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FLOODPLAIN ADMINSTRATOR
        DAILY GRIND
   Roles, Process, Review

     Key Elements In The
Floodplain Management Process
Sharon Caton, M.S., AICP, FPA, CSWM,CPI, CEPSC, CECDS
   TN AFPM Middle TN Regional Representative
    Alan M. (Mike) Armstrong, CFM, FPA, CSWM
                  TN AFPM Chairman
TERMS
•   FEMA – Federal Emergency Management Agency
•   NFIP – National Flood Insurance Program
•   FPA – Floodplain Administrator
•   SFHA – Special Flood Hazard Area
•   FIRM – Flood Insurance Rate Map
•   FIS – Flood Insurance Study
•   Floodplain
•   Floodway
•   Flood Zones
    −   LOMC – Letter of Map Change
    −   LOMR – Letter of Map Revision
    −   CLOMR – Conditional Letter of Map Revision
    −   LOMA – Letter of Map Amendment
Flooding, Stormwater Management
     & Watershed Protection
• Regulations
• Key Players
• Key Player Roles
• Floodplain Management Minimum Control
 Measures
• Floodplain Management Process
• Floodplain Development Review
Regulations
• FEMA – Floodplain Management (NFIP)
• Local Government Ordinances –
  Regulations
• Federal, State, and Local Project Review
  Program
• TN Department of Environment &
  Conservation
• EPA – Clean Water Act – NPDES - ARAP
Key Players
• Floodplain Management stakeholders are:
  − Federal, State, & Local Government
    Legislatures, Departments, Agencies
  − Watershed & Environmental Groups,
    Developers, Real Estate Brokers, Bankers,
    Insurers, Contractors, Citizens
• Multiple Entity Interaction in:
  − Management & Protection Program
  − Development Review Proposal
Federal Entities - Roles

               US 44 CFR 59 & 60
             FLOODPLAIN MANAGEMENT
                  REGULATIONS




   EPA                               US ARMY CORPS
                     FEMA
                                           OF
                       &
    &                                  ENGINEERS
                 FLOODPLAIN                 &
FLOODPLAIN
                 MANAGEMENT          FLOODPLAIN
MANAGEMENT
                                     MANAGEMENT
Local Entities - Roles
                   LOCAL GOVERNMENT
                         ROLE

                        JOIN NFIP
                     SIGN CONTRACT
                    ADOPT ORDINANCE




ENGINEER/PLANNER                               FLOODPLAIN
                    BUILDING INSPECTOR
      ROLE                                  ADMINISTRATOR ROLE
                            ROLE
       &
                             &
DEVELOPMENT PLAN                             PROJECT REVIEW
                   TRAINING/CERTIFICATION
     REVIEW                                  DOCUMENTATION
                        INSPECTIONS
    LAND USE                                 RECORDKEEPING
                      DOCUMENTATION
 CONSIDERATIONS                               ENFORCEMENT
TN States Entities - Roles

                     TN LEGISLATURE
                            &
                  FLOODPLAIN STATUTES
                    MODEL ORDINANCE




     TDEC             MTAS - CTAS           TN AFPM
       &                  &                    &
WATER POLLUTION      FLOODPLAIN         INFORMATION –
   CONTROL           MANAGEMENT           RESOURCES
Floodplain Management Program
• Integrated approach, working with Federal, State,
  Local agencies, departments, & personnel
• A consistent, fair review of proposed development
• Deliberate, defensible review decisions
• Record keeping to justify decisions
• Training for Officials, Boards, Citizens
• Inspection of development
• Enforcement of regulations to achieve compliance
44 CFR 60.3 FLOODPLAIN MANAGEMENT
            MINIMUM REQUIREMENTS
(1) Require permits for all proposed construction or other development in the
      community, so that it may determine whether such construction or other
      development is proposed within flood-prone areas;
(2) Review proposed development to assure that all necessary permits have been
      received from those governmental agencies from which approval is required by
      Federal or State law.
(3) Review all permit applications to determine whether proposed building sites will be
      reasonably safe from flooding.
(4) Review subdivision proposals and other proposed new development, including
      manufactured home parks or subdivisions, to determine whether such proposals
      will be reasonably safe from flooding.
(5) Require within flood-prone areas new and replacement water supply systems to be
      designed to minimize or eliminate infiltration of flood waters into the systems; and
(6) Require within flood-prone areas (i) new and replacement sanitary sewage systems to
      be designed to minimize or eliminate infiltration of flood waters into the systems
      and discharges from the systems into flood waters and (ii) onsite waste disposal
      systems to be located to avoid impairment to them or contamination from them
      during flooding.
LOCAL GOVERNMENT
    FLOODPLAIN MANAGEMENT TOOLS

