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Creating Smarter Cities 2011, 30th June – 1st July, Edinburgh, UK




                  Emerging Scenarios &
                Strategies in eGovernment
                                   Gianluca Misuraca,
                             JRC IPTS, European Commission
The views expressed by the author are not necessarily those of the EC
Outline
1. A decade of policy lessons from e-Government
     e-Gov at the crossroads between the past and the future
2. State of play: the EU eGovernment Policy Context
     Renewed Digital Plans (& the way of measuring progresses?)
3. The impacts of Web2.0 on society and eGovernment
     Understanding eGov use and digital divides
4. A multidimensional perspective on Governance & ICTs
     Building the Information Society addressing local challenges
5. Research and Policy Challenges
     Re-thinking the way we assess eGovernment?



                                                   2
Institute for Prospective Technological Studies



                              IPTS: Part of DG JRC of the EC:
                              7 Research Institutes across Europe



                              Mission: “to provide customer-
                              driven support to the EU policy-
                              making process by developing
                              science-based responses to
                              policy challenges that have both
                              a socio-economic as well as a
                              scientific or technological
                              dimension”
Information Society Unit




http://is.jrc.ec.europa.eu
Setting the stage: a decade of working
together on e-Government in the EU
Interoperability Openness
 The evolving eGovernment landscape
                          Efficiency                                            Participation




                                                     Engagement
                                                          User-centricity
    Mutually authenticated                                                  Cooperation Privacy
                  Electronic Identity                                       Sharing of best practices
                                                                            Improved service delivery



                                       eProcurement
                                Coherence
  Personalised services
      Inclusion by design                                                   Transparency




                                                                                                 User Needs
          Productiveness
 Innovation   Modernisation                                           CROSS-BORDER

                                               Multi-layer
Quality   Indicators                                                          Effectiveness
    TRANSFORMATION Flexibility                                      Multi-channel
 Access to all AccountabilityReorganisation
Brussels 01
Brussels 01       Como 03
                  Como 03    Manchester 05 Lisbon 07
                             Manchester 05  Lisbon 07                              Malmö09
                                                                                   Malmö 09   Today
Results? An unclear & fragmented picture….




 Source: The Economist, Special Reports, 14 Feb. 2008
The eGovernment paradox: widening
          unbalance growth of supply and consumption
Online availability index for citizens EU 15: 2001/2007          % of Internet users sending eGov forms EU 15: 2003/2008


                           50%                                                         25%

                                           + 400%                                      20%            + 100%
                           40%

                           30%                                                         15%

                                                                                       10%
                           20%
                                                                                        5%
                           10%
                                                                                        0%
                             0%                                                                2003              2007
                                    2001            2007                 % of Internet users
       Full online availability                                        sending eGovernment      12%              24%
                                    10%             50%
      index for citizens EU15                                               forms EU15

     Online availability index Austria : 2001/2007              % of Internet users sending eGov forms Austria: 2003/2008


                       100%                                                           20%             + 54%
                         80%               + 567%                                     15%

                         60%                                                          10%
                         40%                                                           5%
                         20%
                                                                                       0%
                          0%                                                                   2003            2007
                                  2001          2007                     % of Internet users
       Full online availability                                        sending eGovernment     13%             20%
                                  15%           100%                       forms Austria
            index Austria


Sources: Elaboration by Codagnone & Osimo, European Commission, 2008
State of Play: eGovernment Policy Context
A renewed political interest?
   eGovernment Ministerial Declaration (Malmö, Sweden, November 2009)

   EU Swedish Presidency Conclusions from Visby Conference (Nov. 2009)

   The Granada Strategy for a Digital Europe (April 2010)

   Granada Ministerial Declaration on the DAE2020 (April 2010)

   A Digital Agenda for Europe COM(2010)245 – 19.05.2010
     to deliver sustainable economic and social benefits from a Single
        Market based on fast and ultra fast Internet and interoperable
        applications

