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UNMASKING HIP HOP: LANDSCAPING THE SHIFTS AND IMPACTS OF A MUSICAL
                           MOVEMENT




                                 A Thesis
                     submitted to the Faculty of the
                 Graduate School of Arts and Sciences
                        of Georgetown University
            in partial fulfillment of the requirements for the
                                 degree of
                               Master of Arts
              in Communication, Culture and Technology




                                   By




                       Shani Ali Smothers, B.A.




                            Washington, DC
                            April 29, 2004
Copyright 2004 by S.A. Smothers
      All Rights Reserved




                  iv
UNMASKING HIP HOP: LANDSCAPING THE SHIFTS AND IMPACTS OF A MUSICAL
                                MOVEMENT

                                 Shani Ali Smothers, B.A.

                        Thesis Advisor: Matthew Tinkcom, Ph.D.

                                        ABSTRACT

        The hip hop movement originally grew out of the ranks of urban oppression in

and around the New York City boroughs in the 1970s. The movement at that time used

music, dance, and graffiti art to challenge status quo values, institutions, and the

dominant order over society. In this study, I propose that the movement of hip hop has

changed due to an ideological split manifesting within the culture. I hypothesize that

the rap facet of the hip hop movement has divided and is traveling two extreme paths,

one which maintains and reinforces the dominant order of society and one, which

critiques this order. This divisiveness of hip hop is a result of the culture industries, but

moreover the hip hop community has allowed the movement’s original purpose, as an

outlet to critique society and politics, to be redirected. This study attempts to make

sense of what has caused this division and the impact this now divisive movement has

on listeners’ mentality, ideological preferences, and social and political engagement.

Hip hop is an undeniable social force for youth, particularly urban youth. This musical

form exercises its force by shaping the identities, and furthermore the social character

of its listeners. It grooms individuals, particularly youth to accept or reject their

economic, political, and social conditions. The future path of the hip hop movement is

                                                  v
uncharted. Ultimately it is up to the hip hop community to accept or reject the current

construction and appropriation of this musical form, which potentially can work as an

agent of social and political change.




                                               vi
PREFACE


       Over time, hip hop music has had its share of academic supporters as well as

critics. One particular academic article motivated me to work on this topic. “Music and

Music Videos” by Christine H. Hansen and Ronald D. Hansen (Oakland University) in

Dolf Zillmann and Peter Vorderer’s Media Entertainment: The Psychology of Its

Appeal (2000), enraged me and filled me with a need to respond intellectually. Hansen

and Hansen (Zillman and Vorderer, 2000) make questionable statements such as,

“…BET (Black Entertainment Network) offers music videos for a (mostly) Black

audience.” First of all BET stands for Black Entertainment Television NOT Black

Entertainment Network. Secondly, it is a questionable fact that BET’s audience is

mostly Black. Assumptions such as this example absolutely need data to support them.

In the authors’ discussion of popular music and its appeal, they mention rap and

“gangster rap” as having negative effects, but they fail to mention any rap that is

positive or socially/politically conscious. They also fail to qualify any historical

contexts from which rap arose. The section on rap music has a blatantly negative tone

filled with negative generalizations about rap, rap fans, and the effects of rap music.

Not only did this article contain statements, which were questionably false or had no

evidence to support them, but also the authors admitted that their sample of 100

participants was predominantly female and 96 percent of White descent. It is this type




                                                vii
of intellectualism, which is often fed to the public through articles and segments about

hip hop.

       Realizing that every academic writer has his or her biases, I am not offering a

critique of Hansen and Hansen’s opinions, but their method. Acceptable academic

work typically covers various perspectives on the chosen topic and then offers a unique

perspective. Additionally, intellectualism typically uses sourced information and

thoroughly structured samples, surveys and results. These authors should have written

on the White female perspective on hip hop, rather than making generalizations about a

hip hop culture based on this non-representative sample. Hansen and Hansen have

much to learn about hip hop and maybe a better approach in the future would be to

gather findings from individuals who listen to and are affected by hip hop.

With this in mind, I have derived this study of hip hop by drawing from a wealth of

academic subjects such as, African American studies, African studies, anthropology,

communications, cultural studies, education, history, liberation theology, media

studies, musicology, political science, poverty studies, sociology, sociolinguistics, as

well as academia on hip hop. Although Chapter 5 of this study uses a convenience

online sample to describe how hip hop can be connected to several ideological and

behavioral patterns, the methods used are statistically accurate and the results are of

sound use in the pilot study. For every bad apple, there are several good ones. This is

to say that for every anti-intellectual piece written on hip hop, there are ten times as

many thorough and intellectually stimulating pieces on this cultural art form.
                                                viii
Hip hop is a dynamic musical movement, which impacts the lives of individuals,

communities, and cultures, especially American culture. Hip hop, over time, has

proven its viability and its power of influence—its potential to change the world in

which we live.




                                               ix
ACKNOWLEDGEMENTS

Special Thanks goes to:

Dr. Matthew Tinkcom, my thesis advisor, for all of your support, understanding, and advice. Thank you
for your Georgetown presence, your enlightening perspectives and for encouraging me and other
students to think ‘outside of the box’.

Dr. Diana Owen, my second reader, for your tireless dedication to the students, your amazing statistical
expertise and for your interdisciplinary and unbiased perspectives.

Dr. Richard Wright, my third reader, for your dedication to social change, your enlightening cross-
generational perspective and for challenging me and other students to take the extra step in critical
analysis.

My fellow Thesis Colloquium students for your comments and criticism, which helped me to improve
my content.

Dr. Pensri Ho and Professor Jessica Davis for your dialogue which particularly helped to shape this
research.

CCT alum, Autumn Lewis (’03), for being my CCT saving grace and opening my eyes to the power of
selection.

Robert Pham for all of the technological support and genuine care and support of CCT students.

Heather Kerst, Davina Sashkin, Kendra Fowle, and Tonya Puffet for all of the administrative support.

Dr. Mikell, Bernadetta Killian, Veronique Dozier, and Denis Williams for all of your support and for
helping me to have such a remarkable experience in Tanzania.

To all of the students, professors, and others whose conversations and dialogue helped to shape my
project.

My editors and proofreaders: Letita Aaron, Elaine Ayensu, Dr. Pensri Ho, Allissa Hosten, Kisha Ross,
Dejuan Stroman and Grant Tregre.

Father Phillip Linden, Jr., S.T.D, Ph.D for helping me to change my perspective, my goals and my life
for the better and to fulfill my purpose.

To my mother, Gladys Cole, for her unconditional support, her endless sacrafice for her children, and for
envisioning my infinite potential.

To my fathers, James Smothers III and Lionel Cole, for all of your love and support over the years.

To my siblings, Malaika, Kiesha, Dale Janette, Jimmy, Courtney, and Gabriel, for all of your love and
support.



                                                          x
To my friend, confidant, and soul-mate, Grant, for all of your love, support and encouragement. Thank
you for believing in me.

Special Thanks goes to the Johnson, Cole, Smothers, Hicks, Doyle, Reels, Reese, Ward, Caldwell,
Cochran, Lewis, Rhodes, Tregre, Rovaris and Hebert families for all of their love and support.




                                                       xi
TABLE OF CONTENTS


Cover Sheet………………………………………………...……………………………i

Abstract……………………………………………………………………………....…ii

Preface…………………………………………………………………………………..v

Chapter I: The Changing Face of Hip Hop—The Movement of this Musical
Continuum……………………………………………………………………………....1
Defining and Reinventing Hip Hop………………………………………………...…..3
Contextualizing the Evolution of Hip Hop……………………………….………….....6
Project Summary………………………………………………………….…………….9

Chapter II: Exploring the Functionality of Hip Hop: Moments and Evolution……....12
The Communication and Communal Functions of Music……………………………13
Hip Hop’s Communication and Communal Functionality………………………..….18
Staccato Moments in Hip Hop History………………………………..….…………..22
The Sub-Genres of Hip Hop………………………………..…………….………..…24
Summary: Beyond Moments and Functions……………………………...………..…26

Chapter III: Power, Culture Industry, and Hip Hop as an Undermined Movement….28
The Power of the Repressive State and Ideological State Apparatuses………………30
Mechanisms of Power and Social Movements…………………………...…………..32
The Power of the Culture Industry…………………………………………………....36
The Undermining of the hip hop Movement………………………………………....44
Summary……………………………………………………………………..……….52
.
Chapter IV: Words Are Weapons: The Hip Hop Language Dialectic………………..53
The Power of Music Language…………………………………...…………………..56
Lyrical Analysis……………………………………………………….…………..….59
Summary…………………………………………………………………………...…93

Chapter V: Hip Hop’s Impact on Mentality, Ideological Preference and Political and
Social Activity…………………………………………………..…………………....96
Methodology……………………………………………………………………..….100
Sample Characteristics…………………………………………………………..…..100
Variable Description………………………………………………………………...102
Results: Ordinary Least Square Regression Analysis……………………………….102
Results: Logistic Regression Analysis………………………………………………107
                                           xii
Results: Correlation Analysis……………………………….………………………..108
Discussion of Results……………………………………………………………...…111
Summary……………………………………………………………...……………...123

Chapter VI: Conclusions: Understanding Hip Hop’s Potential and Moving Toward a
Collective Movement……………………………………………………………...…132
Future Research………………………………………………………………………134
What is in Hip Hop’s Future…………………………………………….…………...136

Notes……………………………………………………………………………...….139

Bibliography………………………………………………………………………….149

Statistical Appendix A……………………………………………………………….156

Statistical Appendix B……………………………………………………………….161

Statistical Appendix C……………………………………………………………….170




                                        xiii
LIST OF FIGURES AND TABLES


Figure 5.1: Race and Ethnicity Demographics

Table 5.1: Dependent Variables

Table 5.2: Independent Variables

Table 5.3: Regression Analysis

Table 5.4: Logistic Regression Analysis

Table 5.5: Correlation Analysis I

Table 5.6: Correlation Analysis II




                                              xiv
It is past time for all poor people to release themselves from the deceptive
 strangulation of society, realize that society has failed you; for an attempt to ignore
this system of deception now is to deny you, the need to protest this failure later. The
system has failed you yesterday, failed you today, and has created the conditions for
                                     failure tomorrow
                                      _John Africa 1




The black revolutionary writer Frantz Fanon once asserted that each generation, out
   of relative obscurity, must discover its own destiny. Then it has a choice: it may
    fulfill that destiny or betray it. How can today’s rising generation of African-
 American young people come to terms with their own destiny? What is the meaning
of the challenges and opportunities that history has planned for them? What kind of
      ethics or moral anchor is required for group empowerment and collective
                                       advancement?
                                  —Manning Marable2
Chapter I

   The Changing Face of Hip Hop—The Movement of this Musical Continuum



  Hip hop is not a political movement in the usual sense. Its advocates don’t elect public officials. It
doesn’t present a systematic (or even original) critique of white world supremacy. Nor has it produced
    a manifesto for collective political agitation. It has generated no Malcolm X or Dr. King. It has
     spawned no grassroots activist organization in the order of the Southern Christian Leadership
 Conference, the Black Panther Party, NAACP, or even the Country Music Association. Hip hop has
 actually had surprisingly little concrete long-term impact on African-American politics. It has made
 its mark by turning listeners onto real political icons (Malcolm X), radical organizations of the past
   (The Black Panther Party), and self-sufficient operations of the present (the Nation of Islam). It
    spread the word about the evils of apartheid. It articulated and predicted the explosive rage that
        rocked Los Angeles in 1992. It has given two generations of young people a way into the
                                        entertainment business and
                                   an uncensored vehicle for expression.

                                            —Nelson George3


   Rap music is, in many ways, a hidden transcript. Among other things it uses cloaked speech and
 distinguished cultural codes to comment on and challenge aspects of current power inequalities. Not
    all rap transcripts directly critique all forms of domination; nonetheless, a large and significant
 element in rap’s discursive territory is engaged in symbolic and ideological warfare with institutions
  and groups that symbolically, ideologically, and materially oppress African Americans. In this way,
    rap music is a contemporary stage for the theater of the powerless. On this stage rappers act out
   inversions of status hierarchies, tell alternative stories of contact with police and the educational
       process, and draw portraits of contact with dominant groups in which the hidden transcript
     inverts/subverts the public, dominant transcript. Often rendering a nagging critique of various
      manifestations of power via jokes, stories, gestures, and song, rap’s social commentary enacts
                                         ideological insubordination.

                                            —Tricia Rose4




        Both Nelson George and Tricia Rose portray accurate depictions of the current

state of hip hop, especially the culture’s facet of rap music. While George discusses hip

hop’s social and political shortcomings, he also articulates this movement’s greatest

social and political triumphs and furthermore its potential to impact individual

                                                        1
consciousness. Rose, in particular, illustrates one path of the present divergent

directions of this underestimated and furthermore underplayed musical movement.

Since its origins, rap music has possessed an element, which critiques dominant

institutions and values; but in the last two decades, it has also moved towards the

maintenance of dominant ideologies and institutions. Just as rap music challenges

domination, powerlessness, and oppression of the American poor, it also has moved to

maintain dominance, increase and reinforce powerlessness, and contribute to the

material, economic, and political manipulation of the urban oppressed. Rap is a hidden

transcript, but as George and Rose suggest, it has moved along a different political and

social plane than traditional activism or leadership. Rap has made its mark by

spreading ideological, political, and social messages, which undeniably have an impact

on individuals as well as society at large.

       How is it possible that this musical form engages in a critique of the American

political economy, while still confined to economic, political, and social subservience?

This question brings to bear the reality of all American-based social movements, which

either achieve success based on skillful and effective critique within the bounds of the

economic, political, and social order, or succumb to failure as a result of infiltration

and divisiveness. George (1998) says that it is essential to understand that values,

which underpin hip hop, are by products of the function and dysfunction of the

American cultural context.5



                                                 2
In this study, I intend to connect hip hop to the American context by showing

how it maintains and reinforces American repressive and ideological apparatuses,

while simultaneously critiquing these institutions and power structures. By situating

this musical art form within the social context of American life, it can then be

positioned as a social and political force, which exercises influence over individuals.



Defining and Reinventing Hip Hop



       Trying to devise a clear-cut definition of hip hop is a challenging task. Artists,

record executives, academics, and critics define hip hop in several different ways. As

with any term in need of definition, it is advisable to reflect on various perspectives

and then try to potentially formulate a comprehensive definition of the term. In the

early 1980’s, published definitions of the term hip hop were scarce, but currently hip

hop is defined and seriously discussed in several academic discourses. Its definition is

multi-faceted and it has changed to fit sporadic inner-city urban cultural shifts.

       Todd Boyd in The New H.N.I.C.: The Death of Civil Rights and the Reign of

Hip Hop (2003) states,

       Hip Hop 101; rap is the act of rapping, spittin’ rhymes over beats produced by a
       DJ…The word ‘rap’ also came to denote the more popular aspects of the genre
       by the mainstream, and this label was also used by true heads to call out anyone
       who was thought to be abandoning the culture’s roots. As the age-old
       assumption goes, as one becomes more popular or mainstream, the less
       politically engaged and substantive the music would become. Hip hop changed
       the game on this though (Boyd, Todd, 2003, p. 45).
                                                3
As Boyd (2003) notes, the transformation of hip hop over time has left us with this

distinction, which has had complex effects. “Rap is what you do; Hip Hop is what you

are. Rap is the act; Hip Hop is the culture (Boyd, 2003, p. 48).” Hip hop is a testament

to the strength of the oppressed, which have and continue to overcome the obstacles

that American life often imposes on inner-city urban communities, especially the youth

(Boyd, 2003, p. 152). Boyd suggests an age-old assumption that says, as rap artists

become more popular, the less politically or socially engaged the music becomes.

Boyd is correct in his conclusion because hip hop often uses its popular status to

channel social and political messages. Hip hop is a movement that evolved over a long

time span and is not just a historical moment in the urban cultural experience.

       Alonzo Westbrook in Hip Hoptionary: The Dictionary of Hip Hop

Terminology (2002), defines hip hop as,

       The artistic response to oppression. A way of expression in dance, music,
       word/song. A culture that thrives on creativity and nostalgia. As a musical art
       form it is stories of inner-city life, often with a message, spoken over beats of
       music. The culture includes rap and any other venture spawned from the hip
       hop style and culture (pg 64).

Westbrook makes an important point, hip hop has always creatively drawn on nostalgia

in order to connect to its audience. This nostalgia could be musical, social, or even

political, but in almost every instance it reflects collective experiences of the urban

poor. George says that hip hop at its most fundamental level is a product of the post-

civil rights era—a multifaceted culture born of African American, Caribbean American

                                                 4
and Latin American youth in and around New York in the 1970s (George, 1998, p.

viii).

         Rose (1994) reiterates these points,

         Hip hop is a cultural form that attempts to negotiate the experiences of
         marginalization, brutally truncated opportunity, and oppression within the
         cultural imperatives of African American and Caribbean history, identity, and
         community. It is the tension between the cultural fractures produced by post-
         industrial oppression and the binding ties of black cultural expressivity that sets
         the critical frame for the development of hip hop (p. 21).

Rose emphasizes that hip hop culture grew from attempts to negotiate the oppressive

experiences of youth living in the multicultural environment of the New York

boroughs. New York youth in this transition, were relegated to the margins as a result

of post-industrial economic backlash, rapidly changing political landscapes, and shifts

from segregation to multicultural integration and back to cultural polarization. These

divisive circumstances of cultural communities in New York fueled the fusion of a

unified hip hop cultural community.

