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Caveon Webinar Series: 
Applying Information Integration 
Theory to Setting Cutscores 
and Other Tasks 
David Foster, 
CEO, Caveon 
August 20, 2014
My Personal Issues with Current 
Cutscore Methods 
1. There are too many methods/variations, 
perhaps hundreds. Why is that? 
2. The cutscore point seems almost pre-determined. 
3. The methods try to direct and conform 
judgments (e.g., adding item statistics). 
4. There is no check on the consistency and 
quality of the judgments made. 
5. The rating task is difficult to do. 
6. There is a lack of confidence in the 
cutscore. 
3
So, What Is the Point? 
• Why propose another method of 
setting cutscores? 
– To perhaps solve many of the issues above 
– For added value: IIT can apply to other 
“judgment” tasks in testing 
• Introducing Information Integration 
Theory or IIT, borrowed from the 
Cognitive Sciences 
– 50+ years of theoretical and scientific support 
4
Reference Material 
• Contributions to Information Integration Theory 
Volume I: Cognition. Edited by Norman H. 
Anderson (2009). 
• Foundations of Information Integration Theory 
by Norman H. Anderson (1981). 
• Methods of Information Integration Theory by 
Norman H. Anderson (1982). 
5
IIT: How Is Information Integrated? 
3 Fruits 
2 Dips 
6
Poll 
Of the 6 given, which is your most preferred 
combination of a dip and a fruit? 
 Chocolate and strawberry 
 Chocolate and apple slice 
 Chocolate and orange slice 
 Caramel and strawberry 
 Caramel and apple slice 
 Caramel and orange slice
Poll Results 
• From the poll data: 
– There are differences in your top choice, 
which is normal for food preference 
ratings 
– MORE IMPORTANTLY, you were able to 
combine or integrate the information 
quickly, imagine the taste of the 
combinations, rate the combinations, 
and make your top pick 
8
Much of What We Do Is Integrating 
Information and Making Judgments 
• Choosing a vacation place 
• Buying a car 
• Leaving a job for a better one 
• Choosing a mate 
• Voting 
• Picking foods to eat 
• …and everything else we do 
We are constantly integrating various pieces of 
information, then judging, rating, and eventually 
deciding and acting based on the integrated 
value. 
How we do the cognitive part of 
these tasks is explained by9 IIT.
Schematic of IIT 
Source: Wikipedia 
Not Directly Observable 
Basic Cognitive Algebra Models: 
ADDITIVE AND MULTIPLICATIVE 
10
Cognitive Algebra: 
ADDITIVE MODEL Examples 
• Individuals are adding the stimuli before 
judging 
• Produces parallelism when charted 
Statesmanship rated after 
reading two biographical 
paragraphs 
Cookie size evaluated by 5- 
year-olds given length and 
width 
11
Cognitive Algebra: 
MULTIPLICATIVE MODEL Examples 
• Individuals are multiplying the stimuli 
Value of a lottery ticket 
given odds of winning 
and value of the ticket 
before judging 
• Produces linear fan when charted 
Rating of likeableness 
given adjective and 
adverb 
12
Not Just Humans 
Research I 
conducted in 
1976 using 
pigeons 
Information 
integrated: 
 Type of food 
 Amount of work 
to obtain the 
food
Individual Pigeon Results
Mid-Webinar Summary of IIT Benefits 
for Judgment Tasks in Testing 
• Easy visual evaluation of overall ratings 
and individual raters 
• Better understanding of the judgment 
process 
• Production of results (e.g., item difficulty 
ratings) on interval-level scales 
• Quantitative comparison of performance 
levels 
• Practical benefits: Quicker, easier, less 
expensive 
15
Item Judgment Exercise 
You were asked to go to a Caveon site 
and to provide a rating of the difficulty of 
3 math questions for students that had 
completed the 2nd and 10th grades. 
Information that was integrated: 
A. Test item content (3 items) 
B. Student performance level (2 grade 
levels) 
16
Example Individual Rater #12 
Parallelism? 
Additive Model? 
17
Example Individual Rater #2 
Parallelism? 
Additive Model? 
18
Example Individual Rater #6 
Parallelism? 
Additive Model? 
