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Spatial Inclusion and Sustainable Design of
                                                   Low-income communities
                                                                   Paromita (Romi) Roy
                                                                             April 2009

                                                                            For JNNURM
                                             Ministry of Housing and Urban Poverty Alleviation,
Source: lecercle at flickr.com                                                  Govt. of India
Contributors:
     Romi (Paromita) Roy, Architect and Urban Design Consultant, India
     Dr. Neelima Risbud, Professor of Housing, School of Planning and Architecture
     Ran Chen, LEED AP, Architect and Urban Planner, China
     Shivani Langer, AIA, LEED AP, Architectural Consultant, USA.
     Nishant Lall, Architect and Urban Design Consultant, India




    Sustainable Low Income Community Standards
2
CONTENTS

1.   Background
2.   Need for Sustainable Affordable Housing
3.   Design Principles for Spatial Inclusion and Sustainable Design of low-income communities and International Case Studies:
      •     Economic Sustainability Principles
      •     Social Sustainability Principles
      •     Environmental Sustainability Principles
      •     Appropriate Planning and Sustainability Standards
4.   Next steps of Study




                                                                                                              Sustainable Low Income Community Standards
                                                                                                                                                           3
Section 1:

BACKGROUND :
PREMISE




Excerpts from U.N. 2007 Conference for Revision of World Urbanization Prospects:
“…more than 70 % of the population in Europe, North America, and many other richer developed countries already live in urban areas”
“India (currently) has 29% percent of its population living in urban areas, by 2050 it is expected to have 55% percent of its population, in
      cities.”
A city needs cheap labour for menial jobs to keep production costs low and maintain the standard of living of the better off. The poor are
      the source of that labour.
“…increasing urbanization will go hand in hand with economic growth."

                                  Are we ready for 25% urbanization increase by 2050?




                                                                                                         Sustainable Low Income Community Standards
                                                                                                                                                      5
Background

    The Need for addressing the issue of Providing “Affordable Housing to All” has been realized and addressed recently in the “National Urban
    Housing and Habitat Policy 2007” by the Ministry of Housing & Urban Poverty Alleviation, New Delhi.

    As the Economy of the Country is growing, higher rates of urbanization are unavoidable. India’s urban population in 2001 was 286.1 million,
    which was 27.8% of the total population. Over the previous five decades, annual rates of growth of urban population ranged between 2.7 to
    3.8%. By 2041 it is expected that 50% percent of India’s population will be living in urban areas.
    “Urban” in India is defined as a human settlement with a minimum population of 5000 persons, with 75% of the male working population
    engaged in non-agricultural activities and a population density of at least 400 persons per sq. km.”

    The above paper also highlights the mismatch between demand and supply of housing units. 99% of the housing shortage of 24.7 million
    at the end of the 10th Plan pertains to the Economically Weaker Sections (EWS) and Low Income Groups (LIG) sectors. Further, the
    National Sample Survey Organization (NSSO) 61st Round reports that the number of urban poor has risen by 4.4 million persons,
    between 1993-94 to 2004-05. It is, therefore, of vital importance that a new National Urban Housing and Habitat Policy carefully analyses
    ways and means of providing the ‘Affordable Housing to All’ with special emphasis on the EWS and LIG sectors.

    The “National Urban Housing and Habitat Policy 2007” paper identifies clearly the need to provide sustainable affordable housing
    based on some of the following issues:
      Lack of Housing Stock.
           •     At the advent of the 21st Century (2001), the housing stock in India stood at 50.95 million for 55.8 million urban households. Significant segments of this
                 housing stock was characterized by congestion and obsolescence. Congestion is particularly acute in inner city slums and peripheral slums. According to
                 the Census 2001, 61.82 million persons or 23.1% of the urban population resides in slums. The quality of housing stock in slums is extremely poor. An
                 important reason for this is insecurity of tenure. Slums are also severely deficient in basic services such as potable water, sanitation, sewerage, storm
                 water drainage and solid waste disposal.
           •     The magnitude of housing shortage was estimated by a Technical Group in the context of formulation of the 11th Five Year Plan. The Technical Group
                 estimated the housing shortage at the end of the 10th Plan to be around 24.7 million for 67.4 million households. The Group further estimated that 99% of
                 this shortage pertains to EWS & LIG sectors. During the 11th Plan, the Group estimated that the total housing requirement (including backlog) will be to the
                 tune of 26.53 million units for 75.01 million households.
           •     Whereas more than 23% of the urban population resides in slum (Census:2001), a much higher proportion of the urban population of metropolitan cities
                 lives in slums; it is estimated that 55% of the population of Mumbai lives in slums. It is of critical importance that the strategy of in-situ slum upgradation is
                 adopted for preponderant proportion of the slum dwellers, since they provide valuable services to residents living close to their own dwelling places.



