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Cooperation among
Human Rights
Mechanisms in the
Promotion and Protection
of Human Rights

Ms. Yuyun Wahyuningrum, Senior Advisor on ASEAN
and Human Rights, HRWGIndonesia, wahyuningrum@gmail.com
Seminar on Human Rights Mechanisms in ASEAN:
Challenges and Ways Forward, 10-11 June
“AICHR review offers hope for human rights progress”, Yuyun Wahyuningrum
Published: 22 Feb 2013, Bangkok Post, http://www.bangkokpost.com/opinion/opinion/337131/aichrreview-offers-hope-for-human-rights-progress

Review Indicators based on the 2009’s Hua-Hin Declaration:
#1 - whether AICHR has provided a forward-looking strategy to strengthen regional
cooperation on human rights.
#2 whether AICHR has served as a vehicle for progressive social development and
justice, the full realisation of human dignity and the attainment of a higher quality of life
for ASEAN people.
#3 whether AICHR has received the full support and provision of adequate resources
by ASEAN member states.
#4 whether AICHR has acknowledged the contribution of stakeholders in the promotion
and protection of human rights in ASEAN, and encouraged their continuing
engagement and dialogue.

#5 whether ASEAN has achieved cooperation on human rights to support the evolution
of the body as an overarching institution
The Declaration stipulated that the review should strengthen the mandate and
functions of AICHR to develop mechanisms to protect and promote human rights
What TOR say about Human
Rights Cooperation?
AICHR

ACWC

Art. 1.5 To enhance
regional cooperation with
a view to complementing
national and international
efforts on the promotion
and protection of human
rights.

Art. 2.4 To enhance regional
and international cooperation
with a view to
complementing national and
international efforts on the
promotion and protection of
the rights of women and
children.

Art. 4.2 AHRD as a
framework for human
rights cooperation
through various ASEAN
conventions and other
instruments dealing with
human rights

Art. 2.6 To promote stability
and harmony in the region,
friendship and cooperation
among ASEAN Member
States
AICHR & ACWC in the last four
years
The creation of AICHR/ACWC is a step towards
cooperation on human rights. It demonstrates
that ASEAN integration is not always about
economic cooperation.
Generate human rights debates in ASEAN
Generate civil society movement on human
rights in ASEAN, both thematic-based or general
issues
Generate interests from other neighbor subregion to establish similar mechanisms

Generate cooperation and dialogue on human
rights between ASEAN and its dialogue partners
Human Rights Cooperation:
Forward Looking Strategy & Evolution of AICHR

The necessity for cooperation on human rights may be
driven by the idea of making ASEAN a strong and
cohesive community by 2015

Member States cooperation on human rights
Institutions: Internal (with ASEAN organs) vs External
(with non ASEAN organs)
Formal vs Informal: depending on the degree of
necessity for the cooperation, coordination and joint efforts
– creates room to manoeuver based on the degree of
comfort and trust that the concerned bodies have reached.
Multiple level human rights mechanisms: national,
regional international, culture-based regional mechanism
(OIC)
ASEAN Centrality
Standard and Principles
Source: Outcome Document of the Expert meeting on Effective
Alignment among Human Rights Institutions and Mechanisms, 2010

Uphold the principle that all human rights are universal,
indivisible, interdependent and interrelated.
Based on the premise of equality among human rights
bodies regardless of the nature of their mandates being
general or specific to particular rights or groups.

Complementarity and mutuality
Complementarity, especially in the common areas of
concern and the unique roles and authorities of the
respective bodies.
Non-duplication, i.e. petition submission IACHR and
International HR systems
Mutuality: mutual respect and support of each body’s
mandates and functions, and mutual reinforcement of
each body’s roles

Participation or representation, particularly with regard to
vulnerable and marginalized groups, as a key ingredient for
effective cooperation in any human rights system, i.e.
ACHPR, IACHR
Level of Cooperation
Source: Outcome Document of the Expert meeting on Effective
Alignment among Human Rights Institutions and Mechanisms, 2010

According to the need

Semi-Intensive

Intensive

could involve
consultations and/or
sharing of information
while decision making is
carried out separately
and independently;
regular meetings for
coordination and
development of informal
guidelines for
cooperation; and/or,
formal requests for
inputs or submissions of
independent reports

could involve the
development of
common procedures,
and/or the designation
of a person or
commissioner in charge
of maintaining
relationships with other
relevant bodies

could involve the
establishment of joint
visits, joint thematic task
forces, special joint
projects and/or joint
monitoring efforts.
i.e. Indonesia’s NHRIs’
cooperation: (1) a
working group to
develop a joint
monitoring of prisons
and detention centers
across the country and
(2) a yearly national
human rights summit
Forms of Cooperation
Source: Outcome Document of the Expert meeting on Effective
Alignment among Human Rights Institutions and Mechanisms, 2010

