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Archival resources in libraries:
  significance, sources and set-ups
                                            by Fe Angela Verzosa

Seminar-Workshop on Organizing and Digitizing Library Archival Materials:
                        ISAD (G) and Technology
                       September 27-28, 2012
                Colegio de San Agustin, Bacolod City




                 What do we talk about today?

                        •What archival resources may be
                        found in libraries?
                        •What are possible sources of
                        archival collections in libraries?
                        •What is the organizational set-up
                        of the archives in libraries?
                        •What provisions are ideal for
                        their organization, physical
                        housing, care and maintenance?




                                                                            1
Focus
   • By the end of this
     presentation, you will have
     a better understanding of
     the importance of archival
     collections in libraries…
      the basics of organizing,
      housing, caring and
      maintaining archives in
      libraries…

 and cataloging archival
 collections via the ISAD (G)




  Historically, archives are considered as places where old
documents, important papers, photos, and memorabilias have
               been kept safe from destruction.




                                                              2
US National Archives, Washington D.C.



                       UK Archives at Kew, London




                       Archivo de Indias, Sevilla




Vatican archives




                                                    3
The New York
                                                   Public Library




                                      Libraries hold archival collections
                                      – the papers of individuals and
                                      families, the records of
                                      organizations, and consciously
                                      assembled collections of unique
                                      and unpublished material.




 Morgan Library Museum
  (Manhattan, New York)
Among its priceless collections are
medieval artworks, 3 copies of the
 Gutenberg 1455 Bible, authors'
  original literary and historical
                                      The Morgan's collection of music
manuscripts, such as some by Sir
                                      manuscripts is unequaled in the
 Walter Scott, Henry Thoreau and
                                      US, with handwritten works by such
   Honoré de Balzac, George
                                      great composers as Bach, Brahms,
Washington, Thomas Jefferson and
                                      Mozart, Schubert, etc.
        Abraham Lincoln.




                                                                            4
5
Archival collections contain a wide
variety of primary source material, not
only paper documents – such as
correspondence, manuscripts, and
diaries – but also photographs, sound
recordings, films, videotapes, artifacts,
and electronic records.




                                            6
Duke University Archives display




 Purdue Univ Archives display




                                    Smithsonian Institution display


Univ of Central Florida Libraries




                                                 Marywood University Archives




                                                                                7
8
The old library building now called
the Rizal Library Special Collections



                                        9
The Special Collections and
Archives division has…

• Ateneo Library of Women’s Writing
  (ALIWW)
• American Historical Collection (AHC)
• Pardo de Tavera Special Collection
  Archives
• Theses and dissertations




                                         10
11
Includes personal papers and book collections
  donated by the DLSU faculty and alumni




                            Includes:
                            •Tanada Papers
                            •Francisco Ortigas Collection
                            •Jose Diokno Collection
                            •Jose Javier Reyes Collection
                            •Local Oral History




                                                            12
De La Salle University Archives




Entrance to the De La Salle University Archives




                                                  13
Selected archival materials on display at DLSU Archives




                                                          14
De La Salle University Archives Special Collections




                            A peak inside the mobile shelf




                                                             15
De La Salle University Archives Theses and CDs on display




                                                            16
Memorabilia Display at De   La Salle University   Archives




Felipe Liao Numismatic Collection at the DLSU Archives




                                                             17
Daniel R. Tantoco Jr. Collection of Museum Artifacts at DLSU Archives




                                                                        18
De La Salle University Archives Records Room




 De La Salle University Archives Reading Room




                                                19
Overview
• Archives usually consist of unique
  items, and unlike Libraries, cannot take
  advantage of standardized organization.
• Archives preserve records of enduring
  value; these may be organizational or
  personal records. They are not
  necessarily old, and may come in
  different formats.
• Unlike libraries, archival materials are
  arranged and described in groups.




   What are archival collections?

 • generally are groups of documents created
   by organizations or institutions
 • or groups of ‘records’ that are kept because
   they have ‘long-term value’
 • “organic collections” refer to groups of
   documents or records that grew naturally as
   the result of the record creator’s activities.
   They include the letters, reports, and other
   documents that a person or organization
   accumulates and files as they go about their
   business.