      Sustainable Low Income Community Standards
6
Lack of Health and Hygiene in low-income communities.
       •   Given the degraded habitat in which slum dwellers live and the frequent episodes of illness characterizing slum families, it is of vital importance that special
           attention is paid to urban health and hygiene on the one hand and social and preventive medicine on the other hand. In order to improve the quality of life in
           urban areas, it is of critical significance that the housing stock is improved through urban renewal, in situ slum improvement and development of new
           housing stock in existing cities as well as new townships. Further, the enhancement of housing stock must be accompanied with high quality provision of
           basic services. It is a well established fact that safe, hygienic and spacious provisioning of housing duly buttressed with adequate basic services and a
           congenial habitat promotes significant improvement in productivity of workers.


  Increase in Urban Poverty.
       •   Non-affordability of housing by economically weaker sections of society and low income families in urban areas is directly linked with the magnitude of
           urban poverty. The NSSO reports that the number of the urban poor has risen by 4.4 million persons during 2004-05. One fourth of the country’s total
           urban population, numbering 80.7 million persons is below the poverty line. The urban poor constitute 26.7% of the total poor in the country. The fact
           that the number of urban poor has risen is in stark contrast with rural poverty, where both the total number of rural poor and its incidence vis-à-vis the rural
           population has fallen.
       •   The urban poor have limited access to basic services. According to the 2001 census, there is a 9% deficiency in drinking water, 26% in toilets and 23% in
           drainage. It is quite understandable that most of this shortage pertains to Slums.


  Need for Sustainable Habitat.
       •   Development of sustainable habitat is closely related to the adoption of ‘the Regional Planning approach’ while preparing Master Plans of towns/ cities,
           District Plans and Regional/Sub-Regional Plans. It involves maintenance of the ecological balance in terms of a symbiotic perspective on rural and urban
           development while developing urban extensions of existing towns as well as new integrated townships.
       •   Promotion of sustainable habitat is closely linked with reserving a significant proportion of the total Master Plan area as ‘green lungs of the city’ (e.g. Master
           Plan for Delhi 2021 provides 20% of green areas), protecting water bodies with special emphasis on the flood plains of our rivers and developing green
           belts around our cities. Recreational land use refers to parks, playfields and other open space such as specified park, amusement park, maidan, a
           multipurpose open space, botanical garden, zoological parks, traffic parks, etc.
       •   The new Habitat Policy reaffirms the importance of small and medium urban agglomerates/towns which have potential for future urban growth. The new
           Policy seeks to accelerate the development of such small and medium towns which can serve as generators of economic momentum while at the same
           time striving to reduce the rate of migration to existing large cities.


The need for “Sustainable Affordable Housing” has been realized above. Efforts have been made to provide low income housign through
policy changes and planning regulations applied in cities all over India. However, a clear understanding of sustainability is amiss in all
previous and current initiatives. The need for addressing sustainability in the spatial and social integration, economic viability and prosperity,
and sensitivity to climatic, social and community comfort – has not yet been recognized.

                                                                                                                                 Sustainable Low Income Community Standards
                                                                                                                                                                                7
Section 2:

