities for trade-offs
                                                                              21
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




              ―Sharing‖ the gains
• Compensation or side payments
   – Rare in exchange for water
   – More frequent for infrastructure


• How to allocate gains?
   – May reflect an implicit agreement about
     property rights
   – May also reflect power dynamics

                                                                             22
Shared                Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
 Water                 Analysis                Agreements     State       World




Cooperation through issue linkage
• Can reduce need for side payments
• Provides enforcement mechanisms
• Most useful if asymmetry between the
  countries on the linked issues
• May be difficult to renegotiate terms



                                                                              23
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




Beyond Utility Max & Power Positioning
• Sovereignty
• Security
   – National existence, self-sufficiency
• Image
• ‗Ethos‘ of water
   – Use, interbasin transfers,
   – Identity, spiritual values, culture, etc
   – Importance of water in political rhetoric
                                                                             24
LAW, NEGOTIATIONS & TREATIES



                          25
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




         International water law
• Customary law
• Bi- or multi-lateral treaties
• General principles and conventions
   – 1911 Madrid Declaration
   – 1966 Helsinki Rules
   – 1991 International Law Commission (draft)
   – 1997 UN Convention (not ratified)


                                                                             26
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




         Principles for allocation
• Absolute sovereignty
• Absolute territorial integrity
• Optimum development of the basin
• Community of property
   (Equitable and reasonable use)

• No appreciable harm

                                                                             27
Shared                  Empirical                 Law &      Beyond the   Changing
           Water Wars               IR Theory
Water                   Analysis                Agreements     State       World




Reasonable and Equitable Use
         Article 10 – 1997 UN Convention
1. Geographic, hydrographic, hydrologic,
   climatic, ecological
2. Social and economic needs
3. Effects of the use on another state
4. Existing and potential uses
5. Conservation, protection, development
   and economy
6. Availability of alternatives
                                                                               28
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




    Types of TB River Agreements
•   Flow allocation or restrictions
•   Water quality improvements or regulations
•   Boundary demarcation
•   Infrastructure development & use
•   Process management
    – Data sharing
    – Technical and financial cooperation
    – Informing and prior consent
    – Joint management                                                       29
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




    Incentives to Reach an Agreement

• Risk of breakdown
   – Default value/ reservation utility
   – Impatience or temporal issues
   – Credible threats
• Reliable expectations
• Third-party involvement

                                                                             30
Shared                 Empirical                 Law &      Beyond the   Changing
          Water Wars               IR Theory
Water                  Analysis                Agreements     State       World




         Interpretation  intractibility
• Analytic uncertainty: lack of knowledge of
  the expected outcomes
   – What will be the result
• Framing ambiguity: different perspectives
  on a problem and its solution
   – Scarcity/wastefulness? Dykes/floodplains?
• Incommensurability: irreconcilable values
  and unacceptable tradeoffs
   – Ecosystems vs livelihoods                                                31
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




Barriers to Reaching an Agreement
• Complexity
   – Technical
   – In definition of roles and responsibilities

• Wider (non-water) considerations
   – Conversely, water may help with those
     disagreements

• Too many players to form ‗grand‘-coalition

                                                                             32
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




Two-levels Impact Negotiations
• Bureaucratic policy processes
   – internal power relations within the bureaucracy
   – Competing domestic interest groups
• Executive policy process
   – degree of involvement of the chief executive in
     water matters
• Residual policy processes
   – pork barrel, coalition policies that use water as
     a political weapon
                                                                             33
                                                               (LeMarquand 1990)
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




 Elements of successful treaties
• Self-enforcing or binding agreements
   – Incentives to follow through on commitment


• Flexiblity
   – adapt to changing values, technologies and
     market conditions




                                                                             34
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




         Uncertainty in agreements
Types of uncertainty:
   – Exogenous – related to the basin
   – Endogenous – related to the agreement

Mechanisms to address uncertainty:
   – Ambiguity in design
   – Variable flow allocation, escape clauses
   – Monitoring
   – Provisions for amendments
   – Provisions for conflict resolution
                                                                             35
                                                            Drieschova, et al. 2011
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




         Common treaty failings
•   Limited mandates
•   Constrained authority
•   Weak institutional capacity
•   Insufficient financing
•   Lack of enforcement
•   Insufficient public participation
•   Weighted towards technocratic solutions

                                                                             36
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World




  Beyond ‗State‘ & Watercourse
Need for a multi-scalar analysis
• Sub- national actors
• Supra- national level actors

Eco-systems boundaries, global commons?



