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Of CUNY, By CUNY, For CUNY:
How Open Access Can Benefit
Everyone at CUNY (and Beyond)
Jill Cirasella
Graduate Center
jcirasella@gc.cuny.edu
Slides at: http://tinyurl.com/OAroadshow
Scholarly Publishing Then
Scholarly Publishing Now
What was once difficult and costly
is now easy and inexpensive.
Do journal prices reflect this?
For the most part, no!
The traditional system
of scholarly communication
is outmoded, expensive,
and suboptimal.
And exploitative, too!
Journal Publishing is BIG Business

Source: Bosch, Stephen, and Kittie Henderson. "The Winds Of Change: Periodicals Price Survey 2013."
Library Journal 21 July 2013. http://lj.libraryjournal.com/2013/04/publishing/the-winds-of-changeperiodicals-price-survey-2013
Journal Publishing is BIG Business
Despite Noble-Sounding Claims…
“Elsevier disseminates and preserves STM literature
to meet the information needs of the world’s
present and future scientists and clinicians —
linking thinkers with ideas.”
from Elsevier’s Mission Statement
http://www.elsevier.com/about/mission
Despite Noble-Sounding Claims…
“Elsevier disseminates and preserves STM literature
to meet the information needs of the world’s
present and future scientists and clinicians —
linking thinkers with ideas.”
from Elsevier’s Mission Statement
http://www.elsevier.com/about/mission
Don’t Take My Word for It!
“Publishing obscure academic journals is
that rare thing in the media industry:
a licence to print money.”

Source: "Open sesame: Academic publishing." The Economist 14 Apr. 2012.
http://www.economist.com/node/21552574
What Is the Solution?

Open access to
scholarly journal articles
and other scholarly materials!
What Is Open Access?
Open access (OA) materials are:
 accessible at no cost on a journal website or in a repository
committed to long-term archiving
 available for all to read, download, print, copy, share, etc.
(attribution always required, of course)
Many kinds of documents can be made OA: scholarly journal
articles, books, curricular materials, conference presentations,
dissertations, college documents, and much more.
This Session's Focus
Green OA
"Green OA" refers to materials that,
regardless of where else they appear,
are made available at no charge
in an online open access repository
committed to long-term preservation.
Journals are called “green” if they permit authors
to self-archive their articles in OA repositories.
Most journals do allow self-archiving,
but most authors don’t know that!
Not This Session's Focus
Gold OA
"Gold OA" means publishing with publishers
that automatically and immediately make
the work available online to all at no cost.
Most gold OA publishers are journal publishers,
but a few book publishers make their books OA.
Note: Some gold OA publishers charge publication fees,
and some universities cover those fees for their faculty and staff.
It would be fantastic if CUNY created a fund to pay reputable publishers'
publication fees, but that's a conversation for a different day.
Finding Gold & Green OA Materials
 OA materials are available at no cost online, either on an
OA journal site or in some kind of OA repository.
 Therefore, OA materials are easily findable via Google,
Google Scholar, and other web search tools.

 In addition, library databases index many OA journals.
(Of course they do!)
 Upshot: You will find OA materials naturally when you do
research.
A Very Important Distinction
OA = anyone can read the journal
OA ≠ anyone can publish in the journal
 OA journals (green & gold) are real journals. Publishing in an OA
journal is not self-publishing or vanity publishing!

 OA journals (green & gold) earn respectability the same way
other journals do: through the quality of their articles and the
prominence of the people they attract as authors, editors, etc.
 Of course: Just as some non-OA journals are better than others,
some OA journals are better than others. Research any journal
you’re thinking of publishing in!
Independent Variables
Cell
Nature
Journal of Finance
Philosophical Review

Just about every field has some
bottom-of-the-barrel
subscription-based journals…

x-axis: openness
y-axis: quality
(impact, rigor of peer
review, etc.)