19
Evaluation of Individual Raters 
Here are the 
results for Rater 
#21 who either 
didn’t try, didn’t 
understand the 
task or simply 
answered 
randomly. 
His results were 
removed from the 
analysis. 
20
Graphical Results for IIT Data 
N = 47 
Multiplicative 
Model! 
21
ANOVA Results for IIT Data 
Factors F Score Probability 
Items 208.48 6.70-35 
Proficiency Levels (Grades) 483.97 4.71-26 
Items x Proficiency Levels 26.93 6.21-10 
Confirms the multiplicative model 
22
Hewlett-Packard Certification Exam 
Unqualified 
Ideally 
Qualified 
Highly Qualified
Excelsior College Exam 
Highly Competent 
Competent 
Marginally Competent 
Weak
So, What Can We Do with 
These Results? 
Whether the model is ADDITIVE or 
MULTIPLICATIVE, interpreting the results is the 
same: 
1. A model is confirmed. 
2. Raters performed the task consistently and 
properly. 
3. Marginal means of item ratings can be used 
as difficulty estimates on an interval scale. 
4. Marginal means of performance level ratings 
can be used for setting cutscores or other 
purposes. 
25
How to Set a Cutscore using IIT 
At this point, the process is not very 
different from what occurs with other 
methods. 
It is always a challenge to get from 
ratings or judgment data to a 
corresponding value on the score 
scale. 
26
Use Mean Ratings of Items for Each 
Proficiency Level 
• 2nd Grade = 4.95 
– Average Difficulty Rating of 15.05 
– Subtract from 20 to reverse the scale 
• 10th Grade = 15.47 
– Average Difficulty Rating of 4.53 
– Subtract from 20 to reverse the scale 
Remember that these are 
cutscores based on the IIT 
rating scale of 0 - 20 
27
Graphical Display of IIT Cutscores 
Cutscore for 2nd Grade = 4.95 (20 - avg rating of 15.05) 
Cutscore for 10th Grade = 15.47 (20 - avg rating of 4.53)
One Conceptual Process for Converting 
IIT Ratings to a Score Scale 
For a particular IIT ratings-based cutscore, 
how many items (or what % of items) have 
IIT difficulty ratings below that IIT cutscore? 
That number (or %) becomes an equivalent 
cutscore on the score scale. 
There will likely need to be some adjustments 
for error. 
29
Converting IIT Ratings to Score Scale: 
Number of Items 
Mean Ratings 
Number of Items 
Pretend we have 100 items 
Instead of only 3 
80 
10th Grade 
15.46 
And this graph is a cumulative 
frequency distribution of 
those items and mean ratings 
30
Converting IIT Ratings to Score Scale: 
Number of Items 
Mean Ratings 
Number of Items 
Pretend we have 100 items 
Instead of only 3 
7 
2nd Grade 
4.95 
31
Other Applications of IIT in Testing 
• Besides determining cutscores, where 
else do we require ratings or 
judgments? 
– Item accuracy reviews 
– Essay scoring 
– Bias reviews (gender, race, age, etc.) 
– Item quality (e.g., alignment with 
objectives) 
– Others? 
32
Thank you! 