         This study will show that academics, critics, and rappers appropriate these and

other definitions of hip hop as needed. It should be noted that hip hop in the 1970s

could be thought of as a single culture with distinctive elements, whereas over the last

decade hip hop has become more like a melding of several local and regional cultures

and sub-cultures. In a broader sense, I realize that hip hop is regarded as the culture

and rap as one facet of that culture. For the purposes of this study, I use hip hop and

rap interchangeably. These definitions of hip hop and rap will be useful in further

                                                  5
discussions of the evolution of this culture and particularly the changing landscapes of

rap music.



Contextualizing the Evolution of Hip Hop

       Hip hop is a form of communication and an agent of community building. In

the past, various genres of music have served particular functions. Music often

supplied responses to societal or community needs. American hip hop emerged at a

time when the inner city youth of New York needed an outlet to express emotion about

the social ills they faced and the environmental, political, and economic conditions of

their marginalization. Hip hop, in these early stages, operated as a force, which

challenged the social, political, and economic order of American society. It used its

communicative power and its ability to reach the masses to engage the urban

oppressed.

       The hip hop movement did not emerge spontaneously, but followed the

historical and social pattern of movements born out of inequality and subsequent

communal uprising. The hip hop movement is the musical successor to movements,

which attacked social inequalities of the 1950s and 1960s. Maultsby (1985) says, “new

styles, rather than evolving independently, arise out of existing traditions (Berry and

Manning-Miller (eds.), 1996, p. 266).” She explains this in terms of the evolution of

conscious music into the formation of rap. She says that rap music discloses shifts in

values, attitudes, and social needs.6 These social needs, which Maultsby mentions, now
                                                6
have become part of a market-embraced display of popular culture.

       Pratt (1990) discusses what he terms ‘emancipatory uses’ of popular culture.

He says popular culture is emancipatory when it challenges dominant institutions (p.

14). He notes a parallel in Douglas Kellner’s (1987) work, “TV, Ideology, and

Emancipatory Popular Culture”.

       “Emancipatory” signifies emancipation from something that is restrictive or
       repressive, and for something that is conducive to an increase of freedom and
       well-being. Such a conception, as Kellner describes it, ‘subverts ideological
       codes and stereotypes…It rejects idealizations and rationalization that
       apologize for the suffering in the present social system, and, at its best, suggests
       that another way of life is possible’ (Pratt, 1990, p.14).

These emancipatory functions of music still exist in hip hop music. Some forms of hip

hop continue to challenge dominant institutions and situations of inhumane cultural

practices that contribute to the marginalization of the poor. Hip hop also functions as a

communal backbone to support an identification in collective values. Pratt (1990) says

music like any other form of art is an ‘impulse of opposition to existing conventions’.7

Pratt (1990) elaborates on this reinforcement of support and morale. He says music

serves as “substitute imagery,” which mediates experience (p. 5). Music mediates

individual experiences, though perhaps not to the same degree as television.

Nevertheless, it creates a commonality of cultural experience that remains part of each

individual’s cultural heredity (Pratt, 1990). Though Pratt speaks of this phenomenon in

terms of elites that control culture industries, which then use rap to manipulate the

public, this script is flipped by socially conscious music that uses critique to attack

                                                 7
dominant ideologies and institutions. Music often embodies cultural and social

commonality. Furthermore, he asserts that music has the capacity to create and reflect

community forms—it is the product of social relationships within a community (Pratt,

1990). As E.P. Thompson (1963) notes, that class as a social relationship must always

be situated in a pragmatic context (Pratt, 1990). Pratt (1990) explains the functional use

of music, which can be seen in all forms of music produced from the experiences of the

African and African in America. Hip hop reinvents their historical experiences to shed

light on the present situation of communal oppression facing the multicultural

American lower working class, and furthermore, it helps to build on the global

community of those oppressed everywhere. “Serving cultural and social purposes, rap

music provides a vehicle for group interaction, an outlet for creative expression, and a

forum for competitive play (Berry and Manning-Miller (eds.), 1996, p. 256).” The

appropriation of rap music as a force, which maintains the current social and political

order, is to combat its effectiveness as a threat to this order8.

        Societal constructions of Blackness9, and furthermore the construction assigned

to all urban youth, particularly males, historically have operated as forces which

combat the potential threat of these social actors.10 Rose (1990) says in “Never Trust a

Big Butt With A Smile,”

        The history of African –American music and culture has been defined in large
        by a history of the art of signifying, recontextualization, collective memory and
        resistance. ‘Fashioning icons of opposition’ that speak to diverse communities
        is part of a rich Black American musical tradition to which rappers make a
        significant contribution (Bobo, 2001).
                                                  8
Rose is one of the first critical theorists to recognize the positive contributions rap has

made to the establishment of community and collective consciousness. It is important,

however, to recognize the negative impacts of rap music that emphasizes and

encourages acceptance of status quo values, solutions, and maintains ruling elite’s

political and ideological power over the masses. The connection between

consciousness and cultural expression has the potential to evidence hip hop’s success

and failure as a social movement.



Project Summary

       The purpose of this study is to explore the duality of the hip hop movement and

how it has shaped the divergent paths in which rap music has and continues to travel.

This study proposes to answer the following research question: How has the division of

the hip hop movement given way to two extreme-driven paths of rap music; on one

hand, hip hop provides political and social criticism, on the other hand, it has some

adverse characteristics and consequences. Rap music while critiquing Althusserian

Repressive State Apparatuses (prison system, courts, governing bodies, etc…) and

Ideological State Apparatuses (education system, churches, media, etc…), it also

maintains and reinforces those values and institutions. Chapter III will theoretically

situate this project by providing a foundation of how power mechanisms, the music

industry, and furthermore the culture industry have ushered this divisional path of rap

                                                 9
music and its influence. Chapter IV will explicitly focus on the language of hip hop

and how rap lyrics evidence this divisional shift of hip hop. Finally, Chapter V presents

a pilot study on how this division and the resulting paths of rap music have affected

individuals situated within the hip hop community in terms of mentality, ideological

preference, and social and political engagement.

       This study primarily focuses on the language and lyrics of hip hop which

inevitably shape individual perception by influencing attitudes, ideological

preferences, and furthermore social and political engagement. Just as William Eric

Perkins11 gives a fresh perspective on rap music’s ongoing and bewildering love/hate

relationship with American society and its role in the continuing evolution of popular

culture, this study intends to give a fresh perspective on rap music’s role in shaping

individual attitudes, ideological foundations, and social and political action. Recent

research on hip hop and politics studies how hip hop actors have stepped into the realm

of social and political activism. This study is more concerned with how the music,

itself, plays a role in the formation of character—how it grooms individuals towards

complacency, disengagement, or activism with American society. This study will show

that the hip hop movement is more than celebrities raising money or publicly

supporting causes—it is a movement because its music and language affect individual

mentality, ideological preferences, and social and political participation. Thus, this

study will unmask hip hop by landscaping the shifts in this musical movement as well

as by showing how this musical phenomenon acts as a socializing agent.
                                                10
Chapter II

         Exploring the Functionality of Hip Hop: Moments and Evolution




                            “I met this girl, when I was ten years old
                          And what I loved most she had so much soul
                          She was old school, when I was just a shorty
                   Never knew throughout my life she would be there for me
                        on the regular, not a church girl she was secular
                      Not about the money, no studs was mic checkin her
                           But I respected her, she hit me in the heart
                        A few New York niggaz, had did her in the park
                       But she was there for me, and I was there for her
                         Pull out a chair for her, turn on the air for her
                           and just cool out, cool out and listen to her
                           Sittin on a bone, wishin that I could do her
                        Eventually if it was meant to be, then it would be
                          because we related, physically and mentally
                  And she was fun then, I'd be geeked when she'd come around
                         Slim was fresh yo, when she was underground
                          Original, pure untampered and down sister
                                     Boy I tell ya, I miss her.”

                                      Common Sense12




       In this verse, the artist Common Sense, now known as just Common,

personifies his relationship with hip hop music. This relationship with the opposite sex

that he describes is undoubtedly his relationship with his other half—hip hop. By

reviewing academic and non-academic intellectualism, this chapter intends to explore

hip hop’s total being; her definitions, her history, her function and her evolution.

Common’s nostalgia for the old hip hop he knew evidences the ‘evolutionary’ or


                                                 11
‘counter-evolutionary’ path this culture has taken and the joy ride it has endured. The

original flow of resistance, which mainstreamed into a commercially viable industry

has taken society on a full throttled ride leaving a distinct mark on American urban

culture.



The Communication and Communal Functions of Music

       In order to indulge in a discussion of hip hop as a musical movement, it is

necessary to situate this movement historically. Black music, including hip hop, has

served both communication and communal functions. These functions of music have

paved the way for hip hop to engage and disengage individuals. Something to note is

that the Black musical continuum serves as only one of the three cultural contexts

within which hip hop can be historicized.13 Music has been used to help preserve

communication and thus community, especially by the use of language within musical

texts.14 Musical language, and particularly hip hip language, functions as a force,

which communicates to urban communities. It can build and preserve these

communities or divide them.

       For Africans and Black-Americans, music as communication dates back to the

indigenous tribal experiences. The Scottish surgeon, Mungo Park, is noted as the first

European to explore the region of the middle and upper reaches of the Niger River,

which is the land of the Mandingos and Malinkes. Park describes the connection

between music and language through the form of poetry.15 Angela Davis in “Black
                                               12
Women and Music: A Historical Legacy of Struggle” says that West African music

functioned as more than an external tool—more than music, which facilitates human

activity. Music was inextricably embedded in the activity itself (Bobo, 2001).

       Thus music was not employed as an aesthetic instrumentality, external to work
       but facilitating its execution; rather, work songs were inseparable from the very
       activity of work itself. Janheinz Jahn has referred to the West African
       philosophical concept of Nommo—‘the magic power of the word’—as being
       the very basis of music. According to the world-view of West African
       culture—if such a generalization is permitted—the life force is actualized by
       the power of the word (Bobo, 2001).

       This power of the word is a clear retention, which reappears, in conscious

music across history and cultures. This instrumentality of Nommo also shows up

within the plantation community in new form—work songs, which though grounded in

the foundation of West Africa, evolved to serve new functions as well. Music has

always resided in the realm of freedom—has always had a role in concrete historical

and social transformations (Pratt, 1990). Davis says that Harriet Tubman’s spirituals

were functional in relaying concrete information and collective consciousness about

the struggle for liberation (Bobo, 2001). She infers that collective consciousness of

freedom is not a result of oppression, but rather communal resistance must be taught.

Tubman contributed to these teachings by the music and content of her spirituals. Karl

Mannheim (1936) says the spirituals established by the plantation community suggest

that music may function in a profoundly utopian way. Spirituals were the plea of slaves

to transcend the existing order of slavery and oppression.

       During Reconstruction, a cruel and sorrowful time for newly freed slaves, the
                                               13
musical art form of Blues developed and was used as a communicative channel to

voice the conditions of oppression faced by the communities of freed slaves. This new

form of music drew on personal trials, which arose as a result of a collective

experience. Pratt says the Blues were understood in terms of meaning established by a

community.16 The Blues, as M. Dyson (1993, 1997, 2001) notes thrived on its ability to

spew forth reality to its audiences. Dyson also says this realism within blues appears in

more modern forms of conscious music.

        African American culture places high value on ‘telling it like it is.’ Again, this
        realism is reflected in the lyrics of the blues and gospel music (White and
        Parham, 1990) as well as rap and hip-hop music, all of which portray the
        difficulty of life and advise a cool steady, and persistent toughness needed to
        overcome this difficulty (Hecht, Jackson, and Ribeau, 2003).

This type of realism-based communication has always been instrumental in the

preservation of identification in a collective experience of struggle. Black musical

forms have been noted to “tell it like it is.” From tribal songs within West African

culture to spiritual; blues to jazz; soul to hip-hop; the reality of collective Black

experiences has always been communicated through music.

        In addition to serving as a channel of communication, music has served as a

catalyst for the establishment and reestablishment of community. In African tribes

music was essential to communal life. Davis says West African music was always

functional—inextricably linked to communal economics, interrelationships, and

spiritual pursuits.17 Park also describes the West African function of music as a means

of preserving community. His description of the function of West African music
                                                 14
resembles music’s function within the plantation community.

       They lightened their labor by songs, one of which was composed extempore,
       for I was myself the subject of it. It was sung by one of the women, the rest
       joining in a sort of chorus…Among the free men [in the slave-coffle
       procession] were six Jillikea (singing men) whose musical talents were
       frequently exerted, either to divert fatigue or obtain us a welcome from
       strangers (Southern (ed.), 1983).

       The plantation community utilized the creative expression of music to voice

their consciousness of personal struggle and alleviation from suffering. Comparatively,

the free Black community during Reconstruction and Segregation used music to voice

their personal struggles, which pertained to a collective experience. Ernest Borneman

describes a scenario in his account of songs sung by Africans in America. He says one

type of song was, “used by workers to make their task easier: work songs to stress the

rhythm of labor, group songs to synchronize collectively executed work, team songs

sung by one team to challenge and satirize the other (Bobo, 2001).” Pratt (1990)

further elaborates on the oppositional character of work songs as being a critical form

of collective consciousness.

       Collective forms of oppositional consciousness grew under the very eyes of the
       overseer. As Alan Lomax put it concerning work songs, “Here, right under the
       shotguns of the guards, the black collective coalesced and defiantly expressed
       its unity and belief in life, often in ironically humorous terms (Lomax, 1977)!”
       (Pratt, 1990).

Music in this way contributed to the physical and spiritual survival of slaves on the

plantation. It was used as a spiritual escape from the daily physical brutality suffered

by Black people under the institution of slavery. James Cone, noted in his insightful

                                                15
theological research, says Black music has been essential to the unity and the

realization of collective struggle and liberation.

       Davis dutifully notes Ma Rainey as an example of music, which strengthened

community based in identification of struggle related to race, gender, and class

collective experiences. Davis says,

       Ma Rainey, on the other hand, performed in circuses, tent shows, minstrel and
       medicine shows, singing all the same about the Black predicament and
       establishing the basis in song for the sharing of experiences and forging of a
       community capable of preserving through private tribulations and even
       articulating new hopes and aspirations. Ma Rainey’s most essential social
       accomplishment was to keep poor Black people grounded in the Southern
       tradition of unity and struggle, even when they had migrated to the North and
       Midwest in search of economic security (Bobo, 2001).

       Davis further expands on Ma Rainey’s music as emanating from problems in

personal relationships. “She [Ma Rainey] used creative expression to speak of sexual

love, but metaphorically revealing economic, social, and psychological difficulties,

which Black people faced during the post-Civil War era (Bobo, 2001).” The men and

women of the Blues era used music to relate the personal experiences of, for example,

losing a man or a job, which in turn voiced an experience, which others within the

community could relate to their own similar experience. The Blues spoke of collective

experience, but it manifests in terms of the individual. Cone (2001) says Black music

“unites the joy and the sorrow; the love and the hate and the despair of Black people

and it moves the people toward the direction of total liberation.” He also says that

Black music shapes and provides a definition of Black being which creates cultural ties

                                                16
and forms the structure for Black creative expression. “Black music is unifying

because it confronts the individual with the truth of Black existence and affirms that

Black being is possible only in a communal context (Bodo (ed.), 2001).”

        Black music, which often arises from marginal and oppressed communities,

functions to awaken a collective sense of struggle and furthermore a motivation to rise

up against that source of struggle. Music was an important tool of empowerment—a

strengthening arm of the Black community, providing hope and the possibility of

improvement. Pratt (1990) states,

        Music functions in important ways as political behavior…However it has been
        used, throughout its history it has proven to be highly effective politically in
        terms of its instrumental utility (Billington, 1980). This function arises out of
        the unique ability of music seemingly to create a kind of spontaneous collective
        identity or facilitate the investment of people’s psychological energies.

Pratt’s example gives music a direct connection to collective identity and the political

behavior of communities. This foundation sets the stage for an exploration of the

present forms of hip hop music which act as political agents spawning collectivity and

social change. The present forms manifest in terms of hip hop and modern Soul music.



Hip Hop’s Communication and Communal Functionality

        Hip hop’s form and function has given breath to its communicative capacity.

Maultsby (1985) says new styles, rather than evolving independently, arise out of

existing traditions.

        New forms of black musical expression are, in essence, new impulses drawn
                                               17
from the environment, blended with the old forms and given a new shape, a
        new style, and a new meaning…Black music is a manifestation of black culture
        and it serves a communication function within tradition. Because rap music
        exists as a functional entity within black America, the creation of this new style
        discloses shifts in values, attitudes and social needs (Berry and Manning-Miller
        (eds.), 1996).

These social needs now have become part of a market-embraced display of popular

culture that serves as an outlet to voice concerns to structural oppression.

        Hip hop has been and continues to be the voice of the voiceless. Boyd (2003)

says,

        What I find so compelling is the way in which this relatively simple form of
        communication, rhymes over beats, however you slice it, is truly quite
        complex. Because Black people have always had to make do with so little, the
        relative abundance of one’s own words is at times all we have to use in fighting
        against a corrupt and vicious society (pg 143).

Even in its most irate and eclectic forms, hip hop continuously engages in some sort of

fight against the dominant order of society.

        This is not to say that hip hop does not engage in contradiction as well. For

every revolutionary or radical message, there is a corresponding mainstream, quieting

and conformist message, and often this message, which conforms to the society at-

large, prevails because of reinforcement from societal institutions and trends. Hip hop

since its mainstreaming in 1979, has displayed the double-character of a fragmented

community. It has been a viable communication method, which has expressed both

distress and pride in the reality of oppression and its aftermath.