                                                    20
What are manuscript collections?

 • “Personal Papers” are collections of
   documents created by individuals or families.
 • “Artificial Collections” or “Assembled
   Collections” refer to groups of individual
   documents that were created by different
   persons or organizations, and assembled later
   from multiple sources. The documents bear
   no organic relationship to each other.




                                                   21
MANUSCRIPTS COLLECTIONS
 Single pieces of hand-
 written documents
 Personal Papers
 Literary Remains
 Collections of Events
 Records of an organization
 collected and brought into
 the archives or library for
 research




                               22
Examples of archival materials?
•letters, reports, memorandums, minutes, notes, telegrams
• photographic prints, photographic negatives, slides, motion picture film
• microfilm, microfiche
• phonograph records, sound recordings on reel-to-reel or cassette
          tapes, digital sound recordings
• video recordings on VHS, Beta, or other formats
• punch cards, automated data on magnetic tape, and any type of
          material contained on floppy disks, compact disks, and DVDs




Differences between archival and library materials
Category                 Libraries                 Archives
Nature                  published                unpublished
                        discrete items           groups of related items
                        available elsewhere      unique

Method of receipt       selected as single        appraised in aggregates
                        items

Arrangement             predetermined sub-       provenance and original
                        ject classification      order

Level of description    individual items         aggregate (record group
                                                 or series)
Descriptive media       card catalog, OPAC       inventories, guides
Access                  open stacks              closed stacks




                                                                             23
archival collection program

•solicitation of historical materials in all
      formats: textual, pictorial, cartographic,
      electronic, etc.

•direct administrative transfer by means of an
     active records management program
 •loan or purchase or exchange




         Potential Donors

      ni                         fac
   m                           stu ulty
alu nds s
     e   e                    admdents
  fri oye                          in i
       l                                str
  e mp                                      ato
                                               rs




                                                    24
Archival Collecting
 • develop a written collection policy
 • survey present documentation by
   office or by period in the history of
   the college
 • plan out development/improvement
   of the documentation areas
 • contact offices/depts/individuals
 • select the materials for the archives
   collection




Steps in beginning an     archives
 develop an archives policy
 secure approval of highest authority
 gather/acquire appropriate materials
 gain legal control
 establish intellectual control
 establish physical control
 make archival materials available for
 use




                                           25
Organizational Structure
  • autonomy
  • authority over archival
    acquisition, description, and
    disposition
  • allocation of budget
  • administrative supervision
    and control over staff




 Archival personnel
               enthusiasm in archival work
               commitment to the job
               qualities (organized, neat,
               methodical)
               ability to take directions
               knowledgeability on the
               institution and its community
               training/education in archival
                           studies
               experience




                                                26
What Archivists Do
  •    Identify/appraise
  •    Acquire
  •    Arrange and describe
  •    Preserve
  •    Make Available
....   If there’s time,
         Promote, or
              reach out




            Processing
            Appraisal:    determining its value
            Accessioning: documenting the
                            acquisition
            Arrangement: organizing the materials
            Description: creating finding aids
            Preservation: care and handling




                                                    27
Appraising record values

 Evidentiary
                             Informational


 Intrinsic –
 for cultural, historical,
 or monetary reasons
                    I
                n
                t




   Principles in arrangement
Provenance- is a fundamental principle,
  referring to the individual, group/office, or
  organization that created the records.
      Also known as office of origin, or source

  Principle of provenance:
  records of different provenance should be
  separated. e.g. :
  Office of the President/ Board of Directors
  HR Department
  Comptroller’s Office




                                                  28
Principles in arrangement
Principle of Original order – or Respect de
  l'ordre primitif in French, Registratorprinzip
  in German, referring to original order of
  arrangement
     Emphasis was on establishing the authenticity and
     integrity of the record as evidence.

  “records are to be maintained in records/archives
  repositories in the same scheme of order and with the
  same designations they received in the course of the
  business of their office of origin and primary use. “

        What if no discernible order exists?




