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Introducing SystemCPISM 
AN INTEGRATED ROADMAP TO DEPLOY AND MANAGE PROCESS IMPROVEMENT INITIATIVES.
Answering the question “how to” 
Companies using Lean and Six Sigma have experienced some very impressive results in the 
beginning but some have difficulty keeping their programs up to speed with the pace of change 
and the needs of the business. Others simply struggle with harnessing the methodologies as an 
integrated approach to eliminate waste and variability, concluding that the approach cannot 
help them. The reality is that the success stories of the past several decades across virtually all 
industries do not support this conclusion. 
While there is no debating the achievements, the traditional Lean Six Sigma deployment 
approach has been lacking a workable framework to dependably address the needs of the 
overall enterprise and to deliver them quickly and reliably. The methodology tends to cause a 
focus on local improvement projects without regard for overall systems improvement, in effect 
injecting unnecessary risk to the enterprise. There is also the common issue of wanting the most 
improvement for the least investment. 
In this hyper competitive age, these issues present a challenge to companies whether they are 
at the beginning of the journey to process excellence or needing to refresh a current program. 
It begs the question of how companies can take continuous process improvement to a higher 
level and closer to the promise of a true overall business improvement methodology. The ideal 
approach needs to solve five overarching issues in a deployment that: 
n Scales to any size organization and aligns easily to needs. 
n Shortens the traditional execution time from adoption to results. 
n Optimizes the utilization of resources required to achieve the desired goals. 
n Breaks organizational policy constraints and maximizes organizational efficiency. 
n Sustains the gains and defines a path to self-sufficiency. 
With these requirements in mind, NOVACES created a comprehensive deployment methodology 
called SystemCPI. Several years in development and the result of real world applications, it is a 
rigorous, structured methodology that can be applied at any stage in an organization’s continuous 
process improvement (CPI) journey. It is equally applicable for a green field initiative or a mature 
program. Importantly, this seamless roadmap was designed to mitigate the emphasis on local 
improvements that can compromise an entire system. 
SystemCPI transcends the barriers that impede traditional approaches. It is a magnet for 
executive leadership and transitions to the operational level. It can jumpstart a new deployment 
or invigorate an existing one. At the same time, it addresses a host of implementation issues such 
as strategic alignment, project selection, and an inability to progress towards self-sufficiency. 
War and peace among methodologies 
Today’s leading CPI methods are Lean, Six Sigma, and Theory of Constraints. While these 
methodologies have previously been associated with manufacturing and the supply chain, 
today they are increasingly applied successfully to services such as healthcare, banking, and 
government. In the late 1990s, Lean, Six Sigma and Theory of Constraints were in an active state 
of contention. However, as success stories emerge from the integration of these methodologies 
and their toolsets, there is peace spreading among the factions. 
Each of the methods incorporated into SystemCPI has complementary features. Since not 
every problem is a nail, a hammer is not appropriate for all problems. Thus, the approach leads 
the project team to the most effective tool for a given situation. In so doing, it simplifies the 
2 
“SystemCPI helps 
map the alignment 
of a deployment 
with an enterprise’s 
strategic objectives, 
while addressing 
two of the primary 
reasons for 
deployment failure.”
selection from the array of SystemCPI tools, including Theory of Constraints and its thinking 
processes (a breakthrough methodology to identify and manage a system’s constraints) and Lean 
(a systematic approach to eliminate waste) and Six Sigma (a rigorous, data-driven process to 
eliminate defects). 
The architecture of success 
SystemCPI is comprised of four deployment phases consisting of the most effective approaches 
in industry today. Importantly, it recognizes organization-specific needs and preferences and it 
is scalable for any organization size. It can work for a small organization, a single business unit, 
or a large organization with multiple locations. The result is a highly structured approach that 
provides the systems perspective needed to focus improvements where they are most needed to 
produce the best returns at the enterprise level. 
ASSESS 
SystemCPI helps map the alignment of a deployment with an enterprise’s strategic objectives, 
while addressing two of the primary reasons for deployment failure: project selection and 
leadership engagement. To ensure a complete project selection process, the methodology identifies 
improvement opportunities using a triadic approach of System Constraint Analysis, SystemVSASM 
and Strategic Gap Analysis. A change readiness assessment is also conducted during this phase. 