        Hip hop serves a second function as an agent of community and collective

                                                18
consciousness. In Marx and Engel’s on Literature and Art18, “It is not the

consciousness of men [and women!-AYD] that determines their being, but, on the

contrary, their social being that determines their consciousness (Bobo, 2001).” Davis

expands on the Marx and Engel’s point that social consciousness does not occur

spontaneously, but arises based on human life and concrete conditions within society

(Bobo, 2001). Davis says,

       If it is true that music in general reflects social consciousness and that African
       American music is an especially formative element of Black people’s
       consciousness in America, the roots of the music in our concrete historical
       conditions must be acknowledged…And indeed, precisely because Black music
       resides on a cultural continuum which has remained closest to the ethnic and
       socio-historical heritage of African-Americans, it has been our central aesthetic
       expression, influencing all the remaining arts (Bobo, 2001).

It is this particular connection between consciousness and cultural expression, which

gives enlightenment to the rise of hip hop. The rhythmic retentions from African and

Black American music as well as the language of the lyrics has enabled Black youth to

reconstruct a community in which collective consciousness enabled the potential for

social change. Over time, the strength of community has been recognized and targeted

by governmental and nongovernmental institutions in order to maintain control over

dissidence. Pratt (1990) notes in The Hidden Dimension by Edward Hall, he speaks of

music as an element of communal cohesion.


       Human perceptions of the world are ‘programmed’ by the language spoken
       (Hall, 1969). Can music, itself a language and composed of language, program
       or ‘reprogram’ human existence? Because people live in communities, their
       popular music may become a significant constituent of community—however it
                                              19
is defined, whether spatially, denoting a particular location or milieu (Buttimer,
       1973), or through psychological identification (Pratt, 1990).


Pratt establishes music as part of a social relationship. “Music both creates and reflects

forms of community…The music of a people is a social relationship (Pratt, 1990).” As

E.P. Thompson (1963) notes with respect to social class, “The relationship must

always be embodied in real people and in a real context (Pratt, 1990).” Pratt (1990)

says that every form of modern popular music can be traced back to real people and

real contexts. Pratt (1990) also notes an extremely important use of music, which can

be seen in all forms of music produced from the experiences of the African and

Africans in America.

       Music is used to construct some sense of collectivity memory, but what kind of
       memory is it? How is it used? What are the functions? What images does it
       maintain? Perhaps Orwell’s antiutopian projection of a brainwashed future has
       come about in ways more elegant and subtle and yet more total than he ever
       dreamed possible as a synthesized past is processed and bought (Mander,
       1978). Yet, as the use of musical examples might suggest, it can also be a
       ‘usable’ past—a means of resistance and a way to revision the future through
       invoking past and presently used cultural materials (Hebdige, 1987).

This dynamic is especially invoked as part of the backbone of hip hop. Rose (1990)

says in “Never Trust a Big Butt With A Smile,”

       The history of African –American music and culture has been defined in large
       by a history of the art of signifying, recontextualization, collective memory and
       resistance. “Fashioning icons of opposition” that speak to diverse communities
       is part of a rich Black American musical tradition to which rappers make a
       significant contribution (Bobo, 2001).

This form of music looks to the historical experiences of Africans and Africans in

                                                20
America to shed light on the present situation of communal oppression facing the

American lower working class. Furthermore, hip hop has gained popularity with urban

oppressed youth globally, making it a reference point for building a community of

those oppressed everywhere.



Staccato Moments in Hip Hop History

       In a Los Angeles hospital lobby in 1979, my mother, suffering from extensive

labor pains, gave birth to me, her third child, standing up. The same year, conscious

music was also being birthed again in America as a response to the third generation of

labor, pains, and suffering. Whipped through the plantation slave community, reduced

to mediocrity in the segregated community, and underdeveloped in the post segregated

community, in the new generation of the oppressed, a new form of conscious music

developed. Standing up and in pain, the impoverished and marginalized youth of the

South Bronx borough of New York gave birth to a new voice in the eyes of

mainstream America—hip hop. Hip hop may have been born to mainstream America,

but it was its second or maybe even a third birth for this dynamic art form.

       This new form of conscious music lived and grew on the underground scene for

some time before traveling its path to mainstream acceptance. Hip hop culture evolved

from speeches, spoken words and poetry of resistance in the marginalized

communities. Tricia Rose, one of the early 90’s hip hop scholars, said in Black Noise:

Rap Music and Black Culture in Contemporary America (1994),
                                               21
Musical and oral predecessors to rap music encompass a variety of vernacular
       artists including the Last Poets, a group of the late 1960s to early 1970s black
       militant storytellers whose poetry was accompanied by conga drum rhythms,
       poet, and singer Gil Scott Heron, Malcolm X, the Black Panthers, the 1950s
       radio jocks, particularly Douglas ‘Jocko’ Henderson, soul rapper Millie
       Jackson, the classic Blues women, and countless other performers.

Even before the 1960s, Nathan Davis (1996) notes,

       Although rap gained its popularity during the 1970s, its roots date back to the
       1940s and 1950s when African American youth gathered on urban street
       corners to sing acapella and participate in ‘rap’ sessions. These sessions, in
       which young African Americans talked ‘jive’ to each other, told a story about
       an event or crisis that had affected the storyteller. The stories were revealed in a
       rhythmic and poetic manner, and always in a provocative and suggestive way.

Rap evolved from a communicative form of arranging language in rhythmic patterns,

which can even be said to date back to African tribes, and the words recited over

rhythmic beats of the drum.19

       In 1979, Sylvia Robinson of Sugar Hill Records created the Sugar Hill Gang

and released the first known mainstream hip hop song, “Rappers Delight” (Rose,

1994). After “Rappers Delight” was released, the music industry, print media, and the

fashion industry ‘discovered’ rap as a viable profit-making trend, which they needed to

cash in on quickly before the fad of hip hop passed (Rose, 1994). Media quickly

realized that hip hop culture was much more than a passing fad. This developing

culture was attracting the lucrative youth market and soon became part of popular

culture.




                                               22
The Sub-Genres of Hip Hop

       Davis (1996) hits the mark when he says, “Rap mirrors the rap artist’s society.”

Just as society has been fragmented, rap has evolved in fragmented ways to reflect

virtually all aspects of American social schizophrenia. Like the youth of New York in

the 1970s, who found an alternative identity (Rose, 1994. p.34) and social status in hip

hop culture, hip hop itself in various environments has undergone identity formation.

Rose (1994) says,

       Identity in hip hop is deeply rooted in the specific and local experience, and
       one’s attachment to and status in the local experience, and one’s attachment to
       and status in a local group or alternative family. These crews are new kinds of
       families forged with intercultural bonds that, like the social formation of gangs,
       provide insulation and support in a complex and unyielding environment and
       may serve as the basis for new social movements (Rose, 1994, p.34).

Hip hop’s specificity to the local experience of oppression resulted in the formation of

alternative hip hop characters or identities. The generalization of these local

experiences has added to the categorization of hip hop into sub-genres including, but

not limited to, Gangster Rap, Message Rap, Popular Rap, Underground Rap, and Local

Rap.



Gangster Rap: According to All Music Guide to hip hop: A definitive Guide to Rap

and Hip Hop (2003), gangster rap is described as having an edgy sound with abrasive

lyrics that either accurately reflect reality, or exaggerate ‘comic book

                                                23
stories’(Bogdanov, etal., 2003).



Message Rap: Definitions of political rap seem consistent with what I term ‘message

rap.’ Political rap is hip hop, which merges rhymes with political philosophy to create

a new style of rap. I add that message rap expresses frustration with power structures

and economic, political, and social oppression.



Popular Rap: The guide describes pop-rap as, “…a marriage of hip hop beats and raps

with strong melodic hooks, which are usually featured as part of the chorus section in a

standard pop-song structure. Pop-rap tends to be less aggressive and lyrically complex

than most street-level hip hop, although during the mid-to late ‘90s, some artists

infused the style with a more hardcore attitude in an attempt to defuse backlash over

their accessibility (Bogdanov, etal. (eds.), 2003).” I would also add that popular forms

of hip hop or rap have music industry backing because they can produce crossover

sales with the American white hip hop audience as well as some global hip hop

audiences.



Underground Rap: I simply define underground rap as rap that is not mainstreamed,

but passed along, heard, or sold, through an underground network of hip hop or rap

fans. Underground rap is not mainstreamed to radio, television, or any other industry-

controlled outlets. It does not seek commercial appeal, but it rather thrives on the
                                                24
support of live audiences. Sarah Thornton, in “Moral Panic, the Media and British

Rave Culture,” says, “Undergrounds denote exclusive worlds whose main point is not

elitism, but whose parameters often relate to particular crowds (Ross and Rose, 1994,

p. 177).”



Local Rap: Local rap is a unique style of rap that rises out of a particular local culture

and experience and remains true to that particular local style of flow, local style of

beats, and local vernacular of English.



       The Hip Hop Guide (2003) also defines other categorical distinctions of hip

hop including: Alternative Rap, Bass Music, Christian Rap, Comedy Rap,

Contemporary Rap, Dirty Rap, and Freestyle Rap, just to name a few.



Summary: Beyond Moments and Functions

       This chapter discusses how music functions in society as a social force, and

furthermore how hip hop as a communicative form socially functions to strengthen

communities. The many births of hip hop convey this art’s communicative and social

functions. Boyd (2003) sums up hip hop’s past, present, and future. He says,

       Hip hop is a lifestyle. It is an ideology. It is a mode of being. It is an all-
       encompassing life force that far supercedes any dismissive tactic from those
       whom Flava Flav once chided as ‘nonbelievers.’ No matter how much you
       want to dismiss it, it is still here, having passed many tests, and poised to
       triumph even more in the future (pg 152).
                                                25
It is these triumphs as well as failures of hip hop that I wish to further explore in

subsequent chapters. Hip hop, as a movement, has triumphed as well as failed inner-

city urban oppressed communities. These next chapters will grapple with how the split

of the hip hop movement has occurred over the past two and half decades. This split is

inevitably a result of historically situated economic, political, and social moments,

which will be hermeneutically approached, focusing not just on individual moments.




                                                26
Chapter III

        Power, Culture Industry, and Hip Hop as an Undermined Movement



   Poet laureate of power, herald of freedom—the musician is at the same time within society, which
  protects, purchases, and finances him, and outside it, when he threatens it with his visions. Courtier
     and revolutionary: for those who care to hear the irony beneath the praise, his stage presence
  conceals a break. When he is reassuring, he alienates; when he is disturbing, he destroys; when he
 speaks too loudly, power silences him. Unless in doing so he is announcing the new clamor and glory
 of powers in the making…Ramblings of revolution. Sounds of competing powers. Clashing noises, of
  which the musician is the mysterious, strange, and ambiguous forerunner—after having been long
                                     imprisoned, a captive of power
                                           (Attali, 1985, p.11).




        Six short years after the mainstream birth of hip hop, Jacques Attali, through

his analysis of music in Noise: The Political Economy of Music (1985), prophesized

the great expansion and destruction of the movement known as hip hop. Attali’s

description of the double character of musicians can be directly paralleled to the

present lifestyle and career choices faced by contemporary hip hop artists. Hip hop

artists can be likened to the musicians Attali describes; while noble, reassuring,

disturbing, and loud, the creativity of hip hop artists can be simultaneously

revolutionary, alienating, destructive and silenced. Over time, competing forces within

hip hop have determined the path and pattern, whether chosen or contrived, of the

movement’s evolution.

        Attali (1985) discusses music in terms of its economic and political attributes.

He says the political economy of music is,

        More than colors and forms, its sounds and their arrangements that fashion
                                                       27
societies. With noise is born disorder and its opposite: the world. With music is
       born power and its opposite: subversion. In noise can be read the codes of life
       the relations among men. Clamor, Melody, Dissonance, Harmony; when it is
       fashioned by man with specific tools, when it invades man’s time, when it
       becomes sound, noise is the source of purpose and power, of the dream—Music
       (pg 6).

Music is an uncontestable source and subject of economic and social power, but I will

argue that music is also a source of unseen political power. In noise can be read the

codes of life which define relations, analyze, mark, restrain, train, repress, and channel

the sounds of language, of the body, of tools, of objects, and of relationships between

self and others (Attali, 1985, p.6). Attali recognizes the double character of music and

musicians especially those who operate within the confines of the industry. In an

attempt to understand the power dynamics used to control, maintain, and creatively

direct the hip hop industry, this framework will explore these dynamics and how they

apply to the hip hop movement

       This chapter will first define Louis Althusser’s concepts of the Repressive State

and Ideological State Apparatuses. It will then delve into a theoretical framework of

power and cooptation as it applies to the evolution of movements, especially hip hop. It

will discuss the power mechanisms and exploitative channels by which hip hop has

expanded, and been thus concurrently created and destroyed. Finally, this chapter

intends to make sense of the relationship between the culture industry and the

simultaneous success and failure of this musical movement. Overall, this chapter

discusses the uses of power within industry to exploit and undermine musical

                                                28
movements, especially the hip hop movement.


The Power of the Repressive State and Ideological State Apparatuses


       It is necessary to discuss power mechanisms and more specifically the specific

power of the Althusserian concepts of State Repressive and Ideological State

Apparatuses (Althusser, 2001). In order to understand what forms these constructs take

in society, we must first comparatively define these terms. Althusser discusses the

State in the context of power and power relationships. In this particular instance he

positions the bourgeois class as the ruling class, which uses the State to ensure their

domination over the working class, thus subjecting, by repression, the working class to

the extraction of surplus value; capitalistic exploitation. Althusser’s concept of the

State resembles the Marxist concept of the base. Marx discusses this same dynamic of

the State, but in terms of the hierarchal levels it manifests.

       Marx conceived the structure of every society as constituted by ‘levels’ or
       ‘instances’ articulated by a specific determination: the infrastructure, or
       economic base (the ‘unity’ of the productive forces and the relations of
       production) and the superstructure, which itself contains two ‘levels’ or
       ‘instances’: the politico-legal (law and the State) and ideology (the different
       ideologies, religious, ethical, legal, political, etc.) (Althusser, 2001, p.90).

The State is the economic, political foundation of any given society. It could also be

referred to as what is thought of as the political economy. If we think about the State as

this machine of repression, this complete and hierarchical control, then understanding

its apparatuses becomes much clearer. Althusser (2001) says the State is the

                                                 29
government, administration, army, police, courts and prisons—these institutions make

up what he calls the repressive state apparatus (p. 92).

       With this theoretical base, Althusser’s concept of the Ideological State

Apparatus can be discusses in relation to this Repressive State Apparatus. Althusser

argues that when you think about power and certain classes or cultures that rise to

power, they inevitably take their values, social norms; language and other aspects with

them into power and these things become dominant (Althusser, 2001,p.98). For

example, when Europeans colonized Africa and in turn rose to power within African

countries, their European value systems, social norms and languages became the

dominant ideological tools upon which the restructuring of society was based.

Althusser further maintains that, “No class can hold State power over a long period

without at the same time exercising its hegemony over and in the State Ideological

Apparatuses.” Through institutions established early on as trustworthy, ideologies

enforced by these institutions maintain subjugation to the State, or political economy

and its state apparatuses, both repressive and ideological.

       It might be helpful to break down Althusser’s concept of the Ideological State

Apparatus. Althusser describes this phenomenon as, “a certain number of realities,

which present themselves to the immediate observer in the form of distinct and

specialized institutions (p. 96).” The examples present are institutions in the form of

religious, educational, family, legal, political, trade union, communications, and

cultural. Whereas the Repressive State Apparatus functions by “violence,” the
                                                30
Ideological State Apparatus functions by ‘ideology’ (p. 97). This is what makes it

powerful because it has the capacity to affect the unconscious, further enacting

messages that by subliminal injection maintain subjection.

       Political class struggles revolve around the state and its execution of power via

ideologically driven apparatuses. This is where Althusser gives the means to explore

the Ideological State Apparatus, in terms of real world examples. He says that

institutions like education, church, and communications, helped to repress the

resistance of the marginalized by expressing contradictions, which inevitably divide. It

is these types of institutions which are the most pertinent when discussing the hip hop

movement. This is not to say that studies, which cite the blatant policing of rap, are not

important.20 These studies are inextricably linked to this discourse. Blatant examples of

how repressive state institutions (police, the courts, and the prison system) clearly

define how policing and overt force is exercised to contain hip hop, but these are not

the only mechanisms of power used to control rap. For the purposes of this study, I will

focus on the subliminal forms of control, those mechanisms that use ideological

manipulation to contain the hip hop movement.



Mechanisms of Power and Social Movements

       In order to discuss the hip hop movement as a force caught in the dialectic of

social subservience to Repressive State and State Ideological Apparatuses, the concept

of power must be defined and then discussed in terms of its mechanisms. David A.
                                                31
Baldwin in Paradoxes of Power (1989), says, “[Power], in Max Weber’s classic

definition, ‘is the probability that one actor within a social relationship will be in a

position to carry out his own will despite resistance, regardless of the basis on which

this probability rests’ (Weber, 1947, p.152). Power can be exercised in two ways: 1)

through the use of overt force; 2) or through the use of influence, persuasion and

sometimes manipulation. Althusser’s Repressive State Apparatus is characterized by

the use of power by overt force, while the Ideological State Apparatuses exercise

power by force which influences, persuades and often manipulates. Neither does

conflict or fear necessarily accompany power and how it is exercised (Jackman, 1993,

p. 29).21

        This study will focus on the use of power in the more implicit forms—those

used by the Ideological State Apparatuses to maintain societal order and control. A

close examination of power and how it has been most successful in history will provide

an enlightened view of the role of fear in exercising power. Power is most successfully

imposed when exercised without using fear. Fear only induces resistance and thus the

possibility of social revolution. Jackman (1993) suggests that fear is not the actor,

which induces a relationship between influence and compliance, but moreover

conditioning and socialization play key roles. Jackman describes force in a similar

way.