• Floodplain Guidance Manual
• Local Government Floodplain Ordinance
• Floodplain Development Permit
• Technical Design Guidelines, Specifications
• Development Project Review Process
• Documentation & Recordkeeping Local
 Inspection, Maintenance & Enforcement
Floodplain Management Overview
• Floodplain Management, while sole
  responsibility of Floodplain Administrator
  (FPA), cannot be accomplished in a vacuum.
• Proper floodplain management may involve
  multiple factors, agencies and departments
  including Planning Commissions, Stormwater,
  BOZA, Public Works
• In choosing advisors role, the FPA should
  consider floodplain issues in conjunction with
  zoning and subdivision regulations, site plans,
  plats, and other review requirements
FPA Considerations
• FLOODPLAIN ORDINANCE
• LAND USE CONTROLS
• ZONING REGULATIONS
• SPECIAL DISTRICTS
• PERMITTING AUTHORITIES
• IEV REQUIREMENTS
• SUBDIVISION REGULATIONS
• SPECIAL SFHA REQUIREMENTS
• FEMA LAND SURVEY REQUIREMENTS
• TRAINING COUNCIL/COMMISSION, ZONING APPEALS
  BOARD, PLANNING COMMISSION
DOCUMENT REQUIREMENTS
• PLANS
• DRAWINGS
• MAPS
• SURVEYS
• ELEVATION CERTIFICATES
• ENGINEERING STUDIES
• OTHER AGENCY PERMITS
FLOODPLAIN MANAGEMENT
              RESOURCES
1. FEMA – NATIONAL FLOOD
   INSURANCE PROGRAM (NFIP)
2. FPA TRAINING – FEMA, TN
   AFPM, ASFPM, TN EDC LPO,
   FEMA Legal Issues Video
3. L 273 – Managing Floodplain
   Development Through the
   NFIP
4. US Army Corps of Engineers –
   Floodplain Management
   Training and Resources
5. Other FPAs
FLOODPLAIN DEVELOPMENT REVIEW EXERCISE

 • Process for Development Review
 • Where to Begin?
 • Floodplain Development Checklist
FEMA DFIM MAP
Exercise 1 –
Parcel Map
Exercise 1 –
Contour Map
Exercise 1 –
Flood Map
Exercise 1 –
ZONING MAP
Exercise 1 –
Aerial Map
Exercise 1 –
Floodplain
Development
Application
Exercise 1 –
Floodplain
Development
Application
Exercise 1 –
Floodplain
Development
Application
FEMA DFIRM
LOCAL GIS FLOOD MAP
RSDE REPORT
WHAT’S NEXT
•Use Checklist           •Permits
•Elevation Certificate   •Reports
•Damage Assessment       •Who Decides
Report                   •Appeals
•Determine Project       •File Documentation
Scope                    •Inspections
•Plans, Drawings         •Insurance
FPA’s Responsibilities
• Require Floodplain Development Application
• Require Technical Data & Reports
• Review Project
• Consult with Property Owner, Contractor
• Document File
• Report to Local, State, and Federal Agencies
• Floodplain Administrator Checklist
Questions, Comments???
INFORMATION, RESOURCES, LINKS
• TN AFPM Annual Conference 17 – 23 July, 2011
• FEMA NFIP Contacts:
  − Roy McClure roy.mcclure@dhs.gov
  − Susan Wilson Susan.Wilson@dhs.gov
  − Kurt Pickering kurt.pickering@dhs.gov
• State NFIP Contact:
  − Stanley Harrison Stanley.Harrison@tn.gov
• TN Association of Floodplain Management

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Floodplain Manager Daily Grind

