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Seminar
                               Patentability of inventions


                                                        Verena Simpson
                                                            vsi@gipc.eu
                                                       +45 77 34 44 89
1

Protecting Value – Managing Risk – Building Business         Guardian
                                                               IP Consulting
Agenda
      • 9:15 – 9:45                              Patentability criteria – novelty and
                                                 inventive contribution


      • 10:00 – 11:25                            Assessing patentability of student
                                                 inventions

                                                 Strategic and commercial decisions
      • 11:30 – 12:00
                                                 to be made when seeking patent
                                                 protection



2

Protecting Value – Managing Risk – Building Business                            Guardian
                                                                                  IP Consulting
Computer-implemented inventions




    • What can be protected?

                                                       • Is it worthwhile?
3

Protecting Value – Managing Risk – Building Business                   Guardian
                                                                        IP Consulting
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Patent protection
    • Patents provide a 20 year monopoly
      for inventions
    • If you have a patent you may prevent
      your competitors from using your
      invention – or demand a license fee!
    • Patent applications are published 1½
      years after filing, thus preventing
      others from patenting the same
5
      invention over again.
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Patent vs. copyright
    • Patent:
            – Broad protection: Protects all implementations
              of an inventive concept
            – Requires description of inventive concept
            – Registration process
            – Limited in time (20 years) and geography
    • Copyright:
            – Narrow protection: Protects a specific
              implementation
            – Established automatically by creation of the
              implementation
            – Long protection
6

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
What does it take to get a patent?
    •     An invention!

            – The invention has to be new, i.e. the exact
              same invention must not yet have been
              publicly disclosed in any way.

            – The invention must not be obvious, i.e.
              the invention must differ from
              known, similar inventions in a non-trivial
              manner.

    •     A patent application

            – The invention needs to be described in
              sufficient detail.

            – The patent claims need to give a clear
7
              definition of the scope of the protected
              invention
Protecting Value – Managing Risk – Building Business        Guardian
                                                             IP Consulting
Is this an invention?
    • A transformation of an integrable
      function ƒ : R → C, defined as




8

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
How about this?
    • A method of controlling a combustion
      process, comprising:
            – Measuring light emitted by the
              combustion process
            – Calculating a Fourier transform of the light
              intensity as a function of time
            – Controlling parameter Y of the combustion
              process as a function of the calculated
              Fourier transform
9

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Mathematical algorithm vs. invention
         • A mathematical algorithm as such is not patentable,
           but a technical process using that algorithm is

         • Mathematical algorithm
           abstract numbers in
           – abstract numbers out.




         • Technical process
           works on physical quantities
           (e.g. measured data, or
           data representing something physical, non-abstract)
10

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
How about this?
     • A method of determining an optimal trading
       time for a financial instrument, comprising:
            – Monitoring a price of the financial instrument as
              a function of time
            – Calculating a Fourier transform of the
              monitored price
            – Determining the optimal trading time from the
              calculated Fourier transform




11

Protecting Value – Managing Risk – Building Business              Guardian
                                                                   IP Consulting
Is this an invention?
     • A method of selling candy by
       presenting the candy in a way that
       catches children’s attention




12

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Is this an invention?
     • A shelf system for presenting
       items, comprising
            – A shelf
            – A motion sensor for detecting a
              motion in a predetermined
              proximity from the shelf,
            – An audio system for generating
              audio output
            – A control unit for activating the
              audio system responsive to a
              detection signal from the motion
              sensor.
13

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
What does it take in Europe ?
     • Patentable invention has to be a
       technical solution to a technical
       problem
     • The technical aspects of the solution
       must not be obvious




14

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Trading example revisited:


     • A method of determining an optimal trading
       time for a financial instrument, comprising:
            – Monitoring a price of the financial instrument as
              a function of time
            – Calculating a Fourier transform of the
              monitored price
            – Determining the optimal trading time from the
              calculated Fourier transform


       • Anything technical?

