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W i l l i W e n d t | M a r i e l i s a Pa d i l l a | N o r a F a n d e r l | T o m H a w x w e l l
CITY LAB LISBON –
EXECUTIVE SUMMARY
Ap r i l 2 0 1 6
City of the Future
Contents
1	Introduction	 4
2	 City Lab Methodology	 5
3	Lisbon City Lab Process	 7
4	 City Profile	 8
4.1	 Governance System 	 10
4.2	 Economy & Innovation System 	 11
4.3	 Space, Planning & Mobility	 12
4.4	Buildings	 13
4.5	 Energy System	 14
4.6	ICT	 14
4.7	Resilience	 15
4.8	Water	 16
4.9	 Waste Management	 17
5	 Strategy & Suggested measures	 18
6	Suggested measures	 20
6.1	 Leadership System & Governance	 22
6.2	 Smart & Creative Lisbon	 23
6.3	 Energy and Buildings	 24
6.4	 Resilience & Infrastructure	 25
7	Roadmap: Lisbon Development System	 26
8	 Conclusion	 28
A European capital with approximately 550.000 inhabitants, Lisbon plays a crucial role not only
in Portugal, but also in Europe, due to its role as a gateway to the markets in the southern
hemisphere.
Significantly affected by the economic crisis and by demographic changes in previous decades,
the city of Lisbon also faces various challenges closer to home. In this context, Lisbon defined
the built environment in the historic center, the mobility system, the generation of clean ener­
gies and the use of information & communication technologies as key areas of activity for the
upcoming years
In order to address the manifold challenges Lisbon is facing today, and to achieve more sustain­
able urban development, the city has already developed various projects such as the BESOS
Project, the Eco Bairro Boavista Ambiente+ or the ClimAdaPT.Local Project. Furthermore, Lisbon
launched the Lisbon Europe 2020 Strategy, a plan to promote smart, sustainable and inclusive
growth, addressing all relevant sectors within the city and trying to integrate all affected stake­
holders (e. g. civil society, research institutes, local businesses).
Nevertheless, Lisbon seeks further support in developing solutions in this context. Therefore,
the city applied for the City Lab Challenge and the corresponding City Lab process. The purpose
of the City Lab Lisbon was to identify the strengths and weaknesses of the city across several
sectors, as well as key areas of intervention for smart and sustainable development. It was also
intended to identify potential future opportunities, current barriers that need to be overcome
and to demonstrate possible paths for a sustainable development of the city.
The results of the City Lab research have led to an integrated set of innovative projects consti­
tuting a comprehensive roadmap going into the future. The projects are tailored to Lisbon’s
unique needs and are meant to support Lisbon in addressing its specific challenges. When the
proposed projects are combined with the already ongoing activities, Lisbon can further
strengthen its position as a southern European lighthouse city.
The in-depth analysis of Lisbon was carried out based on the Morgenstadt assessment frame­
work for sustainable urban development. This framework is structured into three levels of
analysis, namely Indicators (measuring the current status quo of urban systems), Action Fields
(measuring the degree of intervention in key areas that promote sustainability) and Impact
Factors (identifying factors that are unique to the city under analysis). The sum of all three levels
allows for an understanding of the current sustainability performance of cities, assisting in the
development of coherent strategies and an integrated roadmap for development while at the
same time respecting the unique factors of the city that are conditioned by external pressures,
sociocultural dynamics, geographic and historic conditions, etc.
Standardized Data Assessment
helps to identify key challenges
& opportunities
What is the quantifiable sustainability
performance of the city?
à Assessment of Indicators
How does the city address sustain­
ability?
à Assessment of Action Fields
Why do or don’t things work in
this city?
à Assessment of Impact Factors
Morgenstadt Framework
Analysis of Interfaces helps
to design individual strategies
for cities
Relation Indicators – Action Fields
shows measures and priorities:
à What needs to be done?
Relation Action Fields – Impact Factors
shows conditions of project develop­
ment:
à How do projects have to be
	designed?
à What are the key factors to
build on?
4
1
23
5
DPSIR Indicators
34 Pressure
Indicators
64 State
Indicators
19 Impact
Indicators
Analysis of interfaces helps
to design individual strategies
for cities
Morgenstadt framework
Standardized data assessment
helps to identify key challenges
 opportunities
2	 City Lab Methodology1	 Introduction
Figure 1: Levels of the m:ci Framework.
4 5
3	 Lisbon City Lab ProcessLisbon wins Morgenstadt
City Challenge
Lisbon Indicators
Assessment of 117 indicators
for Lisbon
ƒƒ Pressures on the city system
ƒƒ State of the city system
ƒƒ Impact of the city System
Lisbon Impact Factors
Identification of challenges, opportunities,
barriers and ideas for action based on
structured Interviews
57 interviews with local stakeholders
and experts on the most important
city factors
Profiling of Lisbon with the
Morgenstadt Action  Response Model
for sustainable urban development
Benchmarking of Lisbon
Comparison of Indicators with
Morgenstadt benchmarks
Creation of Lisbon systems
models based on most
important impact factors
Lisbon Action Fields
Assessment of 86 Action Fields for
smart  sustainable development of
Lisbon
City Team
Measures  Ideas for Action
ƒƒ Development of 8 -12 measures and ideas
for action that support and accelerate
smart and sustainable development of
Lisbon
ƒƒ Workshops with local stakeholders for
working out the measures and initiating
first projects
ƒƒ Involvement of Morgenstadt Partners as
experts for technologies, infrastructures
and smart city solutions
Lisbon Roadmap
ƒƒ Definition of details (costs, timeframe,
funding opportunities, stakeholders etc.)
for each project
ƒƒ Integration of measures, projects and
actions into a roadmap
ƒƒ Maximization of synergies among projects
Final Final Conference: May 13th, 2016
ƒƒ Presentation  handover of the roadmap
ƒƒ Kick-off of the first projects
July August September October November December January February March April May
Alanus 
von Radecki
Teresa
Almeida
Rui
Franco
Willi
Wendt
Marielisa
Padilla
Nora
Fanderl
Francisco
Gonçalves
Tom
Hawxwell
Fraunhofer IAO
City Lisbon
6 7
4	 City Profile
ICT
W
ater
Education
Energy
Business Tactics
Urban Planning
Buildings
Resilience
Transport
Incentives
RD Tactics
Image
Strategy

Planning
Organization
Structure
Regulations
Waste
Resilience
ƒƒ Lisbon is well aware of the risks and vulnerabilities it is facing
ƒƒ Civil protection actors are participating in many European
research projects and networks in order to foster local resilience
ƒƒ Culture of safety and resilience needs to be established
ƒƒ Integration of society into crisis management is essential
Energy System
ƒƒ High energy demand
ƒƒ Potential for renewable energy use, especially solar
energy is not well exploited
ƒƒ Solar energy could be harnessed to reduce the total
electricity demand and as an alternative power
back-up option.
ICT
ƒƒ Comprehensive cross-sectoral solutions are needed
ƒƒ ICT Strategy in place
ƒƒ Cooperation between the city, research institutes and
society in regard to innovative ICT solutions needs to be
intensified
Space, Planning  Mobility
ƒƒ Innovative planning approach (PDM)
ƒƒ Gaps in planning on the metropolitan level
ƒƒ Riverside development area with great potential
ƒƒ Mobility acknowledged as a key challenge
ƒƒ Dominance of cars continues to undermine the emergence
of more sustainable mobility forms
ƒƒ Use of private cars is perceived as more attractive than
public transportation despite significant congestion
Governance
ƒƒ Better coordination in dealing with cross-sectoral issues is needed
ƒƒ Dependence on the initiative of individual leaders can lead to
short-termism
ƒƒ Lack of coherent development strategy with measurable goals
ƒƒ Competition between municipalities undermines cooperation
ƒƒ Lack of clear vision for future-proof urban development
Economy  Innovation
ƒƒ Lively innovation landscape
ƒƒ Good support of business e. g. via micro-entrepreneurship
programs
ƒƒ RD is performing well
ƒƒ International students help accelerate economic growth and
need to be retained
Waste
ƒƒ 100 % of households are covered by selective collection
service
ƒƒ The recycling rate is only 22 % as the population is not
separating its waste
ƒƒ The costs of the service could be reduced through the
integration of IoT technologies in the system
98
cycles. Furthermore, the concentration of responsibility means that unpopular decisions in the
short-term that are in the interest of the city’s long-term prosperity can be very political damag­
ing. The city would certainly benefit from decentralisation of responsibly of steering urban
development. The process of developing a common vision driven by specific goals, as well as
evaluation and monitoring mechanisms could be a good starting point to address this issue.