3
These first steps are critical to overall deployment success. This comprehensive approach establishes 
an enterprise’s needs up front, thus ensuring that process improvement resources are directed 
at projects with the biggest global impact on competitiveness and financial performance. The 
approach drives leadership engagement while mapping the interdependencies and constraints of 
the organization. And only after this phase has been completed is the applicable training of CPI 
practitioners conducted. 
In the beginning is the end 
Our CPI Maturity Model is the result of systematic applications in wide-ranging deployments. 
The exclusive 4X4 CPI Assessment measures progress throughout the SystemCPI stages, 
correlating the organization’s progress towards CPI self-sufficiency. The completion of the phase 
deliverables establishes benchmarks for CPI maturity. The critical deliverables are delineated in 
the maturity model within their respective phase. The critical deliverables are delineated in the 
maturity model within their respective phase (please see chart on the next page). 
Start with what you know and then ask questions 
We use the Theory of Constraints logical thinking process to clearly define the goal of a system, 
identify the gaps to reach the goal, and map out the actions required to close the gaps. By using 
cause and effect logic, leaders get a clear picture of what they want from the system under 
consideration. Further, they can identify the gaps between what is wanted and where they are 
today. During this step, root causes of the gaps and constraints are identified and solutions are 
developed to overcome them. 
4
PLAN 
The improvement opportunities identified in the Assess Phase are prioritized based on 
organizational impact and resource availability. A deployment plan is developed that details the 
way forward, identifying improvement opportunities, communication and training plans, as well 
as metrics to measure the overall success of the deployment. Team members are identified and 
delivery of just-in- time training for the selected improvement opportunities is accomplished. 
APPLY 
This phase is about applying appropriate process improvement tools and getting the desired results. 
SystemCPI helps to identify the appropriate tool sets and methodologies to be used and in the 
right sequence. These include Quick Hit Improvements, Rapid Improvement Workshops, Lean Six 
Sigma DMAIC Projects, and Constraints Management. Our roadmap also prompts examinations 
of past and ongoing process improvement projects to determine if any of those projects – their 
methods, findings, recommendations, results, etc. – can be leveraged in the new project. 
SUSTAIN 
As an organization implements CPI methods, sustaining the gains is always challenging. 
Indeed, without careful oversight an enterprise can backslide into its old ways of working. Thus, 
SystemCPI includes action plans to evaluate the status of the CPI deployment, make necessary 
revisions as the needs of the organization change and weave the program into the organization’s 
management infrastructure. Our roadmap also guides the identification of project replication 
opportunities, a key to maximizing return on investment. 
So much to do, so little time 
Responding to the urgent needs of some organizations, we have fashioned our roadmap 
into a SystemCPI JumpStartSM program that compresses the timeline from kickoff through 
5 
“Process 
improvement 
resources are 
directed at projects 
with the biggest 
global impact on 
competitiveness 
and financial 
performance.”
development of the deployment plan. This fast-track approach requires moderate to high 
level of access to an organization’s executive leadership in the beginning. Yet, to facilitate this 
accelerated implementation the program includes action steps that quickly navigate common 
process improvement roadblocks and acquire the information needed on the continuous journey 
to operational excellence. 
JumpStart efforts can be accomplished in two or three weeks. They can be conducted in 
consecutive weeks, or with a short break between the weeks. Despite the up-tempo deployment, 
the program is ideal for an enterprise needing to quickly implement or refine a CPI strategy with 
the necessary discipline to formalize purpose, direction, and roles. 
The future never just happens 
Rather than applying CPI methods in isolation, or applying a one-size-fits-all deployment, 
SystemCPI provides a flexible yet structured approach that recognizes the unique needs of each 
organization and uses an integrated approach to apply the right tools to the right situation. 
Lean, Six Sigma and Theory of Constraints produce great results in and of themselves, but used 
together they are more valuable. One is never a substitute for the other and they align well to 
generate improved competiveness and financial results. 
About Us 
NOVACES is a premier implementer of today’s most powerful process improvement methodologies 
that strengthen operational capabilities and financial performance. We deliver Lean, Six Sigma, 
and Theory of Constraints consulting and training to clients in the defense, healthcare, maritime, 
finance and service industries. We are dedicated to advancing the science of process improvement 
and leveraging research to provide the most effective solutions in the market. 