15

Protecting Value – Managing Risk – Building Business              Guardian
                                                                   IP Consulting
Re-define the innovative idea:


     •    A computer for determining an optimal trading
          time for a financial instrument, comprising:
            – A communications interface for receiving real-time
              price information for a financial instrument
            – A processing unit programmed to calculate a
              Fourier transform of the monitored price, and to
              determine the optimal trading time from the
              calculated Fourier transform
            – A trading interface connected to a computer
              system of the stock market programmed to
              initiate a trade at the determined trading time


         • Non-obvious technical solution
           to a technical problem?
16

Protecting Value – Managing Risk – Building Business               Guardian
                                                                    IP Consulting
Disregard non-technical stuff:


     •       A computer for determining an optimal action
             time for performing an action, comprising:
             – A communications interface for receiving real-time
               input data
             – A processing unit programmed to calculate a
               Fourier transform of the monitored input data, and
               to determine the optimal action time from the
               calculated Fourier transform
             – A control interface connected to another computer
               system programmed to initiate an action at the
               determined action time

         •    Now determine whether this is a
              non-obvious technical solution to
              a technical problem - in view of
17            the prior art!!!
Protecting Value – Managing Risk – Building Business                Guardian
                                                                     IP Consulting
Different Rules in different parts of the world?




     • Patentable invention                            • Particular machine or
       has to be a technical                             apparatus, or
       solution to a technical                         • Transforms a
       problem                                           particular article into a
     • The technical aspects                             different state or thing
       of the solution must                            • All aspects considered
       not be obvious                                    as regards
                                                         obviousness
18

Protecting Value – Managing Risk – Building Business                       Guardian
                                                                             IP Consulting
Pin for an automatic twist lock
                                     Claims:
                                     1. An exchangeable device (pin) comprising: an
                                        improved surface resistant to a high corrosion
                                        environment or ice.
                                     2. The exchangeable device of claim 1, made of
                                        alloy or steel.
                                     3. The exchangeable device of claim 2, wherein said
                                        device is further coated in plastic.
                                     4. ?



 Prior art: WO2006021579 describes a coupling piece for connecting
 two containers stacked one on top of another, especially on board ships.
 Hot dip galvanised steel
 Technical effect: reduced friction between components
 Problem that it solves: No jammed, hard to remove, twist locks
 therefore time needed to unload ship is decreased  money saved.
 Competitor/client: SEC SHIP S EQUIPMENT CT BREMEN [DE];
Protecting Value – Managing Risk – Building Business                           Guardian
                                                                                 IP Consulting
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Wind speed Sensor adapted for
    mobile phone
                     Claims:
                     1. A wind-driven rotor comprising a magnet, means for
                        converting changes in magnetic field into variations of an
                        electric signal; means for transferring said signal to a smart
                        phone.
                     2. A mobile phone adapted for receiving a signal from the
                        wind-driven rotor of claim 1 and translating the signal into
                        wind speed
                     3. ?



            Prior art: WO2008073074 (A1) - MEASURING AND DISPLAYING
            CURRENT LOCATION WEATHER CONDITIONS WITHIN WIRELESS
            CELLULAR PHONES – deemed withdrawn
            CN201403115: Cell phone measuring wind speed with
            thermocouple
Protecting Value – Managing Risk – Building Business                       Guardian
                                                                             IP Consulting
Variable brake light system
      Claims
      1. A vehicle brake light system comprising a decelerometer attached to a
          controller connected to a number of individual light elements which are lit
          in dependence on the strength of the signal from the decelerometer.
      2. A vehicle brake light system according to any preceding claim, in which the
          light elements are LEDs which preferably comprise a strip across the license
          plate.



    GB2419045 Variable vehicle brake light system according to
    brake pedal pressure or deceleration.
    A vehicle brake light system comprising a decelerometer in
    communication with the brake pedal, and attached to a controller
    connected to a number of individual light elements which are lit in
    dependence on the strength of the signal from the decelerometer. The
    light elements may be LEDs preferably comprising a strip across the rear
    of the vehicle.
Protecting Value – Managing Risk – Building Business                      Guardian
                                                                             IP Consulting
What is a patentable invention?
     • Has to be an invention within the
       meaning of the patent law
     • Has to be new
     • Has to be non-obvious

     • Determination depends on how we define
       the invention
     • Determination slightly different in
       different parts of the world
     • Technical solutions implemented in
       software are patentable!
23

Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Now to the important question!