4.2	 Economy  Innovation System
Despite the considerable setback as a result of the economic crisis, currently Lisbon demonstrates
highly dynamic economic development which has been supported by the active involvement of
the Department of Economic Development of the City of Lisbon. The Department envisions
Lisbon as one of Europe’s most competitive, innovative and creative cities, utilizing the outlined
opportunity of a lively innovation landscape. To support the economic development of Lisbon
and make use of the city’s innovation potential, the City has established a range of programs
for supporting businesses and investments.
Lisbon takes pride in its entrepreneurial ecosystem with a highly heterogeneous character bear­
ing a potential of creating a dense network of business incubators, start-up accelerators, sup­
port programs, events etc. The City currently demonstrates a significant potential for becoming
a new start-up capital of Europe: the low cost of living, affordable rents and a rapidly growing
start-up scene are the essential conditions for attracting young creative minds. Moreover, with
106 higher education Institutions with 140,000 students and 30,000 graduates per year, 163
RD centers, Lisbon has the highest concentration of scientific and technology potential within
Portugal and is forming an excellent innovation landscape.
This also makes Lisbon an attractive place for international students. The high amount of inter­
national students has shaped the city and the city’s image within the past years. Especially within
the city center, students have contributed to the transition of a largely vacant area towards a
livable and attractive center by renting apartments and using the infrastructure. This develop­
ment has been actively supported with multiple programs by the municipality, identifying Inter­
national students as accelerator of the city’s economic development. To foster economic growth,
one challenge will be to keep the students from leaving after graduation in the future.
4.1	 Governance System
The city is still feeling the effects of the financial crisis, with high unemployment, especially
among youth, as well as austerity measures that limit public spending beyond core needs.
Furthermore, demographic changes mean that the city’s aging population is going to prove
burdensome in terms of effective support through social security in the future. This is not just
an issue that is playing out in economic terms but also in terms of the spatial and functional
design of the city’s urban systems. These represent challenges that have no simple short-term
solution but can only be solved through long-term strategic development.
In the context of effectively attracting skilled people and investments, linking mobility, energy
and ICT in joint measures and projects, tackling climate change, driving the digital agenda,
engaging with civil society or developing data-based decision making systems, all actions require
a cross-sectoral and strategic management approach that is able to link the existing hierarchical
units of administration not only into joint projects, but also into an integrated management
system based on overarching development goals and a strong coordination between all depart­
ments. In Lisbon today there is still very limited coordination between actors in terms of dealing
with cross-sectoral issues. The organizational system of the city administration is structured
hierarchically and cross-departmental decisions are typically based on the voluntary interaction
of the heads of departments.
A major issue relates to regional cooperation between municipalities. Whether it is related to
gaining access to EU funds or attracting businesses, rather than cooperating to make the region
strong, there is significant competition between municipalities. This can also be seen in the lack
of a joint and locally anchored metropolitan planning process.
A lack of a clear overarching vision for the future development of Lisbon and the lack of
measurable goals is a major barrier to a focused sustainable long-term development of the city.
This process requires a collaborative development of a long-term vision for Lisbon, directly
linked to cross-sectoral objectives and a means of measuring progress of achieving these objec­
tives.
Many of the sustainability initiatives of the city of Lisbon were attributed specifically to former
city leaders, demonstrating the particular importance of the role of the mayor in shifting the
direction of development in Lisbon. The ability of leader of a city to drive such initiatives certainly
demonstrates strong leadership and good intentions, but a dependence on individual leaders to
drive change can lead to short termism, making city development highly susceptible to political
c i t y p r o f i l e
10 11
4.4	 Buildings
Lisbon´s building stock is characterized by a high share of old and historical buildings, with a
vast majority of them requiring refurbishment. However, refurbishment rate is less than 1 % per
year, which is very low comparing to the European average of 1,5-2,5 % a year. Building
refurbishment in Lisbon should have a holistic approach that considers also the energetic qual­
ity of the buildings, the indoor environmental quality and the design of the surrounding public
space. Energy efficiency of buildings is of particular importance in the pursuit of international
objectives in the area of climate and energy as it is a sector that represents approximately 40 %
of total primary energy demand.
In Lisbon, there is a current need for the energetic refurbishment of public buildings. The building
situation has been critical due to the lack of energy regulations until the late 1980s, and to the
old and historical heritage, which represented much higher refurbishment costs in comparison
to new constructions outside the city center. To tackle the problem, the municipality has develop­
ed a housing program included in the city Master Plan which sets the course for the needed
rehabilitation and requires the application of Lisbon‘s Energy-Environment Strategy and SEAP
(Sustainable Energy Action Plan).
With more than 1100 buildings in the old town, the city council is one of the biggest property
owners in Lisbon. Furthermore, the housing department has a clear objective of investing in
innovation projects. This situation allows for the implementation of lighthouse projects of pub­
lic buildings that can have a high visibility. Combined with the right communication strategy
and high visitor flow-through, lighthouse refurbishment projects can act as multipliers for further
replication.
4.3	 Space, Planning  Mobility
An important legacy that still presents significant difficulties to Lisbon was the process of subur­
banization and urban sprawl that began in the 1960s with the effect that the core city lost its
population to the suburban areas. The city has acknowledged these on-going processes, leading
the city to put emphasis on urban regeneration as a central future development objective. The
capital’s master plan (PDML) approved in 2012, has been developed as a strategic tool guiding
the city’s development with the focus on redevelopment, refurbishment and regeneration. The
plan has been internationally recognized with the ISOCARP Excellence Award as an effective
blueprint for policy adjustments to promote redevelopment in Europe’s low-growth cities. Togeth­
er with a bunch of further urban development programs (e. g. green capital award, strategies
for economic development), the rehabilitation and upgrading of the most central areas has been
quite successful in its early stages.
Past processes of suburbanization have embedded themselves in the form of artifacts that are
present in the city today. This is particularly true in the context of the city’s mobility system. The
result is a situation where the city has to cater for over one million commuters every weekday,
50 % of which come in personal vehicles, leading to high levels of road congestion and air pol­
lution.
The city has the goal of significantly increasing the portion of soft modes through the develop­
ment of an Integrated Urban Mobility Plan. However, the potential of these plans will be under­
mined if there is not coupled with an active effort to deter car use in the city. Furthermore, by
easing the stress on road infrastructure, the city would be able to undertake a process of taking
space traditionally occupied by cars (car park, lanes etc.) and converting them to promote softer
forms (through, for example, protected bike lanes, bus lanes and green areas).
c i t y p r o f i l e
12 13
4.7	 Resilience
Lisbon is well aware of its resilience challenges and already participates in a large number of
innovative research projects, such as the EU-projects POP-Alert, Alert4All, DRIVER as well as
cooperative projects to strengthen the local resilience on the basis of network knowledge and
lessons learned (e. g. UNISDR campaign “Making Cities Resilient” or the “100 Resilient Cities”
program of the Rockefeller foundation). Furthermore, the civil protection agency runs various
projects to actively promote resilience education amongst the citizens, especially focusing on
children and adolescents. However, resilience education has not yet become a part of the cur­
riculum in all the schools and a culture of safety and resilience still needs to be established.
Lisbon has not yet integrated the society and particularly local businesses and volunteers in all
the crisis management activities. This challenge focuses on the inclusion of these groups and
their capacities into crisis management activities in order to improve their own capacities and,
in turn, the cities resilience. Therefore, Lisbon can benefit from participation in the ongoing
EU-project DRIVER and other projects (POP-ALERT, RESILENS, RESCCUE), which also targets the
integration of volunteers into resilience-building processes with a designated work package.
Referring to this multitude of already ongoing projects, Lisbon faces the main challenge of get­
ting an overview over all the existing innovative tools and methods in order to improve the local
crisis management practice. Therefore, a tool-catalogue for civil protection solutions and appli­
cations has been identified as core demand for the city.