   Digital Agenda Implementation Guidelines

   eGovernment Action Plan 2011-2015 (December 2010)
eGoverment in the DAE2020
 EU MS are committed to making user-centric,
personalised, multi-platform eGovernment services a reality by 2015
        Develop and deploy cross-border public services online
        Implement seamless eProcurement services
        Mutual recognition of eIdentification and eAuthentication
        Make eGovernment services fully interoperable
           Overcoming organizational, technical and semantic barriers
           Supporting IPv6 implementation
           Apply the EIF at national level by 2013

    Trust and Security in the Digital Society
        Europeans will not embrace technology they do not trust – the digital
         age is neither ‘big brother’ nor ‘cyber wild west’
    Enhancing digital literacy, skills and inclusion
        The digital era should be about empowerment and emancipation;
         background or skills should not be a barrier to access
        Inclusive digital services
eGov Action Plan 2011-2015

                                      transparency do more with less
                                              Improve
                                                                            Enable efficiency & effectiveness
                                 roll out cross-border services
                                       at local, regional, national and EU level Empower users
                                                    Web2.0

                        eProcure       Promote innovation Design for inclusion




                                                                                                                                                     Meet users’ real needs
                          EC MSs                            Involve citizens in policy making
               Citizens + Businesses




                                                                                   Interoperability
                                       SPOCS
                                                                      PSI Re-use
                                       Collaborate           STORK                                    Increase use of eGov services
                                                             PEPPOL




                                                                                                                                             Share
                                       to produce                                                             weGovernment
For, with, and by




                                                             epSOS
                                       services
                                       Establish pre-conditions
                                                                                                      eID
                                                                                                      SOA
                                                                                                             move towards   open
                                                                                                             models of design, production,
                                       Create common key enablers                                     Clouds & delivery
                                                      Set targets Measure benefits
From e-GOV expansion….




 To Web 2.0 proliferation
Potential disruptive impacts of Web2.0
                                                    Users empowerment in content creation, peer
                                                     support and service delivery

                                                    Driver of social and organisational innovation

                                                    Improvement of internal work processes,
                                                     products and services

                                                    New knowledge and tools for learning,
                                                     healthcare management and socio-economic
                                                     inclusion

                                                    Gathering of collective knowledge to enhance
                                                     political participation and mass-collaboration

                                                    Better informed and evidence-based policy-
                                                     decision making



Source: IPTS, Impact of Social Computing, JRC-ST Report 2009
Social Computing uptake in EU27
                                      users                                    non users

         SC users         26%                                    74%




     Internet users                     64%                                    36%



                      0         100           200               300            400            500 millions
                                                           EU 27




                                                                       users                                 non users

                                          SC users                       58%                                 42%




                                      Internet users                                    91%                              8%



                                                       0         10            20          30           40     50         60 millions
                                                                                     Young (15-24)
Source: IPTS estimation based on EUROSTAT 2008 & Flash EB N.241
eGov Users (and non users)

                       H
                                                              Trendy & Mobile
                                                           (new services/ cross-
                            Digital reluctant:                border services)
                               win minds                                             DIGITAL
                                   plus                                              NATIVES
    Social inclusion




                                  simple
                                                                                                   Colour of forms indicates
                       M       but useful
                                 services                                             Radical
                                                                                   innovations:
                                                            basics:                                    = currently potential
                                                                                     Web 2.0
                                                            simple,                                      eGov consumers
                                                           but better                Web 3.0
                                                       targeted services

                                                                                       Highly          = currently eGov Non-
                                                                                    interactive          consumers
                       L                                Potential
                                                        climbers:
                                                                                      services

                                                       ad hoc most                 Mashed-up
                                                          needed                     govt
                                Dropouts :               services
                             multi-channel ,
                            eIntermediaries,
                            better policy and
                           service design, pre-
                            emptive solutions

                       0                           L                   M                       H
                                                  Digital inclusion


Source: Codagnone & Osimo, European Commission, 2008
 Limitations of current policy instruments
  / measurement approaches…?
How to cope with the multi-dimensional nature of ICTs
   in developing the Information Society?