     • What can be protected?

                                                       • Is it worthwhile?
24

Protecting Value – Managing Risk – Building Business                   Guardian
                                                                        IP Consulting
Indicators of valuable candidate inventions

        •     Gives product a competitive edge
                –    Likely to be used in marketing
                –    Functionality
                –    Performance                                 9       10
                –    Production cost                        7                   8
                –    Reliability
        •     Visibility
                – Easy to detect infringement
                – Easy for competitors to identify / reverse engineer
                – Gives a product an improvement that is detectable by
                  user/customer
        •     Timing
                – Maturity of technology / time to market
                – Expected lifetime of invention
        •     Low cost to copy
                – Easy for competitors to identify / reverse engineer
        •     High cost to develop
25      •     Hard to work around
Protecting Value – Managing Risk – Building Business                     Guardian
                                                                              IP Consulting
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting
Protecting Value – Managing Risk – Building Business   Guardian
                                                        IP Consulting

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42629 lecture 9 pt2

  • 1. Seminar Patentability of inventions Verena Simpson vsi@gipc.eu +45 77 34 44 89 1 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 2. Agenda • 9:15 – 9:45 Patentability criteria – novelty and inventive contribution • 10:00 – 11:25 Assessing patentability of student inventions Strategic and commercial decisions • 11:30 – 12:00 to be made when seeking patent protection 2 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 3. Computer-implemented inventions • What can be protected? • Is it worthwhile? 3 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 4. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 5. Patent protection • Patents provide a 20 year monopoly for inventions • If you have a patent you may prevent your competitors from using your invention – or demand a license fee! • Patent applications are published 1½ years after filing, thus preventing others from patenting the same 5 invention over again. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 6. Patent vs. copyright • Patent: – Broad protection: Protects all implementations of an inventive concept – Requires description of inventive concept – Registration process – Limited in time (20 years) and geography • Copyright: – Narrow protection: Protects a specific implementation – Established automatically by creation of the implementation – Long protection 6 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 7. What does it take to get a patent? • An invention! – The invention has to be new, i.e. the exact same invention must not yet have been publicly disclosed in any way. – The invention must not be obvious, i.e. the invention must differ from known, similar inventions in a non-trivial manner. • A patent application – The invention needs to be described in sufficient detail. – The patent claims need to give a clear 7 definition of the scope of the protected invention Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 8. Is this an invention? • A transformation of an integrable function ƒ : R → C, defined as 8 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 9. How about this? • A method of controlling a combustion process, comprising: – Measuring light emitted by the combustion process – Calculating a Fourier transform of the light intensity as a function of time – Controlling parameter Y of the combustion process as a function of the calculated Fourier transform 9 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 10. Mathematical algorithm vs. invention • A mathematical algorithm as such is not patentable, but a technical process using that algorithm is • Mathematical algorithm abstract numbers in – abstract numbers out. • Technical process works on physical quantities (e.g. measured data, or data representing something physical, non-abstract) 10 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 11. How about this? • A method of determining an optimal trading time for a financial instrument, comprising: – Monitoring a price of the financial instrument as a function of time – Calculating a Fourier transform of the monitored price – Determining the optimal trading time from the calculated Fourier transform 11 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 12. Is this an invention? • A method of selling candy by presenting the candy in a way that catches children’s attention 12 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 13. Is this an invention? • A shelf system for presenting items, comprising – A shelf – A motion sensor for detecting a motion in a predetermined proximity from the shelf, – An audio system for generating audio output – A control unit for activating the audio system responsive to a detection signal from the motion sensor. 13 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 14. What does it take in Europe ? • Patentable invention has to be a technical solution to a technical problem • The technical aspects of the solution must not be obvious 14 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 15. Trading example revisited: • A method of determining an optimal trading time for a financial instrument, comprising: – Monitoring a price of the financial instrument as a function of time – Calculating a Fourier transform of the monitored price – Determining the optimal trading time from the calculated Fourier transform • Anything technical? 