4.5	 Energy System
The total energy use of Lisbon was 3035 GWh in 2013. The city´s total electricity consumption
(5.8 MWh/a/cap) is within the European average, but the power use per household is above it
(2.1 MWh/a/household), representing a rather strong pressure for the energy system.
Currently, the amount of energy produced locally by a renewable source is insignificant, repre­
senting less than 1 % of the total energy consumed. In general, the solar potential within the
city and the regional potential for renewable energies are currently not being exploited. Lisbon
needs to improve the use of renewable energies and intensify the implementation of smart
energy solutions. The great solar potential of the city needs to be harnessed in order to increase
the renewable energy share.
The use of photovoltaic and solar thermal systems in social housing complexes, educational
installations and swimming pools has long been an important component of the Lisbon’s strategy.
As part of this, the “solar potential chart” was developed by the local energy agency in 2012
with the objective to allow potential investors to identify the most suitable areas for the instal­
lation of solar technologies. However, the use of the tool has been limited so far since it has
not been linked to the actual energy demand.
4.6	 ICT
Even though the city already has an ICT strategy, is developing an urban data platform and
participates in various smart city initiatives, trying to solve various challenges in this field, the
City Lab made an additional main challenge evident: a lack of cooperation between the
municipality, local ICT-oriented research institutes and society in the context of the develop­
ment of innovative bottom-up ICT-solutions for the city of Lisbon and its citizens.
By establishing a constant cooperation and knowledge exchange platform between research
institutes, other key actors and the citizenship, the city could gain support in regard to the
many challenges that require high levels of expertise. At the same time, the city would be
supporting innovators working on solutions. An example of this could be the already ongoing
development and implementation process of the Lisbon smart data platform (COI) where the
city relies on external expertise and technical guidance, which could be offered by local stake­
holders.
c i t y p r o f i l e
14 15
4.9	 Waste Management
The Municipality of Lisbon has implemented multiple solutions for the deposit and collection
of solid waste depending on the urban morphology, the producers and the socio-economic
characteristics of the specific areas. Since 2003, the city has been expanding the selective col­
lection service which today covers 100 % of the households. However, it has not been possible
to achieve the expected selectively collected amounts since the population does not contribute
correspondingly with the waste separation. As a consequence the current recycling rate is very
low; in 2014 it was only 22 %. Today recycling is not obligatory meaning that service is offered
but it is not compulsory to use it.
The Municipal goal for 2020 is to increase the share of recycling materials collected in relation
to the estimated produced amount to 42 %. In order to reach the goals for 2020, investments
in environmental education programs as well as waste prevention campaigns are planned.
Waste management is one of the most expensive services offered by the municipality. The
smartification of the system can help to reduce costs and increase efficiency. In this sense,
the availability of more extensive and detailed information regarding the waste produced in
the different areas provided via sensors would allow the Municipality to rearrange the existing
routes and better plan the waste infrastructure.
4.8	 Water
Water losses caused by leaks, thefts, or metering inaccuracies in Lisbon are very low at only
7 %, which makes it one of the leaders in water sector. This optimization has been achieved by
various measures and awareness programs, in particular smart initiatives like the online water
management system called “Aquamatrix“ designed and used by the water provider company
EPAL.
Lisbon needs to structure a back-up plan for water supply for the case of water shortages due
to any natural event, such as floods, earthquakes etc., or in case of a disruption in the mid-
distance water supply network. Investment in rainwater harvesting is needed for its use at
industrial as well as at household level; this will allow for a decrease in the water consumption
load from the water supply network.
A “Go Green“ mantra could be implemented in the city of Lisbon for new urban developments
by designing a building regulation, which promotes sustainable approaches. Provisions of rain­
water collection and reusing it for non-drinking purposes could be made mandatory for all new
developments with more than 150m2. Already installed smart meters could be used to keep
a check on this regulation.
EPAL provides the city of Lisbon, Loures and Mafra with some treated wastewater especially for
the air conditioning in commercial venues, street cleaning and garden watering. Their objective
is to expand the supply and its reuse in these and other municipalities.
Furthermore, greywater reuse could be made mandatory as a part of building regulation, where
non-drinking usages like gardening, car washing, cleaning etc. can be done with treated water.
c i t y p r o f i l e
16 17
Based on the in-depth analysis of 117 indicators and 86 Action Fields, it is suggested
to base the strategy for the future smart and sustainable development of Lisbon on
three main levels as shown in the figure below.
A cross-integration of all levels of analysis of the City Lab Lisbon and a set of discussions and
workshops with around 60 stakeholders has produced a list of 12 high-priority measures that
are allocated to the three levels of activity.
Figure 2
Levels of action for a sustainable
development of Lisbon.
Infrastructures
Re
silience
En
ergyBuildings
Space, Mobility  Planning
Smart  Creative
Lisbon
Smart Leadership
System
Level 1: Governance
Level 3: Technologies 
Infrastructure
Level 2: Socio-Economic
Strategy
All measures are interconnected with each other and should be developed and organized in a
way that respects the systemic character of the suggested roadmap. There are causal interrela­
tions, but also interrelations based on time, resources, stakeholders, and technologies to be
deployed during implementation. The roadmap, as suggested below, should therefore be closely
discussed in relation to an overarching strategic management of a sustainable development of
Lisbon.
5	 Strategy  Suggested
measures
18 19
InfrastructuresResilience
EnergyBuildings
Space, Mobility  Planning
Smart  Creative
Lisbon
Smart Leadership
System
Lisbon Sustainability Forum
Vision and measurable goals for Lisbon
Neighbourhood sustainability contests
Leadership System  Governance
Smart District Lisbon
Research cooperation between city, local
research institutions, society  local ICT
Lisbon Social Innovation Hub
Socio-Economic Strategy
Extended solar potential maps 
business model for energy transition
Upgrade of public lighting network with
potential for inclusion of sensor network
Smart waste management solutions
Tool Catalogue for civil protection
solutions and applications
Closing the urban
water cycle
Urban Data Platform
Technologies and Infrastructure
6	 Suggested measures
20 21
6.1	 Leadership System  Governance
Lisbon’s integrated strategy represents a very promising first step. But based on the findings from
the on-site assessment, the process will require some reinforcement to allow effective implemen­
tation of the strategy. The first important aspect refers to the limited capacity of the Lisbon 2020
Action Team. A second key finding was the lack of on-going coordination going into the future.
A third important finding related to the lack of a measurable vision to help unify actors and
guide more sustainable development processes.
Suggested Measures
1. Vision and measurable goals for Lisbon
Lisbon needs clearly defined and integrated vision with measurable goals and a corresponding
roadmap for project development, addressing all sectors and stakeholders and following the
smart principles in order to unify actors and guide sustainable development processes. A long-
term perspective helps focus urban development projects guide the city strategy. Such a vision
must be developed in an inclusive and integrated way and be linked to SMART (specific, measura­
ble, achievable, results-focused and time bound) goals, which act as a means of measuring success.
2. Lisbon Sustainability Forum
The city is constantly changing and is faced with changing conditions and new challenges. In
this context, a more formalized body to facilitate integrated urban development is necessary.
Thus, a Sustainability Forum comprised of sustainability representatives from the municipal
departments and coordinated by the Lisbon 2020 Action Team is proposed. Depending on the
topic in discussion, different actors from within the municipality, universities and research insti­
tutes, NGOs, civil society, private sector, innovation hubs, or any other actors deemed relevant
for the topic, would be called upon to build topic-specific think tanks. The integration of other
representatives from other municipalities or regional organizations could potentially assist with
improving regional coordination.
3. Neighborhood sustainability contests
Awareness of sustainability and environmental issues is a major factor influencing human behav­
ior. Lisbon needs sustainability contests at the parish and neighborhood level to increase energy
 water efficiency and promote sustainability awareness. The organization of sustainability
contests will motivate the participants to change behavior leading to a reduction of energy con­
sumption and waste production, etc. For the implementation, local people will be trained and
engaged as sustainability ambassadors to coordinate activities at the local level. This will also
assist in conveying the reasons behind policies that aim to improve the sustainability of the city
through improved awareness.
6.2	 Smart  Creative Lisbon
By addressing its outlined socio-economic challenges and by using the enormous innovation
potential, Lisbon could try to focus specifically on social innovations, including non-profit and
charity organizations, social enterprises and cooperatives and therefore create a unique selling
point (USP) for the fostering of innovations.