Substantive

Procedural

Administrative

focuses on the substance
of the work and the raison
d’etre of human rights
bodies and institutions:
strategies, work plan,
activities.
i.e. development of informal
guidelines, the issuance of
joint press releases,
engagement with human
rights treaty bodies or
under UPR, coordinated
HR recommendations to
Member States on
fulfillment of their legal
obligations; or,
establishment of
complementary priority

assumes that the
human rights bodies
have collectively
formulated and
adopted the rules of
procedures or
operating guidelines.

common working space
among staff, sharing
technical support, making
optimal use of
information technology,
allocating adequate
budget and other
resources for coordinated
activities, and adopting
streamlined financial
procedures.
• can bring about
additional benefits of
financial savings and
increased efficiency
Modes of Cooperation
Source: Outcome Document of the Expert meeting on Effective
Alignment among Human Rights Institutions and Mechanisms, 2010

Informal
informal mechanism to discuss
mutual expectations and develop
informal guidelines for
synchronizing of their respective
work.

Formal

Institutionalized cooperation
• have the advantages of greater
consistency, predictability and
accountability to the
stakeholders and
constituencies within a human
i.e. Regular meetings held at least
rights system.
three times a year between the
• But not always easy
Inter-American Commission on
Human Rights (IACHR) and the
Inter-American Human Rights
Court, for example, has enacted
new rules of procedures in 2010.
Scope of Cooperation
1. A system-wide approach rather than narrow scope
of cooperation
which involve carrying out assessment of
decisions, policies, agreements and programs for
their impact on human rights protection and
promotion at the regional and domestic contexts;
recommending human rights integration
strategies; and,
developing appropriate tools to assist the relevant
bodies in integrating human rights standards in
their work.
Scope of Cooperation
2. Cooperation to effectively addressing cross-cutting
issues.
Issue-based approaches allow for dynamic
exploration of human rights obligations as they
create opportunities for input from a diversity of
experts, constituency groups within civil
society, and related mandate holders at the
national, regional and international levels.
i.e. Anti-Trafficking. SOM TC is now developing the
ASEAN Convention on anti trafficking, ACWC has
anti-trafficking in its work plan, AICHR has anti
trafficking as one of its priority issues, ACMW is
drafting the instrument on migrant workers, NHRI
has the issue as one of its thematic priorities.
Based on the most accepted recommendation in
UPR (cycle 1)
UPR Recommendation to ASEAN countries:

the most accepted and rejected
Most accepted

Most Rejected

Rights of Person
with Disabilities

Corruption

Death Penalty

Freedom of
expression

HRE

Right to food

Asylum seekers

Freedom of
opinion

Emergency
decree

Freedom of
association

Recruitment of
children in armed
conflict

Asylum seekersrefugees

Right to Education National plan of
action on human
rights
Right to Health

Child’s right

Right to housing

Truth and
reconciliation

Poverty

Rome Statue

Trafficking

LGBT

Women’s rights

Special Procedure
on counterterrorism
Post-Charter Cooperation with Dialogue
Partners
Area of Cooperation
Plan of Action to Implement
the Joint Declaration on
ASEAN-China Strategic
Partnership for Peace and
Prosperity (2011-2015)

1.6.1 Collaborate on human rights through
regional dialogues, seminars and workshops,
education and awareness raising activities, as
well as exchanges of best practices and other
capacity building initiatives aimed at enhancing
the promotion and protection of human rights
and fundamental freedoms. This includes
supporting the work of the ASEAN
Intergovernmental Commission on Human
Rights (AICHR), which is the first regional
mechanism and overarching institution for the
promotion and protection of human rights in
ASEAN.

ASEAN-European Union:
READI

ASEAN human rights related mechanisms:
AICHR, ACWC, ACMW, ACW

ASEAN-US

ACWC
Challenges in Cooperation
Would non-interference policy be the stumbling block for
further cooperation in human rights? -- A scholar argues
that non-interference policy contributes but not sufficient for
the cause of problems in cooperation (Nehginpo Kipgen (2012):
Association of Southeast Asian Nations (ASEAN): Cooperation Problems on
Human Rights, Strategic Analysis, 36:1, 100-111)

The absence of political will is. Given the nature of the
different regime types, human rights is not a priority all
member states

The absence of specific mechanism in ASEAN to bring all
mechanisms together
While the more democratic states attempt to strengthen
ASEAN’s international credibility by improving human
rights conditions and AICHR/ACWC profile, they do not
push to the extent of jeopardizing the existing relationship
between states
Thank You!
Terima Kasih!