PLoS Biology
Atmospheric Chemistry and Physics
Philosophers’ Imprint
College & Research Libraries

“Predatory” OA Journals =
unscrupulous, unserious, spamming
See Beall’s list:
http://scholarlyoa.com/publishers/
Back to This Session's Focus
Green OA
"Green OA" = "self-archived in a repository"
Can be any kind of scholarly, instructional, or institutional
document, but journal articles are the trickiest in terms of
understanding whether self-archiving is allowed.
Is a Journal Green OA? Ugh…
Is a Journal Green OA? Easier!
SHERPA/RoMEO
http://www.sherpa.ac.uk/romeo/

Search by publisher or journal to find summaries
of copyright & self-archiving policies
Very Good...
Quite Good...
Not Great...
Very Bad...
Prevalence of Permission?
Of the 18,000+ journals covered by SHERPA/RoMEO as of
November 2011:





87% allow immediate self-archiving of some version of article
60% allow immediate self-archiving of post-refereed version of article
16% allow immediate self-archiving of published PDF
Allowing for embargoes (usually 6 to 24 months), 94% allow selfarchiving of post-refereed versions

For more information:
http://romeo.jiscinvolve.org/wp/2011/11/24/
Where to Self-Archive?
Subject Repositories
arXiv.org
PubMed Central
Research Papers in Economics (RePEc)
Social Science Research Network (SSRN)
Curious if there's a repository for a certain field?
http://oad.simmons.edu/oadwiki/Disciplinary_repositories
Note: Not every field has a subject repository.
Where to Self-Archive?
Institutional Repositories
An institutional repository (IR) is an online database
offered by an institution to collect, preserve,
and make freely available scholarly journal articles
and other works created by that institution’s community.
Of course, self-archiving in an institutional repository
is possible only at institutions with a repository.
Where to Self-Archive?
Who has an IR?
MIT, Harvard, U of California, and many others
(large and small, private and public)
Who doesn't?
CUNY
Problem: Where can people from CUNY whose fields
do not have subject repositories self-archive their work?
Where to Self-Archive?
Subject- and Institution-Independent Sites
ResearchGate.net
Academia.edu
Personal Websites
A good step in the direction of green OA,
but not permanent and therefore
not the best option!
CUNY Needs an
Institutional
Repository!
We’re Working on It!
IR +
=
CUNY Academic Works
What an IR Would Do for Faculty
 Make going open access easier
 Make sharing with colleagues and students easier
 Make self-promotion easier

 Offer stats about downloads, help measure impact
What an IR Would Do for Faculty
Increase Impact!
Increased availability
 More readers
 More scholarly citations, impact in the field
Easy to link to
 More mentions/links in news, blogs, etc.
 Broader awareness in the world
What an IR Would Do for Students
 Students would have access to more of the literature they
need to master their fields
 Students would be better able to research their faculty, make
more informed choices about courses, advisors, etc.

 If faculty assign materials in the CUNY IR or another IR,
students would save money
 Students would have better awareness of repositories, which
are becoming increasingly common, and thus better
awareness of the landscape of scholarly literature
What an IR Would Do for Libraries
As OA and IRs become
increasingly prevalent across
academia, libraries will be
no longer be hamstrung by
astronomical journal prices.
What an IR Would Do for CUNY
Open access institutional repositories can "serve as tangible
indicators of a university’s quality" and "demonstrate the
scientific, societal, and economic relevance of its research
activities, thus increasing the institution’s visibility, status,
and public value."
— Raym Crow, "The Case for Institutional
Repositories: A SPARC Position Paper"
What Else Benefits?
Fields of Study:
Greater access to information
 More informed research
 Better research