Suggested Measures
1. Lisbon Social Innovation Hub
There is a need for creating a Social Innovation Hub that focuses on supporting social innova­
tions. The Hub should offer advanced facilities for social innovation, co-working and micro pro­
duction. The hub could be kick-started in one of the housing communities near the vulnerable
historic center. The aim of the Lisbon social innovation hub would be to involve people from all
age groups, especially the unemployed youth and elderly and help them explore their potential
to create job opportunities for self-employment.
2. Research cooperation between city, research institutes, society  ICT companies
Currently, Lisbon is facing a high demand for bottom-up innovations that help the city achieve
the desired level of ICT innovation. At the same time, the city is lacking financial resources to
invest into extravagant ICT innovations. For these reasons, Lisbon needs to establish a coherent
cooperation strategy between the city administration, local research institutes in the field of ICT,
the citizens and local ICT companies, in order to cooperatively develop bottom-up innovations
for the city. An example of such a process is the currently being developed Lisbon smart data
platform (COI) where the city relies on external expertise and technical guidance.
3. Smart District Lisbon
Lisbon needs a lighthouse district that shows the creative, environmental, social, and economic
potential of the city in one spot, integrating modern architecture and appealing design. It is
therefore suggested to develop a new innovation district which will not only re-integrate work­
ing and living, but also make use of innovative and smart urban concepts such as open data,
bike and car sharing, smart homes and smart grids, ecosystem services and water recycling.
S u gg e s t e d m e a s u r e s
NEED FOR ACTION
A clear vision for steering the
long-term development is
lacking, priorities are unclear.
SOLUTION
Definition of clear and measu-
rable development goals.
NEED FOR ACTION
A formalized body to facilitate
integrated urban development
is needed.
SOLUTION
Lisbon Sustainability Forum
NEED FOR ACTION
Lack of environmental aware-
ness
SOLUTION
Neighborhood sustainability
contests
NEED FOR ACTION
Advanced facilities for social
innovation, co-working and
micro production are needed.
SOLUTION
Social Innovation Hub
NEED FOR ACTION
Scattered research landscape
in the ICT fields with a need
of close cooperation of local
players.
SOLUTION
Research cooperation
NEED FOR ACTION
Create a showcase for the smart
urban development of Lisbon in
the 21st
Century.
SOLUTION
Smart District Lisbon
22 23
6.4	 Resilience  Infrastructure
The overall situation with regard to urban infrastructures and resilience in Lisbon is satisfactory.
However, the implementation of the following innovative measures in the fields of resilience
building, water infrastructure, waste management, public lighting and mobility can help Lisbon
on the way to becoming a smart and sustainable lighthouse city.
Suggested Measures
1. Tool Catalogue for civil protection solutions and applications
Since the civil protection department has performed a large number of national and internatio­
nal civil protection research projects, it has access to a large number of solutions and tools to
be used within all crisis management phases. Due to the large number of solutions, it is neces­
sary to develop a tool catalogue that gives all crisis management professionals an overview over
the existing tools. Furthermore, it is necessary to include a guideline that helps to select the
appropriate tools / solutions for the specific situation, especially in time sensitive situations.
2. Closing the urban water cycle
The annual rainfall amount in Lisbon holds an immense potential for its use. The city needs
to invest in rainwater harvesting systems and reuse it at commercial, and at household levels.
Awareness needs to be raised and building regulation needs to be revised in order to enforce
reuse of recycled water. Additionally, incentives for the use of recycled water should be pro­
vided. Recycled water could also provide a backup water supply in case of emergency.
3. Smart waste management solutions
Lisbon needs smart waste management solutions to improve the efficiency in the service of­
fered, reduce costs and optimizing waste collection and increase the recycling rate: GPS sensors
 waste bins sensors together with a smart software and waste/recycling app.
4. Upgrade of public lighting network with potential for inclusion of sensor network
This project aims to address the high energy/electricity consumption of the current public street
lighting network. By integrating the development a sensor network into this process, a range
of benefits in other sectors can be leveraged. For example, Lisbon’s significant mobility-related
issues such as high levels of traffic congestion, low cycling rates and low public transport com­
fort could all be addressed by integrating a sensor network system to support mobility manage­
ment.
6.3	 Energy and Buildings
Currently, the solar, biological and geothermal potential of Lisbon, and the regional potential
for renewable energy use are not being fully exploited.
Suggested Measures
Extended solar potential map and business model for energy transition
The existing solar potential map needs to be connected to the energy demand (mainly with the
energy profile of the buildings) in order to be a useful tool for decision-making through com­
bining the economical and energy attractiveness of the project. The most suitable buildings for
the installation of solar panels can be then identified and used to create a business model and
attract new investment. A lighthouse project with eight buildings implemented by the Munic­
ipality can be set up as a demonstrator and good example and used to trigger and scale-up the
energy transition in Lisbon.
Additionally the installation of solar panels in small infrastructures such as strategic bus stops
and kiosks would not only contribute to awareness raising but also as game changer for regula­
tions. For instance, a solar bus stops can have cellphone charging points, advertisement LED
boards, LED time display, etc. and even be integrated with PV-based E-Car/E-bike charging
stations. Finally solar-powered trash compactor could reduce the necessary trash collections
by four times or more and show commitment towards the community and the environment.
NEED FOR ACTION
Solar potential is not being
exploited.
SOLUTION
Lighthouse project with 8 public
buildings
NEED FOR ACTION
Large number of civil protection
solutions and applications which
are poorly systemized.
SOLUTION
Tool Catalogue
NEED FOR ACTION
Unused rainfall potential
SOLUTION
Rain water harvesting and reuse
NEED FOR ACTION
Low recycling rate
SOLUTION
Smart waste management
NEED FOR ACTION
High energy consumption 
high personal vehicle use
SOLUTION
Upgrade of public lighting
network
S u gg e s t e d m e a s u r e s
24 25
7	 Roadmap: Lisbon
Development System
Leadership System  Governance Space, Planning  Mobility Energy  BuildingResilience  Infrastructure Smart  Creative Lisbon
Lisbon Sustainability Forum
Vision and measurable goals for Lisbon
Definition of an integrated vision with measurable goals and a corresponding roadmap for project development, addressing all sectors and stakeholders and following the smart principles
Urban Data Platform
Concept ready (COI); Implementation within H2020 Lighthouse project
Tool Catalogue for civil protection solutions and applications
Smart District Lisbon
Lisbon Social Innovation Hub
Upgrade of public lighting network with potential for inclusion of sensor network
Cooperative research between city, local research institutes, society  local ICT-companies
Extended Solar Potential Map
and business model for energy
transition
Closing the urban water cycle
Smart waste management
solutions
Neighbourhood sustainability
contests
26 27
Lisbon presents the necessary preconditions to promote smarter urban development. However,
the City Lab process highlighted a range of overarching issues that could not be addressed alone
through interventions in specific sectors. Therefore, the key proposed solutions for Lisbon relate
to overarching interventions that create a dialogue, encourage cooperation between key actors
in different sectors, and set meta-level objectives. Part of this process is the reinforcement of the
capacities of the action team to promote inter-sectoral cooperation, the establishment of a
forum to create a dialogue between key actors in the city, and the integrated development of
a set of clear goals to act as a “guiding star” for future city activities. These transversal inter­
ventions need to be complemented by specific projects “on the ground” in the different sectors.
The City Labs process has demonstrated that “smart“ urbanism is not just about high-tech solu­
tions, but also means striving for a more holistic understanding, as well as appreciating the
complexity of urban systems. Innovative forms of intelligent collaboration, together with a clear
vision and strategy, constitute the basis and, at the same time, the precondition for becoming
a smart city.
The final report of the City Lab Lisbon contains a full analysis of the city and a detailed descrip­
tion of all proposed measures. It will be made available to the City of Lisbon in May 2016.
Contact:
Fraunhofer Institute for Industrial Engineering,
Nobelstrasse 12, 70569 Stuttgart
www.iao.fraunhofer.de
Marielisa Padilla, Fraunhofer IAO
Phone: +49 711 970-2160
marielisa.padilla@iao.fraunhofer.de
Printed on acid-free and chlorine-free bleached paper.