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Human Rights Cooperation in ASEAN (Yuyun Wahyuningrum, 2013)

  • 1. Cooperation among Human Rights Mechanisms in the Promotion and Protection of Human Rights Ms. Yuyun Wahyuningrum, Senior Advisor on ASEAN and Human Rights, HRWGIndonesia, wahyuningrum@gmail.com Seminar on Human Rights Mechanisms in ASEAN: Challenges and Ways Forward, 10-11 June
  • 2. “AICHR review offers hope for human rights progress”, Yuyun Wahyuningrum Published: 22 Feb 2013, Bangkok Post, http://www.bangkokpost.com/opinion/opinion/337131/aichrreview-offers-hope-for-human-rights-progress Review Indicators based on the 2009’s Hua-Hin Declaration: #1 - whether AICHR has provided a forward-looking strategy to strengthen regional cooperation on human rights. #2 whether AICHR has served as a vehicle for progressive social development and justice, the full realisation of human dignity and the attainment of a higher quality of life for ASEAN people. #3 whether AICHR has received the full support and provision of adequate resources by ASEAN member states. #4 whether AICHR has acknowledged the contribution of stakeholders in the promotion and protection of human rights in ASEAN, and encouraged their continuing engagement and dialogue. #5 whether ASEAN has achieved cooperation on human rights to support the evolution of the body as an overarching institution The Declaration stipulated that the review should strengthen the mandate and functions of AICHR to develop mechanisms to protect and promote human rights
  • 3. What TOR say about Human Rights Cooperation? AICHR ACWC Art. 1.5 To enhance regional cooperation with a view to complementing national and international efforts on the promotion and protection of human rights. Art. 2.4 To enhance regional and international cooperation with a view to complementing national and international efforts on the promotion and protection of the rights of women and children. Art. 4.2 AHRD as a framework for human rights cooperation through various ASEAN conventions and other instruments dealing with human rights Art. 2.6 To promote stability and harmony in the region, friendship and cooperation among ASEAN Member States
  • 4. AICHR & ACWC in the last four years The creation of AICHR/ACWC is a step towards cooperation on human rights. It demonstrates that ASEAN integration is not always about economic cooperation. Generate human rights debates in ASEAN Generate civil society movement on human rights in ASEAN, both thematic-based or general issues Generate interests from other neighbor subregion to establish similar mechanisms Generate cooperation and dialogue on human rights between ASEAN and its dialogue partners
  • 5. Human Rights Cooperation: Forward Looking Strategy & Evolution of AICHR The necessity for cooperation on human rights may be driven by the idea of making ASEAN a strong and cohesive community by 2015 Member States cooperation on human rights Institutions: Internal (with ASEAN organs) vs External (with non ASEAN organs) Formal vs Informal: depending on the degree of necessity for the cooperation, coordination and joint efforts – creates room to manoeuver based on the degree of comfort and trust that the concerned bodies have reached. Multiple level human rights mechanisms: national, regional international, culture-based regional mechanism (OIC) ASEAN Centrality
  • 6. Standard and Principles Source: Outcome Document of the Expert meeting on Effective Alignment among Human Rights Institutions and Mechanisms, 2010 Uphold the principle that all human rights are universal, indivisible, interdependent and interrelated. Based on the premise of equality among human rights bodies regardless of the nature of their mandates being general or specific to particular rights or groups. Complementarity and mutuality Complementarity, especially in the common areas of concern and the unique roles and authorities of the respective bodies. Non-duplication, i.e. petition submission IACHR and International HR systems Mutuality: mutual respect and support of each body’s mandates and functions, and mutual reinforcement of each body’s roles Participation or representation, particularly with regard to vulnerable and marginalized groups, as a key ingredient for effective cooperation in any human rights system, i.e. ACHPR, IACHR
  • 7. Level of Cooperation Source: Outcome Document of the Expert meeting on Effective Alignment among Human Rights Institutions and Mechanisms, 2010 According to the need Semi-Intensive Intensive could involve consultations and/or sharing of information while decision making is carried out separately and independently; regular meetings for coordination and development of informal guidelines for cooperation; and/or, formal requests for inputs or submissions of independent reports could involve the development of common procedures, and/or the designation of a person or commissioner in charge of maintaining relationships with other relevant bodies could involve the establishment of joint visits, joint thematic task forces, special joint projects and/or joint monitoring efforts. i.e. Indonesia’s NHRIs’ cooperation: (1) a working group to develop a joint monitoring of prisons and detention centers across the country and (2) a yearly national human rights summit