 Archival collections can
range in size from a single
document to hundreds of
boxes and are described by
catalog records, which provide
a summary description of an
entire collection, and more
detailed guides, called finding
aids.




                                                          29
Making the materials accessible thru finding aids




Register of JPL Papers




                                                           30
Creating a website

• Describe the Archives
• Open access to selected collections in the
  Archives via digitization
• Provide finding aids, databases, indexes
• Advertise activities
• Provide answers to FAQs
• Highlight useful links




                                               31
Digitization – principal reasons

• For enhanced access         Not for
  to improve services by
  facilitating retrieval    • space-saving
• To reduce handling         because originals may
  and use of fragile or      require off-site storage
  heavily used originals,
  thereby reducing risk     • cost-reduction
  of loss/damage/            because digitization is
  misuse                     a costly program
• For securing back-up      • preservation
  copies                     because originals are
                             retained.




    Space considerations
                  space for work, stack room,
                 and reading room
                  free from flooding,
                 dampness, and extreme
                 temperatures
                   free from uncontrolled
                 lighting conditions
                  security-safe, sheltered but
                 accessible


                                                        32
places where archives are stored




Ideal storage conditions and
    practical alternatives
• Ideal storage: climate
  and humidity controlled
  environment in acid-free
  boxes and file folders
• Practical alternatives:
  – acid-free folders in filing
    cabinets
  – acid-free folders in acid-
    free record storage
    cartons
  – acid-free folders in acid-
    free manuscript boxes




                                      33
FACILITIES & EQUIPMENT
    FIREPROOFING           ULTRAVIOLET
    AIRCONDITIONING        FILTER SCREENS
    HUMIDITY CONTROL       HEAVY CURTAINS
    SMOKE and HEAT         ACID-FREE BOXES
       DETECTORS           ACID-FREE
    DOUBLE LOCKS           FOLDERS
    SECURITY ALARM         RUST-FREE
                           SUPPLIES




    COMMON HAZARDS
•   temperature           • PEOPLE
•   humidity               using ink/pens
•   light                  using adhesives
•   insects and rodents    laminating
•   fungi, mold, mildew    folding, tearing
•   acid                   spilling food/drink
•   fire                   bending, tracing
•   water                  stealing/mutilating




                                                 34
Questions ?



                    famverzosa@yahoo.com




    Workshop Exercise 1
The purpose of this exercise is to be
able to distinguish the different kinds
of archival and manuscript collections.
From the slides presented, give
specific examples of the following:
Organic collections
Artificial collections
Manuscript collections
Archival collections




                                           35
Workshop Exercise 2
The purpose of this exercise is to be
able to develop a special collection of
archival materials. Prepare an Archival
Collection Program and identify the
manner by which you intend to acquire
the target collection/s (i.e. solicitation,
transfer, exchange, purchase, loan).




                                              36

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Archival resources in libraries: significance, sources and set-ups