     ICTs as monitoring,                 ICTs as Structural
     productivity and                    Effect transforming
     communication                       society
     Tools


                                          Governance
                                          «of» ICTs
    Governance              ICTs as
    «with» ICTs             Industrial
                            Domain of
                            their own



       Management of technology           Policy-making
Source: Misuraca, 2007
Going local?
 In spatial, economic and cultural terms, the Information Society is
  dominated by cities and metropolitan regions [Graham, 2004]
    around 70% of all Europeans live in cities
    dominant space of ICTs industries and uses, but are also the area
     where most of the poor, the disadvantaged and excluded live
    government layer closest to citizens and neighborhood initiatives
    most public services are offered on the city government level
        in some EU-MS this share amounts to 70% of all public services
    city governments are in an excellent position to engage in necessary
     strategic partnerships across the public, private and third sector
Multiple Initiatives and funding opportunities
   FP7 (Pre-competitive research) and future CSF (FP+CIP+EIP+EIT)
   CIP: Open Innovation for Future Internet Enabled services in Smartcities
•   City2020: an ICT driven transition strategy to the Low Carbon City
•   JPI Urban Europe
   Smart Cities and Communities Initiative
   Structural Funds
      Funds allocated to ICTs show an important absolute and relative increase to over
       EUR 15 billion or 4.4% of the total cohesion policy budget.
      Clear shift in the investment priorities from infrastructure to support for content
       development, both in the public sector (eHealth, eGovernment, etc.) and for SMEs
       (eLearning, eBusiness, etc.)
      In the future SFs will also fund eInclusion initiatives in the ESF
 Localizing the Digital Agenda…
 ….
Research & Policy Challenges
 Cities can play a key role in the development of the IS
    especially when their capacities are used in an integrated way
     that allows the highest impact on social cohesion and local
     economies
 It is at the city level that the appropriate use and integration of
  ICT in the governance mechanisms support better social and
  institutional innovation
 However, so far, research has been examining mainly the
  supply side and the sophistication of e-Services offered
    reliable data on measuring the effects of ICT-enabled
     applications on governance and the impacts on specific policy
     areas are lacking
    or where existing not yet harmonized, incomplete or difficult to
     use for comparison in other contexts or at EU level
Measuring impacts of ICT on
       Governance (not just eServices)
• The measurement of governance mainly suffers from the lack of relevant
  objective data, which has forced many organisations, which attempt to
  measure governance to rely on subjective data (UN, 2002)

• According to the OECD (2009) there are several categories of international
  measurement frameworks and models to assess ICT-enabled user-focused
  services and modes of delivery:
   – Internally focused approaches consisting of frameworks which are
      mainly applied within an organisation and focus on quality assurance
      processes, addressing areas such as: leadership, strategy and planning,
      human resource management, process and change management, etc.

    – Externally focused approaches consisting of frameworks assessing areas
      such as: customer satisfaction, portal/site quality, and quality of service
      for web services.
Linking e-Government to
         governance innovation & public value
 • Adopting a broad definition of e-Government, such as the one suggested by
   OECD (2003): e-Government can be considered as the process of innovation
   of Public Administration in order to achieve innovative forms of government
   and governance through the use of ICTs
       – the evaluation of an e-Government system must be referred to its capacity of
         improving on the whole the performance of the organisation adopting it
 • In this perspective, the concept of public value can provide an interesting
   point of view for the evaluation of the performances of PAs
 • In a broad sense, public value refers to the value created by government
   through services, law regulations and other actions
       – Public value provides a broader measure than is conventionally used within the
         NPM literature, covering outcomes, the means used to deliver them as well as
         trust and legitimacy.
       – It also addresses issues such as equity, ethos and accountability