        Like power, force involves a conflict of values, and therefore, of interests,
        Unlike power, force does not induce compliance: the exercise of force is
        instead an admission that compliance cannot be induced by other non-coercive
                                                 32
means. Those who use force are indeed attempting to achieve their goals in the
       face of noncompliance (Jackman, 1993, p. 30).

It is important to note that power necessarily involves a relationship, which is often

negotiated, between actors. Crozier and Friedberg (1980) suggest,

       ‘[Power] can develop only through exchange among the actors involved in a
       given relation. To the extent that every relation between two parties
       presupposes exchange and reciprocal adaptation between them, power is
       indissolubly linked to negotiation: it is the relation of exchange, therefore of
       negotiation, in which at least two persons are involved (Jackman, 1993,p. 30)’

Not only can power only be exercised in the presence of at least two actors, it

necessarily thrives on the unbalanced relationship between the actors. Shifts in power

and resulting relationships born of these shifts inevitably foster social movements.

       Ron Eyerman and Andrew Jamison in Music and Social Movements (1998) say

that social movements are central moments in the reconstitution of culture. Eyerman

and Jamison’s cognitive approach to the study of social movements involves an in-

depth analysis of the relationships between culture and politics; and music and

movements, as collective learning processes (Eyerman and Jamison, 1998).

       These collective learning processes are constantly testing the universalibility of

the normative order of civil society (Stewart, 2001, p. 261). Stewart (2001) also notes,

       ‘Their mechanism is the resolution of contradictions by argumentation or
       “critique”.’ Collective learning processes have therefore become the foundation
       for the model of modern society; the greater the extent to which social relations
       can be organized and integrated through the medium of such processes, the
       greater the possibility of the democratic organization of the well-being of
       society (Eder, 1993, p.24)’ (Stewart, 2001,p. 216).

Because social movements enable this possibility for a truly democratic organization of
                                               33
society, they are dangerous because of their capacity to break down existing social

orders that benefit ruling elites. Stewart (2001) says that social movements coexist with

institutionalized order of economic policy and cannot be regarded as completely

divorced as an emancipated critique because they draw on structural and institutional

necessity, on social networks excluded from the dominant order (Stewart, 2001,

p.225). He says social movements flourish on the necessity of constructed new

political identities (pg 225) (Stewart, 2001). They cannot completely denounce ties to

the dominant order of society because in part the movement in one way or another

thrives on some of those dominant structures. Furthermore, the only accounts of

successful movements in history were inevitably connected in many ways to dominant

ideology, political and economic structuring, as well as social dynamics, which favored

ruling elites more so than the oppressed. Stewart (2001) explains how the break down

of conflicts based on the collective consciousness of class struggle were deemed as one

of the most dangerous types of mobilization and thus demobilization of collective class

conflicts occurred (Stewart, 2001,p.225). This is by far not the only means nor the

most effective means of controlling social uprising. Over time, the strength of

collective social movements has been recognized and targeted by governmental,

nongovernmental, and private institutions in order to maintain control over social

dissidence. History has proven that effective infiltration uses the power of implicit

force in order to break down the organization, momentum, and support of the social

movement. These implicit methods of force cause social movements to implode from
                                               34
within, thus disabling the movement’s capacity to communicate with its supporters and

maintain a collective plan of action.

       One of the most important power dynamics used to control social movements is

cooptation. According to the Cambridge Dictionary of American English (2003)22,

cooptation is “creating alliances/arrangements with a group that allows you to redirect

the groups priorities so they fall in line with the interest of the status quo.” Cooptation

of movements uses collaboration and the arrangement of alliances in order to redirect

the priorities and foundational goals of the movement. The cooptation of the hip hop

movement began in 1979 with its birth, which was really a rebirth, of hip hop as a

mainstream American phenomenon. The hip hop movement, which was quoted as a

“passing fad” quickly gained mainstream success and spiraled into a corporate entity

capable of creating, building, and redirecting profit, but always subject to industry

control. One of the most instrumental mechanisms of power used to co-opt the

blossoming movement of hip hop is ideology. Whether it was imparted through the

lyrics, through videos, or used to shape artists, ideology has played a key role in the

split of the hip hop movement.



The Power of the Culture Industry


                     I might've failed to mention that this chick was creative
                       But once the man got you well he altered her native
                            Told her if she got an image and a gimmick
                     that she could make money, and she did it like a dummy
                           Now I see her in commercials, she's universal
                                                    35
She used to only swing it with the inner-city circle
                       Now she be in the burbs lickin rock and dressin hip
                       And on some dumb shit, when she comes to the city
                   Talkin about poppin glocks servin rocks and hittin switches
                         Now she's a gangsta rollin with gangsta bitches
                             Always smokin blunts and gettin drunk
                     Tellin me sad stories, now she only fucks with the funk
                              Stressin how hardcore and real she is
                     She was really the realest, before she got into showbiz
                               I did her, not just to say that I did it
                          But I'm committed, but so many niggaz hit it
                   That she's just not the same lettin all these groupies do her
                      I see niggaz slammin her, and takin her to the sewer
                         But I'ma take her back hopin that the shit stop
                            Cause who I'm talkin bout y'all is hip-hop
                                        –Common Sense23



       In “I Used to Love H.E.R.,” Common Sense, personifies hip hop and describes

the evolutionary journey “she” undergoes. I argue that this path of hip hop he

describes is characteristic of the developing divisiveness of the movement once it

became mainstreamed and exploited by the industry. Hip hop became a true pop

culture commodity and in the process it left behind some its resistive origins. Common

acknowledges that once hip hop gained its popular culture status it was susceptible to

the engineering, marketing, and rearrangement of the music industry, which is

reinforced by past productions of a deep-rooted culture industry. Culture in American

society is a controlled concept. The evolution and split of the hip hop movement is

inevitably a result of the power of the culture industry.

       Max Horkheimer and Theodor W. Adorno in the Dialectic of Enlightenment

(1997) describe the culture industry as a universal stamp, a systematic uniformity of

forms of art, especially those arts, which thrive on mass production. "Culture now

                                                    36
impresses the same stamp on everything. Films, radio and magazines make up a

system which is uniform as a whole and in every part (Horkheimer and Adorno, 1997,

p. 120)." Adorno (1991) clarifies that ‘industry’ is not to be taken literally. He says it

refers to standardization and the rationalization of distribution techniques, but not

strictly to production processes (Bernstein (ed.), 1991, p. 100).

       Horkheimer and Adorno (1997) argue that the culture industry is produced by a

combination of mass production and monopoly. They say,

       Under monopoly all mass culture is identical, and the lines of its artificial
       framework begin to show through. The people at the top are no longer so
       interested in concealing monopoly: as its violence becomes more open, so its
       power grows. Movies and radio need no longer pretend to be art. The truth
       that they are just business is made into and ideology in order to justify the
       rubbish they deliberately produce. They call themselves industries; and when
       their directors' incomes are published, any doubt about the social utility of the
       finished products is removed (Horkheimer and Adorno, 1997, p. 121).

As the discursive practices of those in control become more openly apparent, the

power of culture as an industry grows and its effects are more apparently felt. Because

millions of participating consumers fuel these industries, certain reproduction

processes become necessary and as classical economic models reassure, the required

supply must matches the demand for the product. Horkheimer and Adorno (1997)

claim that standards are based on consumer needs, therefore standards are usually

accepted with little resistance. Although Debord and others argue that these needs are

manufactured. Horkheimer and Adorno (1997) say the result is a circle of manipulation

in which the unified system steadily gains strength.

                                                 37
Whereas Horkheimer and Adorno argue that the manipulation of individual

consciousness represses the need for resistance, Arthur Asa Berger (1995) argues that

not only does the manipulation of consciousness result in repression of the culture

industry itself, but also in the repression of resistance against existing social and

ideological orders of control.

       Berger in Cultural Criticism: A Primer to Key Concepts, (1995) says the

purpose of the culture industry is to manipulate the consciousness of the masses in

order to maintain state repressive and ideological state apparatuses (p.45). “Capitalists

societies utilize the arts and the culture industries to maintain themselves and to

prevent revolution or radical social change (Berger, 1995, p.45).” Music as a “culture”

industry manipulates the audiences’ consciousness to complacently accept the

dominant social order. Berger (1995) describes a similar process, where culture

industries act more forcefully than manipulatively. He says interpellation is the

process by which cultural representations coerce individuals into accepting ideologies

carried by these representations (Berger, 1995, p. 57).24 Berger also notes that

reproduction and reinforcement work hand in hand to maintain this ideological control.

Industry controlled cultural commodities are governed by the realization of their

market value not by the variation of their content. In “Culture Industry Reconsidered”,

Adorno notes that Brecht and Suhrkamp, nearly thirty years prior to his work,

expressed,

       The entire practice of the culture industry transfers the profit motive naked onto
                                                 38
cultural forms. Ever since these cultural forms first began to earn a living for
       their creators as commodities in the market-place they had already possessed
       something of this quality. But then they sought after profit only indirectly, over
       and above their autonomous essence (Bernstein (ed.), 1991, p. 99).


Adorno connects a profit motive to the production of cultural forms. However, he

cautions that at a particular point profit became the only motive and autonomy no

longer a concern. Adorno implies that cultural reproduction is a characteristic of texts

produced by culture industry. In terms of the effect of reproductions of culture on the

masses, Adorno argues that there is a blind acceptance of routines and behavioral

patterns by the masses that has a detrimental effect on not only the differential lines

between art and reality, but also the reality of what is changeable and unchangeable

within society (Bernstein (ed.), 1991, p. 105). This blind acceptance also manifests as

a complacency of the masses.

       Attali (1985) notes that Gottfried Wilhelm Leibnitz describe the ideal political

organization as a ‘Palace of Marvels,’ which is a harmonious machine within which all

of the sciences of time and every tool of power are deployed.

       ‘These buildings will be constructed in such a way that the master of the house
       will be able to hear and see everything that is said and done without himself
       being perceived, by means of mirrors and pipes, which will be a most important
       thing for the State, and a kind of political confessional’
       (pg 7).

A ‘Palace of Marvel’ is exactly how the culture industry is governed as an Ideological

State Apparatus. Attali (1985) argues that eavesdropping, censorship, recording, and

surveillance are weapons of power. These weapons are exercised well by the culture
                                                39
industry, especially the power to censor and record noise. Attali (1985) adds,

       The technology of listening in on, transmitting, and recording noise is at the
       heart of this apparatus. The symbolism of the Frozen Words, of the Tables of
       Law, of recorded noise and eavesdropping—these are the dreams of political
       scientists and the fantasies of men in power: to listen, to memorize—this is the
       ability to interpret and control history, to manipulate the culture of a people, to
       channel its violence and hopes. Who among us is free of the feeling that this
       process, taken to an extreme, is turning the modern State into a gigantic,
       monopolizing noise emitter, and at the same time, a generalized eavesdropping
       device. Eavesdropping on what? In order to silence Whom (p. 7)?

The Culture Industry operates as the State’s gigantic noise emitter. It emits the noise of

reproduced and reinforced cultural value. It reproduces stereotypes and ideologies

which ruling elites maintain in order to ensure the existence of a permanent underclass,

and thus their financial stamina as top beneficiaries of the western capitalistic

economic order. It is the culture industry’s ability to disguise its manipulation of

consciousness, which enables it to control this machine. Adorno adds that the culture

industry uses its facade of concern for the masses in order to “duplicate, reinforce and

strengthen their mentality, which it presumes is given and unchangeable (Bernstein

(ed.), 1991, p. 99).” Attali (1985) also says that the banning of subversive noise is

necessary to curb the demands for cultural autonomy. He says totalitarian theorists

argue that bans on revolutionary art are used as controlled tonalism. Attali (1985) says,

       Support for differences or marginality: a concern for maintaining tonalism, the
       primacy of melody, a distrust of new languages, codes, instruments, a refusal of
       the abnormal—theses characteristics are common to all regimes of that nature.
       They are direct translation of the political importance of cultural repression and
       noise control (pg 7) (Attali, 1985).

       Modern musical distribution strategy contributes to social censorship of art and
                                                40
cultural reproduction. Attali notes that economic and political dynamics lead to the

investment in art, which then becomes controlled and industry-shaped art. Artists are

left with few options because they have less and less control over content artistically

speaking and it seems whatever is produced serves an ulterior function as commodity,

as reproduction, or as meaningless popularly accepted “noise”. Attali (1985) further

explains this phenomenon of control.

       The economic and political dynamics of the industrialized societies living
       under parliamentary democracy also lead power to invest art, and to invest in
       art, without necessarily theorizing its control, as is done under dictatorship.
       Everywhere we look, the monopolization of the broadcast messages, the control
       of noise, and the institutionalization of the silence of others assures the
       durability of power. Here, this channelization takes on a new, less violent, and a
       more subtle form: laws of political economy take the place of censorship laws.
       Music and Musicians essentially become either objects of consumption like
       everything else, recupertors of subversion, or meaningless noise (p. 8).

It is this type of cooptation of music, which helps to repress its capacity to be an agent

of social change and to motivate and encourage social and critical consciousness

amongst listeners.

       Various types of media reinforce different viewpoints, perspectives, and

ideologies. Music is not an exception. Berger (1995) says, media are most effective

when stimulating people and activating already stored material, which generates

desired responses. In addition he says, “people respond to works not on an individual

basis, but collectively, generally as part of an unrecognized massification or

mobilization of acceptance.” It is this individual choice, manifested in terms of

collective decision-making, which has enabled the success and thus maintenance of the
                                                41
culture industry of music, and furthermore the cultural production of popular hip hop.

Attali (1985) says,

       Music is prophecy. Its styles and economic organization are ahead of the rest of
       society because it explores, much faster than material reality can, the entire
       range of possibilities in a given code. It makes audible the new world that will
       gradually become visible, that will impose itself and regulate the order of
       things; it is not only the image of things, but the transcending of the everyday,
       the herald of the future. For this reason, musicians, even when officially
       recognized, are dangerous, disturbing, and subversive; for this reason it is
       impossible to separate their history from that of repression and surveillance (p.
       11).

Attali recognizes that artists are inevitably linked to the processes and goals of the

industry, which in turn reports to the demands of the State to operate within the

confines of subservience to the political economy. Horkenheimer and Adorno say the

effect of the culture industry in total is one of “anti-enlightenment” in which

enlightenment is described as the:

       The progressive technical domination of nature, becomes mass deception and is
       turned into a means for fettering consciousness. It impedes the development of
       autonomous, independent individuals who judge and decide consciously for
       themselves. These, however, would be the precondition for a democratic
       society, which needs adults who have come of age in order to sustain itself and
       develop (Bernstein (ed.), 1991, p. 106).

Horkenheimer and Adorno suggest that because culture industry acts as anti-

enlightenment, that it prevents the formation of necessary preconditions for

democracy. The “fettering of consciousness” they describe works against fully

developed adults’ ability to sustain and continue to develop a functional democratic

system. Attali further connects this construct of musical texts as part of the total

                                                42
construction of society. He says in the reality of everyday life, few are given a voice

(Attali, 1985, p. 8).

        The culture industry phenomenon and its manifestation in the music industry

have inevitably shaped the cultural shift of musical movements, especially the split of

hip hop into either the noise of a mass produced culturally-deafening industry or a

repressed, lost, and forgotten self supported underground whisper of empowerment.



The Undermining of the Hip Hop Movement

        The undermining of the hip hop movement has occurred primarily as a result of

power exercised by ideological state apparatuses such as the culture industry and mass

media. Indirectly, other ideological apparatuses such as education, the church, and

family also reinforce the power and control of the culture industry and mass media.

Studies on venue resistance25 and radio airplay trends26 exemplify the explicit policing

of hip hop, but few studies categorically look at ideological institutions and how these

“trusted entities” falsify, construct, and embed values, ideals, and stereotypes that

benefit the status quo. Even though this study separates the repressive state

apparatuses, such as the police, from the ideological state apparatuses, such as

education, it is important to think of these apparatuses as a system or machine that uses

specific parts to achieve particular goals. These apparatuses function in everyday life

and from remarkably early ages, individuals are socialized—ideologically-trained as a

result. Hip hop is a movement of no exception. From its mainstream birth, the
                                                43
traditional apparatuses (culture industry, mass media, education, church, family) as

well as some created apparatuses such as The Parents Music Resource Center27, have

worked to undermine the movement. This undermining, which has resulted in

divisiveness, manifests in both explicit and implicit ways. The culture industry and

mass media continue to have the most damaging impact on the hip hop movement.

       The culture industries and mass media work to construct hip hop for the

masses, this undermines its potential as an effective social movement. Hip hop artists

are caught between two worlds; one, which provides the riches, fame, and glory of

mainstream industry success, and another which leaves the artists to fend for

themselves as outsiders of the economic order, which ensures their survival, but

necessarily contradicts their politics. As a result, hip hop has undergone a divide. One

path of hip hop evolution is rich, famous, and glorified by mainstream industry and

maintains and reinforces governmental ideological controls by maintenance of

Repressive State and Ideological State Apparatuses. The other path of hip hop’s

evolution critiques governmental and industry power structures and control

mechanisms, but is often forced to operate outside mainstream recognition and success.