Dr. David Foster 
CEO, Caveon Test 
Security 
David.foster@caveon.com 
Follow Caveon on twitter @caveon 
Check out our blog www.caveon.com/blog 
LinkedIn Group “Caveon Test Security” 
34

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Caveon webinar series Standard Setting for the 21st Century, Using Information Integration Theory to Produce Cut Scores - August 2014

  • 1. Caveon Webinar Series: Applying Information Integration Theory to Setting Cutscores and Other Tasks David Foster, CEO, Caveon August 20, 2014
  • 2. My Personal Issues with Current Cutscore Methods 1. There are too many methods/variations, perhaps hundreds. Why is that? 2. The cutscore point seems almost pre-determined. 3. The methods try to direct and conform judgments (e.g., adding item statistics). 4. There is no check on the consistency and quality of the judgments made. 5. The rating task is difficult to do. 6. There is a lack of confidence in the cutscore. 3
  • 3. So, What Is the Point? • Why propose another method of setting cutscores? – To perhaps solve many of the issues above – For added value: IIT can apply to other “judgment” tasks in testing • Introducing Information Integration Theory or IIT, borrowed from the Cognitive Sciences – 50+ years of theoretical and scientific support 4
  • 4. Reference Material • Contributions to Information Integration Theory Volume I: Cognition. Edited by Norman H. Anderson (2009). • Foundations of Information Integration Theory by Norman H. Anderson (1981). • Methods of Information Integration Theory by Norman H. Anderson (1982). 5
  • 5. IIT: How Is Information Integrated? 3 Fruits 2 Dips 6
  • 6. Poll Of the 6 given, which is your most preferred combination of a dip and a fruit?  Chocolate and strawberry  Chocolate and apple slice  Chocolate and orange slice  Caramel and strawberry  Caramel and apple slice  Caramel and orange slice
  • 7. Poll Results • From the poll data: – There are differences in your top choice, which is normal for food preference ratings – MORE IMPORTANTLY, you were able to combine or integrate the information quickly, imagine the taste of the combinations, rate the combinations, and make your top pick 8
  • 8. Much of What We Do Is Integrating Information and Making Judgments • Choosing a vacation place • Buying a car • Leaving a job for a better one • Choosing a mate • Voting • Picking foods to eat • …and everything else we do We are constantly integrating various pieces of information, then judging, rating, and eventually deciding and acting based on the integrated value. How we do the cognitive part of these tasks is explained by9 IIT.
  • 9. Schematic of IIT Source: Wikipedia Not Directly Observable Basic Cognitive Algebra Models: ADDITIVE AND MULTIPLICATIVE 10
  • 10. Cognitive Algebra: ADDITIVE MODEL Examples • Individuals are adding the stimuli before judging • Produces parallelism when charted Statesmanship rated after reading two biographical paragraphs Cookie size evaluated by 5- year-olds given length and width 11
  • 11. Cognitive Algebra: MULTIPLICATIVE MODEL Examples • Individuals are multiplying the stimuli Value of a lottery ticket given odds of winning and value of the ticket before judging • Produces linear fan when charted Rating of likeableness given adjective and adverb 12
  • 12. Not Just Humans Research I conducted in 1976 using pigeons Information integrated:  Type of food  Amount of work to obtain the food
  • 14. Mid-Webinar Summary of IIT Benefits for Judgment Tasks in Testing • Easy visual evaluation of overall ratings and individual raters • Better understanding of the judgment process • Production of results (e.g., item difficulty ratings) on interval-level scales • Quantitative comparison of performance levels • Practical benefits: Quicker, easier, less expensive 15
  • 15. Item Judgment Exercise You were asked to go to a Caveon site and to provide a rating of the difficulty of 3 math questions for students that had completed the 2nd and 10th grades. Information that was integrated: A. Test item content (3 items) B. Student performance level (2 grade levels) 16
  • 16. Example Individual Rater #12 Parallelism? Additive Model? 17
  • 17. Example Individual Rater #2 Parallelism? Additive Model? 18
  • 18. Example Individual Rater #6 Parallelism? Additive Model? 19
  • 19. Evaluation of Individual Raters Here are the results for Rater #21 who either didn’t try, didn’t understand the task or simply answered randomly. His results were removed from the analysis. 20
  • 20. Graphical Results for IIT Data N = 47 Multiplicative Model! 21
  • 21. ANOVA Results for IIT Data Factors F Score Probability Items 208.48 6.70-35 Proficiency Levels (Grades) 483.97 4.71-26 Items x Proficiency Levels 26.93 6.21-10 Confirms the multiplicative model 22
  • 22. Hewlett-Packard Certification Exam Unqualified Ideally Qualified Highly Qualified
  • 23. Excelsior College Exam Highly Competent Competent Marginally Competent Weak
  • 24. So, What Can We Do with These Results? Whether the model is ADDITIVE or MULTIPLICATIVE, interpreting the results is the same: 1. A model is confirmed. 2. Raters performed the task consistently and properly. 3. Marginal means of item ratings can be used as difficulty estimates on an interval scale. 4. Marginal means of performance level ratings can be used for setting cutscores or other purposes. 25