  • 8. Forms of Cooperation Source: Outcome Document of the Expert meeting on Effective Alignment among Human Rights Institutions and Mechanisms, 2010 Substantive Procedural Administrative focuses on the substance of the work and the raison d’etre of human rights bodies and institutions: strategies, work plan, activities. i.e. development of informal guidelines, the issuance of joint press releases, engagement with human rights treaty bodies or under UPR, coordinated HR recommendations to Member States on fulfillment of their legal obligations; or, establishment of complementary priority assumes that the human rights bodies have collectively formulated and adopted the rules of procedures or operating guidelines. common working space among staff, sharing technical support, making optimal use of information technology, allocating adequate budget and other resources for coordinated activities, and adopting streamlined financial procedures. • can bring about additional benefits of financial savings and increased efficiency
  • 9. Modes of Cooperation Source: Outcome Document of the Expert meeting on Effective Alignment among Human Rights Institutions and Mechanisms, 2010 Informal informal mechanism to discuss mutual expectations and develop informal guidelines for synchronizing of their respective work. Formal Institutionalized cooperation • have the advantages of greater consistency, predictability and accountability to the stakeholders and constituencies within a human i.e. Regular meetings held at least rights system. three times a year between the • But not always easy Inter-American Commission on Human Rights (IACHR) and the Inter-American Human Rights Court, for example, has enacted new rules of procedures in 2010.
  • 10. Scope of Cooperation 1. A system-wide approach rather than narrow scope of cooperation which involve carrying out assessment of decisions, policies, agreements and programs for their impact on human rights protection and promotion at the regional and domestic contexts; recommending human rights integration strategies; and, developing appropriate tools to assist the relevant bodies in integrating human rights standards in their work.
  • 11. Scope of Cooperation 2. Cooperation to effectively addressing cross-cutting issues. Issue-based approaches allow for dynamic exploration of human rights obligations as they create opportunities for input from a diversity of experts, constituency groups within civil society, and related mandate holders at the national, regional and international levels. i.e. Anti-Trafficking. SOM TC is now developing the ASEAN Convention on anti trafficking, ACWC has anti-trafficking in its work plan, AICHR has anti trafficking as one of its priority issues, ACMW is drafting the instrument on migrant workers, NHRI has the issue as one of its thematic priorities. Based on the most accepted recommendation in UPR (cycle 1)
  • 12. UPR Recommendation to ASEAN countries: the most accepted and rejected Most accepted Most Rejected Rights of Person with Disabilities Corruption Death Penalty Freedom of expression HRE Right to food Asylum seekers Freedom of opinion Emergency decree Freedom of association Recruitment of children in armed conflict Asylum seekersrefugees Right to Education National plan of action on human rights Right to Health Child’s right Right to housing Truth and reconciliation Poverty Rome Statue Trafficking LGBT Women’s rights Special Procedure on counterterrorism
  • 13. Post-Charter Cooperation with Dialogue Partners Area of Cooperation Plan of Action to Implement the Joint Declaration on ASEAN-China Strategic Partnership for Peace and Prosperity (2011-2015) 1.6.1 Collaborate on human rights through regional dialogues, seminars and workshops, education and awareness raising activities, as well as exchanges of best practices and other capacity building initiatives aimed at enhancing the promotion and protection of human rights and fundamental freedoms. This includes supporting the work of the ASEAN Intergovernmental Commission on Human Rights (AICHR), which is the first regional mechanism and overarching institution for the promotion and protection of human rights in ASEAN. ASEAN-European Union: READI ASEAN human rights related mechanisms: AICHR, ACWC, ACMW, ACW ASEAN-US ACWC
  • 14. Challenges in Cooperation Would non-interference policy be the stumbling block for further cooperation in human rights? -- A scholar argues that non-interference policy contributes but not sufficient for the cause of problems in cooperation (Nehginpo Kipgen (2012): Association of Southeast Asian Nations (ASEAN): Cooperation Problems on Human Rights, Strategic Analysis, 36:1, 100-111) The absence of political will is. Given the nature of the different regime types, human rights is not a priority all member states The absence of specific mechanism in ASEAN to bring all mechanisms together While the more democratic states attempt to strengthen ASEAN’s international credibility by improving human rights conditions and AICHR/ACWC profile, they do not push to the extent of jeopardizing the existing relationship between states