The latter path of hip hop gathers success on an underground, usually local small venue

circuit. Keith Negus in Music Genres and Corporate Cultures (1999), notes that Kevin

Powell, a hip hop historian, said in a magazine profile of Death Row Records

published prior to Tupac Shakur’s death:

       ‘There is no way to truly comprehend the incredible success of Death Row
                                               44
Records—its estimated worth now tops $100 million—without first
       understanding the conditions that created the rap game in the first place: few
       legal economic paths in America’s inner cities, stunted educational
       opportunities, a pervasive sense of alienation among young black males, black
       folk’s age-old need to create music, and a typically American hunger for money
       and power. The hip hop Nation is no different than any other segment of this
       society in its desire to live the American dream’ (Negus, 1999, p.84)

Powell acknowledges that the hip hop industry is no different then any other American

capitalist industry, which seeks to profit and make the rich richer, while keeping the

poor poorer. The “American Dream” here is discussed as the pursuit of money and

power and Powell makes the connection between the current direction of hip hop and

what life goals are ideologically embedded in the minds of youth—the goal of

achieving money and power. Negus (1999) adds,

       The approach to the relationship between rap music and the recorded
       entertainment industry that I am proposing here is more complex than the often
       narrated tales of co-optation, exploitation and forced compromise to a
       commercial agenda, although these pressures are certainly not absent. At the
       same time, it is an attempt to avoid the celebration of black entrepreneurialism
       or the endorsement of rap as a type of material success-oriented ‘fun
       capitalism’ (pg 85).

Here Negus points to the internal pathology of the movement as part of the complex

relationship between rap music and industry. I argue that the cooptation and

exploitation of rap is socially situated and ideologically grown as part of larger

political, economic, and social contexts. Negus says in his chapter titled, ‘Between the

street and the executive suite’, rappers simultaneously are identified with “the street”

but also take on the role as executives (Negus, 1999, p.85).

       This level of analysis points the finger at the “Othering”28 of the hip hop
                                                45
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Unmasking the Shifts and Impacts of Hip Hop