Source: Kelly, Mulgan, Muers, 2002
Measuring Public Value(s) of e-Government
Taking into consideration different roles of stakeholders…
     – external roles, in which citizens receive a value from PA as users of
       services or participants in democratic processes;
     – internal roles, in which citizens, as directly or indirectly involved in the
       processes of production of value, nevertheless receive a public value
       from PA (for instance in terms of good functioning of PA);
     – mixed roles, external to PA and yet involved on different levels in the
       production of public value
• …the evaluation of the outcomes of different ICT-enabled policies should
  consider also their capability to increase:
     – the degree of policy integration in homogeneous territorial areas;
     – the organizational and operational simplification of the single
       institutions forming the governance network;
     – the capability to maintain cooperative relations with other
       administrations, suppliers, and associations
 Source: Bannister, 2002, and Castelnovo and Simonetta, 2008
gianluca.misuraca@ec.europa.eu

   http://is.jrc.ec.europa.eu

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Creating Smarter Cities 2011 - 09 - Gianluca Misuraca - Emerging scenarios and strategies in egovernment

  • 1. Creating Smarter Cities 2011, 30th June – 1st July, Edinburgh, UK Emerging Scenarios & Strategies in eGovernment Gianluca Misuraca, JRC IPTS, European Commission The views expressed by the author are not necessarily those of the EC
  • 2. Outline 1. A decade of policy lessons from e-Government  e-Gov at the crossroads between the past and the future 2. State of play: the EU eGovernment Policy Context  Renewed Digital Plans (& the way of measuring progresses?) 3. The impacts of Web2.0 on society and eGovernment  Understanding eGov use and digital divides 4. A multidimensional perspective on Governance & ICTs  Building the Information Society addressing local challenges 5. Research and Policy Challenges  Re-thinking the way we assess eGovernment? 2
  • 3. Institute for Prospective Technological Studies IPTS: Part of DG JRC of the EC: 7 Research Institutes across Europe Mission: “to provide customer- driven support to the EU policy- making process by developing science-based responses to policy challenges that have both a socio-economic as well as a scientific or technological dimension”
  • 5. Setting the stage: a decade of working together on e-Government in the EU
  • 6. Interoperability Openness The evolving eGovernment landscape Efficiency Participation Engagement User-centricity Mutually authenticated Cooperation Privacy Electronic Identity Sharing of best practices Improved service delivery eProcurement Coherence Personalised services Inclusion by design Transparency User Needs Productiveness Innovation Modernisation CROSS-BORDER Multi-layer Quality Indicators Effectiveness TRANSFORMATION Flexibility Multi-channel Access to all AccountabilityReorganisation Brussels 01 Brussels 01 Como 03 Como 03 Manchester 05 Lisbon 07 Manchester 05 Lisbon 07 Malmö09 Malmö 09 Today
  • 7. Results? An unclear & fragmented picture…. Source: The Economist, Special Reports, 14 Feb. 2008
  • 8. The eGovernment paradox: widening unbalance growth of supply and consumption Online availability index for citizens EU 15: 2001/2007 % of Internet users sending eGov forms EU 15: 2003/2008 50% 25% + 400% 20% + 100% 40% 30% 15% 10% 20% 5% 10% 0% 0% 2003 2007 2001 2007 % of Internet users Full online availability sending eGovernment 12% 24% 10% 50% index for citizens EU15 forms EU15 Online availability index Austria : 2001/2007 % of Internet users sending eGov forms Austria: 2003/2008 100% 20% + 54% 80% + 567% 15% 60% 10% 40% 5% 20% 0% 0% 2003 2007 2001 2007 % of Internet users Full online availability sending eGovernment 13% 20% 15% 100% forms Austria index Austria Sources: Elaboration by Codagnone & Osimo, European Commission, 2008
  • 9. State of Play: eGovernment Policy Context A renewed political interest?  eGovernment Ministerial Declaration (Malmö, Sweden, November 2009)  EU Swedish Presidency Conclusions from Visby Conference (Nov. 2009)  The Granada Strategy for a Digital Europe (April 2010)  Granada Ministerial Declaration on the DAE2020 (April 2010)  A Digital Agenda for Europe COM(2010)245 – 19.05.2010  to deliver sustainable economic and social benefits from a Single Market based on fast and ultra fast Internet and interoperable applications  Digital Agenda Implementation Guidelines  eGovernment Action Plan 2011-2015 (December 2010)