Frontispiece: © ATLANTISMEDIA - Fotolia
Page 11: © neirfy - Fotolia
Page 12/13: © Mapics -Fotolia
Page 15: © jo - Fotolia
Page 16/17: © Sergii Figurnyi - Fotolia
© Fraunhofer IAO, 2016
All rights reserved
No part of this publication may be translated, reproduced, stored
in a retrieval system, or transmitted in any form or by any means,
electronic, mechanical, photocopying, recording or otherwise,
without the written permission of the publisher. Many of the
desig­nations used by manufacturers and sellers to distinguish their
products are claimed as trademarks. The quotation of those desig­
nations in whatever way does not imply the conclusion that the
use of those designations is legal without the consent of the owner
of the trademark.
8	 Conclusion
28 29
For your notes
Morgenstadt: City Lab Lisbon - Executive Summary

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Morgenstadt: City Lab Lisbon - Executive Summary

  • 1. W i l l i W e n d t | M a r i e l i s a Pa d i l l a | N o r a F a n d e r l | T o m H a w x w e l l CITY LAB LISBON – EXECUTIVE SUMMARY Ap r i l 2 0 1 6 City of the Future
  • 2. Contents 1 Introduction 4 2 City Lab Methodology 5 3 Lisbon City Lab Process 7 4 City Profile 8 4.1 Governance System 10 4.2 Economy & Innovation System 11 4.3 Space, Planning & Mobility 12 4.4 Buildings 13 4.5 Energy System 14 4.6 ICT 14 4.7 Resilience 15 4.8 Water 16 4.9 Waste Management 17 5 Strategy & Suggested measures 18 6 Suggested measures 20 6.1 Leadership System & Governance 22 6.2 Smart & Creative Lisbon 23 6.3 Energy and Buildings 24 6.4 Resilience & Infrastructure 25 7 Roadmap: Lisbon Development System 26 8 Conclusion 28
  • 3. A European capital with approximately 550.000 inhabitants, Lisbon plays a crucial role not only in Portugal, but also in Europe, due to its role as a gateway to the markets in the southern hemisphere. Significantly affected by the economic crisis and by demographic changes in previous decades, the city of Lisbon also faces various challenges closer to home. In this context, Lisbon defined the built environment in the historic center, the mobility system, the generation of clean ener­ gies and the use of information & communication technologies as key areas of activity for the upcoming years In order to address the manifold challenges Lisbon is facing today, and to achieve more sustain­ able urban development, the city has already developed various projects such as the BESOS Project, the Eco Bairro Boavista Ambiente+ or the ClimAdaPT.Local Project. Furthermore, Lisbon launched the Lisbon Europe 2020 Strategy, a plan to promote smart, sustainable and inclusive growth, addressing all relevant sectors within the city and trying to integrate all affected stake­ holders (e. g. civil society, research institutes, local businesses). Nevertheless, Lisbon seeks further support in developing solutions in this context. Therefore, the city applied for the City Lab Challenge and the corresponding City Lab process. The purpose of the City Lab Lisbon was to identify the strengths and weaknesses of the city across several sectors, as well as key areas of intervention for smart and sustainable development. It was also intended to identify potential future opportunities, current barriers that need to be overcome and to demonstrate possible paths for a sustainable development of the city. The results of the City Lab research have led to an integrated set of innovative projects consti­ tuting a comprehensive roadmap going into the future. The projects are tailored to Lisbon’s unique needs and are meant to support Lisbon in addressing its specific challenges. When the proposed projects are combined with the already ongoing activities, Lisbon can further strengthen its position as a southern European lighthouse city. The in-depth analysis of Lisbon was carried out based on the Morgenstadt assessment frame­ work for sustainable urban development. This framework is structured into three levels of analysis, namely Indicators (measuring the current status quo of urban systems), Action Fields (measuring the degree of intervention in key areas that promote sustainability) and Impact Factors (identifying factors that are unique to the city under analysis). The sum of all three levels allows for an understanding of the current sustainability performance of cities, assisting in the development of coherent strategies and an integrated roadmap for development while at the same time respecting the unique factors of the city that are conditioned by external pressures, sociocultural dynamics, geographic and historic conditions, etc. Standardized Data Assessment helps to identify key challenges & opportunities What is the quantifiable sustainability performance of the city? à Assessment of Indicators How does the city address sustain­ ability? à Assessment of Action Fields Why do or don’t things work in this city? à Assessment of Impact Factors Morgenstadt Framework Analysis of Interfaces helps to design individual strategies for cities Relation Indicators – Action Fields shows measures and priorities: à What needs to be done? Relation Action Fields – Impact Factors shows conditions of project develop­ ment: à How do projects have to be designed? à What are the key factors to build on? 4 1 23 5 DPSIR Indicators 34 Pressure Indicators 64 State Indicators 19 Impact Indicators Analysis of interfaces helps to design individual strategies for cities Morgenstadt framework Standardized data assessment helps to identify key challenges opportunities 2 City Lab Methodology1 Introduction Figure 1: Levels of the m:ci Framework. 4 5
  • 4. 3 Lisbon City Lab ProcessLisbon wins Morgenstadt City Challenge Lisbon Indicators Assessment of 117 indicators for Lisbon ƒƒ Pressures on the city system ƒƒ State of the city system ƒƒ Impact of the city System Lisbon Impact Factors Identification of challenges, opportunities, barriers and ideas for action based on structured Interviews 57 interviews with local stakeholders and experts on the most important city factors Profiling of Lisbon with the Morgenstadt Action Response Model for sustainable urban development Benchmarking of Lisbon Comparison of Indicators with Morgenstadt benchmarks Creation of Lisbon systems models based on most important impact factors Lisbon Action Fields Assessment of 86 Action Fields for smart sustainable development of Lisbon City Team Measures Ideas for Action ƒƒ Development of 8 -12 measures and ideas for action that support and accelerate smart and sustainable development of Lisbon ƒƒ Workshops with local stakeholders for working out the measures and initiating first projects ƒƒ Involvement of Morgenstadt Partners as experts for technologies, infrastructures and smart city solutions Lisbon Roadmap ƒƒ Definition of details (costs, timeframe, funding opportunities, stakeholders etc.) for each project ƒƒ Integration of measures, projects and actions into a roadmap ƒƒ Maximization of synergies among projects Final Final Conference: May 13th, 2016 ƒƒ Presentation handover of the roadmap ƒƒ Kick-off of the first projects July August September October November December January February March April May Alanus von Radecki Teresa Almeida Rui Franco Willi Wendt Marielisa Padilla Nora Fanderl Francisco Gonçalves Tom Hawxwell Fraunhofer IAO City Lisbon 6 7
  • 5. 4 City Profile ICT W ater Education Energy Business Tactics Urban Planning Buildings Resilience Transport Incentives RD Tactics Image Strategy Planning Organization Structure Regulations Waste Resilience ƒƒ Lisbon is well aware of the risks and vulnerabilities it is facing ƒƒ Civil protection actors are participating in many European research projects and networks in order to foster local resilience ƒƒ Culture of safety and resilience needs to be established ƒƒ Integration of society into crisis management is essential Energy System ƒƒ High energy demand ƒƒ Potential for renewable energy use, especially solar energy is not well exploited ƒƒ Solar energy could be harnessed to reduce the total electricity demand and as an alternative power back-up option. ICT ƒƒ Comprehensive cross-sectoral solutions are needed ƒƒ ICT Strategy in place ƒƒ Cooperation between the city, research institutes and society in regard to innovative ICT solutions needs to be intensified Space, Planning Mobility ƒƒ Innovative planning approach (PDM) ƒƒ Gaps in planning on the metropolitan level ƒƒ Riverside development area with great potential ƒƒ Mobility acknowledged as a key challenge ƒƒ Dominance of cars continues to undermine the emergence of more sustainable mobility forms ƒƒ Use of private cars is perceived as more attractive than public transportation despite significant congestion Governance ƒƒ Better coordination in dealing with cross-sectoral issues is needed ƒƒ Dependence on the initiative of individual leaders can lead to short-termism ƒƒ Lack of coherent development strategy with measurable goals ƒƒ Competition between municipalities undermines cooperation ƒƒ Lack of clear vision for future-proof urban development Economy Innovation ƒƒ Lively innovation landscape ƒƒ Good support of business e. g. via micro-entrepreneurship programs ƒƒ RD is performing well ƒƒ International students help accelerate economic growth and need to be retained Waste ƒƒ 100 % of households are covered by selective collection service ƒƒ The recycling rate is only 22 % as the population is not separating its waste ƒƒ The costs of the service could be reduced through the integration of IoT technologies in the system 98