  • 1. UNMASKING HIP HOP: LANDSCAPING THE SHIFTS AND IMPACTS OF A MUSICAL MOVEMENT A Thesis submitted to the Faculty of the Graduate School of Arts and Sciences of Georgetown University in partial fulfillment of the requirements for the degree of Master of Arts in Communication, Culture and Technology By Shani Ali Smothers, B.A. Washington, DC April 29, 2004
  • 2. Copyright 2004 by S.A. Smothers All Rights Reserved iv
  • 3. UNMASKING HIP HOP: LANDSCAPING THE SHIFTS AND IMPACTS OF A MUSICAL MOVEMENT Shani Ali Smothers, B.A. Thesis Advisor: Matthew Tinkcom, Ph.D. ABSTRACT The hip hop movement originally grew out of the ranks of urban oppression in and around the New York City boroughs in the 1970s. The movement at that time used music, dance, and graffiti art to challenge status quo values, institutions, and the dominant order over society. In this study, I propose that the movement of hip hop has changed due to an ideological split manifesting within the culture. I hypothesize that the rap facet of the hip hop movement has divided and is traveling two extreme paths, one which maintains and reinforces the dominant order of society and one, which critiques this order. This divisiveness of hip hop is a result of the culture industries, but moreover the hip hop community has allowed the movement’s original purpose, as an outlet to critique society and politics, to be redirected. This study attempts to make sense of what has caused this division and the impact this now divisive movement has on listeners’ mentality, ideological preferences, and social and political engagement. Hip hop is an undeniable social force for youth, particularly urban youth. This musical form exercises its force by shaping the identities, and furthermore the social character of its listeners. It grooms individuals, particularly youth to accept or reject their economic, political, and social conditions. The future path of the hip hop movement is v
  • 4. uncharted. Ultimately it is up to the hip hop community to accept or reject the current construction and appropriation of this musical form, which potentially can work as an agent of social and political change. vi
  • 5. PREFACE Over time, hip hop music has had its share of academic supporters as well as critics. One particular academic article motivated me to work on this topic. “Music and Music Videos” by Christine H. Hansen and Ronald D. Hansen (Oakland University) in Dolf Zillmann and Peter Vorderer’s Media Entertainment: The Psychology of Its Appeal (2000), enraged me and filled me with a need to respond intellectually. Hansen and Hansen (Zillman and Vorderer, 2000) make questionable statements such as, “…BET (Black Entertainment Network) offers music videos for a (mostly) Black audience.” First of all BET stands for Black Entertainment Television NOT Black Entertainment Network. Secondly, it is a questionable fact that BET’s audience is mostly Black. Assumptions such as this example absolutely need data to support them. In the authors’ discussion of popular music and its appeal, they mention rap and “gangster rap” as having negative effects, but they fail to mention any rap that is positive or socially/politically conscious. They also fail to qualify any historical contexts from which rap arose. The section on rap music has a blatantly negative tone filled with negative generalizations about rap, rap fans, and the effects of rap music. Not only did this article contain statements, which were questionably false or had no evidence to support them, but also the authors admitted that their sample of 100 participants was predominantly female and 96 percent of White descent. It is this type vii
  • 6. of intellectualism, which is often fed to the public through articles and segments about hip hop. Realizing that every academic writer has his or her biases, I am not offering a critique of Hansen and Hansen’s opinions, but their method. Acceptable academic work typically covers various perspectives on the chosen topic and then offers a unique perspective. Additionally, intellectualism typically uses sourced information and thoroughly structured samples, surveys and results. These authors should have written on the White female perspective on hip hop, rather than making generalizations about a hip hop culture based on this non-representative sample. Hansen and Hansen have much to learn about hip hop and maybe a better approach in the future would be to gather findings from individuals who listen to and are affected by hip hop. With this in mind, I have derived this study of hip hop by drawing from a wealth of academic subjects such as, African American studies, African studies, anthropology, communications, cultural studies, education, history, liberation theology, media studies, musicology, political science, poverty studies, sociology, sociolinguistics, as well as academia on hip hop. Although Chapter 5 of this study uses a convenience online sample to describe how hip hop can be connected to several ideological and behavioral patterns, the methods used are statistically accurate and the results are of sound use in the pilot study. For every bad apple, there are several good ones. This is to say that for every anti-intellectual piece written on hip hop, there are ten times as many thorough and intellectually stimulating pieces on this cultural art form. viii
  • 7. Hip hop is a dynamic musical movement, which impacts the lives of individuals, communities, and cultures, especially American culture. Hip hop, over time, has proven its viability and its power of influence—its potential to change the world in which we live. ix
  • 8. ACKNOWLEDGEMENTS Special Thanks goes to: Dr. Matthew Tinkcom, my thesis advisor, for all of your support, understanding, and advice. Thank you for your Georgetown presence, your enlightening perspectives and for encouraging me and other students to think ‘outside of the box’. Dr. Diana Owen, my second reader, for your tireless dedication to the students, your amazing statistical expertise and for your interdisciplinary and unbiased perspectives. Dr. Richard Wright, my third reader, for your dedication to social change, your enlightening cross- generational perspective and for challenging me and other students to take the extra step in critical analysis. My fellow Thesis Colloquium students for your comments and criticism, which helped me to improve my content. Dr. Pensri Ho and Professor Jessica Davis for your dialogue which particularly helped to shape this research. CCT alum, Autumn Lewis (’03), for being my CCT saving grace and opening my eyes to the power of selection. Robert Pham for all of the technological support and genuine care and support of CCT students. Heather Kerst, Davina Sashkin, Kendra Fowle, and Tonya Puffet for all of the administrative support. Dr. Mikell, Bernadetta Killian, Veronique Dozier, and Denis Williams for all of your support and for helping me to have such a remarkable experience in Tanzania. To all of the students, professors, and others whose conversations and dialogue helped to shape my project. My editors and proofreaders: Letita Aaron, Elaine Ayensu, Dr. Pensri Ho, Allissa Hosten, Kisha Ross, Dejuan Stroman and Grant Tregre. Father Phillip Linden, Jr., S.T.D, Ph.D for helping me to change my perspective, my goals and my life for the better and to fulfill my purpose. To my mother, Gladys Cole, for her unconditional support, her endless sacrafice for her children, and for envisioning my infinite potential. To my fathers, James Smothers III and Lionel Cole, for all of your love and support over the years. To my siblings, Malaika, Kiesha, Dale Janette, Jimmy, Courtney, and Gabriel, for all of your love and support. x
  • 9. To my friend, confidant, and soul-mate, Grant, for all of your love, support and encouragement. Thank you for believing in me. Special Thanks goes to the Johnson, Cole, Smothers, Hicks, Doyle, Reels, Reese, Ward, Caldwell, Cochran, Lewis, Rhodes, Tregre, Rovaris and Hebert families for all of their love and support. xi
  • 10. TABLE OF CONTENTS Cover Sheet………………………………………………...……………………………i Abstract……………………………………………………………………………....…ii Preface…………………………………………………………………………………..v Chapter I: The Changing Face of Hip Hop—The Movement of this Musical Continuum……………………………………………………………………………....1 Defining and Reinventing Hip Hop………………………………………………...…..3 Contextualizing the Evolution of Hip Hop……………………………….………….....6 Project Summary………………………………………………………….…………….9 Chapter II: Exploring the Functionality of Hip Hop: Moments and Evolution……....12 The Communication and Communal Functions of Music……………………………13 Hip Hop’s Communication and Communal Functionality………………………..….18 Staccato Moments in Hip Hop History………………………………..….…………..22 The Sub-Genres of Hip Hop………………………………..…………….………..…24 Summary: Beyond Moments and Functions……………………………...………..…26 Chapter III: Power, Culture Industry, and Hip Hop as an Undermined Movement….28 The Power of the Repressive State and Ideological State Apparatuses………………30 Mechanisms of Power and Social Movements…………………………...…………..32 The Power of the Culture Industry…………………………………………………....36 The Undermining of the hip hop Movement………………………………………....44 Summary……………………………………………………………………..……….52 . Chapter IV: Words Are Weapons: The Hip Hop Language Dialectic………………..53 The Power of Music Language…………………………………...…………………..56 Lyrical Analysis……………………………………………………….…………..….59 Summary…………………………………………………………………………...…93 Chapter V: Hip Hop’s Impact on Mentality, Ideological Preference and Political and Social Activity…………………………………………………..…………………....96 Methodology……………………………………………………………………..….100 Sample Characteristics…………………………………………………………..…..100 Variable Description………………………………………………………………...102 Results: Ordinary Least Square Regression Analysis……………………………….102 Results: Logistic Regression Analysis………………………………………………107 xii
  • 11. Results: Correlation Analysis……………………………….………………………..108 Discussion of Results……………………………………………………………...…111 Summary……………………………………………………………...……………...123 Chapter VI: Conclusions: Understanding Hip Hop’s Potential and Moving Toward a Collective Movement……………………………………………………………...…132 Future Research………………………………………………………………………134 What is in Hip Hop’s Future…………………………………………….…………...136 Notes……………………………………………………………………………...….139 Bibliography………………………………………………………………………….149 Statistical Appendix A……………………………………………………………….156 Statistical Appendix B……………………………………………………………….161 Statistical Appendix C……………………………………………………………….170 xiii
  • 12. LIST OF FIGURES AND TABLES Figure 5.1: Race and Ethnicity Demographics Table 5.1: Dependent Variables Table 5.2: Independent Variables Table 5.3: Regression Analysis Table 5.4: Logistic Regression Analysis Table 5.5: Correlation Analysis I Table 5.6: Correlation Analysis II xiv
  • 13. It is past time for all poor people to release themselves from the deceptive strangulation of society, realize that society has failed you; for an attempt to ignore this system of deception now is to deny you, the need to protest this failure later. The system has failed you yesterday, failed you today, and has created the conditions for failure tomorrow _John Africa 1 The black revolutionary writer Frantz Fanon once asserted that each generation, out of relative obscurity, must discover its own destiny. Then it has a choice: it may fulfill that destiny or betray it. How can today’s rising generation of African- American young people come to terms with their own destiny? What is the meaning of the challenges and opportunities that history has planned for them? What kind of ethics or moral anchor is required for group empowerment and collective advancement? —Manning Marable2
  • 14. Chapter I The Changing Face of Hip Hop—The Movement of this Musical Continuum Hip hop is not a political movement in the usual sense. Its advocates don’t elect public officials. It doesn’t present a systematic (or even original) critique of white world supremacy. Nor has it produced a manifesto for collective political agitation. It has generated no Malcolm X or Dr. King. It has spawned no grassroots activist organization in the order of the Southern Christian Leadership Conference, the Black Panther Party, NAACP, or even the Country Music Association. Hip hop has actually had surprisingly little concrete long-term impact on African-American politics. It has made its mark by turning listeners onto real political icons (Malcolm X), radical organizations of the past (The Black Panther Party), and self-sufficient operations of the present (the Nation of Islam). It spread the word about the evils of apartheid. It articulated and predicted the explosive rage that rocked Los Angeles in 1992. It has given two generations of young people a way into the entertainment business and an uncensored vehicle for expression. —Nelson George3 Rap music is, in many ways, a hidden transcript. Among other things it uses cloaked speech and distinguished cultural codes to comment on and challenge aspects of current power inequalities. Not all rap transcripts directly critique all forms of domination; nonetheless, a large and significant element in rap’s discursive territory is engaged in symbolic and ideological warfare with institutions and groups that symbolically, ideologically, and materially oppress African Americans. In this way, rap music is a contemporary stage for the theater of the powerless. On this stage rappers act out inversions of status hierarchies, tell alternative stories of contact with police and the educational process, and draw portraits of contact with dominant groups in which the hidden transcript inverts/subverts the public, dominant transcript. Often rendering a nagging critique of various manifestations of power via jokes, stories, gestures, and song, rap’s social commentary enacts ideological insubordination. —Tricia Rose4 Both Nelson George and Tricia Rose portray accurate depictions of the current state of hip hop, especially the culture’s facet of rap music. While George discusses hip hop’s social and political shortcomings, he also articulates this movement’s greatest social and political triumphs and furthermore its potential to impact individual 1
  • 15. consciousness. Rose, in particular, illustrates one path of the present divergent directions of this underestimated and furthermore underplayed musical movement. Since its origins, rap music has possessed an element, which critiques dominant institutions and values; but in the last two decades, it has also moved towards the maintenance of dominant ideologies and institutions. Just as rap music challenges domination, powerlessness, and oppression of the American poor, it also has moved to maintain dominance, increase and reinforce powerlessness, and contribute to the material, economic, and political manipulation of the urban oppressed. Rap is a hidden transcript, but as George and Rose suggest, it has moved along a different political and social plane than traditional activism or leadership. Rap has made its mark by spreading ideological, political, and social messages, which undeniably have an impact on individuals as well as society at large. How is it possible that this musical form engages in a critique of the American political economy, while still confined to economic, political, and social subservience? This question brings to bear the reality of all American-based social movements, which either achieve success based on skillful and effective critique within the bounds of the economic, political, and social order, or succumb to failure as a result of infiltration and divisiveness. George (1998) says that it is essential to understand that values, which underpin hip hop, are by products of the function and dysfunction of the American cultural context.5 2
  • 16. In this study, I intend to connect hip hop to the American context by showing how it maintains and reinforces American repressive and ideological apparatuses, while simultaneously critiquing these institutions and power structures. By situating this musical art form within the social context of American life, it can then be positioned as a social and political force, which exercises influence over individuals. Defining and Reinventing Hip Hop Trying to devise a clear-cut definition of hip hop is a challenging task. Artists, record executives, academics, and critics define hip hop in several different ways. As with any term in need of definition, it is advisable to reflect on various perspectives and then try to potentially formulate a comprehensive definition of the term. In the early 1980’s, published definitions of the term hip hop were scarce, but currently hip hop is defined and seriously discussed in several academic discourses. Its definition is multi-faceted and it has changed to fit sporadic inner-city urban cultural shifts. Todd Boyd in The New H.N.I.C.: The Death of Civil Rights and the Reign of Hip Hop (2003) states, Hip Hop 101; rap is the act of rapping, spittin’ rhymes over beats produced by a DJ…The word ‘rap’ also came to denote the more popular aspects of the genre by the mainstream, and this label was also used by true heads to call out anyone who was thought to be abandoning the culture’s roots. As the age-old assumption goes, as one becomes more popular or mainstream, the less politically engaged and substantive the music would become. Hip hop changed the game on this though (Boyd, Todd, 2003, p. 45). 3
  • 17. As Boyd (2003) notes, the transformation of hip hop over time has left us with this distinction, which has had complex effects. “Rap is what you do; Hip Hop is what you are. Rap is the act; Hip Hop is the culture (Boyd, 2003, p. 48).” Hip hop is a testament to the strength of the oppressed, which have and continue to overcome the obstacles that American life often imposes on inner-city urban communities, especially the youth (Boyd, 2003, p. 152). Boyd suggests an age-old assumption that says, as rap artists become more popular, the less politically or socially engaged the music becomes. Boyd is correct in his conclusion because hip hop often uses its popular status to channel social and political messages. Hip hop is a movement that evolved over a long time span and is not just a historical moment in the urban cultural experience. Alonzo Westbrook in Hip Hoptionary: The Dictionary of Hip Hop Terminology (2002), defines hip hop as, The artistic response to oppression. A way of expression in dance, music, word/song. A culture that thrives on creativity and nostalgia. As a musical art form it is stories of inner-city life, often with a message, spoken over beats of music. The culture includes rap and any other venture spawned from the hip hop style and culture (pg 64). Westbrook makes an important point, hip hop has always creatively drawn on nostalgia in order to connect to its audience. This nostalgia could be musical, social, or even political, but in almost every instance it reflects collective experiences of the urban poor. George says that hip hop at its most fundamental level is a product of the post- civil rights era—a multifaceted culture born of African American, Caribbean American 4
  • 18. and Latin American youth in and around New York in the 1970s (George, 1998, p. viii). Rose (1994) reiterates these points, Hip hop is a cultural form that attempts to negotiate the experiences of marginalization, brutally truncated opportunity, and oppression within the cultural imperatives of African American and Caribbean history, identity, and community. It is the tension between the cultural fractures produced by post- industrial oppression and the binding ties of black cultural expressivity that sets the critical frame for the development of hip hop (p. 21). Rose emphasizes that hip hop culture grew from attempts to negotiate the oppressive experiences of youth living in the multicultural environment of the New York boroughs. New York youth in this transition, were relegated to the margins as a result of post-industrial economic backlash, rapidly changing political landscapes, and shifts from segregation to multicultural integration and back to cultural polarization. These divisive circumstances of cultural communities in New York fueled the fusion of a unified hip hop cultural community. This study will show that academics, critics, and rappers appropriate these and other definitions of hip hop as needed. It should be noted that hip hop in the 1970s could be thought of as a single culture with distinctive elements, whereas over the last decade hip hop has become more like a melding of several local and regional cultures and sub-cultures. In a broader sense, I realize that hip hop is regarded as the culture and rap as one facet of that culture. For the purposes of this study, I use hip hop and rap interchangeably. These definitions of hip hop and rap will be useful in further 5
  • 19. discussions of the evolution of this culture and particularly the changing landscapes of rap music. Contextualizing the Evolution of Hip Hop Hip hop is a form of communication and an agent of community building. In the past, various genres of music have served particular functions. Music often supplied responses to societal or community needs. American hip hop emerged at a time when the inner city youth of New York needed an outlet to express emotion about the social ills they faced and the environmental, political, and economic conditions of their marginalization. Hip hop, in these early stages, operated as a force, which challenged the social, political, and economic order of American society. It used its communicative power and its ability to reach the masses to engage the urban oppressed. The hip hop movement did not emerge spontaneously, but followed the historical and social pattern of movements born out of inequality and subsequent communal uprising. The hip hop movement is the musical successor to movements, which attacked social inequalities of the 1950s and 1960s. Maultsby (1985) says, “new styles, rather than evolving independently, arise out of existing traditions (Berry and Manning-Miller (eds.), 1996, p. 266).” She explains this in terms of the evolution of conscious music into the formation of rap. She says that rap music discloses shifts in values, attitudes, and social needs.6 These social needs, which Maultsby mentions, now 6
  • 20. have become part of a market-embraced display of popular culture. Pratt (1990) discusses what he terms ‘emancipatory uses’ of popular culture. He says popular culture is emancipatory when it challenges dominant institutions (p. 14). He notes a parallel in Douglas Kellner’s (1987) work, “TV, Ideology, and Emancipatory Popular Culture”. “Emancipatory” signifies emancipation from something that is restrictive or repressive, and for something that is conducive to an increase of freedom and well-being. Such a conception, as Kellner describes it, ‘subverts ideological codes and stereotypes…It rejects idealizations and rationalization that apologize for the suffering in the present social system, and, at its best, suggests that another way of life is possible’ (Pratt, 1990, p.14). These emancipatory functions of music still exist in hip hop music. Some forms of hip hop continue to challenge dominant institutions and situations of inhumane cultural practices that contribute to the marginalization of the poor. Hip hop also functions as a communal backbone to support an identification in collective values. Pratt (1990) says music like any other form of art is an ‘impulse of opposition to existing conventions’.7 Pratt (1990) elaborates on this reinforcement of support and morale. He says music serves as “substitute imagery,” which mediates experience (p. 5). Music mediates individual experiences, though perhaps not to the same degree as television. Nevertheless, it creates a commonality of cultural experience that remains part of each individual’s cultural heredity (Pratt, 1990). Though Pratt speaks of this phenomenon in terms of elites that control culture industries, which then use rap to manipulate the public, this script is flipped by socially conscious music that uses critique to attack 7
  • 21. dominant ideologies and institutions. Music often embodies cultural and social commonality. Furthermore, he asserts that music has the capacity to create and reflect community forms—it is the product of social relationships within a community (Pratt, 1990). As E.P. Thompson (1963) notes, that class as a social relationship must always be situated in a pragmatic context (Pratt, 1990). Pratt (1990) explains the functional use of music, which can be seen in all forms of music produced from the experiences of the African and African in America. Hip hop reinvents their historical experiences to shed light on the present situation of communal oppression facing the multicultural American lower working class, and furthermore, it helps to build on the global community of those oppressed everywhere. “Serving cultural and social purposes, rap music provides a vehicle for group interaction, an outlet for creative expression, and a forum for competitive play (Berry and Manning-Miller (eds.), 1996, p. 256).” The appropriation of rap music as a force, which maintains the current social and political order, is to combat its effectiveness as a threat to this order8. Societal constructions of Blackness9, and furthermore the construction assigned to all urban youth, particularly males, historically have operated as forces which combat the potential threat of these social actors.10 Rose (1990) says in “Never Trust a Big Butt With A Smile,” The history of African –American music and culture has been defined in large by a history of the art of signifying, recontextualization, collective memory and resistance. ‘Fashioning icons of opposition’ that speak to diverse communities is part of a rich Black American musical tradition to which rappers make a significant contribution (Bobo, 2001). 8
  • 22. Rose is one of the first critical theorists to recognize the positive contributions rap has made to the establishment of community and collective consciousness. It is important, however, to recognize the negative impacts of rap music that emphasizes and encourages acceptance of status quo values, solutions, and maintains ruling elite’s political and ideological power over the masses. The connection between consciousness and cultural expression has the potential to evidence hip hop’s success and failure as a social movement. Project Summary The purpose of this study is to explore the duality of the hip hop movement and how it has shaped the divergent paths in which rap music has and continues to travel. This study proposes to answer the following research question: How has the division of the hip hop movement given way to two extreme-driven paths of rap music; on one hand, hip hop provides political and social criticism, on the other hand, it has some adverse characteristics and consequences. Rap music while critiquing Althusserian Repressive State Apparatuses (prison system, courts, governing bodies, etc…) and Ideological State Apparatuses (education system, churches, media, etc…), it also maintains and reinforces those values and institutions. Chapter III will theoretically situate this project by providing a foundation of how power mechanisms, the music industry, and furthermore the culture industry have ushered this divisional path of rap 9
  • 23. music and its influence. Chapter IV will explicitly focus on the language of hip hop and how rap lyrics evidence this divisional shift of hip hop. Finally, Chapter V presents a pilot study on how this division and the resulting paths of rap music have affected individuals situated within the hip hop community in terms of mentality, ideological preference, and social and political engagement. This study primarily focuses on the language and lyrics of hip hop which inevitably shape individual perception by influencing attitudes, ideological preferences, and furthermore social and political engagement. Just as William Eric Perkins11 gives a fresh perspective on rap music’s ongoing and bewildering love/hate relationship with American society and its role in the continuing evolution of popular culture, this study intends to give a fresh perspective on rap music’s role in shaping individual attitudes, ideological foundations, and social and political action. Recent research on hip hop and politics studies how hip hop actors have stepped into the realm of social and political activism. This study is more concerned with how the music, itself, plays a role in the formation of character—how it grooms individuals towards complacency, disengagement, or activism with American society. This study will show that the hip hop movement is more than celebrities raising money or publicly supporting causes—it is a movement because its music and language affect individual mentality, ideological preferences, and social and political participation. Thus, this study will unmask hip hop by landscaping the shifts in this musical movement as well as by showing how this musical phenomenon acts as a socializing agent. 10