6 
NEW ORLEANS, LA RED BANK, NJ Toll Free 877.577.6888 WWW.NOVACES.COM 
© 2009 NOVACES, LLC. All rights reserved. 
“Rather than 
applying CPI 
methods in 
isolation, or 
applying a 
one-size-fits-all 
deployment, 
SystemCPI 
provides a flexible 
yet structured 
approach.”

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Novaces wp system_cpi_june2009

  • 1. Introducing SystemCPISM AN INTEGRATED ROADMAP TO DEPLOY AND MANAGE PROCESS IMPROVEMENT INITIATIVES.
  • 2. Answering the question “how to” Companies using Lean and Six Sigma have experienced some very impressive results in the beginning but some have difficulty keeping their programs up to speed with the pace of change and the needs of the business. Others simply struggle with harnessing the methodologies as an integrated approach to eliminate waste and variability, concluding that the approach cannot help them. The reality is that the success stories of the past several decades across virtually all industries do not support this conclusion. While there is no debating the achievements, the traditional Lean Six Sigma deployment approach has been lacking a workable framework to dependably address the needs of the overall enterprise and to deliver them quickly and reliably. The methodology tends to cause a focus on local improvement projects without regard for overall systems improvement, in effect injecting unnecessary risk to the enterprise. There is also the common issue of wanting the most improvement for the least investment. In this hyper competitive age, these issues present a challenge to companies whether they are at the beginning of the journey to process excellence or needing to refresh a current program. It begs the question of how companies can take continuous process improvement to a higher level and closer to the promise of a true overall business improvement methodology. The ideal approach needs to solve five overarching issues in a deployment that: n Scales to any size organization and aligns easily to needs. n Shortens the traditional execution time from adoption to results. n Optimizes the utilization of resources required to achieve the desired goals. n Breaks organizational policy constraints and maximizes organizational efficiency. n Sustains the gains and defines a path to self-sufficiency. With these requirements in mind, NOVACES created a comprehensive deployment methodology called SystemCPI. Several years in development and the result of real world applications, it is a rigorous, structured methodology that can be applied at any stage in an organization’s continuous process improvement (CPI) journey. It is equally applicable for a green field initiative or a mature program. Importantly, this seamless roadmap was designed to mitigate the emphasis on local improvements that can compromise an entire system. SystemCPI transcends the barriers that impede traditional approaches. It is a magnet for executive leadership and transitions to the operational level. It can jumpstart a new deployment or invigorate an existing one. At the same time, it addresses a host of implementation issues such as strategic alignment, project selection, and an inability to progress towards self-sufficiency. War and peace among methodologies Today’s leading CPI methods are Lean, Six Sigma, and Theory of Constraints. While these methodologies have previously been associated with manufacturing and the supply chain, today they are increasingly applied successfully to services such as healthcare, banking, and government. In the late 1990s, Lean, Six Sigma and Theory of Constraints were in an active state of contention. However, as success stories emerge from the integration of these methodologies and their toolsets, there is peace spreading among the factions. Each of the methods incorporated into SystemCPI has complementary features. Since not every problem is a nail, a hammer is not appropriate for all problems. Thus, the approach leads the project team to the most effective tool for a given situation. In so doing, it simplifies the 2 “SystemCPI helps map the alignment of a deployment with an enterprise’s strategic objectives, while addressing two of the primary reasons for deployment failure.”