NEED FOR SUSTAINABLE AFFORDABLE HOUSING.
Issue 1: Spatial and social integration into the larger urban community.
                                             Delhi has a long history of forced eviction of ‘illegal’ squatter or slum
                                              communities, and an equally long history of immigration into the city.
                                             As the city of Delhi expanded and its land increased in commercial value,
                                              the un-propertied/ poor were pushed to the periphery and, thereby, were
                                              the first to subsidize the current development process at the cost of their
                                              access to regular employment and livelihood opportunities, education,
                                              health care and other social necessities.
                                             Issues to think about:
                                               The low-income population was originally living in “illegal” squatter
                                               settlements or slums or JJC – because there was not adequate affordable
                                               housing supply for them in the centre city – when they originally arrived in
                                               the city to work and aid in its economic growth.
                                               Displaced low-income population is most often located at the outskirts of
                                               the city. This puts tremendous pressure on the transport infrastructure of
                                               the city, as well as the finances of the low income families – as they have
                                               to now commute every day to their place of work in the city. Moreover,
                                               secondary sources of family income (women working locally, etc.) are
                                               often severed, thus making the family poorer. Children are disconnected
                                               from schools and new social and physical; infrastructure is not provided.
                                               Shared amenities originally available in the city centre are also out of
                                               reach after relocation.
                                               The above situation often forces the poor to move back into the city and
                                               live as squatters or slums in dilapidated conditions again, just to be close
                                               to jobs & amenities.
                                             Need for Study:
                                             It is therefore essential that low income groups are located near their
                                                sources of employment and within walking distance of informal sources of
                                                employment like higher income households and other amenities within the
                                                city. Low income groups need to be “mixed” with other income groups in
                                                order to reduce social segregation and stigma and build civic pride.

                                             Source: Housing and Land Rights Network, Habitat International Coalition
                                                                                       Sustainable Low Income Community Standards
                                                                                                                                    9
Issue 2: Current large concentrations of low-income social ‘ghettos’ creating Social Stigma
                                                              Context and current challenges:
                                                              In the past, low income communities have generally been located in large
                                                              concentrations (from 50,000 to 1 lakh population) at a single location, without
                                                              adequate provision of social amenities and infrastructure services. Such singular
                                                              concentration of low-income families in one location leads to the creation of social
                                                              ‘ghettos’ and creates several disadvantages and problems:

                                                                Due to lack of investment in civic amenities and basic social infrastructure –
                                                              these areas often perpetuate unemployment, lack of education, crime and very
                                                              unsanitary living conditions.
                                                                Mono-cultural concentration leads to perpetration of previous rural lifestyles,
                                                              delaying the integration of rural immigrants into the urban lifestyle and overall city
                                                              fabric.
                                                               Isolation leads to social stigma, and spatial segregation of economic classes.
                                                              Lack of shared public spaces with higher income groups creates further social
Dakshinpuri…                                                  segregation and disregard.
                                                                Very often, low income communities are relocated to new locations with the
                                                              assurance of basic civic and infrastructure amenities, but many of the requirements
                                                              are not eventually provided by the authorities due a a variety of reasons.




                                                               Seelampur, Delhi                         Seemapuri, Delhi
Sultanpuri, Mangolpuri – low income social ghettos of Delhi   Image Source: The Tribune, India, 2006   Image Source: Mackenzie Berg, 2008
      Sustainable Low Income Community Standards
10
Issue 3: Climatic sensitivity and flexibility to socio-economic needs.
                                    In Mumbai, slums currently located near transit facilities and employment centres are being relocated away from
                                    these basic amenities - to locations in the outskirts of the city. Moreover, the quality of design seems to lack the
                                    most basic human right – the right to fresh air and daylight.
                                    From a point of advantage, these new slum redevelopment projects have succeeded in providing legitimized and
                                    more permanent and stable shelter for the low income people, as well as individualized sanitation and water
                                    supply.
                                    However, they unfortunately follow the “one type fits all” approach and exhibit no response to the climatic design
                                    needs on Mumbai. Spatially, they exhibit no sense of community building, human-scale, social congregation
                                    spaces or integrated socio-cultural amenities for the low-income community – and also provide them little
                                    flexibility to adapt.
                                    Need for Study:
                                    It is therefore realized that guidelines are needed to be set for the design of low income housing that respond to
                                    local climatic conditions and the socio-economic and cultural needs of the people who will live in these projects.




Image Source: Dheeraj Patil, 2008                                                                                          Image Source: Dheeraj Patil, 2008
                                                                                                          Sustainable Low Income Community Standards
                                                                                                                                                         11
Need.
     Sustainable affordable housing provision therefore must address all of the above intrinsic issues currently being faced by low income communities in urban areas:
     - Social integration into the larger urban community.
     - Social disregard and apathy
     - Access to inner city employment opportunities; or other local employment opportunities – leading to increased family poverty.
     - Access to fast and convenient public transit.
     - Choices and understanding of ‘designers’ in accommodating the flexible needs of the low income populations.
     - Good and shared public services, resources and amenities.


