25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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Examining the beginning of mediation in Texas, questioning where we've been, what are we doing, and finishing with a series of ethical situations.

Educação

25 Years of the
Texas ADR Statute with a
Heavy Dose of Ethics
Gene Roberts
northtexasnegotiations.com

Wednesday, November 14, 12

What is ethics?
the rules of
conduct
recognized in
respect to a
particular class of
human actions or
a particular
group, culture,
etc.
Wednesday, November 14, 12

Steve Brutsche, “Mediation Cross-Examined,”
Business Litigation Newsletter, May 1989
Wednesday, November 14, 12

1987 v 2012
1987 2012

First Class
0.22 0.45 105%
Stamp
Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg
197 (2001) 234 (2009) 18%
Hourly Rate

Wednesday, November 14, 12

Letter to Justice Nathan Hecht, August 25, 2011
Wednesday, November 14, 12

Final Report of the Task Force for Rules in Expedited
Actions, January 25, 2012
Wednesday, November 14, 12

Misc. Docket 11-9062
(April 11, 2011)
• Section 2 (f):
“A mediator should not simultaneously
conduct more than one mediation session
unless all parties agree to do so.”

Wednesday, November 14, 12

Texas Supreme Court Ethical
Guidelines for Mediators (2005)
• 2 Mediator should protect integrity/
conﬁdentiality of the process. Continuous in
nature.
• 8 cmt. (c) Mediator should report to court
whether mediation occurred, and result of
settlement or impasse, recessed or
rescheduled.

Wednesday, November 14, 12

Texas Supreme Court Ethical
Guidelines for Mediators (2005)

• 11 Mediator can’t give legal or other
professional advice.
• 13 Postpone, terminate, or recess if the case
is inappropriate for mediation or one or
more of the parties is unwilling or unable to
participate in the mediation process.

Wednesday, November 14, 12

Texas Supreme Court Ethical
Guidelines for Mediators (2005)

• 2 Mediator should protect the integrity of
the mediation process, beginning with ﬁrst
communication.
• 10 cmt. A mediator should not knowingly
misrepresent any material fact or
circumstance in the course of mediation.

Wednesday, November 14, 12

Texas Supreme Court Ethical
Guidelines for Mediators (2005)

Wednesday, November 14, 12

Texas Supreme Court Ethical
Guidelines for Mediators (2005)
• 8 Mediator should not reveal information made
available in the mediation process, which is
privileged and conﬁdential, unless the affected
parties agree or may be required by law.

Wednesday, November 14, 12

3 keys
• Conﬁdentiality
• Impartiality
• Conﬂicts of Interest

Wednesday, November 14, 12

facebook.com/
dbaadr

Wednesday, November 14, 12

Advanced
Mediation
Training
Lee Jay Berman

December 13

dbamediationtraining.
eventbrite.com

Wednesday, November 14, 12

txmediator.org
Wednesday, November 14, 12

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25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1. 25 Years of the Texas ADR Statute with a Heavy Dose of Ethics Gene Roberts northtexasnegotiations.com Wednesday, November 14, 12

2. What is ethics? the rules of conduct recognized in respect to a particular class of human actions or a particular group, culture, etc. Wednesday, November 14, 12

3. Wednesday, November 14, 12

4. Wednesday, November 14, 12

5. Wednesday, November 14, 12

6. Wednesday, November 14, 12

7. Wednesday, November 14, 12

8. Wednesday, November 14, 12

9. Wednesday, November 14, 12

10. Wednesday, November 14, 12

11. Wednesday, November 14, 12

12. Wednesday, November 14, 12

13. Wednesday, November 14, 12

14. Steve Brutsche, “Mediation Cross-Examined,” Business Litigation Newsletter, May 1989 Wednesday, November 14, 12

15. Steve Brutsche, “Mediation Cross-Examined,” Business Litigation Newsletter, May 1989 Wednesday, November 14, 12

16. 1987 v 2012 Wednesday, November 14, 12

17. 1987 v 2012 Wednesday, November 14, 12

18. 1987 v 2012 1987 2012 First Class 0.22 0.45 105% Stamp Gallon of Gas 0.95 3.38 255% Dozen Eggs 0.78 2.68 243% Atty Avg 197 (2001) 234 (2009) 18% Hourly Rate Wednesday, November 14, 12