  • 24. Chapter II Exploring the Functionality of Hip Hop: Moments and Evolution “I met this girl, when I was ten years old And what I loved most she had so much soul She was old school, when I was just a shorty Never knew throughout my life she would be there for me on the regular, not a church girl she was secular Not about the money, no studs was mic checkin her But I respected her, she hit me in the heart A few New York niggaz, had did her in the park But she was there for me, and I was there for her Pull out a chair for her, turn on the air for her and just cool out, cool out and listen to her Sittin on a bone, wishin that I could do her Eventually if it was meant to be, then it would be because we related, physically and mentally And she was fun then, I'd be geeked when she'd come around Slim was fresh yo, when she was underground Original, pure untampered and down sister Boy I tell ya, I miss her.” Common Sense12 In this verse, the artist Common Sense, now known as just Common, personifies his relationship with hip hop music. This relationship with the opposite sex that he describes is undoubtedly his relationship with his other half—hip hop. By reviewing academic and non-academic intellectualism, this chapter intends to explore hip hop’s total being; her definitions, her history, her function and her evolution. Common’s nostalgia for the old hip hop he knew evidences the ‘evolutionary’ or 11
  • 25. ‘counter-evolutionary’ path this culture has taken and the joy ride it has endured. The original flow of resistance, which mainstreamed into a commercially viable industry has taken society on a full throttled ride leaving a distinct mark on American urban culture. The Communication and Communal Functions of Music In order to indulge in a discussion of hip hop as a musical movement, it is necessary to situate this movement historically. Black music, including hip hop, has served both communication and communal functions. These functions of music have paved the way for hip hop to engage and disengage individuals. Something to note is that the Black musical continuum serves as only one of the three cultural contexts within which hip hop can be historicized.13 Music has been used to help preserve communication and thus community, especially by the use of language within musical texts.14 Musical language, and particularly hip hip language, functions as a force, which communicates to urban communities. It can build and preserve these communities or divide them. For Africans and Black-Americans, music as communication dates back to the indigenous tribal experiences. The Scottish surgeon, Mungo Park, is noted as the first European to explore the region of the middle and upper reaches of the Niger River, which is the land of the Mandingos and Malinkes. Park describes the connection between music and language through the form of poetry.15 Angela Davis in “Black 12
  • 26. Women and Music: A Historical Legacy of Struggle” says that West African music functioned as more than an external tool—more than music, which facilitates human activity. Music was inextricably embedded in the activity itself (Bobo, 2001). Thus music was not employed as an aesthetic instrumentality, external to work but facilitating its execution; rather, work songs were inseparable from the very activity of work itself. Janheinz Jahn has referred to the West African philosophical concept of Nommo—‘the magic power of the word’—as being the very basis of music. According to the world-view of West African culture—if such a generalization is permitted—the life force is actualized by the power of the word (Bobo, 2001). This power of the word is a clear retention, which reappears, in conscious music across history and cultures. This instrumentality of Nommo also shows up within the plantation community in new form—work songs, which though grounded in the foundation of West Africa, evolved to serve new functions as well. Music has always resided in the realm of freedom—has always had a role in concrete historical and social transformations (Pratt, 1990). Davis says that Harriet Tubman’s spirituals were functional in relaying concrete information and collective consciousness about the struggle for liberation (Bobo, 2001). She infers that collective consciousness of freedom is not a result of oppression, but rather communal resistance must be taught. Tubman contributed to these teachings by the music and content of her spirituals. Karl Mannheim (1936) says the spirituals established by the plantation community suggest that music may function in a profoundly utopian way. Spirituals were the plea of slaves to transcend the existing order of slavery and oppression. During Reconstruction, a cruel and sorrowful time for newly freed slaves, the 13
  • 27. musical art form of Blues developed and was used as a communicative channel to voice the conditions of oppression faced by the communities of freed slaves. This new form of music drew on personal trials, which arose as a result of a collective experience. Pratt says the Blues were understood in terms of meaning established by a community.16 The Blues, as M. Dyson (1993, 1997, 2001) notes thrived on its ability to spew forth reality to its audiences. Dyson also says this realism within blues appears in more modern forms of conscious music. African American culture places high value on ‘telling it like it is.’ Again, this realism is reflected in the lyrics of the blues and gospel music (White and Parham, 1990) as well as rap and hip-hop music, all of which portray the difficulty of life and advise a cool steady, and persistent toughness needed to overcome this difficulty (Hecht, Jackson, and Ribeau, 2003). This type of realism-based communication has always been instrumental in the preservation of identification in a collective experience of struggle. Black musical forms have been noted to “tell it like it is.” From tribal songs within West African culture to spiritual; blues to jazz; soul to hip-hop; the reality of collective Black experiences has always been communicated through music. In addition to serving as a channel of communication, music has served as a catalyst for the establishment and reestablishment of community. In African tribes music was essential to communal life. Davis says West African music was always functional—inextricably linked to communal economics, interrelationships, and spiritual pursuits.17 Park also describes the West African function of music as a means of preserving community. His description of the function of West African music 14
  • 28. resembles music’s function within the plantation community. They lightened their labor by songs, one of which was composed extempore, for I was myself the subject of it. It was sung by one of the women, the rest joining in a sort of chorus…Among the free men [in the slave-coffle procession] were six Jillikea (singing men) whose musical talents were frequently exerted, either to divert fatigue or obtain us a welcome from strangers (Southern (ed.), 1983). The plantation community utilized the creative expression of music to voice their consciousness of personal struggle and alleviation from suffering. Comparatively, the free Black community during Reconstruction and Segregation used music to voice their personal struggles, which pertained to a collective experience. Ernest Borneman describes a scenario in his account of songs sung by Africans in America. He says one type of song was, “used by workers to make their task easier: work songs to stress the rhythm of labor, group songs to synchronize collectively executed work, team songs sung by one team to challenge and satirize the other (Bobo, 2001).” Pratt (1990) further elaborates on the oppositional character of work songs as being a critical form of collective consciousness. Collective forms of oppositional consciousness grew under the very eyes of the overseer. As Alan Lomax put it concerning work songs, “Here, right under the shotguns of the guards, the black collective coalesced and defiantly expressed its unity and belief in life, often in ironically humorous terms (Lomax, 1977)!” (Pratt, 1990). Music in this way contributed to the physical and spiritual survival of slaves on the plantation. It was used as a spiritual escape from the daily physical brutality suffered by Black people under the institution of slavery. James Cone, noted in his insightful 15
  • 29. theological research, says Black music has been essential to the unity and the realization of collective struggle and liberation. Davis dutifully notes Ma Rainey as an example of music, which strengthened community based in identification of struggle related to race, gender, and class collective experiences. Davis says, Ma Rainey, on the other hand, performed in circuses, tent shows, minstrel and medicine shows, singing all the same about the Black predicament and establishing the basis in song for the sharing of experiences and forging of a community capable of preserving through private tribulations and even articulating new hopes and aspirations. Ma Rainey’s most essential social accomplishment was to keep poor Black people grounded in the Southern tradition of unity and struggle, even when they had migrated to the North and Midwest in search of economic security (Bobo, 2001). Davis further expands on Ma Rainey’s music as emanating from problems in personal relationships. “She [Ma Rainey] used creative expression to speak of sexual love, but metaphorically revealing economic, social, and psychological difficulties, which Black people faced during the post-Civil War era (Bobo, 2001).” The men and women of the Blues era used music to relate the personal experiences of, for example, losing a man or a job, which in turn voiced an experience, which others within the community could relate to their own similar experience. The Blues spoke of collective experience, but it manifests in terms of the individual. Cone (2001) says Black music “unites the joy and the sorrow; the love and the hate and the despair of Black people and it moves the people toward the direction of total liberation.” He also says that Black music shapes and provides a definition of Black being which creates cultural ties 16
  • 30. and forms the structure for Black creative expression. “Black music is unifying because it confronts the individual with the truth of Black existence and affirms that Black being is possible only in a communal context (Bodo (ed.), 2001).” Black music, which often arises from marginal and oppressed communities, functions to awaken a collective sense of struggle and furthermore a motivation to rise up against that source of struggle. Music was an important tool of empowerment—a strengthening arm of the Black community, providing hope and the possibility of improvement. Pratt (1990) states, Music functions in important ways as political behavior…However it has been used, throughout its history it has proven to be highly effective politically in terms of its instrumental utility (Billington, 1980). This function arises out of the unique ability of music seemingly to create a kind of spontaneous collective identity or facilitate the investment of people’s psychological energies. Pratt’s example gives music a direct connection to collective identity and the political behavior of communities. This foundation sets the stage for an exploration of the present forms of hip hop music which act as political agents spawning collectivity and social change. The present forms manifest in terms of hip hop and modern Soul music. Hip Hop’s Communication and Communal Functionality Hip hop’s form and function has given breath to its communicative capacity. Maultsby (1985) says new styles, rather than evolving independently, arise out of existing traditions. New forms of black musical expression are, in essence, new impulses drawn 17
  • 31. from the environment, blended with the old forms and given a new shape, a new style, and a new meaning…Black music is a manifestation of black culture and it serves a communication function within tradition. Because rap music exists as a functional entity within black America, the creation of this new style discloses shifts in values, attitudes and social needs (Berry and Manning-Miller (eds.), 1996). These social needs now have become part of a market-embraced display of popular culture that serves as an outlet to voice concerns to structural oppression. Hip hop has been and continues to be the voice of the voiceless. Boyd (2003) says, What I find so compelling is the way in which this relatively simple form of communication, rhymes over beats, however you slice it, is truly quite complex. Because Black people have always had to make do with so little, the relative abundance of one’s own words is at times all we have to use in fighting against a corrupt and vicious society (pg 143). Even in its most irate and eclectic forms, hip hop continuously engages in some sort of fight against the dominant order of society. This is not to say that hip hop does not engage in contradiction as well. For every revolutionary or radical message, there is a corresponding mainstream, quieting and conformist message, and often this message, which conforms to the society at- large, prevails because of reinforcement from societal institutions and trends. Hip hop since its mainstreaming in 1979, has displayed the double-character of a fragmented community. It has been a viable communication method, which has expressed both distress and pride in the reality of oppression and its aftermath. Hip hop serves a second function as an agent of community and collective 18
  • 32. consciousness. In Marx and Engel’s on Literature and Art18, “It is not the consciousness of men [and women!-AYD] that determines their being, but, on the contrary, their social being that determines their consciousness (Bobo, 2001).” Davis expands on the Marx and Engel’s point that social consciousness does not occur spontaneously, but arises based on human life and concrete conditions within society (Bobo, 2001). Davis says, If it is true that music in general reflects social consciousness and that African American music is an especially formative element of Black people’s consciousness in America, the roots of the music in our concrete historical conditions must be acknowledged…And indeed, precisely because Black music resides on a cultural continuum which has remained closest to the ethnic and socio-historical heritage of African-Americans, it has been our central aesthetic expression, influencing all the remaining arts (Bobo, 2001). It is this particular connection between consciousness and cultural expression, which gives enlightenment to the rise of hip hop. The rhythmic retentions from African and Black American music as well as the language of the lyrics has enabled Black youth to reconstruct a community in which collective consciousness enabled the potential for social change. Over time, the strength of community has been recognized and targeted by governmental and nongovernmental institutions in order to maintain control over dissidence. Pratt (1990) notes in The Hidden Dimension by Edward Hall, he speaks of music as an element of communal cohesion. Human perceptions of the world are ‘programmed’ by the language spoken (Hall, 1969). Can music, itself a language and composed of language, program or ‘reprogram’ human existence? Because people live in communities, their popular music may become a significant constituent of community—however it 19
  • 33. is defined, whether spatially, denoting a particular location or milieu (Buttimer, 1973), or through psychological identification (Pratt, 1990). Pratt establishes music as part of a social relationship. “Music both creates and reflects forms of community…The music of a people is a social relationship (Pratt, 1990).” As E.P. Thompson (1963) notes with respect to social class, “The relationship must always be embodied in real people and in a real context (Pratt, 1990).” Pratt (1990) says that every form of modern popular music can be traced back to real people and real contexts. Pratt (1990) also notes an extremely important use of music, which can be seen in all forms of music produced from the experiences of the African and Africans in America. Music is used to construct some sense of collectivity memory, but what kind of memory is it? How is it used? What are the functions? What images does it maintain? Perhaps Orwell’s antiutopian projection of a brainwashed future has come about in ways more elegant and subtle and yet more total than he ever dreamed possible as a synthesized past is processed and bought (Mander, 1978). Yet, as the use of musical examples might suggest, it can also be a ‘usable’ past—a means of resistance and a way to revision the future through invoking past and presently used cultural materials (Hebdige, 1987). This dynamic is especially invoked as part of the backbone of hip hop. Rose (1990) says in “Never Trust a Big Butt With A Smile,” The history of African –American music and culture has been defined in large by a history of the art of signifying, recontextualization, collective memory and resistance. “Fashioning icons of opposition” that speak to diverse communities is part of a rich Black American musical tradition to which rappers make a significant contribution (Bobo, 2001). This form of music looks to the historical experiences of Africans and Africans in 20
  • 34. America to shed light on the present situation of communal oppression facing the American lower working class. Furthermore, hip hop has gained popularity with urban oppressed youth globally, making it a reference point for building a community of those oppressed everywhere. Staccato Moments in Hip Hop History In a Los Angeles hospital lobby in 1979, my mother, suffering from extensive labor pains, gave birth to me, her third child, standing up. The same year, conscious music was also being birthed again in America as a response to the third generation of labor, pains, and suffering. Whipped through the plantation slave community, reduced to mediocrity in the segregated community, and underdeveloped in the post segregated community, in the new generation of the oppressed, a new form of conscious music developed. Standing up and in pain, the impoverished and marginalized youth of the South Bronx borough of New York gave birth to a new voice in the eyes of mainstream America—hip hop. Hip hop may have been born to mainstream America, but it was its second or maybe even a third birth for this dynamic art form. This new form of conscious music lived and grew on the underground scene for some time before traveling its path to mainstream acceptance. Hip hop culture evolved from speeches, spoken words and poetry of resistance in the marginalized communities. Tricia Rose, one of the early 90’s hip hop scholars, said in Black Noise: Rap Music and Black Culture in Contemporary America (1994), 21
  • 35. Musical and oral predecessors to rap music encompass a variety of vernacular artists including the Last Poets, a group of the late 1960s to early 1970s black militant storytellers whose poetry was accompanied by conga drum rhythms, poet, and singer Gil Scott Heron, Malcolm X, the Black Panthers, the 1950s radio jocks, particularly Douglas ‘Jocko’ Henderson, soul rapper Millie Jackson, the classic Blues women, and countless other performers. Even before the 1960s, Nathan Davis (1996) notes, Although rap gained its popularity during the 1970s, its roots date back to the 1940s and 1950s when African American youth gathered on urban street corners to sing acapella and participate in ‘rap’ sessions. These sessions, in which young African Americans talked ‘jive’ to each other, told a story about an event or crisis that had affected the storyteller. The stories were revealed in a rhythmic and poetic manner, and always in a provocative and suggestive way. Rap evolved from a communicative form of arranging language in rhythmic patterns, which can even be said to date back to African tribes, and the words recited over rhythmic beats of the drum.19 In 1979, Sylvia Robinson of Sugar Hill Records created the Sugar Hill Gang and released the first known mainstream hip hop song, “Rappers Delight” (Rose, 1994). After “Rappers Delight” was released, the music industry, print media, and the fashion industry ‘discovered’ rap as a viable profit-making trend, which they needed to cash in on quickly before the fad of hip hop passed (Rose, 1994). Media quickly realized that hip hop culture was much more than a passing fad. This developing culture was attracting the lucrative youth market and soon became part of popular culture. 22
  • 36. The Sub-Genres of Hip Hop Davis (1996) hits the mark when he says, “Rap mirrors the rap artist’s society.” Just as society has been fragmented, rap has evolved in fragmented ways to reflect virtually all aspects of American social schizophrenia. Like the youth of New York in the 1970s, who found an alternative identity (Rose, 1994. p.34) and social status in hip hop culture, hip hop itself in various environments has undergone identity formation. Rose (1994) says, Identity in hip hop is deeply rooted in the specific and local experience, and one’s attachment to and status in the local experience, and one’s attachment to and status in a local group or alternative family. These crews are new kinds of families forged with intercultural bonds that, like the social formation of gangs, provide insulation and support in a complex and unyielding environment and may serve as the basis for new social movements (Rose, 1994, p.34). Hip hop’s specificity to the local experience of oppression resulted in the formation of alternative hip hop characters or identities. The generalization of these local experiences has added to the categorization of hip hop into sub-genres including, but not limited to, Gangster Rap, Message Rap, Popular Rap, Underground Rap, and Local Rap. Gangster Rap: According to All Music Guide to hip hop: A definitive Guide to Rap and Hip Hop (2003), gangster rap is described as having an edgy sound with abrasive lyrics that either accurately reflect reality, or exaggerate ‘comic book 23
  • 37. stories’(Bogdanov, etal., 2003). Message Rap: Definitions of political rap seem consistent with what I term ‘message rap.’ Political rap is hip hop, which merges rhymes with political philosophy to create a new style of rap. I add that message rap expresses frustration with power structures and economic, political, and social oppression. Popular Rap: The guide describes pop-rap as, “…a marriage of hip hop beats and raps with strong melodic hooks, which are usually featured as part of the chorus section in a standard pop-song structure. Pop-rap tends to be less aggressive and lyrically complex than most street-level hip hop, although during the mid-to late ‘90s, some artists infused the style with a more hardcore attitude in an attempt to defuse backlash over their accessibility (Bogdanov, etal. (eds.), 2003).” I would also add that popular forms of hip hop or rap have music industry backing because they can produce crossover sales with the American white hip hop audience as well as some global hip hop audiences. Underground Rap: I simply define underground rap as rap that is not mainstreamed, but passed along, heard, or sold, through an underground network of hip hop or rap fans. Underground rap is not mainstreamed to radio, television, or any other industry- controlled outlets. It does not seek commercial appeal, but it rather thrives on the 24
  • 38. support of live audiences. Sarah Thornton, in “Moral Panic, the Media and British Rave Culture,” says, “Undergrounds denote exclusive worlds whose main point is not elitism, but whose parameters often relate to particular crowds (Ross and Rose, 1994, p. 177).” Local Rap: Local rap is a unique style of rap that rises out of a particular local culture and experience and remains true to that particular local style of flow, local style of beats, and local vernacular of English. The Hip Hop Guide (2003) also defines other categorical distinctions of hip hop including: Alternative Rap, Bass Music, Christian Rap, Comedy Rap, Contemporary Rap, Dirty Rap, and Freestyle Rap, just to name a few. Summary: Beyond Moments and Functions This chapter discusses how music functions in society as a social force, and furthermore how hip hop as a communicative form socially functions to strengthen communities. The many births of hip hop convey this art’s communicative and social functions. Boyd (2003) sums up hip hop’s past, present, and future. He says, Hip hop is a lifestyle. It is an ideology. It is a mode of being. It is an all- encompassing life force that far supercedes any dismissive tactic from those whom Flava Flav once chided as ‘nonbelievers.’ No matter how much you want to dismiss it, it is still here, having passed many tests, and poised to triumph even more in the future (pg 152). 25
  • 39. It is these triumphs as well as failures of hip hop that I wish to further explore in subsequent chapters. Hip hop, as a movement, has triumphed as well as failed inner- city urban oppressed communities. These next chapters will grapple with how the split of the hip hop movement has occurred over the past two and half decades. This split is inevitably a result of historically situated economic, political, and social moments, which will be hermeneutically approached, focusing not just on individual moments. 26
  • 40. Chapter III Power, Culture Industry, and Hip Hop as an Undermined Movement Poet laureate of power, herald of freedom—the musician is at the same time within society, which protects, purchases, and finances him, and outside it, when he threatens it with his visions. Courtier and revolutionary: for those who care to hear the irony beneath the praise, his stage presence conceals a break. When he is reassuring, he alienates; when he is disturbing, he destroys; when he speaks too loudly, power silences him. Unless in doing so he is announcing the new clamor and glory of powers in the making…Ramblings of revolution. Sounds of competing powers. Clashing noises, of which the musician is the mysterious, strange, and ambiguous forerunner—after having been long imprisoned, a captive of power (Attali, 1985, p.11). Six short years after the mainstream birth of hip hop, Jacques Attali, through his analysis of music in Noise: The Political Economy of Music (1985), prophesized the great expansion and destruction of the movement known as hip hop. Attali’s description of the double character of musicians can be directly paralleled to the present lifestyle and career choices faced by contemporary hip hop artists. Hip hop artists can be likened to the musicians Attali describes; while noble, reassuring, disturbing, and loud, the creativity of hip hop artists can be simultaneously revolutionary, alienating, destructive and silenced. Over time, competing forces within hip hop have determined the path and pattern, whether chosen or contrived, of the movement’s evolution. Attali (1985) discusses music in terms of its economic and political attributes. He says the political economy of music is, More than colors and forms, its sounds and their arrangements that fashion 27
  • 41. societies. With noise is born disorder and its opposite: the world. With music is born power and its opposite: subversion. In noise can be read the codes of life the relations among men. Clamor, Melody, Dissonance, Harmony; when it is fashioned by man with specific tools, when it invades man’s time, when it becomes sound, noise is the source of purpose and power, of the dream—Music (pg 6). Music is an uncontestable source and subject of economic and social power, but I will argue that music is also a source of unseen political power. In noise can be read the codes of life which define relations, analyze, mark, restrain, train, repress, and channel the sounds of language, of the body, of tools, of objects, and of relationships between self and others (Attali, 1985, p.6). Attali recognizes the double character of music and musicians especially those who operate within the confines of the industry. In an attempt to understand the power dynamics used to control, maintain, and creatively direct the hip hop industry, this framework will explore these dynamics and how they apply to the hip hop movement This chapter will first define Louis Althusser’s concepts of the Repressive State and Ideological State Apparatuses. It will then delve into a theoretical framework of power and cooptation as it applies to the evolution of movements, especially hip hop. It will discuss the power mechanisms and exploitative channels by which hip hop has expanded, and been thus concurrently created and destroyed. Finally, this chapter intends to make sense of the relationship between the culture industry and the simultaneous success and failure of this musical movement. Overall, this chapter discusses the uses of power within industry to exploit and undermine musical 28