                                                                             37
Shared                Empirical                 Law &      Beyond the   Changing
         Water Wars               IR Theory
Water                 Analysis                Agreements     State       World



                      Global Change
• Environmental
   – E.g., climate, groundwater, emerging contaminants
• Social
  – Urbanization, migration
• Political
   – Jasmine revolution, increasing nationalism in the EU
• Economic
   – Role of China, new aid networks
   – Sovereign wealth funds, global corporations
• Increasing transnational networks
                                                                             38
39
Contact: a.milman@uea.ac.uk

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Conflict and Transboundary Water Issues

  • 1. Transboundary Waters Conflict and Cooperation Anita Milman, University of East Anglia July 13, 2011 1 Environmental Conflicts Summer Schoo
  • 2. OVERVIEW • Shared Water Resources • Water Wars: Conflict & Cooperation • Empirical Analysis: Analyzing History • Theory: International Relations • Law, Negotiations & Agreements • Beyond ‗the State‘ • Shared Water in a Changing World 2
  • 3. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Water is a shared resource 263 International River Basins http://www.transboundarywaters.orst.edu/ 3
  • 4. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Groundwater flows unseen across political boundaries 4 http://www.whymap.org
  • 5. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Water is scarce, poorly distributed in time & space http://www.waterandnature.org/eatlas/html/gm16.html 5
  • 6. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Withdrawals are likely to increase Alcamo et al. 2007 Change in withdrawals between 1995 & 2050 under the B2 climate scenario & accounting for population growth, income, 6 electricity production and water efficiency effects
  • 7. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Future wars over water (?) ―If the wars of the twentieth century were fought over oil, the wars of this century will be fought over water.‖ – World Bank ―Fierce competition for fresh water may well become a source of conflict and wars in the future‖ – The United Nations Secretary General, Kofi Annan ―Water shortages will grow even more serious; the stuff of future wars. . . . With 3.5 billion people affected by water shortages by 2050, conditions are ripe for a century of water conflicts.‖ – The Economist 7 (Quotes collected in Dinar et al. 2008)
  • 8. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Issues that cause tension • Quantity – Navigation, flow, consumptive use, flooding • Timing • Quality – Salts, nutrients, turbidity, toxics • Infrastructure – Dams, electricity generation, treatment plants 8
  • 9. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Is water a cause or a symptom? • A cause of conflict and tensions • Control as military or political goal – defining wealth or power • Used as a tool in conflict – Used to destroy or harm the enemy • A target of conflict – Marks/defines the boundary 9
  • 10. A Conflict - Cooperation Continuum the Water Event Intensity Scale 10 Yoffe et al. (2003)
  • 11. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Transboundary Water Interaction NexuS Matrix 11 Zeitoun, M. and N. Mirumachi (2008)
  • 12. Cooperation is more frequent than conflict over water Between 1918 and 1994, more than 200 treaties were signed; yet only 37 reported cases of inter- state violence (mostly related to Israel). Transboundary Freshwater Dispute Database 9% 1% 145 treaties analyzed 4% Hydroelectric Power 4% Water Consumption 39% 6% Industrial Use Navigation Pollution Flood Control Fishing 12 37%
  • 13. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Cooperation is not always without conflict (Hydro) hegemony: Dominance of one social group over another, such that the ruling group—referred to as a hegemon— acquires some degree of consent from the subordinate, without necessarily using force 13
  • 14. Conflict and Cooperation : Identifying Risk Factors via Empirical Analysis 14 Pics: Wolf et al 2003
  • 15. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Factors that increase CONFLICT • Water and border disputes coincide • Disruptions of anthropogenic origin • Scarcity & variability in availability • Rate of change in the basin exceeds adaptive capacity 15
  • 16. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Factors that increase COOPERATION • Scarcity & variability in availability • Linkages • Collective action problem 16
  • 17. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Factors posited as important, relation to conflict undetermined – Population density – Overall GDP – Government type (democracy) – Overall relations between countries 17
  • 19. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World International relations theories Sovereignty of states Anarchical international structure Realism • States are in competition • Goal is military security and survival • Power is key • Relative gains 19
  • 20. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World International relations theories Sovereignty of states Anarchical international structure Liberalism • Underlying harmony in interests • Mutual gain from cooperating • Institutions are key • Absolute gains 20