  • 1. FLOODPLAIN ADMINSTRATOR DAILY GRIND Roles, Process, Review Key Elements In The Floodplain Management Process Sharon Caton, M.S., AICP, FPA, CSWM,CPI, CEPSC, CECDS TN AFPM Middle TN Regional Representative Alan M. (Mike) Armstrong, CFM, FPA, CSWM TN AFPM Chairman
  • 2. TERMS • FEMA – Federal Emergency Management Agency • NFIP – National Flood Insurance Program • FPA – Floodplain Administrator • SFHA – Special Flood Hazard Area • FIRM – Flood Insurance Rate Map • FIS – Flood Insurance Study • Floodplain • Floodway • Flood Zones − LOMC – Letter of Map Change − LOMR – Letter of Map Revision − CLOMR – Conditional Letter of Map Revision − LOMA – Letter of Map Amendment
  • 3. Flooding, Stormwater Management & Watershed Protection • Regulations • Key Players • Key Player Roles • Floodplain Management Minimum Control Measures • Floodplain Management Process • Floodplain Development Review
  • 4. Regulations • FEMA – Floodplain Management (NFIP) • Local Government Ordinances – Regulations • Federal, State, and Local Project Review Program • TN Department of Environment & Conservation • EPA – Clean Water Act – NPDES - ARAP
  • 5. Key Players • Floodplain Management stakeholders are: − Federal, State, & Local Government Legislatures, Departments, Agencies − Watershed & Environmental Groups, Developers, Real Estate Brokers, Bankers, Insurers, Contractors, Citizens • Multiple Entity Interaction in: − Management & Protection Program − Development Review Proposal
  • 6. Federal Entities - Roles US 44 CFR 59 & 60 FLOODPLAIN MANAGEMENT REGULATIONS EPA US ARMY CORPS FEMA OF & & ENGINEERS FLOODPLAIN & FLOODPLAIN MANAGEMENT FLOODPLAIN MANAGEMENT MANAGEMENT
  • 7. Local Entities - Roles LOCAL GOVERNMENT ROLE JOIN NFIP SIGN CONTRACT ADOPT ORDINANCE ENGINEER/PLANNER FLOODPLAIN BUILDING INSPECTOR ROLE ADMINISTRATOR ROLE ROLE & & DEVELOPMENT PLAN PROJECT REVIEW TRAINING/CERTIFICATION REVIEW DOCUMENTATION INSPECTIONS LAND USE RECORDKEEPING DOCUMENTATION CONSIDERATIONS ENFORCEMENT
  • 8. TN States Entities - Roles TN LEGISLATURE & FLOODPLAIN STATUTES MODEL ORDINANCE TDEC MTAS - CTAS TN AFPM & & & WATER POLLUTION FLOODPLAIN INFORMATION – CONTROL MANAGEMENT RESOURCES
  • 9. Floodplain Management Program • Integrated approach, working with Federal, State, Local agencies, departments, & personnel • A consistent, fair review of proposed development • Deliberate, defensible review decisions • Record keeping to justify decisions • Training for Officials, Boards, Citizens • Inspection of development • Enforcement of regulations to achieve compliance
  • 10. 44 CFR 60.3 FLOODPLAIN MANAGEMENT MINIMUM REQUIREMENTS (1) Require permits for all proposed construction or other development in the community, so that it may determine whether such construction or other development is proposed within flood-prone areas; (2) Review proposed development to assure that all necessary permits have been received from those governmental agencies from which approval is required by Federal or State law. (3) Review all permit applications to determine whether proposed building sites will be reasonably safe from flooding. (4) Review subdivision proposals and other proposed new development, including manufactured home parks or subdivisions, to determine whether such proposals will be reasonably safe from flooding. (5) Require within flood-prone areas new and replacement water supply systems to be designed to minimize or eliminate infiltration of flood waters into the systems; and (6) Require within flood-prone areas (i) new and replacement sanitary sewage systems to be designed to minimize or eliminate infiltration of flood waters into the systems and discharges from the systems into flood waters and (ii) onsite waste disposal systems to be located to avoid impairment to them or contamination from them during flooding.
  • 11. LOCAL GOVERNMENT FLOODPLAIN MANAGEMENT TOOLS • Floodplain Guidance Manual • Local Government Floodplain Ordinance • Floodplain Development Permit • Technical Design Guidelines, Specifications • Development Project Review Process • Documentation & Recordkeeping Local Inspection, Maintenance & Enforcement
  • 12. Floodplain Management Overview • Floodplain Management, while sole responsibility of Floodplain Administrator (FPA), cannot be accomplished in a vacuum. • Proper floodplain management may involve multiple factors, agencies and departments including Planning Commissions, Stormwater, BOZA, Public Works • In choosing advisors role, the FPA should consider floodplain issues in conjunction with zoning and subdivision regulations, site plans, plats, and other review requirements
  • 13. FPA Considerations • FLOODPLAIN ORDINANCE • LAND USE CONTROLS • ZONING REGULATIONS • SPECIAL DISTRICTS • PERMITTING AUTHORITIES • IEV REQUIREMENTS • SUBDIVISION REGULATIONS • SPECIAL SFHA REQUIREMENTS • FEMA LAND SURVEY REQUIREMENTS • TRAINING COUNCIL/COMMISSION, ZONING APPEALS BOARD, PLANNING COMMISSION
  • 14. DOCUMENT REQUIREMENTS • PLANS • DRAWINGS • MAPS • SURVEYS • ELEVATION CERTIFICATES • ENGINEERING STUDIES • OTHER AGENCY PERMITS
  • 15. FLOODPLAIN MANAGEMENT RESOURCES 1. FEMA – NATIONAL FLOOD INSURANCE PROGRAM (NFIP) 2. FPA TRAINING – FEMA, TN AFPM, ASFPM, TN EDC LPO, FEMA Legal Issues Video 3. L 273 – Managing Floodplain Development Through the NFIP 4. US Army Corps of Engineers – Floodplain Management Training and Resources 5. Other FPAs
  • 16. FLOODPLAIN DEVELOPMENT REVIEW EXERCISE • Process for Development Review • Where to Begin? • Floodplain Development Checklist
  • 29. WHAT’S NEXT •Use Checklist •Permits •Elevation Certificate •Reports •Damage Assessment •Who Decides Report •Appeals •Determine Project •File Documentation Scope •Inspections •Plans, Drawings •Insurance
  • 30. FPA’s Responsibilities • Require Floodplain Development Application • Require Technical Data & Reports • Review Project • Consult with Property Owner, Contractor • Document File • Report to Local, State, and Federal Agencies • Floodplain Administrator Checklist
  • 32. INFORMATION, RESOURCES, LINKS • TN AFPM Annual Conference 17 – 23 July, 2011 • FEMA NFIP Contacts: − Roy McClure roy.mcclure@dhs.gov − Susan Wilson Susan.Wilson@dhs.gov − Kurt Pickering kurt.pickering@dhs.gov • State NFIP Contact: − Stanley Harrison Stanley.Harrison@tn.gov • TN Association of Floodplain Management