  • 10. eGoverment in the DAE2020  EU MS are committed to making user-centric, personalised, multi-platform eGovernment services a reality by 2015  Develop and deploy cross-border public services online  Implement seamless eProcurement services  Mutual recognition of eIdentification and eAuthentication  Make eGovernment services fully interoperable  Overcoming organizational, technical and semantic barriers  Supporting IPv6 implementation  Apply the EIF at national level by 2013  Trust and Security in the Digital Society  Europeans will not embrace technology they do not trust – the digital age is neither ‘big brother’ nor ‘cyber wild west’  Enhancing digital literacy, skills and inclusion  The digital era should be about empowerment and emancipation; background or skills should not be a barrier to access  Inclusive digital services
  • 11. eGov Action Plan 2011-2015 transparency do more with less Improve Enable efficiency & effectiveness roll out cross-border services at local, regional, national and EU level Empower users Web2.0 eProcure Promote innovation Design for inclusion Meet users’ real needs EC MSs Involve citizens in policy making Citizens + Businesses Interoperability SPOCS PSI Re-use Collaborate STORK Increase use of eGov services PEPPOL Share to produce weGovernment For, with, and by epSOS services Establish pre-conditions eID SOA move towards open models of design, production, Create common key enablers Clouds & delivery Set targets Measure benefits
  • 12.
  • 13.
  • 14.
  • 15. From e-GOV expansion…. To Web 2.0 proliferation
  • 16. Potential disruptive impacts of Web2.0  Users empowerment in content creation, peer support and service delivery  Driver of social and organisational innovation  Improvement of internal work processes, products and services  New knowledge and tools for learning, healthcare management and socio-economic inclusion  Gathering of collective knowledge to enhance political participation and mass-collaboration  Better informed and evidence-based policy- decision making Source: IPTS, Impact of Social Computing, JRC-ST Report 2009
  • 17. Social Computing uptake in EU27 users non users SC users 26% 74% Internet users 64% 36% 0 100 200 300 400 500 millions EU 27 users non users SC users 58% 42% Internet users 91% 8% 0 10 20 30 40 50 60 millions Young (15-24) Source: IPTS estimation based on EUROSTAT 2008 & Flash EB N.241
  • 18. eGov Users (and non users) H Trendy & Mobile (new services/ cross- Digital reluctant: border services) win minds DIGITAL plus NATIVES Social inclusion simple Colour of forms indicates M but useful services Radical innovations: basics: = currently potential Web 2.0 simple, eGov consumers but better Web 3.0 targeted services Highly = currently eGov Non- interactive consumers L Potential climbers: services ad hoc most Mashed-up needed govt Dropouts : services multi-channel , eIntermediaries, better policy and service design, pre- emptive solutions 0 L M H Digital inclusion Source: Codagnone & Osimo, European Commission, 2008
  • 19.  Limitations of current policy instruments / measurement approaches…?
  • 20. How to cope with the multi-dimensional nature of ICTs in developing the Information Society? ICTs as monitoring, ICTs as Structural productivity and Effect transforming communication society Tools Governance «of» ICTs Governance ICTs as «with» ICTs Industrial Domain of their own Management of technology Policy-making Source: Misuraca, 2007
  • 21. Going local?  In spatial, economic and cultural terms, the Information Society is dominated by cities and metropolitan regions [Graham, 2004]  around 70% of all Europeans live in cities  dominant space of ICTs industries and uses, but are also the area where most of the poor, the disadvantaged and excluded live  government layer closest to citizens and neighborhood initiatives  most public services are offered on the city government level  in some EU-MS this share amounts to 70% of all public services  city governments are in an excellent position to engage in necessary strategic partnerships across the public, private and third sector