Articles placed in repositories before they appear in journal
 Ends reliance on journal publication cycles
 Allows readers/researchers to respond more quickly
 Speeds innovation
And What Else?
The Public:
Greater access to information
 Better informed doctors, teachers, journalists, etc.
 Better informed individuals, voters, etc.
 Healthier, better educated people living in
a cleaner, safer, more evidence-based world
Who Thinks OA Is Important?
A growing number of universities have OA policies:
Harvard, MIT, Rutgers, UCSF, U of Kansas, Duke, Utah State,
Princeton, Emory, Oberlin, Bucknell, etc.
Some funding agencies have OA mandates:
National Institutes of Health, Gates Foundation, MacArthur
Foundation, Wellcome Trust, Research Councils UK (though
theirs is problematic…), etc.
Some states and countries have OA policies!
E.g., Illinois, Ireland
Who Thinks OA Is Important?
Coming soon: More federal agencies!
 Massive expansion of NIH policy: The Obama administration
has directed all federal agencies with $100M+ in research
expenditures to develop policies to make resulting research
articles open access within 12 months of publication.
 This includes NASA, NSF, DoD, CDC, Smithsonian, etc.
 Taxpayers are entitled to the research they pay for!
Who Thinks OA Is Important?
Coming soon: New York State?
 Taxpayer Access to Publicly Funded Research (TAPFR) Act
would make all state-funded research (>$50M/year) open
access.

 Commercial publishers lobbied heavily against it, stirring up
confusion and threatening major job losses.
 Didn’t pass in 2013 but there’s hope for 2014!
The Takeaway
Everyone would benefit if CUNY's scholarly output became OA.
And a huge percentage of CUNY's scholarly output could be made
OA if:
1. faculty knew about their self-archiving rights
2. faculty had a place to self-archive their articles
3. faculty exercised their rights to put their article there

We're working on all three things!
Credits
This slideshow is licensed under a
Creative Commons Attribution 3.0 Unported License.
Specific graphics may have different licenses:

“What Is the Problem?” graphic,
content by Jill Cirasella / graphic design by Les LaRue, http://www.leslarue.com/,
licensed under a Creative Commons Attribution-ShareAlike 3.0 Unported License
Profit margin graph from Nick Shockey, SPARC/Right To Research Coalition

Library Expenditures chart from ARL Statistics 2008-2009,
http://www.arl.org/bm~doc/arlstat09.pdf
Philosophical Transactions image from
http://www.ansp.org/explore/online-exhibits/stories/the-philosophical-transactions/
Uncle Sam image adapted from Army recruitment poster by James Montgomery Flagg
http://en.wikipedia.org/wiki/File:Unclesamwantyou.jpg
Thank you!
Questions?
Jill Cirasella
jcirasella@gc.cuny.edu
Slides at: http://tinyurl.com/OAroadshow

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Of CUNY, By CUNY, For CUNY: How Open Access Can Benefit Everyone at CUNY (and Beyond)