  • 21. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Can economics promote cooperation? • Optimum basin development – Moving from RIGHTS to NEEDS…to INTERESTS • ‗Benefit Sharing‘ Assumes can transform from ‗win-lose‘ to ‗win-win‘ – Economies of scale – Existing inefficiencies – Heterogeneities among countries create possibilities for trade-offs 21
  • 22. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World ―Sharing‖ the gains • Compensation or side payments – Rare in exchange for water – More frequent for infrastructure • How to allocate gains? – May reflect an implicit agreement about property rights – May also reflect power dynamics 22
  • 23. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Cooperation through issue linkage • Can reduce need for side payments • Provides enforcement mechanisms • Most useful if asymmetry between the countries on the linked issues • May be difficult to renegotiate terms 23
  • 24. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Beyond Utility Max & Power Positioning • Sovereignty • Security – National existence, self-sufficiency • Image • ‗Ethos‘ of water – Use, interbasin transfers, – Identity, spiritual values, culture, etc – Importance of water in political rhetoric 24
  • 25. LAW, NEGOTIATIONS & TREATIES 25
  • 26. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World International water law • Customary law • Bi- or multi-lateral treaties • General principles and conventions – 1911 Madrid Declaration – 1966 Helsinki Rules – 1991 International Law Commission (draft) – 1997 UN Convention (not ratified) 26
  • 27. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Principles for allocation • Absolute sovereignty • Absolute territorial integrity • Optimum development of the basin • Community of property (Equitable and reasonable use) • No appreciable harm 27
  • 28. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Reasonable and Equitable Use Article 10 – 1997 UN Convention 1. Geographic, hydrographic, hydrologic, climatic, ecological 2. Social and economic needs 3. Effects of the use on another state 4. Existing and potential uses 5. Conservation, protection, development and economy 6. Availability of alternatives 28
  • 29. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Types of TB River Agreements • Flow allocation or restrictions • Water quality improvements or regulations • Boundary demarcation • Infrastructure development & use • Process management – Data sharing – Technical and financial cooperation – Informing and prior consent – Joint management 29
  • 30. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Incentives to Reach an Agreement • Risk of breakdown – Default value/ reservation utility – Impatience or temporal issues – Credible threats • Reliable expectations • Third-party involvement 30
  • 31. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Interpretation  intractibility • Analytic uncertainty: lack of knowledge of the expected outcomes – What will be the result • Framing ambiguity: different perspectives on a problem and its solution – Scarcity/wastefulness? Dykes/floodplains? • Incommensurability: irreconcilable values and unacceptable tradeoffs – Ecosystems vs livelihoods 31
  • 32. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Barriers to Reaching an Agreement • Complexity – Technical – In definition of roles and responsibilities • Wider (non-water) considerations – Conversely, water may help with those disagreements • Too many players to form ‗grand‘-coalition 32
  • 33. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Two-levels Impact Negotiations • Bureaucratic policy processes – internal power relations within the bureaucracy – Competing domestic interest groups • Executive policy process – degree of involvement of the chief executive in water matters • Residual policy processes – pork barrel, coalition policies that use water as a political weapon 33 (LeMarquand 1990)
  • 34. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Elements of successful treaties • Self-enforcing or binding agreements – Incentives to follow through on commitment • Flexiblity – adapt to changing values, technologies and market conditions 34
  • 35. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Uncertainty in agreements Types of uncertainty: – Exogenous – related to the basin – Endogenous – related to the agreement Mechanisms to address uncertainty: – Ambiguity in design – Variable flow allocation, escape clauses – Monitoring – Provisions for amendments – Provisions for conflict resolution 35 Drieschova, et al. 2011
  • 36. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Common treaty failings • Limited mandates • Constrained authority • Weak institutional capacity • Insufficient financing • Lack of enforcement • Insufficient public participation • Weighted towards technocratic solutions 36
  • 37. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Beyond ‗State‘ & Watercourse Need for a multi-scalar analysis • Sub- national actors • Supra- national level actors Eco-systems boundaries, global commons? 37
  • 38. Shared Empirical Law & Beyond the Changing Water Wars IR Theory Water Analysis Agreements State World Global Change • Environmental – E.g., climate, groundwater, emerging contaminants • Social – Urbanization, migration • Political – Jasmine revolution, increasing nationalism in the EU • Economic – Role of China, new aid networks – Sovereign wealth funds, global corporations • Increasing transnational networks 38