  • 6. cycles. Furthermore, the concentration of responsibility means that unpopular decisions in the short-term that are in the interest of the city’s long-term prosperity can be very political damag­ ing. The city would certainly benefit from decentralisation of responsibly of steering urban development. The process of developing a common vision driven by specific goals, as well as evaluation and monitoring mechanisms could be a good starting point to address this issue. 4.2 Economy Innovation System Despite the considerable setback as a result of the economic crisis, currently Lisbon demonstrates highly dynamic economic development which has been supported by the active involvement of the Department of Economic Development of the City of Lisbon. The Department envisions Lisbon as one of Europe’s most competitive, innovative and creative cities, utilizing the outlined opportunity of a lively innovation landscape. To support the economic development of Lisbon and make use of the city’s innovation potential, the City has established a range of programs for supporting businesses and investments. Lisbon takes pride in its entrepreneurial ecosystem with a highly heterogeneous character bear­ ing a potential of creating a dense network of business incubators, start-up accelerators, sup­ port programs, events etc. The City currently demonstrates a significant potential for becoming a new start-up capital of Europe: the low cost of living, affordable rents and a rapidly growing start-up scene are the essential conditions for attracting young creative minds. Moreover, with 106 higher education Institutions with 140,000 students and 30,000 graduates per year, 163 RD centers, Lisbon has the highest concentration of scientific and technology potential within Portugal and is forming an excellent innovation landscape. This also makes Lisbon an attractive place for international students. The high amount of inter­ national students has shaped the city and the city’s image within the past years. Especially within the city center, students have contributed to the transition of a largely vacant area towards a livable and attractive center by renting apartments and using the infrastructure. This develop­ ment has been actively supported with multiple programs by the municipality, identifying Inter­ national students as accelerator of the city’s economic development. To foster economic growth, one challenge will be to keep the students from leaving after graduation in the future. 4.1 Governance System The city is still feeling the effects of the financial crisis, with high unemployment, especially among youth, as well as austerity measures that limit public spending beyond core needs. Furthermore, demographic changes mean that the city’s aging population is going to prove burdensome in terms of effective support through social security in the future. This is not just an issue that is playing out in economic terms but also in terms of the spatial and functional design of the city’s urban systems. These represent challenges that have no simple short-term solution but can only be solved through long-term strategic development. In the context of effectively attracting skilled people and investments, linking mobility, energy and ICT in joint measures and projects, tackling climate change, driving the digital agenda, engaging with civil society or developing data-based decision making systems, all actions require a cross-sectoral and strategic management approach that is able to link the existing hierarchical units of administration not only into joint projects, but also into an integrated management system based on overarching development goals and a strong coordination between all depart­ ments. In Lisbon today there is still very limited coordination between actors in terms of dealing with cross-sectoral issues. The organizational system of the city administration is structured hierarchically and cross-departmental decisions are typically based on the voluntary interaction of the heads of departments. A major issue relates to regional cooperation between municipalities. Whether it is related to gaining access to EU funds or attracting businesses, rather than cooperating to make the region strong, there is significant competition between municipalities. This can also be seen in the lack of a joint and locally anchored metropolitan planning process. A lack of a clear overarching vision for the future development of Lisbon and the lack of measurable goals is a major barrier to a focused sustainable long-term development of the city. This process requires a collaborative development of a long-term vision for Lisbon, directly linked to cross-sectoral objectives and a means of measuring progress of achieving these objec­ tives. Many of the sustainability initiatives of the city of Lisbon were attributed specifically to former city leaders, demonstrating the particular importance of the role of the mayor in shifting the direction of development in Lisbon. The ability of leader of a city to drive such initiatives certainly demonstrates strong leadership and good intentions, but a dependence on individual leaders to drive change can lead to short termism, making city development highly susceptible to political c i t y p r o f i l e 10 11
  • 7. 4.4 Buildings Lisbon´s building stock is characterized by a high share of old and historical buildings, with a vast majority of them requiring refurbishment. However, refurbishment rate is less than 1 % per year, which is very low comparing to the European average of 1,5-2,5 % a year. Building refurbishment in Lisbon should have a holistic approach that considers also the energetic qual­ ity of the buildings, the indoor environmental quality and the design of the surrounding public space. Energy efficiency of buildings is of particular importance in the pursuit of international objectives in the area of climate and energy as it is a sector that represents approximately 40 % of total primary energy demand. In Lisbon, there is a current need for the energetic refurbishment of public buildings. The building situation has been critical due to the lack of energy regulations until the late 1980s, and to the old and historical heritage, which represented much higher refurbishment costs in comparison to new constructions outside the city center. To tackle the problem, the municipality has develop­ ed a housing program included in the city Master Plan which sets the course for the needed rehabilitation and requires the application of Lisbon‘s Energy-Environment Strategy and SEAP (Sustainable Energy Action Plan). With more than 1100 buildings in the old town, the city council is one of the biggest property owners in Lisbon. Furthermore, the housing department has a clear objective of investing in innovation projects. This situation allows for the implementation of lighthouse projects of pub­ lic buildings that can have a high visibility. Combined with the right communication strategy and high visitor flow-through, lighthouse refurbishment projects can act as multipliers for further replication. 4.3 Space, Planning Mobility An important legacy that still presents significant difficulties to Lisbon was the process of subur­ banization and urban sprawl that began in the 1960s with the effect that the core city lost its population to the suburban areas. The city has acknowledged these on-going processes, leading the city to put emphasis on urban regeneration as a central future development objective. The capital’s master plan (PDML) approved in 2012, has been developed as a strategic tool guiding the city’s development with the focus on redevelopment, refurbishment and regeneration. The plan has been internationally recognized with the ISOCARP Excellence Award as an effective blueprint for policy adjustments to promote redevelopment in Europe’s low-growth cities. Togeth­ er with a bunch of further urban development programs (e. g. green capital award, strategies for economic development), the rehabilitation and upgrading of the most central areas has been quite successful in its early stages. Past processes of suburbanization have embedded themselves in the form of artifacts that are present in the city today. This is particularly true in the context of the city’s mobility system. The result is a situation where the city has to cater for over one million commuters every weekday, 50 % of which come in personal vehicles, leading to high levels of road congestion and air pol­ lution. The city has the goal of significantly increasing the portion of soft modes through the develop­ ment of an Integrated Urban Mobility Plan. However, the potential of these plans will be under­ mined if there is not coupled with an active effort to deter car use in the city. Furthermore, by easing the stress on road infrastructure, the city would be able to undertake a process of taking space traditionally occupied by cars (car park, lanes etc.) and converting them to promote softer forms (through, for example, protected bike lanes, bus lanes and green areas). c i t y p r o f i l e 12 13
  • 8. 4.7 Resilience Lisbon is well aware of its resilience challenges and already participates in a large number of innovative research projects, such as the EU-projects POP-Alert, Alert4All, DRIVER as well as cooperative projects to strengthen the local resilience on the basis of network knowledge and lessons learned (e. g. UNISDR campaign “Making Cities Resilient” or the “100 Resilient Cities” program of the Rockefeller foundation). Furthermore, the civil protection agency runs various projects to actively promote resilience education amongst the citizens, especially focusing on children and adolescents. However, resilience education has not yet become a part of the cur­ riculum in all the schools and a culture of safety and resilience still needs to be established. Lisbon has not yet integrated the society and particularly local businesses and volunteers in all the crisis management activities. This challenge focuses on the inclusion of these groups and their capacities into crisis management activities in order to improve their own capacities and, in turn, the cities resilience. Therefore, Lisbon can benefit from participation in the ongoing EU-project DRIVER and other projects (POP-ALERT, RESILENS, RESCCUE), which also targets the integration of volunteers into resilience-building processes with a designated work package. Referring to this multitude of already ongoing projects, Lisbon faces the main challenge of get­ ting an overview over all the existing innovative tools and methods in order to improve the local crisis management practice. Therefore, a tool-catalogue for civil protection solutions and appli­ cations has been identified as core demand for the city. 4.5 Energy System The total energy use of Lisbon was 3035 GWh in 2013. The city´s total electricity consumption (5.8 MWh/a/cap) is within the European average, but the power use per household is above it (2.1 MWh/a/household), representing a rather strong pressure for the energy system. Currently, the amount of energy produced locally by a renewable source is insignificant, repre­ senting less than 1 % of the total energy consumed. In general, the solar potential within the city and the regional potential for renewable energies are currently not being exploited. Lisbon needs to improve the use of renewable energies and intensify the implementation of smart energy solutions. The great solar potential of the city needs to be harnessed in order to increase the renewable energy share. The use of photovoltaic and solar thermal systems in social housing complexes, educational installations and swimming pools has long been an important component of the Lisbon’s strategy. As part of this, the “solar potential chart” was developed by the local energy agency in 2012 with the objective to allow potential investors to identify the most suitable areas for the instal­ lation of solar technologies. However, the use of the tool has been limited so far since it has not been linked to the actual energy demand. 