  • 1. Archival resources in libraries: significance, sources and set-ups by Fe Angela Verzosa Seminar-Workshop on Organizing and Digitizing Library Archival Materials: ISAD (G) and Technology September 27-28, 2012 Colegio de San Agustin, Bacolod City What do we talk about today? •What archival resources may be found in libraries? •What are possible sources of archival collections in libraries? •What is the organizational set-up of the archives in libraries? •What provisions are ideal for their organization, physical housing, care and maintenance? 1
  • 2. Focus • By the end of this presentation, you will have a better understanding of the importance of archival collections in libraries… the basics of organizing, housing, caring and maintaining archives in libraries… and cataloging archival collections via the ISAD (G) Historically, archives are considered as places where old documents, important papers, photos, and memorabilias have been kept safe from destruction. 2
  • 3. US National Archives, Washington D.C. UK Archives at Kew, London Archivo de Indias, Sevilla Vatican archives 3
  • 4. The New York Public Library Libraries hold archival collections – the papers of individuals and families, the records of organizations, and consciously assembled collections of unique and unpublished material. Morgan Library Museum (Manhattan, New York) Among its priceless collections are medieval artworks, 3 copies of the Gutenberg 1455 Bible, authors' original literary and historical The Morgan's collection of music manuscripts, such as some by Sir manuscripts is unequaled in the Walter Scott, Henry Thoreau and US, with handwritten works by such Honoré de Balzac, George great composers as Bach, Brahms, Washington, Thomas Jefferson and Mozart, Schubert, etc. Abraham Lincoln. 4
  • 5. 5
  • 6. Archival collections contain a wide variety of primary source material, not only paper documents – such as correspondence, manuscripts, and diaries – but also photographs, sound recordings, films, videotapes, artifacts, and electronic records. 6
  • 7. Duke University Archives display Purdue Univ Archives display Smithsonian Institution display Univ of Central Florida Libraries Marywood University Archives 7
  • 8. 8
  • 9. The old library building now called the Rizal Library Special Collections 9
  • 10. The Special Collections and Archives division has… • Ateneo Library of Women’s Writing (ALIWW) • American Historical Collection (AHC) • Pardo de Tavera Special Collection Archives • Theses and dissertations 10
  • 11. 11
  • 12. Includes personal papers and book collections donated by the DLSU faculty and alumni Includes: •Tanada Papers •Francisco Ortigas Collection •Jose Diokno Collection •Jose Javier Reyes Collection •Local Oral History 12
  • 13. De La Salle University Archives Entrance to the De La Salle University Archives 13
  • 14. Selected archival materials on display at DLSU Archives 14
  • 15. De La Salle University Archives Special Collections A peak inside the mobile shelf 15
  • 16. De La Salle University Archives Theses and CDs on display 16
  • 17. Memorabilia Display at De La Salle University Archives Felipe Liao Numismatic Collection at the DLSU Archives 17
  • 18. Daniel R. Tantoco Jr. Collection of Museum Artifacts at DLSU Archives 18
  • 19. De La Salle University Archives Records Room De La Salle University Archives Reading Room 19
  • 20. Overview • Archives usually consist of unique items, and unlike Libraries, cannot take advantage of standardized organization. • Archives preserve records of enduring value; these may be organizational or personal records. They are not necessarily old, and may come in different formats. • Unlike libraries, archival materials are arranged and described in groups. What are archival collections? • generally are groups of documents created by organizations or institutions • or groups of ‘records’ that are kept because they have ‘long-term value’ • “organic collections” refer to groups of documents or records that grew naturally as the result of the record creator’s activities. They include the letters, reports, and other documents that a person or organization accumulates and files as they go about their business. 20
  • 21. What are manuscript collections? • “Personal Papers” are collections of documents created by individuals or families. • “Artificial Collections” or “Assembled Collections” refer to groups of individual documents that were created by different persons or organizations, and assembled later from multiple sources. The documents bear no organic relationship to each other. 21
  • 22. MANUSCRIPTS COLLECTIONS Single pieces of hand- written documents Personal Papers Literary Remains Collections of Events Records of an organization collected and brought into the archives or library for research 22
  • 23. Examples of archival materials? •letters, reports, memorandums, minutes, notes, telegrams • photographic prints, photographic negatives, slides, motion picture film • microfilm, microfiche • phonograph records, sound recordings on reel-to-reel or cassette tapes, digital sound recordings • video recordings on VHS, Beta, or other formats • punch cards, automated data on magnetic tape, and any type of material contained on floppy disks, compact disks, and DVDs Differences between archival and library materials Category Libraries Archives Nature published unpublished discrete items groups of related items available elsewhere unique Method of receipt selected as single appraised in aggregates items Arrangement predetermined sub- provenance and original ject classification order Level of description individual items aggregate (record group or series) Descriptive media card catalog, OPAC inventories, guides Access open stacks closed stacks 23