  • 22. Multiple Initiatives and funding opportunities  FP7 (Pre-competitive research) and future CSF (FP+CIP+EIP+EIT)  CIP: Open Innovation for Future Internet Enabled services in Smartcities • City2020: an ICT driven transition strategy to the Low Carbon City • JPI Urban Europe  Smart Cities and Communities Initiative  Structural Funds  Funds allocated to ICTs show an important absolute and relative increase to over EUR 15 billion or 4.4% of the total cohesion policy budget.  Clear shift in the investment priorities from infrastructure to support for content development, both in the public sector (eHealth, eGovernment, etc.) and for SMEs (eLearning, eBusiness, etc.)  In the future SFs will also fund eInclusion initiatives in the ESF  Localizing the Digital Agenda…  ….
  • 23. Research & Policy Challenges  Cities can play a key role in the development of the IS  especially when their capacities are used in an integrated way that allows the highest impact on social cohesion and local economies  It is at the city level that the appropriate use and integration of ICT in the governance mechanisms support better social and institutional innovation  However, so far, research has been examining mainly the supply side and the sophistication of e-Services offered  reliable data on measuring the effects of ICT-enabled applications on governance and the impacts on specific policy areas are lacking  or where existing not yet harmonized, incomplete or difficult to use for comparison in other contexts or at EU level
  • 24. Measuring impacts of ICT on Governance (not just eServices) • The measurement of governance mainly suffers from the lack of relevant objective data, which has forced many organisations, which attempt to measure governance to rely on subjective data (UN, 2002) • According to the OECD (2009) there are several categories of international measurement frameworks and models to assess ICT-enabled user-focused services and modes of delivery: – Internally focused approaches consisting of frameworks which are mainly applied within an organisation and focus on quality assurance processes, addressing areas such as: leadership, strategy and planning, human resource management, process and change management, etc. – Externally focused approaches consisting of frameworks assessing areas such as: customer satisfaction, portal/site quality, and quality of service for web services.
  • 25. Linking e-Government to governance innovation & public value • Adopting a broad definition of e-Government, such as the one suggested by OECD (2003): e-Government can be considered as the process of innovation of Public Administration in order to achieve innovative forms of government and governance through the use of ICTs – the evaluation of an e-Government system must be referred to its capacity of improving on the whole the performance of the organisation adopting it • In this perspective, the concept of public value can provide an interesting point of view for the evaluation of the performances of PAs • In a broad sense, public value refers to the value created by government through services, law regulations and other actions – Public value provides a broader measure than is conventionally used within the NPM literature, covering outcomes, the means used to deliver them as well as trust and legitimacy. – It also addresses issues such as equity, ethos and accountability Source: Kelly, Mulgan, Muers, 2002
  • 26. Measuring Public Value(s) of e-Government Taking into consideration different roles of stakeholders… – external roles, in which citizens receive a value from PA as users of services or participants in democratic processes; – internal roles, in which citizens, as directly or indirectly involved in the processes of production of value, nevertheless receive a public value from PA (for instance in terms of good functioning of PA); – mixed roles, external to PA and yet involved on different levels in the production of public value • …the evaluation of the outcomes of different ICT-enabled policies should consider also their capability to increase: – the degree of policy integration in homogeneous territorial areas; – the organizational and operational simplification of the single institutions forming the governance network; – the capability to maintain cooperative relations with other administrations, suppliers, and associations Source: Bannister, 2002, and Castelnovo and Simonetta, 2008
  • 27. gianluca.misuraca@ec.europa.eu http://is.jrc.ec.europa.eu