4.6 ICT Even though the city already has an ICT strategy, is developing an urban data platform and participates in various smart city initiatives, trying to solve various challenges in this field, the City Lab made an additional main challenge evident: a lack of cooperation between the municipality, local ICT-oriented research institutes and society in the context of the develop­ ment of innovative bottom-up ICT-solutions for the city of Lisbon and its citizens. By establishing a constant cooperation and knowledge exchange platform between research institutes, other key actors and the citizenship, the city could gain support in regard to the many challenges that require high levels of expertise. At the same time, the city would be supporting innovators working on solutions. An example of this could be the already ongoing development and implementation process of the Lisbon smart data platform (COI) where the city relies on external expertise and technical guidance, which could be offered by local stake­ holders. c i t y p r o f i l e 14 15
  • 9. 4.9 Waste Management The Municipality of Lisbon has implemented multiple solutions for the deposit and collection of solid waste depending on the urban morphology, the producers and the socio-economic characteristics of the specific areas. Since 2003, the city has been expanding the selective col­ lection service which today covers 100 % of the households. However, it has not been possible to achieve the expected selectively collected amounts since the population does not contribute correspondingly with the waste separation. As a consequence the current recycling rate is very low; in 2014 it was only 22 %. Today recycling is not obligatory meaning that service is offered but it is not compulsory to use it. The Municipal goal for 2020 is to increase the share of recycling materials collected in relation to the estimated produced amount to 42 %. In order to reach the goals for 2020, investments in environmental education programs as well as waste prevention campaigns are planned. Waste management is one of the most expensive services offered by the municipality. The smartification of the system can help to reduce costs and increase efficiency. In this sense, the availability of more extensive and detailed information regarding the waste produced in the different areas provided via sensors would allow the Municipality to rearrange the existing routes and better plan the waste infrastructure. 4.8 Water Water losses caused by leaks, thefts, or metering inaccuracies in Lisbon are very low at only 7 %, which makes it one of the leaders in water sector. This optimization has been achieved by various measures and awareness programs, in particular smart initiatives like the online water management system called “Aquamatrix“ designed and used by the water provider company EPAL. Lisbon needs to structure a back-up plan for water supply for the case of water shortages due to any natural event, such as floods, earthquakes etc., or in case of a disruption in the mid- distance water supply network. Investment in rainwater harvesting is needed for its use at industrial as well as at household level; this will allow for a decrease in the water consumption load from the water supply network. A “Go Green“ mantra could be implemented in the city of Lisbon for new urban developments by designing a building regulation, which promotes sustainable approaches. Provisions of rain­ water collection and reusing it for non-drinking purposes could be made mandatory for all new developments with more than 150m2. Already installed smart meters could be used to keep a check on this regulation. EPAL provides the city of Lisbon, Loures and Mafra with some treated wastewater especially for the air conditioning in commercial venues, street cleaning and garden watering. Their objective is to expand the supply and its reuse in these and other municipalities. Furthermore, greywater reuse could be made mandatory as a part of building regulation, where non-drinking usages like gardening, car washing, cleaning etc. can be done with treated water. c i t y p r o f i l e 16 17
  • 10. Based on the in-depth analysis of 117 indicators and 86 Action Fields, it is suggested to base the strategy for the future smart and sustainable development of Lisbon on three main levels as shown in the figure below. A cross-integration of all levels of analysis of the City Lab Lisbon and a set of discussions and workshops with around 60 stakeholders has produced a list of 12 high-priority measures that are allocated to the three levels of activity. Figure 2 Levels of action for a sustainable development of Lisbon. Infrastructures Re silience En ergyBuildings Space, Mobility Planning Smart Creative Lisbon Smart Leadership System Level 1: Governance Level 3: Technologies Infrastructure Level 2: Socio-Economic Strategy All measures are interconnected with each other and should be developed and organized in a way that respects the systemic character of the suggested roadmap. There are causal interrela­ tions, but also interrelations based on time, resources, stakeholders, and technologies to be deployed during implementation. The roadmap, as suggested below, should therefore be closely discussed in relation to an overarching strategic management of a sustainable development of Lisbon. 5 Strategy Suggested measures 18 19
  • 11. InfrastructuresResilience EnergyBuildings Space, Mobility Planning Smart Creative Lisbon Smart Leadership System Lisbon Sustainability Forum Vision and measurable goals for Lisbon Neighbourhood sustainability contests Leadership System Governance Smart District Lisbon Research cooperation between city, local research institutions, society local ICT Lisbon Social Innovation Hub Socio-Economic Strategy Extended solar potential maps business model for energy transition Upgrade of public lighting network with potential for inclusion of sensor network Smart waste management solutions Tool Catalogue for civil protection solutions and applications Closing the urban water cycle Urban Data Platform Technologies and Infrastructure 6 Suggested measures 20 21
  • 12. 6.1 Leadership System Governance Lisbon’s integrated strategy represents a very promising first step. But based on the findings from the on-site assessment, the process will require some reinforcement to allow effective implemen­ tation of the strategy. The first important aspect refers to the limited capacity of the Lisbon 2020 Action Team. A second key finding was the lack of on-going coordination going into the future. A third important finding related to the lack of a measurable vision to help unify actors and guide more sustainable development processes. Suggested Measures 1. Vision and measurable goals for Lisbon Lisbon needs clearly defined and integrated vision with measurable goals and a corresponding roadmap for project development, addressing all sectors and stakeholders and following the smart principles in order to unify actors and guide sustainable development processes. A long- term perspective helps focus urban development projects guide the city strategy. Such a vision must be developed in an inclusive and integrated way and be linked to SMART (specific, measura­ ble, achievable, results-focused and time bound) goals, which act as a means of measuring success. 2. Lisbon Sustainability Forum The city is constantly changing and is faced with changing conditions and new challenges. In this context, a more formalized body to facilitate integrated urban development is necessary. Thus, a Sustainability Forum comprised of sustainability representatives from the municipal departments and coordinated by the Lisbon 2020 Action Team is proposed. Depending on the topic in discussion, different actors from within the municipality, universities and research insti­ tutes, NGOs, civil society, private sector, innovation hubs, or any other actors deemed relevant for the topic, would be called upon to build topic-specific think tanks. The integration of other representatives from other municipalities or regional organizations could potentially assist with improving regional coordination. 3. Neighborhood sustainability contests Awareness of sustainability and environmental issues is a major factor influencing human behav­ ior. Lisbon needs sustainability contests at the parish and neighborhood level to increase energy water efficiency and promote sustainability awareness. The organization of sustainability contests will motivate the participants to change behavior leading to a reduction of energy con­ sumption and waste production, etc. For the implementation, local people will be trained and engaged as sustainability ambassadors to coordinate activities at the local level. This will also assist in conveying the reasons behind policies that aim to improve the sustainability of the city through improved awareness. 