  • 25. How to Set a Cutscore using IIT At this point, the process is not very different from what occurs with other methods. It is always a challenge to get from ratings or judgment data to a corresponding value on the score scale. 26
  • 26. Use Mean Ratings of Items for Each Proficiency Level • 2nd Grade = 4.95 – Average Difficulty Rating of 15.05 – Subtract from 20 to reverse the scale • 10th Grade = 15.47 – Average Difficulty Rating of 4.53 – Subtract from 20 to reverse the scale Remember that these are cutscores based on the IIT rating scale of 0 - 20 27
  • 27. Graphical Display of IIT Cutscores Cutscore for 2nd Grade = 4.95 (20 - avg rating of 15.05) Cutscore for 10th Grade = 15.47 (20 - avg rating of 4.53)
  • 28. One Conceptual Process for Converting IIT Ratings to a Score Scale For a particular IIT ratings-based cutscore, how many items (or what % of items) have IIT difficulty ratings below that IIT cutscore? That number (or %) becomes an equivalent cutscore on the score scale. There will likely need to be some adjustments for error. 29
  • 29. Converting IIT Ratings to Score Scale: Number of Items Mean Ratings Number of Items Pretend we have 100 items Instead of only 3 80 10th Grade 15.46 And this graph is a cumulative frequency distribution of those items and mean ratings 30
  • 30. Converting IIT Ratings to Score Scale: Number of Items Mean Ratings Number of Items Pretend we have 100 items Instead of only 3 7 2nd Grade 4.95 31
  • 31. Other Applications of IIT in Testing • Besides determining cutscores, where else do we require ratings or judgments? – Item accuracy reviews – Essay scoring – Bias reviews (gender, race, age, etc.) – Item quality (e.g., alignment with objectives) – Others? 32
  • 32. Thank you! Dr. David Foster CEO, Caveon Test Security David.foster@caveon.com Follow Caveon on twitter @caveon Check out our blog www.caveon.com/blog LinkedIn Group “Caveon Test Security” 34

Notas do Editor

  1. What about other title? Standard Setting for the 21st Century: Using Information Integration Theory to Produce Cut Scores I will use the acronym IIT throughout the presentation.
  2. These are my personal observations and concerns. A lot of tinkering and customization goes on; attempts to fine tune. We have joked about this often. Sometimes we give statistics that take the place of having to actually review or judge the item. To be fair, there are some rater reliability statistics, and I’m sure that some raters have been dismissed for various reasons. Deciding how many individuals from a particular performance level will answer a question correctly is not easy to do. These problems and others, have given me a lingering concern about how close the actual cutscore is to some “true” point.
  3. I had already complained about the number of methods. IIT is new; it hasn’t been tried out in the kind of judgments used for cutscore determination. IIT may have the foundation that other methods have lacked; what can it hurt to “borrow” a solid method from Cognitive Science? If successful at helping us to set cutscores, perhaps it can be useful in other areas where we use human judgments.
  4. To understand the basic principle behind IIT, let’s each consider this example. It is common to combine fruits and dips. We’ve all likely tasted chocolate strawberries or caramel apples. This example illustrates how we combine the values of the fruits with the values we place on the dips to create a unique experience. IF TIME: Imagine that one of the dips were “motor oil”, how would we rate it combined with these fruits or any fruit? We are going to have a poll question that asks you to pick your most preferred combination. Because of a technology constraint I can only offer to you 5 of the 6 combinations. I dropped off the carmel/orange slice combination. Sorry about that.
  5. I expect that had you ranked or rated them all, we would see even greater differences. This is normal for food preferences in humans. Some combinations were not popular and were obviously rated lower There may be some agreement among raters as well. So how much of what we do in life requires this kind of “integration”?
  6. Perhaps ALL of what we do. Every decision occurs in a context. So, how does IIT provide a route to understanding our judgments. Here is a general schematic of the process.
  7. Stimuli (S) in the real world are valued by us due to experience, training, etc., (s). Knowing how this part of the process works is not important for understanding IIT. Example: How we value a strawberry is personal and comes from experience. Next comes the Integration function: How do we combine the values of individual stimuli together to get an overall value or I? More on this in a minute. The amount of I will lead to a response (or choice), which we then perform (R). STEVE: click at this point to bring up the Cognitive Algebra graphic/text. There are many ways we can integrate information, and two of the most common ones are: CLICK: We can add them together, or CLICK: We multiply them together Let me give some examples of each.