15 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 16. Re-define the innovative idea: • A computer for determining an optimal trading time for a financial instrument, comprising: – A communications interface for receiving real-time price information for a financial instrument – A processing unit programmed to calculate a Fourier transform of the monitored price, and to determine the optimal trading time from the calculated Fourier transform – A trading interface connected to a computer system of the stock market programmed to initiate a trade at the determined trading time • Non-obvious technical solution to a technical problem? 16 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 17. Disregard non-technical stuff: • A computer for determining an optimal action time for performing an action, comprising: – A communications interface for receiving real-time input data – A processing unit programmed to calculate a Fourier transform of the monitored input data, and to determine the optimal action time from the calculated Fourier transform – A control interface connected to another computer system programmed to initiate an action at the determined action time • Now determine whether this is a non-obvious technical solution to a technical problem - in view of 17 the prior art!!! Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 18. Different Rules in different parts of the world? • Patentable invention • Particular machine or has to be a technical apparatus, or solution to a technical • Transforms a problem particular article into a • The technical aspects different state or thing of the solution must • All aspects considered not be obvious as regards obviousness 18 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 19. Pin for an automatic twist lock Claims: 1. An exchangeable device (pin) comprising: an improved surface resistant to a high corrosion environment or ice. 2. The exchangeable device of claim 1, made of alloy or steel. 3. The exchangeable device of claim 2, wherein said device is further coated in plastic. 4. ? Prior art: WO2006021579 describes a coupling piece for connecting two containers stacked one on top of another, especially on board ships. Hot dip galvanised steel Technical effect: reduced friction between components Problem that it solves: No jammed, hard to remove, twist locks therefore time needed to unload ship is decreased  money saved. Competitor/client: SEC SHIP S EQUIPMENT CT BREMEN [DE]; Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 20. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 21. Wind speed Sensor adapted for mobile phone Claims: 1. A wind-driven rotor comprising a magnet, means for converting changes in magnetic field into variations of an electric signal; means for transferring said signal to a smart phone. 2. A mobile phone adapted for receiving a signal from the wind-driven rotor of claim 1 and translating the signal into wind speed 3. ? Prior art: WO2008073074 (A1) - MEASURING AND DISPLAYING CURRENT LOCATION WEATHER CONDITIONS WITHIN WIRELESS CELLULAR PHONES – deemed withdrawn CN201403115: Cell phone measuring wind speed with thermocouple Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 22. Variable brake light system Claims 1. A vehicle brake light system comprising a decelerometer attached to a controller connected to a number of individual light elements which are lit in dependence on the strength of the signal from the decelerometer. 2. A vehicle brake light system according to any preceding claim, in which the light elements are LEDs which preferably comprise a strip across the license plate. GB2419045 Variable vehicle brake light system according to brake pedal pressure or deceleration. A vehicle brake light system comprising a decelerometer in communication with the brake pedal, and attached to a controller connected to a number of individual light elements which are lit in dependence on the strength of the signal from the decelerometer. The light elements may be LEDs preferably comprising a strip across the rear of the vehicle. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 23. What is a patentable invention? • Has to be an invention within the meaning of the patent law • Has to be new • Has to be non-obvious • Determination depends on how we define the invention • Determination slightly different in different parts of the world • Technical solutions implemented in software are patentable! 23 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 24. Now to the important question! • What can be protected? • Is it worthwhile? 24 Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 25. Indicators of valuable candidate inventions • Gives product a competitive edge – Likely to be used in marketing – Functionality – Performance 9 10 – Production cost 7 8 – Reliability • Visibility – Easy to detect infringement – Easy for competitors to identify / reverse engineer – Gives a product an improvement that is detectable by user/customer • Timing – Maturity of technology / time to market – Expected lifetime of invention • Low cost to copy – Easy for competitors to identify / reverse engineer • High cost to develop 25 • Hard to work around Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 26. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 27. Protecting Value – Managing Risk – Building Business Guardian IP Consulting
  • 28. Protecting Value – Managing Risk – Building Business Guardian IP Consulting