  • 1. Of CUNY, By CUNY, For CUNY: How Open Access Can Benefit Everyone at CUNY (and Beyond) Jill Cirasella Graduate Center jcirasella@gc.cuny.edu Slides at: http://tinyurl.com/OAroadshow
  • 4. What was once difficult and costly is now easy and inexpensive. Do journal prices reflect this? For the most part, no!
  • 5. The traditional system of scholarly communication is outmoded, expensive, and suboptimal. And exploitative, too!
  • 6.
  • 7.
  • 8. Journal Publishing is BIG Business Source: Bosch, Stephen, and Kittie Henderson. "The Winds Of Change: Periodicals Price Survey 2013." Library Journal 21 July 2013. http://lj.libraryjournal.com/2013/04/publishing/the-winds-of-changeperiodicals-price-survey-2013
  • 9. Journal Publishing is BIG Business
  • 10. Despite Noble-Sounding Claims… “Elsevier disseminates and preserves STM literature to meet the information needs of the world’s present and future scientists and clinicians — linking thinkers with ideas.” from Elsevier’s Mission Statement http://www.elsevier.com/about/mission
  • 11. Despite Noble-Sounding Claims… “Elsevier disseminates and preserves STM literature to meet the information needs of the world’s present and future scientists and clinicians — linking thinkers with ideas.” from Elsevier’s Mission Statement http://www.elsevier.com/about/mission
  • 12. Don’t Take My Word for It! “Publishing obscure academic journals is that rare thing in the media industry: a licence to print money.” Source: "Open sesame: Academic publishing." The Economist 14 Apr. 2012. http://www.economist.com/node/21552574
  • 13. What Is the Solution? Open access to scholarly journal articles and other scholarly materials!
  • 14. What Is Open Access? Open access (OA) materials are:  accessible at no cost on a journal website or in a repository committed to long-term archiving  available for all to read, download, print, copy, share, etc. (attribution always required, of course) Many kinds of documents can be made OA: scholarly journal articles, books, curricular materials, conference presentations, dissertations, college documents, and much more.
  • 15. This Session's Focus Green OA "Green OA" refers to materials that, regardless of where else they appear, are made available at no charge in an online open access repository committed to long-term preservation. Journals are called “green” if they permit authors to self-archive their articles in OA repositories. Most journals do allow self-archiving, but most authors don’t know that!
  • 16. Not This Session's Focus Gold OA "Gold OA" means publishing with publishers that automatically and immediately make the work available online to all at no cost. Most gold OA publishers are journal publishers, but a few book publishers make their books OA. Note: Some gold OA publishers charge publication fees, and some universities cover those fees for their faculty and staff. It would be fantastic if CUNY created a fund to pay reputable publishers' publication fees, but that's a conversation for a different day.
  • 17. Finding Gold & Green OA Materials  OA materials are available at no cost online, either on an OA journal site or in some kind of OA repository.  Therefore, OA materials are easily findable via Google, Google Scholar, and other web search tools.  In addition, library databases index many OA journals. (Of course they do!)  Upshot: You will find OA materials naturally when you do research.
  • 18. A Very Important Distinction OA = anyone can read the journal OA ≠ anyone can publish in the journal  OA journals (green & gold) are real journals. Publishing in an OA journal is not self-publishing or vanity publishing!  OA journals (green & gold) earn respectability the same way other journals do: through the quality of their articles and the prominence of the people they attract as authors, editors, etc.  Of course: Just as some non-OA journals are better than others, some OA journals are better than others. Research any journal you’re thinking of publishing in!
  • 19. Independent Variables Cell Nature Journal of Finance Philosophical Review Just about every field has some bottom-of-the-barrel subscription-based journals… x-axis: openness y-axis: quality (impact, rigor of peer review, etc.) PLoS Biology Atmospheric Chemistry and Physics Philosophers’ Imprint College & Research Libraries “Predatory” OA Journals = unscrupulous, unserious, spamming See Beall’s list: http://scholarlyoa.com/publishers/
  • 20. Back to This Session's Focus Green OA "Green OA" = "self-archived in a repository" Can be any kind of scholarly, instructional, or institutional document, but journal articles are the trickiest in terms of understanding whether self-archiving is allowed.
  • 21. Is a Journal Green OA? Ugh…
  • 22. Is a Journal Green OA? Easier! SHERPA/RoMEO http://www.sherpa.ac.uk/romeo/ Search by publisher or journal to find summaries of copyright & self-archiving policies
  • 27. Prevalence of Permission? Of the 18,000+ journals covered by SHERPA/RoMEO as of November 2011:     87% allow immediate self-archiving of some version of article 60% allow immediate self-archiving of post-refereed version of article 16% allow immediate self-archiving of published PDF Allowing for embargoes (usually 6 to 24 months), 94% allow selfarchiving of post-refereed versions For more information: http://romeo.jiscinvolve.org/wp/2011/11/24/