19. 1987 v 2012 1987 2012 First Class 0.22 0.45 105% Stamp Gallon of Gas 0.95 3.38 255% Dozen Eggs 0.78 2.68 243% Atty Avg 197 (2001) 234 (2009) 18% Hourly Rate Wednesday, November 14, 12

20. 1987 v 2012 1987 2012 First Class 0.22 0.45 105% Stamp Gallon of Gas 0.95 3.38 255% Dozen Eggs 0.78 2.68 243% Atty Avg 197 (2001) 234 (2009) 18% Hourly Rate Wednesday, November 14, 12

21. 1987 v 2012 1987 2012 First Class 0.22 0.45 105% Stamp Gallon of Gas 0.95 3.38 255% Dozen Eggs 0.78 2.68 243% Atty Avg 197 (2001) 234 (2009) 18% Hourly Rate Wednesday, November 14, 12

22. 1987 v 2012 1987 2012 First Class 0.22 0.45 105% Stamp Gallon of Gas 0.95 3.38 255% Dozen Eggs 0.78 2.68 243% Atty Avg 197 (2001) 234 (2009) 18% Hourly Rate Wednesday, November 14, 12

23. Wednesday, November 14, 12

24. Letter to Justice Nathan Hecht, August 25, 2011 Wednesday, November 14, 12

25. Final Report of the Task Force for Rules in Expedited Actions, January 25, 2012 Wednesday, November 14, 12

26. Wednesday, November 14, 12

27. Wednesday, November 14, 12

28. Misc. Docket 11-9062 (April 11, 2011) • Section 2 (f): “A mediator should not simultaneously conduct more than one mediation session unless all parties agree to do so.” Wednesday, November 14, 12

29. Wednesday, November 14, 12

30. Texas Supreme Court Ethical Guidelines for Mediators (2005) • 2 Mediator should protect integrity/ conﬁdentiality of the process. Continuous in nature. • 8 cmt. (c) Mediator should report to court whether mediation occurred, and result of settlement or impasse, recessed or rescheduled. Wednesday, November 14, 12

31. Wednesday, November 14, 12

32. Texas Supreme Court Ethical Guidelines for Mediators (2005) • 11 Mediator can’t give legal or other professional advice. • 13 Postpone, terminate, or recess if the case is inappropriate for mediation or one or more of the parties is unwilling or unable to participate in the mediation process. Wednesday, November 14, 12

33. Wednesday, November 14, 12

34. Texas Supreme Court Ethical Guidelines for Mediators (2005) • 2 Mediator should protect the integrity of the mediation process, beginning with ﬁrst communication. • 10 cmt. A mediator should not knowingly misrepresent any material fact or circumstance in the course of mediation. Wednesday, November 14, 12

35. Wednesday, November 14, 12

36. Texas Supreme Court Ethical Guidelines for Mediators (2005) Wednesday, November 14, 12

37. Texas Supreme Court Ethical Guidelines for Mediators (2005) • 8 Mediator should not reveal information made available in the mediation process, which is privileged and conﬁdential, unless the affected parties agree or may be required by law. Wednesday, November 14, 12

38. Texas Supreme Court Ethical Guidelines for Mediators (2005) • 8 Mediator should not reveal information made available in the mediation process, which is privileged and conﬁdential, unless the affected parties agree or may be required by law. • 8 cmt. (a) Mediator should not permit recordings or transcripts to be made of mediation proceedings. Wednesday, November 14, 12

39. 3 keys • Conﬁdentiality • Impartiality • Conﬂicts of Interest Wednesday, November 14, 12

40. facebook.com/ dbaadr Wednesday, November 14, 12

41. Advanced Mediation Training Lee Jay Berman December 13 dbamediationtraining. eventbrite.com Wednesday, November 14, 12

42. txmediator.org Wednesday, November 14, 12

25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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25 Years of the Texas ADR Statute and a Heavy Dose of Ethics