6.2 Smart Creative Lisbon By addressing its outlined socio-economic challenges and by using the enormous innovation potential, Lisbon could try to focus specifically on social innovations, including non-profit and charity organizations, social enterprises and cooperatives and therefore create a unique selling point (USP) for the fostering of innovations. Suggested Measures 1. Lisbon Social Innovation Hub There is a need for creating a Social Innovation Hub that focuses on supporting social innova­ tions. The Hub should offer advanced facilities for social innovation, co-working and micro pro­ duction. The hub could be kick-started in one of the housing communities near the vulnerable historic center. The aim of the Lisbon social innovation hub would be to involve people from all age groups, especially the unemployed youth and elderly and help them explore their potential to create job opportunities for self-employment. 2. Research cooperation between city, research institutes, society ICT companies Currently, Lisbon is facing a high demand for bottom-up innovations that help the city achieve the desired level of ICT innovation. At the same time, the city is lacking financial resources to invest into extravagant ICT innovations. For these reasons, Lisbon needs to establish a coherent cooperation strategy between the city administration, local research institutes in the field of ICT, the citizens and local ICT companies, in order to cooperatively develop bottom-up innovations for the city. An example of such a process is the currently being developed Lisbon smart data platform (COI) where the city relies on external expertise and technical guidance. 3. Smart District Lisbon Lisbon needs a lighthouse district that shows the creative, environmental, social, and economic potential of the city in one spot, integrating modern architecture and appealing design. It is therefore suggested to develop a new innovation district which will not only re-integrate work­ ing and living, but also make use of innovative and smart urban concepts such as open data, bike and car sharing, smart homes and smart grids, ecosystem services and water recycling. S u gg e s t e d m e a s u r e s NEED FOR ACTION A clear vision for steering the long-term development is lacking, priorities are unclear. SOLUTION Definition of clear and measu- rable development goals. NEED FOR ACTION A formalized body to facilitate integrated urban development is needed. SOLUTION Lisbon Sustainability Forum NEED FOR ACTION Lack of environmental aware- ness SOLUTION Neighborhood sustainability contests NEED FOR ACTION Advanced facilities for social innovation, co-working and micro production are needed. SOLUTION Social Innovation Hub NEED FOR ACTION Scattered research landscape in the ICT fields with a need of close cooperation of local players. SOLUTION Research cooperation NEED FOR ACTION Create a showcase for the smart urban development of Lisbon in the 21st Century. SOLUTION Smart District Lisbon 22 23
  • 13. 6.4 Resilience Infrastructure The overall situation with regard to urban infrastructures and resilience in Lisbon is satisfactory. However, the implementation of the following innovative measures in the fields of resilience building, water infrastructure, waste management, public lighting and mobility can help Lisbon on the way to becoming a smart and sustainable lighthouse city. Suggested Measures 1. Tool Catalogue for civil protection solutions and applications Since the civil protection department has performed a large number of national and internatio­ nal civil protection research projects, it has access to a large number of solutions and tools to be used within all crisis management phases. Due to the large number of solutions, it is neces­ sary to develop a tool catalogue that gives all crisis management professionals an overview over the existing tools. Furthermore, it is necessary to include a guideline that helps to select the appropriate tools / solutions for the specific situation, especially in time sensitive situations. 2. Closing the urban water cycle The annual rainfall amount in Lisbon holds an immense potential for its use. The city needs to invest in rainwater harvesting systems and reuse it at commercial, and at household levels. Awareness needs to be raised and building regulation needs to be revised in order to enforce reuse of recycled water. Additionally, incentives for the use of recycled water should be pro­ vided. Recycled water could also provide a backup water supply in case of emergency. 3. Smart waste management solutions Lisbon needs smart waste management solutions to improve the efficiency in the service of­ fered, reduce costs and optimizing waste collection and increase the recycling rate: GPS sensors waste bins sensors together with a smart software and waste/recycling app. 4. Upgrade of public lighting network with potential for inclusion of sensor network This project aims to address the high energy/electricity consumption of the current public street lighting network. By integrating the development a sensor network into this process, a range of benefits in other sectors can be leveraged. For example, Lisbon’s significant mobility-related issues such as high levels of traffic congestion, low cycling rates and low public transport com­ fort could all be addressed by integrating a sensor network system to support mobility manage­ ment. 6.3 Energy and Buildings Currently, the solar, biological and geothermal potential of Lisbon, and the regional potential for renewable energy use are not being fully exploited. Suggested Measures Extended solar potential map and business model for energy transition The existing solar potential map needs to be connected to the energy demand (mainly with the energy profile of the buildings) in order to be a useful tool for decision-making through com­ bining the economical and energy attractiveness of the project. The most suitable buildings for the installation of solar panels can be then identified and used to create a business model and attract new investment. A lighthouse project with eight buildings implemented by the Munic­ ipality can be set up as a demonstrator and good example and used to trigger and scale-up the energy transition in Lisbon. Additionally the installation of solar panels in small infrastructures such as strategic bus stops and kiosks would not only contribute to awareness raising but also as game changer for regula­ tions. For instance, a solar bus stops can have cellphone charging points, advertisement LED boards, LED time display, etc. and even be integrated with PV-based E-Car/E-bike charging stations. Finally solar-powered trash compactor could reduce the necessary trash collections by four times or more and show commitment towards the community and the environment. NEED FOR ACTION Solar potential is not being exploited. SOLUTION Lighthouse project with 8 public buildings NEED FOR ACTION Large number of civil protection solutions and applications which are poorly systemized. SOLUTION Tool Catalogue NEED FOR ACTION Unused rainfall potential SOLUTION Rain water harvesting and reuse NEED FOR ACTION Low recycling rate SOLUTION Smart waste management NEED FOR ACTION High energy consumption high personal vehicle use SOLUTION Upgrade of public lighting network S u gg e s t e d m e a s u r e s 24 25
  • 14. 7 Roadmap: Lisbon Development System Leadership System Governance Space, Planning Mobility Energy BuildingResilience Infrastructure Smart Creative Lisbon Lisbon Sustainability Forum Vision and measurable goals for Lisbon Definition of an integrated vision with measurable goals and a corresponding roadmap for project development, addressing all sectors and stakeholders and following the smart principles Urban Data Platform Concept ready (COI); Implementation within H2020 Lighthouse project Tool Catalogue for civil protection solutions and applications Smart District Lisbon Lisbon Social Innovation Hub Upgrade of public lighting network with potential for inclusion of sensor network Cooperative research between city, local research institutes, society local ICT-companies Extended Solar Potential Map and business model for energy transition Closing the urban water cycle Smart waste management solutions Neighbourhood sustainability contests 26 27
  • 15. Lisbon presents the necessary preconditions to promote smarter urban development. However, the City Lab process highlighted a range of overarching issues that could not be addressed alone through interventions in specific sectors. Therefore, the key proposed solutions for Lisbon relate to overarching interventions that create a dialogue, encourage cooperation between key actors in different sectors, and set meta-level objectives. Part of this process is the reinforcement of the capacities of the action team to promote inter-sectoral cooperation, the establishment of a forum to create a dialogue between key actors in the city, and the integrated development of a set of clear goals to act as a “guiding star” for future city activities. These transversal inter­ ventions need to be complemented by specific projects “on the ground” in the different sectors. The City Labs process has demonstrated that “smart“ urbanism is not just about high-tech solu­ tions, but also means striving for a more holistic understanding, as well as appreciating the complexity of urban systems. Innovative forms of intelligent collaboration, together with a clear vision and strategy, constitute the basis and, at the same time, the precondition for becoming a smart city. The final report of the City Lab Lisbon contains a full analysis of the city and a detailed descrip­ tion of all proposed measures. It will be made available to the City of Lisbon in May 2016. Contact: Fraunhofer Institute for Industrial Engineering, Nobelstrasse 12, 70569 Stuttgart www.iao.fraunhofer.de Marielisa Padilla, Fraunhofer IAO Phone: +49 711 970-2160 marielisa.padilla@iao.fraunhofer.de Printed on acid-free and chlorine-free bleached paper. Frontispiece: © ATLANTISMEDIA - Fotolia Page 11: © neirfy - Fotolia Page 12/13: © Mapics -Fotolia Page 15: © jo - Fotolia Page 16/17: © Sergii Figurnyi - Fotolia © Fraunhofer IAO, 2016 All rights reserved No part of this publication may be translated, reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the written permission of the publisher. Many of the desig­nations used by manufacturers and sellers to distinguish their products are claimed as trademarks. The quotation of those desig­ nations in whatever way does not imply the conclusion that the use of those designations is legal without the consent of the owner of the trademark. 8 Conclusion 28 29