  8. LEFT: Adults evaluated presidents on statesmanship based on paragraphs of biographical information. (Positive + Negative) RIGHT: Five-year-old children judged value of a cookie given height and width of the cookie. Should have been multiplicative rule, but was additive instead. (Height + Width, not Height x Width) CLICK. If additive models are used, then the chart will show parallel straight lines. Here is one example where adults rated Presidential statesmanship. CLICK. A second example uses 5-year-olds as subjects and had them rate the size of the cookie when given the height and width. Surprisingly, they used the additive model where the multiplicative model would have been more accurate.
  9. LEFT: Adults judged value of lottery ticket given odds of winning and amount (odds X amount) RIGHT: Adults judged likeableness of a person described by a adverb-adjective phrase (adjective X adverb)
  10. Multiplicative: (Type of Food X Work Schedule)
  11. All pigeons showed similar linear fan results (all were using the multiplicative model). Each had different preferences for foods, similar to humans, AND demonstrated that preference consistently across work schedules. POINT: Individual results are meaningful and can be evaluated.
  12. Support for last point: no need to travel; no need for meetings; no discussion of items; no supplying of additional item data Will likely double or triple the number of ratings to be provided, but still takes less time
  13. IMPORTANT to REMEMBER: In IIT integrated items are usually presented randomly. 47 as of yesterday had completed the rating of the items. Thank you and I hope you had very little difficulty completing the ratings. XX as of today. It’s amazing how many of you were able to do it properly without very good instructions and with new technology. My hat is off to you. Here are a few individual ratings.
  14. I removed several participants from the analysis for: Incomplete data Unusual data (one is shown) This was an easy task to do and illustrates the need to provide proper instructions more than anything else.
  15. You can see the multiplicative effect in the data. I had expected an additive model, so either the effect is real, or I introduced some artificial effects: Strange trio of items Lousy/brief instructions Use of non- or almost subject matter experts We could be seeing a little influence of floor or ceiling effects base on how I set the study up.
  16. Notice how small the probabilities are. Both the main effects and the interaction effects are significant. The significant interaction effect confirms the multiplicative model. Before moving on to what we can do with these results, I want to show you two examples of programs that used the IIT method to rate items. I don’t have the statistical results, but I do have the graphs.
  17. Certification Test Data presented at ATP in 2013 Scale is reversed Shows consistency of ratings using IIT. Shows additive model
  18. Lower-level Nursing exam Data presented at ATP in 2013 Scale is reversed Shows the consistency of being able to rate the same items at different proficiency levels. Shows additive model
  19. We completed a “fairly” successful IIT rating study. Now what can we do with the results.
  20. Here is one possible way. There are surely others. Some “art” and “logic” are applied.
  21. These are not cutscores on the score scale, which could be number correct, a percent correct, or some other scale. We need to transform these as well as we can. Here is one way to do it.
  22. Cutscore for 2nd grade is the means of the item ratings for that grade.
  23. We can show this graphically.
  24. I’ve expanded the number of items. Impossible to illustrate with only 3 items So, I invented 97 more items We intend to use the same test for both 2nd and 10th graders. Conceptual Method Conceptually, how many items on the test have overall difficulty ratings lower than the ratings-based cutscore? Create a cumulative frequency distribution (number of items with marginal means at each rating level) Take Rating cut score vertically to intersect the distribution line Draw a line horizontally until you have intersected the ordinate. If you have a range in your rating cutscore you can apply that range as well. Some of you likely can come up with a more exact method.
  25. I’ve expanded the number of items. Impossible to illustrate with only 3 items So, I invented 97 more items We intend to use the same test for both 2nd and 10th graders. Conceptual Method Conceptually, how many items on the test have overall difficulty ratings lower than the ratings-based cutscore? Create a cumulative frequency distribution (number of items with marginal means at each rating level) Take Rating cut score vertically to intersect the distribution line Draw a line horizontally until you have intersected the ordinate. If you have a range in your rating cutscore you can apply that range as well. Some of you likely can come up with a more exact method.
  26. It’s worth a look!