  • 28. Where to Self-Archive? Subject Repositories arXiv.org PubMed Central Research Papers in Economics (RePEc) Social Science Research Network (SSRN) Curious if there's a repository for a certain field? http://oad.simmons.edu/oadwiki/Disciplinary_repositories Note: Not every field has a subject repository.
  • 29. Where to Self-Archive? Institutional Repositories An institutional repository (IR) is an online database offered by an institution to collect, preserve, and make freely available scholarly journal articles and other works created by that institution’s community. Of course, self-archiving in an institutional repository is possible only at institutions with a repository.
  • 30. Where to Self-Archive? Who has an IR? MIT, Harvard, U of California, and many others (large and small, private and public) Who doesn't? CUNY Problem: Where can people from CUNY whose fields do not have subject repositories self-archive their work?
  • 31. Where to Self-Archive? Subject- and Institution-Independent Sites ResearchGate.net Academia.edu Personal Websites A good step in the direction of green OA, but not permanent and therefore not the best option!
  • 33. We’re Working on It! IR + = CUNY Academic Works
  • 34. What an IR Would Do for Faculty  Make going open access easier  Make sharing with colleagues and students easier  Make self-promotion easier  Offer stats about downloads, help measure impact
  • 35. What an IR Would Do for Faculty Increase Impact! Increased availability  More readers  More scholarly citations, impact in the field Easy to link to  More mentions/links in news, blogs, etc.  Broader awareness in the world
  • 36. What an IR Would Do for Students  Students would have access to more of the literature they need to master their fields  Students would be better able to research their faculty, make more informed choices about courses, advisors, etc.  If faculty assign materials in the CUNY IR or another IR, students would save money  Students would have better awareness of repositories, which are becoming increasingly common, and thus better awareness of the landscape of scholarly literature
  • 37. What an IR Would Do for Libraries As OA and IRs become increasingly prevalent across academia, libraries will be no longer be hamstrung by astronomical journal prices.
  • 38. What an IR Would Do for CUNY Open access institutional repositories can "serve as tangible indicators of a university’s quality" and "demonstrate the scientific, societal, and economic relevance of its research activities, thus increasing the institution’s visibility, status, and public value." — Raym Crow, "The Case for Institutional Repositories: A SPARC Position Paper"
  • 39. What Else Benefits? Fields of Study: Greater access to information  More informed research  Better research Articles placed in repositories before they appear in journal  Ends reliance on journal publication cycles  Allows readers/researchers to respond more quickly  Speeds innovation
  • 40. And What Else? The Public: Greater access to information  Better informed doctors, teachers, journalists, etc.  Better informed individuals, voters, etc.  Healthier, better educated people living in a cleaner, safer, more evidence-based world
  • 41. Who Thinks OA Is Important? A growing number of universities have OA policies: Harvard, MIT, Rutgers, UCSF, U of Kansas, Duke, Utah State, Princeton, Emory, Oberlin, Bucknell, etc. Some funding agencies have OA mandates: National Institutes of Health, Gates Foundation, MacArthur Foundation, Wellcome Trust, Research Councils UK (though theirs is problematic…), etc. Some states and countries have OA policies! E.g., Illinois, Ireland
  • 42. Who Thinks OA Is Important? Coming soon: More federal agencies!  Massive expansion of NIH policy: The Obama administration has directed all federal agencies with $100M+ in research expenditures to develop policies to make resulting research articles open access within 12 months of publication.  This includes NASA, NSF, DoD, CDC, Smithsonian, etc.  Taxpayers are entitled to the research they pay for!
  • 43. Who Thinks OA Is Important? Coming soon: New York State?  Taxpayer Access to Publicly Funded Research (TAPFR) Act would make all state-funded research (>$50M/year) open access.  Commercial publishers lobbied heavily against it, stirring up confusion and threatening major job losses.  Didn’t pass in 2013 but there’s hope for 2014!
  • 44. The Takeaway Everyone would benefit if CUNY's scholarly output became OA. And a huge percentage of CUNY's scholarly output could be made OA if: 1. faculty knew about their self-archiving rights 2. faculty had a place to self-archive their articles 3. faculty exercised their rights to put their article there We're working on all three things!
  • 45. Credits This slideshow is licensed under a Creative Commons Attribution 3.0 Unported License. Specific graphics may have different licenses: “What Is the Problem?” graphic, content by Jill Cirasella / graphic design by Les LaRue, http://www.leslarue.com/, licensed under a Creative Commons Attribution-ShareAlike 3.0 Unported License Profit margin graph from Nick Shockey, SPARC/Right To Research Coalition Library Expenditures chart from ARL Statistics 2008-2009, http://www.arl.org/bm~doc/arlstat09.pdf Philosophical Transactions image from http://www.ansp.org/explore/online-exhibits/stories/the-philosophical-transactions/ Uncle Sam image adapted from Army recruitment poster by James Montgomery Flagg http://en.wikipedia.org/wiki/File:Unclesamwantyou.jpg