  • 24. archival collection program •solicitation of historical materials in all formats: textual, pictorial, cartographic, electronic, etc. •direct administrative transfer by means of an active records management program •loan or purchase or exchange Potential Donors ni fac m stu ulty alu nds s e e admdents fri oye in i l str e mp ato rs 24
  • 25. Archival Collecting • develop a written collection policy • survey present documentation by office or by period in the history of the college • plan out development/improvement of the documentation areas • contact offices/depts/individuals • select the materials for the archives collection Steps in beginning an archives develop an archives policy secure approval of highest authority gather/acquire appropriate materials gain legal control establish intellectual control establish physical control make archival materials available for use 25
  • 26. Organizational Structure • autonomy • authority over archival acquisition, description, and disposition • allocation of budget • administrative supervision and control over staff Archival personnel enthusiasm in archival work commitment to the job qualities (organized, neat, methodical) ability to take directions knowledgeability on the institution and its community training/education in archival studies experience 26
  • 27. What Archivists Do • Identify/appraise • Acquire • Arrange and describe • Preserve • Make Available .... If there’s time, Promote, or reach out Processing Appraisal: determining its value Accessioning: documenting the acquisition Arrangement: organizing the materials Description: creating finding aids Preservation: care and handling 27
  • 28. Appraising record values Evidentiary Informational Intrinsic – for cultural, historical, or monetary reasons I n t Principles in arrangement Provenance- is a fundamental principle, referring to the individual, group/office, or organization that created the records. Also known as office of origin, or source Principle of provenance: records of different provenance should be separated. e.g. : Office of the President/ Board of Directors HR Department Comptroller’s Office 28
  • 29. Principles in arrangement Principle of Original order – or Respect de l'ordre primitif in French, Registratorprinzip in German, referring to original order of arrangement Emphasis was on establishing the authenticity and integrity of the record as evidence. “records are to be maintained in records/archives repositories in the same scheme of order and with the same designations they received in the course of the business of their office of origin and primary use. “ What if no discernible order exists? Archival collections can range in size from a single document to hundreds of boxes and are described by catalog records, which provide a summary description of an entire collection, and more detailed guides, called finding aids. 29
  • 30. Making the materials accessible thru finding aids Register of JPL Papers 30
  • 31. Creating a website • Describe the Archives • Open access to selected collections in the Archives via digitization • Provide finding aids, databases, indexes • Advertise activities • Provide answers to FAQs • Highlight useful links 31
  • 32. Digitization – principal reasons • For enhanced access Not for to improve services by facilitating retrieval • space-saving • To reduce handling because originals may and use of fragile or require off-site storage heavily used originals, thereby reducing risk • cost-reduction of loss/damage/ because digitization is misuse a costly program • For securing back-up • preservation copies because originals are retained. Space considerations space for work, stack room, and reading room free from flooding, dampness, and extreme temperatures free from uncontrolled lighting conditions security-safe, sheltered but accessible 32
  • 33. places where archives are stored Ideal storage conditions and practical alternatives • Ideal storage: climate and humidity controlled environment in acid-free boxes and file folders • Practical alternatives: – acid-free folders in filing cabinets – acid-free folders in acid- free record storage cartons – acid-free folders in acid- free manuscript boxes 33
  • 34. FACILITIES & EQUIPMENT FIREPROOFING ULTRAVIOLET AIRCONDITIONING FILTER SCREENS HUMIDITY CONTROL HEAVY CURTAINS SMOKE and HEAT ACID-FREE BOXES DETECTORS ACID-FREE DOUBLE LOCKS FOLDERS SECURITY ALARM RUST-FREE SUPPLIES COMMON HAZARDS • temperature • PEOPLE • humidity using ink/pens • light using adhesives • insects and rodents laminating • fungi, mold, mildew folding, tearing • acid spilling food/drink • fire bending, tracing • water stealing/mutilating 34
  • 35. Questions ? famverzosa@yahoo.com Workshop Exercise 1 The purpose of this exercise is to be able to distinguish the different kinds of archival and manuscript collections. From the slides presented, give specific examples of the following: Organic collections Artificial collections Manuscript collections Archival collections 35
  • 36. Workshop Exercise 2 The purpose of this exercise is to be able to develop a special collection of archival materials. Prepare an Archival Collection Program and identify the manner by which you intend to acquire the target collection/s (i.e. solicitation, transfer, exchange, purchase, loan). 36