  • 42. movements, especially the hip hop movement. The Power of the Repressive State and Ideological State Apparatuses It is necessary to discuss power mechanisms and more specifically the specific power of the Althusserian concepts of State Repressive and Ideological State Apparatuses (Althusser, 2001). In order to understand what forms these constructs take in society, we must first comparatively define these terms. Althusser discusses the State in the context of power and power relationships. In this particular instance he positions the bourgeois class as the ruling class, which uses the State to ensure their domination over the working class, thus subjecting, by repression, the working class to the extraction of surplus value; capitalistic exploitation. Althusser’s concept of the State resembles the Marxist concept of the base. Marx discusses this same dynamic of the State, but in terms of the hierarchal levels it manifests. Marx conceived the structure of every society as constituted by ‘levels’ or ‘instances’ articulated by a specific determination: the infrastructure, or economic base (the ‘unity’ of the productive forces and the relations of production) and the superstructure, which itself contains two ‘levels’ or ‘instances’: the politico-legal (law and the State) and ideology (the different ideologies, religious, ethical, legal, political, etc.) (Althusser, 2001, p.90). The State is the economic, political foundation of any given society. It could also be referred to as what is thought of as the political economy. If we think about the State as this machine of repression, this complete and hierarchical control, then understanding its apparatuses becomes much clearer. Althusser (2001) says the State is the 29
  • 43. government, administration, army, police, courts and prisons—these institutions make up what he calls the repressive state apparatus (p. 92). With this theoretical base, Althusser’s concept of the Ideological State Apparatus can be discusses in relation to this Repressive State Apparatus. Althusser argues that when you think about power and certain classes or cultures that rise to power, they inevitably take their values, social norms; language and other aspects with them into power and these things become dominant (Althusser, 2001,p.98). For example, when Europeans colonized Africa and in turn rose to power within African countries, their European value systems, social norms and languages became the dominant ideological tools upon which the restructuring of society was based. Althusser further maintains that, “No class can hold State power over a long period without at the same time exercising its hegemony over and in the State Ideological Apparatuses.” Through institutions established early on as trustworthy, ideologies enforced by these institutions maintain subjugation to the State, or political economy and its state apparatuses, both repressive and ideological. It might be helpful to break down Althusser’s concept of the Ideological State Apparatus. Althusser describes this phenomenon as, “a certain number of realities, which present themselves to the immediate observer in the form of distinct and specialized institutions (p. 96).” The examples present are institutions in the form of religious, educational, family, legal, political, trade union, communications, and cultural. Whereas the Repressive State Apparatus functions by “violence,” the 30
  • 44. Ideological State Apparatus functions by ‘ideology’ (p. 97). This is what makes it powerful because it has the capacity to affect the unconscious, further enacting messages that by subliminal injection maintain subjection. Political class struggles revolve around the state and its execution of power via ideologically driven apparatuses. This is where Althusser gives the means to explore the Ideological State Apparatus, in terms of real world examples. He says that institutions like education, church, and communications, helped to repress the resistance of the marginalized by expressing contradictions, which inevitably divide. It is these types of institutions which are the most pertinent when discussing the hip hop movement. This is not to say that studies, which cite the blatant policing of rap, are not important.20 These studies are inextricably linked to this discourse. Blatant examples of how repressive state institutions (police, the courts, and the prison system) clearly define how policing and overt force is exercised to contain hip hop, but these are not the only mechanisms of power used to control rap. For the purposes of this study, I will focus on the subliminal forms of control, those mechanisms that use ideological manipulation to contain the hip hop movement. Mechanisms of Power and Social Movements In order to discuss the hip hop movement as a force caught in the dialectic of social subservience to Repressive State and State Ideological Apparatuses, the concept of power must be defined and then discussed in terms of its mechanisms. David A. 31
  • 45. Baldwin in Paradoxes of Power (1989), says, “[Power], in Max Weber’s classic definition, ‘is the probability that one actor within a social relationship will be in a position to carry out his own will despite resistance, regardless of the basis on which this probability rests’ (Weber, 1947, p.152). Power can be exercised in two ways: 1) through the use of overt force; 2) or through the use of influence, persuasion and sometimes manipulation. Althusser’s Repressive State Apparatus is characterized by the use of power by overt force, while the Ideological State Apparatuses exercise power by force which influences, persuades and often manipulates. Neither does conflict or fear necessarily accompany power and how it is exercised (Jackman, 1993, p. 29).21 This study will focus on the use of power in the more implicit forms—those used by the Ideological State Apparatuses to maintain societal order and control. A close examination of power and how it has been most successful in history will provide an enlightened view of the role of fear in exercising power. Power is most successfully imposed when exercised without using fear. Fear only induces resistance and thus the possibility of social revolution. Jackman (1993) suggests that fear is not the actor, which induces a relationship between influence and compliance, but moreover conditioning and socialization play key roles. Jackman describes force in a similar way. Like power, force involves a conflict of values, and therefore, of interests, Unlike power, force does not induce compliance: the exercise of force is instead an admission that compliance cannot be induced by other non-coercive 32
  • 46. means. Those who use force are indeed attempting to achieve their goals in the face of noncompliance (Jackman, 1993, p. 30). It is important to note that power necessarily involves a relationship, which is often negotiated, between actors. Crozier and Friedberg (1980) suggest, ‘[Power] can develop only through exchange among the actors involved in a given relation. To the extent that every relation between two parties presupposes exchange and reciprocal adaptation between them, power is indissolubly linked to negotiation: it is the relation of exchange, therefore of negotiation, in which at least two persons are involved (Jackman, 1993,p. 30)’ Not only can power only be exercised in the presence of at least two actors, it necessarily thrives on the unbalanced relationship between the actors. Shifts in power and resulting relationships born of these shifts inevitably foster social movements. Ron Eyerman and Andrew Jamison in Music and Social Movements (1998) say that social movements are central moments in the reconstitution of culture. Eyerman and Jamison’s cognitive approach to the study of social movements involves an in- depth analysis of the relationships between culture and politics; and music and movements, as collective learning processes (Eyerman and Jamison, 1998). These collective learning processes are constantly testing the universalibility of the normative order of civil society (Stewart, 2001, p. 261). Stewart (2001) also notes, ‘Their mechanism is the resolution of contradictions by argumentation or “critique”.’ Collective learning processes have therefore become the foundation for the model of modern society; the greater the extent to which social relations can be organized and integrated through the medium of such processes, the greater the possibility of the democratic organization of the well-being of society (Eder, 1993, p.24)’ (Stewart, 2001,p. 216). Because social movements enable this possibility for a truly democratic organization of 33
  • 47. society, they are dangerous because of their capacity to break down existing social orders that benefit ruling elites. Stewart (2001) says that social movements coexist with institutionalized order of economic policy and cannot be regarded as completely divorced as an emancipated critique because they draw on structural and institutional necessity, on social networks excluded from the dominant order (Stewart, 2001, p.225). He says social movements flourish on the necessity of constructed new political identities (pg 225) (Stewart, 2001). They cannot completely denounce ties to the dominant order of society because in part the movement in one way or another thrives on some of those dominant structures. Furthermore, the only accounts of successful movements in history were inevitably connected in many ways to dominant ideology, political and economic structuring, as well as social dynamics, which favored ruling elites more so than the oppressed. Stewart (2001) explains how the break down of conflicts based on the collective consciousness of class struggle were deemed as one of the most dangerous types of mobilization and thus demobilization of collective class conflicts occurred (Stewart, 2001,p.225). This is by far not the only means nor the most effective means of controlling social uprising. Over time, the strength of collective social movements has been recognized and targeted by governmental, nongovernmental, and private institutions in order to maintain control over social dissidence. History has proven that effective infiltration uses the power of implicit force in order to break down the organization, momentum, and support of the social movement. These implicit methods of force cause social movements to implode from 34
  • 48. within, thus disabling the movement’s capacity to communicate with its supporters and maintain a collective plan of action. One of the most important power dynamics used to control social movements is cooptation. According to the Cambridge Dictionary of American English (2003)22, cooptation is “creating alliances/arrangements with a group that allows you to redirect the groups priorities so they fall in line with the interest of the status quo.” Cooptation of movements uses collaboration and the arrangement of alliances in order to redirect the priorities and foundational goals of the movement. The cooptation of the hip hop movement began in 1979 with its birth, which was really a rebirth, of hip hop as a mainstream American phenomenon. The hip hop movement, which was quoted as a “passing fad” quickly gained mainstream success and spiraled into a corporate entity capable of creating, building, and redirecting profit, but always subject to industry control. One of the most instrumental mechanisms of power used to co-opt the blossoming movement of hip hop is ideology. Whether it was imparted through the lyrics, through videos, or used to shape artists, ideology has played a key role in the split of the hip hop movement. The Power of the Culture Industry I might've failed to mention that this chick was creative But once the man got you well he altered her native Told her if she got an image and a gimmick that she could make money, and she did it like a dummy Now I see her in commercials, she's universal 35
  • 49. She used to only swing it with the inner-city circle Now she be in the burbs lickin rock and dressin hip And on some dumb shit, when she comes to the city Talkin about poppin glocks servin rocks and hittin switches Now she's a gangsta rollin with gangsta bitches Always smokin blunts and gettin drunk Tellin me sad stories, now she only fucks with the funk Stressin how hardcore and real she is She was really the realest, before she got into showbiz I did her, not just to say that I did it But I'm committed, but so many niggaz hit it That she's just not the same lettin all these groupies do her I see niggaz slammin her, and takin her to the sewer But I'ma take her back hopin that the shit stop Cause who I'm talkin bout y'all is hip-hop –Common Sense23 In “I Used to Love H.E.R.,” Common Sense, personifies hip hop and describes the evolutionary journey “she” undergoes. I argue that this path of hip hop he describes is characteristic of the developing divisiveness of the movement once it became mainstreamed and exploited by the industry. Hip hop became a true pop culture commodity and in the process it left behind some its resistive origins. Common acknowledges that once hip hop gained its popular culture status it was susceptible to the engineering, marketing, and rearrangement of the music industry, which is reinforced by past productions of a deep-rooted culture industry. Culture in American society is a controlled concept. The evolution and split of the hip hop movement is inevitably a result of the power of the culture industry. Max Horkheimer and Theodor W. Adorno in the Dialectic of Enlightenment (1997) describe the culture industry as a universal stamp, a systematic uniformity of forms of art, especially those arts, which thrive on mass production. "Culture now 36
  • 50. impresses the same stamp on everything. Films, radio and magazines make up a system which is uniform as a whole and in every part (Horkheimer and Adorno, 1997, p. 120)." Adorno (1991) clarifies that ‘industry’ is not to be taken literally. He says it refers to standardization and the rationalization of distribution techniques, but not strictly to production processes (Bernstein (ed.), 1991, p. 100). Horkheimer and Adorno (1997) argue that the culture industry is produced by a combination of mass production and monopoly. They say, Under monopoly all mass culture is identical, and the lines of its artificial framework begin to show through. The people at the top are no longer so interested in concealing monopoly: as its violence becomes more open, so its power grows. Movies and radio need no longer pretend to be art. The truth that they are just business is made into and ideology in order to justify the rubbish they deliberately produce. They call themselves industries; and when their directors' incomes are published, any doubt about the social utility of the finished products is removed (Horkheimer and Adorno, 1997, p. 121). As the discursive practices of those in control become more openly apparent, the power of culture as an industry grows and its effects are more apparently felt. Because millions of participating consumers fuel these industries, certain reproduction processes become necessary and as classical economic models reassure, the required supply must matches the demand for the product. Horkheimer and Adorno (1997) claim that standards are based on consumer needs, therefore standards are usually accepted with little resistance. Although Debord and others argue that these needs are manufactured. Horkheimer and Adorno (1997) say the result is a circle of manipulation in which the unified system steadily gains strength. 37
  • 51. Whereas Horkheimer and Adorno argue that the manipulation of individual consciousness represses the need for resistance, Arthur Asa Berger (1995) argues that not only does the manipulation of consciousness result in repression of the culture industry itself, but also in the repression of resistance against existing social and ideological orders of control. Berger in Cultural Criticism: A Primer to Key Concepts, (1995) says the purpose of the culture industry is to manipulate the consciousness of the masses in order to maintain state repressive and ideological state apparatuses (p.45). “Capitalists societies utilize the arts and the culture industries to maintain themselves and to prevent revolution or radical social change (Berger, 1995, p.45).” Music as a “culture” industry manipulates the audiences’ consciousness to complacently accept the dominant social order. Berger (1995) describes a similar process, where culture industries act more forcefully than manipulatively. He says interpellation is the process by which cultural representations coerce individuals into accepting ideologies carried by these representations (Berger, 1995, p. 57).24 Berger also notes that reproduction and reinforcement work hand in hand to maintain this ideological control. Industry controlled cultural commodities are governed by the realization of their market value not by the variation of their content. In “Culture Industry Reconsidered”, Adorno notes that Brecht and Suhrkamp, nearly thirty years prior to his work, expressed, The entire practice of the culture industry transfers the profit motive naked onto 38
  • 52. cultural forms. Ever since these cultural forms first began to earn a living for their creators as commodities in the market-place they had already possessed something of this quality. But then they sought after profit only indirectly, over and above their autonomous essence (Bernstein (ed.), 1991, p. 99). Adorno connects a profit motive to the production of cultural forms. However, he cautions that at a particular point profit became the only motive and autonomy no longer a concern. Adorno implies that cultural reproduction is a characteristic of texts produced by culture industry. In terms of the effect of reproductions of culture on the masses, Adorno argues that there is a blind acceptance of routines and behavioral patterns by the masses that has a detrimental effect on not only the differential lines between art and reality, but also the reality of what is changeable and unchangeable within society (Bernstein (ed.), 1991, p. 105). This blind acceptance also manifests as a complacency of the masses. Attali (1985) notes that Gottfried Wilhelm Leibnitz describe the ideal political organization as a ‘Palace of Marvels,’ which is a harmonious machine within which all of the sciences of time and every tool of power are deployed. ‘These buildings will be constructed in such a way that the master of the house will be able to hear and see everything that is said and done without himself being perceived, by means of mirrors and pipes, which will be a most important thing for the State, and a kind of political confessional’ (pg 7). A ‘Palace of Marvel’ is exactly how the culture industry is governed as an Ideological State Apparatus. Attali (1985) argues that eavesdropping, censorship, recording, and surveillance are weapons of power. These weapons are exercised well by the culture 39
  • 53. industry, especially the power to censor and record noise. Attali (1985) adds, The technology of listening in on, transmitting, and recording noise is at the heart of this apparatus. The symbolism of the Frozen Words, of the Tables of Law, of recorded noise and eavesdropping—these are the dreams of political scientists and the fantasies of men in power: to listen, to memorize—this is the ability to interpret and control history, to manipulate the culture of a people, to channel its violence and hopes. Who among us is free of the feeling that this process, taken to an extreme, is turning the modern State into a gigantic, monopolizing noise emitter, and at the same time, a generalized eavesdropping device. Eavesdropping on what? In order to silence Whom (p. 7)? The Culture Industry operates as the State’s gigantic noise emitter. It emits the noise of reproduced and reinforced cultural value. It reproduces stereotypes and ideologies which ruling elites maintain in order to ensure the existence of a permanent underclass, and thus their financial stamina as top beneficiaries of the western capitalistic economic order. It is the culture industry’s ability to disguise its manipulation of consciousness, which enables it to control this machine. Adorno adds that the culture industry uses its facade of concern for the masses in order to “duplicate, reinforce and strengthen their mentality, which it presumes is given and unchangeable (Bernstein (ed.), 1991, p. 99).” Attali (1985) also says that the banning of subversive noise is necessary to curb the demands for cultural autonomy. He says totalitarian theorists argue that bans on revolutionary art are used as controlled tonalism. Attali (1985) says, Support for differences or marginality: a concern for maintaining tonalism, the primacy of melody, a distrust of new languages, codes, instruments, a refusal of the abnormal—theses characteristics are common to all regimes of that nature. They are direct translation of the political importance of cultural repression and noise control (pg 7) (Attali, 1985). Modern musical distribution strategy contributes to social censorship of art and 40
  • 54. cultural reproduction. Attali notes that economic and political dynamics lead to the investment in art, which then becomes controlled and industry-shaped art. Artists are left with few options because they have less and less control over content artistically speaking and it seems whatever is produced serves an ulterior function as commodity, as reproduction, or as meaningless popularly accepted “noise”. Attali (1985) further explains this phenomenon of control. The economic and political dynamics of the industrialized societies living under parliamentary democracy also lead power to invest art, and to invest in art, without necessarily theorizing its control, as is done under dictatorship. Everywhere we look, the monopolization of the broadcast messages, the control of noise, and the institutionalization of the silence of others assures the durability of power. Here, this channelization takes on a new, less violent, and a more subtle form: laws of political economy take the place of censorship laws. Music and Musicians essentially become either objects of consumption like everything else, recupertors of subversion, or meaningless noise (p. 8). It is this type of cooptation of music, which helps to repress its capacity to be an agent of social change and to motivate and encourage social and critical consciousness amongst listeners. Various types of media reinforce different viewpoints, perspectives, and ideologies. Music is not an exception. Berger (1995) says, media are most effective when stimulating people and activating already stored material, which generates desired responses. In addition he says, “people respond to works not on an individual basis, but collectively, generally as part of an unrecognized massification or mobilization of acceptance.” It is this individual choice, manifested in terms of collective decision-making, which has enabled the success and thus maintenance of the 41
  • 55. culture industry of music, and furthermore the cultural production of popular hip hop. Attali (1985) says, Music is prophecy. Its styles and economic organization are ahead of the rest of society because it explores, much faster than material reality can, the entire range of possibilities in a given code. It makes audible the new world that will gradually become visible, that will impose itself and regulate the order of things; it is not only the image of things, but the transcending of the everyday, the herald of the future. For this reason, musicians, even when officially recognized, are dangerous, disturbing, and subversive; for this reason it is impossible to separate their history from that of repression and surveillance (p. 11). Attali recognizes that artists are inevitably linked to the processes and goals of the industry, which in turn reports to the demands of the State to operate within the confines of subservience to the political economy. Horkenheimer and Adorno say the effect of the culture industry in total is one of “anti-enlightenment” in which enlightenment is described as the: The progressive technical domination of nature, becomes mass deception and is turned into a means for fettering consciousness. It impedes the development of autonomous, independent individuals who judge and decide consciously for themselves. These, however, would be the precondition for a democratic society, which needs adults who have come of age in order to sustain itself and develop (Bernstein (ed.), 1991, p. 106). Horkenheimer and Adorno suggest that because culture industry acts as anti- enlightenment, that it prevents the formation of necessary preconditions for democracy. The “fettering of consciousness” they describe works against fully developed adults’ ability to sustain and continue to develop a functional democratic system. Attali further connects this construct of musical texts as part of the total 42
  • 56. construction of society. He says in the reality of everyday life, few are given a voice (Attali, 1985, p. 8). The culture industry phenomenon and its manifestation in the music industry have inevitably shaped the cultural shift of musical movements, especially the split of hip hop into either the noise of a mass produced culturally-deafening industry or a repressed, lost, and forgotten self supported underground whisper of empowerment. The Undermining of the Hip Hop Movement The undermining of the hip hop movement has occurred primarily as a result of power exercised by ideological state apparatuses such as the culture industry and mass media. Indirectly, other ideological apparatuses such as education, the church, and family also reinforce the power and control of the culture industry and mass media. Studies on venue resistance25 and radio airplay trends26 exemplify the explicit policing of hip hop, but few studies categorically look at ideological institutions and how these “trusted entities” falsify, construct, and embed values, ideals, and stereotypes that benefit the status quo. Even though this study separates the repressive state apparatuses, such as the police, from the ideological state apparatuses, such as education, it is important to think of these apparatuses as a system or machine that uses specific parts to achieve particular goals. These apparatuses function in everyday life and from remarkably early ages, individuals are socialized—ideologically-trained as a result. Hip hop is a movement of no exception. From its mainstream birth, the 43
  • 57. traditional apparatuses (culture industry, mass media, education, church, family) as well as some created apparatuses such as The Parents Music Resource Center27, have worked to undermine the movement. This undermining, which has resulted in divisiveness, manifests in both explicit and implicit ways. The culture industry and mass media continue to have the most damaging impact on the hip hop movement. The culture industries and mass media work to construct hip hop for the masses, this undermines its potential as an effective social movement. Hip hop artists are caught between two worlds; one, which provides the riches, fame, and glory of mainstream industry success, and another which leaves the artists to fend for themselves as outsiders of the economic order, which ensures their survival, but necessarily contradicts their politics. As a result, hip hop has undergone a divide. One path of hip hop evolution is rich, famous, and glorified by mainstream industry and maintains and reinforces governmental ideological controls by maintenance of Repressive State and Ideological State Apparatuses. The other path of hip hop’s evolution critiques governmental and industry power structures and control mechanisms, but is often forced to operate outside mainstream recognition and success. The latter path of hip hop gathers success on an underground, usually local small venue circuit. Keith Negus in Music Genres and Corporate Cultures (1999), notes that Kevin Powell, a hip hop historian, said in a magazine profile of Death Row Records published prior to Tupac Shakur’s death: ‘There is no way to truly comprehend the incredible success of Death Row 44
  • 58. Records—its estimated worth now tops $100 million—without first understanding the conditions that created the rap game in the first place: few legal economic paths in America’s inner cities, stunted educational opportunities, a pervasive sense of alienation among young black males, black folk’s age-old need to create music, and a typically American hunger for money and power. The hip hop Nation is no different than any other segment of this society in its desire to live the American dream’ (Negus, 1999, p.84) Powell acknowledges that the hip hop industry is no different then any other American capitalist industry, which seeks to profit and make the rich richer, while keeping the poor poorer. The “American Dream” here is discussed as the pursuit of money and power and Powell makes the connection between the current direction of hip hop and what life goals are ideologically embedded in the minds of youth—the goal of achieving money and power. Negus (1999) adds, The approach to the relationship between rap music and the recorded entertainment industry that I am proposing here is more complex than the often narrated tales of co-optation, exploitation and forced compromise to a commercial agenda, although these pressures are certainly not absent. At the same time, it is an attempt to avoid the celebration of black entrepreneurialism or the endorsement of rap as a type of material success-oriented ‘fun capitalism’ (pg 85). Here Negus points to the internal pathology of the movement as part of the complex relationship between rap music and industry. I argue that the cooptation and exploitation of rap is socially situated and ideologically grown as part of larger political, economic, and social contexts. Negus says in his chapter titled, ‘Between the street and the executive suite’, rappers simultaneously are identified with “the street” but also take on the role as executives (Negus, 1999, p.85). This level of analysis points the finger at the “Othering”28 of the hip hop 45