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Managing Shared Print Collections:     From Evidence to Action Constance Malpas Dennis Massie RLG Partnership Meeting 1 June 2009
As scholarly information practices move online  the function and value of library print  collections is changing. half-life of scholarly literature economic imperatives How will research libraries adapt?  mass digitization copyright regimes academic mission  disciplinary disparities
Then: Local inventory determined availability  Center of gravity increased with size of collection Workflows built around local holdings
Now: Distribution hubs support system-wide access Off-site collections comprise greatest part of major research libraries Absence of cooperative management infrastructure elevates risk
[object Object],[object Object],Implications: New inter-institutional management frameworks are required to address cost imperatives and service expectations.
OCLC Research:  Shared Print Collections Program ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],As the availability of online scholarly resources grows,  research institutions   face   increasing pressure to optimize management  of their print collections.  Consolidation and rationalization  of holdings within and across institutions creates economies of scale that benefit individual institutions and the community as a whole by  reducing costs and eliminating redundancies in system-wide holdings . While there is broad interest in achieving such economies,  essential infrastructure for enabling inter-institutional cooperation in print management is lacking. As the availability of online scholarly resources grows,  research institutions face increasing pressure to optimize management  of their print collections.  Consolidation and rationalization  of holdings within and across institutions creates economies of scale that benefit individual institutions and the community as a whole by  reducing costs and eliminating redundancies in system-wide holdings . While there is broad interest in achieving such economies,  essential infrastructure for enabling inter-institutional cooperation in print management is lacking.
Shared Print Collections Coordinating Committee ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
2007-2008  Evidence & Analysis:  A System-wide View ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],2007-2008  Evidence & Analysis:  A System-wide View
Research libraries are the ones still investing in print The investment is very unevenly distributed
Duplication Rate in an Aggregate Academic Collection Publication Date Average No. of Copies 4.5
Circulation in an Aggregate Academic Collection % of Books % of Circulation 12.86% (788,483)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],2008-2009  Managing Risk:  Cooperative Strategies
Prospective Journals Preservation Project ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Prospective Journals Preservation Project (cont.)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Prospective Journals Preservation Project (cont.)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Prospective Journals Preservation Project (cont.)
De-accessioning Print Back-files ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Enter: An Intrepid Band of Fruit Hunters ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
A Microcosm of the Library Environment? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Some Obstacles to De-accessioning ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
More Obstacles to De-accessioning ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Data Ranked  “critical”  or  “important”  to  Making De-accessioning Decisions ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
How To Make a Low-Hanging Fruit Salad ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],2009-2010 Infrastructure and Implementation
MARC 583 for Print Archiving ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
MARC 583 for Print Archiving (cont.) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Decision Tree:  ,[object Object],[object Object],[object Object],[object Object]
Decision Tree for De-accessioning
Play “Get a Clue!”
Storage Game Pieces
Print journal “wild cards” ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
How to win at “Get a Clue!” ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Case Study:  Moving Collections ‘into the Cloud’ ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
N=2.3M   Opportunities for Institutional Cooperation   Shared Policy Frameworks   Joint Service Agreements   Increased Operational Efficiencies Material that NYU can already source through existing  ILL –  enhance local collection Material that NYU can obtain through HT dependent on copyright status – means of  enhancing ‘local’ collection Material that NYU may choose to  relegate based on copyright/ availability Material that NYU may choose to  relegate with appropriate service level agreement Intersections  Material that NYU can  relegate with a high degree of confidence  Value of partnership increases  as number of participants grows N = 7.4 M ReCAP  ReCAP N=2.8M
Registry Transfers Borrowing  System Shared Collections Withdrawals Retrievals Digitized Library Collections Off-Site Collections Commitments Holdings Loans Disclose Aggregate holdings and joint commitments constitute a  shared asset enabling collaborative management strategies Local  Collections Procedures Policies Infrastructure Assets
Further Information: ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
98 Directories (Rocking Chair) Stephanie Hartman, MIT Questions, Comments? Creative re-use of redundant print collections at MIT

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Managing Shared Print Collections

  • 1. Managing Shared Print Collections: From Evidence to Action Constance Malpas Dennis Massie RLG Partnership Meeting 1 June 2009
  • 2. As scholarly information practices move online the function and value of library print collections is changing. half-life of scholarly literature economic imperatives How will research libraries adapt? mass digitization copyright regimes academic mission disciplinary disparities
  • 3. Then: Local inventory determined availability Center of gravity increased with size of collection Workflows built around local holdings
  • 4. Now: Distribution hubs support system-wide access Off-site collections comprise greatest part of major research libraries Absence of cooperative management infrastructure elevates risk
  • 5.
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  • 10. Research libraries are the ones still investing in print The investment is very unevenly distributed
  • 11. Duplication Rate in an Aggregate Academic Collection Publication Date Average No. of Copies 4.5
  • 12. Circulation in an Aggregate Academic Collection % of Books % of Circulation 12.86% (788,483)
  • 13.
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  • 17.
  • 18.
  • 19.
  • 20.
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  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. Decision Tree for De-accessioning
  • 30. Play “Get a Clue!”
  • 32.
  • 33.
  • 34.
  • 35. N=2.3M Opportunities for Institutional Cooperation Shared Policy Frameworks Joint Service Agreements Increased Operational Efficiencies Material that NYU can already source through existing ILL – enhance local collection Material that NYU can obtain through HT dependent on copyright status – means of enhancing ‘local’ collection Material that NYU may choose to relegate based on copyright/ availability Material that NYU may choose to relegate with appropriate service level agreement Intersections Material that NYU can relegate with a high degree of confidence Value of partnership increases as number of participants grows N = 7.4 M ReCAP ReCAP N=2.8M
  • 36. Registry Transfers Borrowing System Shared Collections Withdrawals Retrievals Digitized Library Collections Off-Site Collections Commitments Holdings Loans Disclose Aggregate holdings and joint commitments constitute a shared asset enabling collaborative management strategies Local Collections Procedures Policies Infrastructure Assets
  • 37.
  • 38. 98 Directories (Rocking Chair) Stephanie Hartman, MIT Questions, Comments? Creative re-use of redundant print collections at MIT

Notas do Editor

  1. This presentation summarizes the aim, intent and outcomes of work in OCLC Research’s Shared Print Collections program, highlighting efforts undertaken in 2008-2009 and new work planned for the coming year. Since the program was launched in 2007, our work has advanced considerably from evidence-gathering and analysis to developing frameworks for collaborative action. The upcoming year will be marked by a number of new initiatives focused on implementing inter-institutional collection management strategies, and further characterizing infrastructure requirements necessary to sustained shared print collections. Shareholder meeting: where we have invested, why, value returned We’ve moved from analysis and synthesis to community action – overview of FY10 priorities in this phase of work Cloud Library – implementation framework Decision Tree – print journals Not about enlisting participants – we have an advisory group and several active committees Shared Print Coordinating Committee Journals preservation project 583 project DaPJ