  • 3. selection from the array of SystemCPI tools, including Theory of Constraints and its thinking processes (a breakthrough methodology to identify and manage a system’s constraints) and Lean (a systematic approach to eliminate waste) and Six Sigma (a rigorous, data-driven process to eliminate defects). The architecture of success SystemCPI is comprised of four deployment phases consisting of the most effective approaches in industry today. Importantly, it recognizes organization-specific needs and preferences and it is scalable for any organization size. It can work for a small organization, a single business unit, or a large organization with multiple locations. The result is a highly structured approach that provides the systems perspective needed to focus improvements where they are most needed to produce the best returns at the enterprise level. ASSESS SystemCPI helps map the alignment of a deployment with an enterprise’s strategic objectives, while addressing two of the primary reasons for deployment failure: project selection and leadership engagement. To ensure a complete project selection process, the methodology identifies improvement opportunities using a triadic approach of System Constraint Analysis, SystemVSASM and Strategic Gap Analysis. A change readiness assessment is also conducted during this phase. 3
  • 4. These first steps are critical to overall deployment success. This comprehensive approach establishes an enterprise’s needs up front, thus ensuring that process improvement resources are directed at projects with the biggest global impact on competitiveness and financial performance. The approach drives leadership engagement while mapping the interdependencies and constraints of the organization. And only after this phase has been completed is the applicable training of CPI practitioners conducted. In the beginning is the end Our CPI Maturity Model is the result of systematic applications in wide-ranging deployments. The exclusive 4X4 CPI Assessment measures progress throughout the SystemCPI stages, correlating the organization’s progress towards CPI self-sufficiency. The completion of the phase deliverables establishes benchmarks for CPI maturity. The critical deliverables are delineated in the maturity model within their respective phase. The critical deliverables are delineated in the maturity model within their respective phase (please see chart on the next page). Start with what you know and then ask questions We use the Theory of Constraints logical thinking process to clearly define the goal of a system, identify the gaps to reach the goal, and map out the actions required to close the gaps. By using cause and effect logic, leaders get a clear picture of what they want from the system under consideration. Further, they can identify the gaps between what is wanted and where they are today. During this step, root causes of the gaps and constraints are identified and solutions are developed to overcome them. 4
  • 5. PLAN The improvement opportunities identified in the Assess Phase are prioritized based on organizational impact and resource availability. A deployment plan is developed that details the way forward, identifying improvement opportunities, communication and training plans, as well as metrics to measure the overall success of the deployment. Team members are identified and delivery of just-in- time training for the selected improvement opportunities is accomplished. APPLY This phase is about applying appropriate process improvement tools and getting the desired results. SystemCPI helps to identify the appropriate tool sets and methodologies to be used and in the right sequence. These include Quick Hit Improvements, Rapid Improvement Workshops, Lean Six Sigma DMAIC Projects, and Constraints Management. Our roadmap also prompts examinations of past and ongoing process improvement projects to determine if any of those projects – their methods, findings, recommendations, results, etc. – can be leveraged in the new project. SUSTAIN As an organization implements CPI methods, sustaining the gains is always challenging. Indeed, without careful oversight an enterprise can backslide into its old ways of working. Thus, SystemCPI includes action plans to evaluate the status of the CPI deployment, make necessary revisions as the needs of the organization change and weave the program into the organization’s management infrastructure. Our roadmap also guides the identification of project replication opportunities, a key to maximizing return on investment. So much to do, so little time Responding to the urgent needs of some organizations, we have fashioned our roadmap into a SystemCPI JumpStartSM program that compresses the timeline from kickoff through 5 “Process improvement resources are directed at projects with the biggest global impact on competitiveness and financial performance.”
  • 6. development of the deployment plan. This fast-track approach requires moderate to high level of access to an organization’s executive leadership in the beginning. Yet, to facilitate this accelerated implementation the program includes action steps that quickly navigate common process improvement roadblocks and acquire the information needed on the continuous journey to operational excellence. JumpStart efforts can be accomplished in two or three weeks. They can be conducted in consecutive weeks, or with a short break between the weeks. Despite the up-tempo deployment, the program is ideal for an enterprise needing to quickly implement or refine a CPI strategy with the necessary discipline to formalize purpose, direction, and roles. The future never just happens Rather than applying CPI methods in isolation, or applying a one-size-fits-all deployment, SystemCPI provides a flexible yet structured approach that recognizes the unique needs of each organization and uses an integrated approach to apply the right tools to the right situation. Lean, Six Sigma and Theory of Constraints produce great results in and of themselves, but used together they are more valuable. One is never a substitute for the other and they align well to generate improved competiveness and financial results. About Us NOVACES is a premier implementer of today’s most powerful process improvement methodologies that strengthen operational capabilities and financial performance. We deliver Lean, Six Sigma, and Theory of Constraints consulting and training to clients in the defense, healthcare, maritime, finance and service industries. We are dedicated to advancing the science of process improvement and leveraging research to provide the most effective solutions in the market. 6 NEW ORLEANS, LA RED BANK, NJ Toll Free 877.577.6888 WWW.NOVACES.COM © 2009 NOVACES, LLC. All rights reserved. “Rather than applying CPI methods in isolation, or applying a one-size-fits-all deployment, SystemCPI provides a flexible yet structured approach.”