        The Jawaharlal Nehru National Urban Renewal Mission (JnNURM) initiative launched
        in 2005-06 by the Ministry of Housing and Urban Poverty Alleviation is huge step in the
        right direction. It aims to encourage cities to bring about improvement in the existing
        services to make cities more sustainable in social and economic manner. The JnNURM
        consists of two sub-missions:
           The urban infrastructure and governance
           Basic services to urban poor.

        The main focus areas of JnNURM are as following:                                                      Economic                            Social
          Integrated development of infrastructure services Securing linkages between asset
        creation and maintenance for long run project sustainability
          Accelerating the inflow of investments in urban infrastructure services
          Planned development of cities including the peri-urban areas, outgrowth and urban                                  Sustainable
        corridors                                                                                                            Development
          Redevelopment and renewal of inner city areas
          Universalization of urban services so as to ensure the availability to the urban poor
        segment of society.

                                                                                                                             Environmental




       Sustainable Low Income Community Standards
12
Section 3:
                            Components of Sustainable Low-income Communities:

                 In-site Upgradation

                                                                                 New Sustainable Low-Mixed income Communities
 Local      Local         Subsidized      Architects,
People      NGOs           Materials.     Designers




           ECONOMIC                                                                        SOCIAL


                      Urban Infill:                                                            Choices,
 Public Rapid         for Existing                  Mixed income/          Shared public                                Community
                                                                                              Flexibility &   Safety
Transit Access       Employment/                   social integration       Amenities                                  Involvement
                                                                                              Adaptability
                       Amenities




                                        ENVIRONMENTAL

             Energy               Water            Waste Reduction           Local
            Efficiency          Management           and reuse              Materials
                                                                                                          APPROPRIATE PLANNING STANDARDS

                         Response to local Climate, Topography & Culture
Sustainable New
                                                  Affordable Housing




     Sustainable Low Income Community Standards
14
Guidelines for Redeveloped or Newly Developed Mixed-use Mixed-income Communities

1.   ECONOMIC SUSTAINABILITY:
       1.1   Locate low-income groups near existing formal and informal Employment Opportunities.
       1.2   Locate near Rapid Public Transit for easy access to employment and civic uses.

2.   SOCIO-ECONOMIC SUSTAINABILITY:
       2.1   Avoid creating large concentrations of low-income social ‘ghettos’; Integrate low-income groups within larger mixed-income mixed-use
             communities. Avoid concentrations of a single income group higher than 250 families at one location.
               -   Mixing of income groups helps prevent large concentrations of low income communities in one location, and reduces crime, ensures maintenance of
                   streets and public services. This also provides many informal employment opportunities.
               -   Provide shared public spaces, social amenities and physical infrastructure before habilitation of low-income groups
               -   Incorporate middle to high income groups into existing low-income communities; Facilitate gradual up-gradation of the larger community.
       2.2   Provide “Choices” in flexibility of design, use of space, availability of space, tenure, and location of low-income homes.
               -   Provide choice of dwelling unit size based on location and provision of amenities, and upward mobility choices.
               -   Provide flexibility for adaptation of low-income community homes to facilitate home or community based economic activity.
       2.4   Involve low-income communities in rehabilitation process, and design and construction of their communities.
       2.5   Address Safety:
               -   Street design - that provides adequate street lighting, buildings built up to the street with windows facing the street.
               -   Clear hierarchy of streets with well defined and legible zones for pedestrians, bicycles, buses and cars – would reduce accidents and create safety.
               -   Mixing of income groups as opposed to large concentrations to low income groups in one location - helps reduce crime.
               -   Shared public spaces, social amenities and physical infrastructure allows social interaction of different income groups in common public spaces and
                   helps reduce mutual apathy, generates social ties and reduces crime, thus increasing social security.

3.   ENVIRONEMENTAL SUSTAINABILITY:
       3.1   Save Energy – Respond to the unique climatic requirements of different cities and climatic zones; for comfort in outdoor and indoor spaces.
       3.2   Natural Storm Water Management – Capture and locally treat storm water, Harvest rain water.
       3.3   Recycle and reuse waste; Recycle and reuse waste water for the larger community, wherever possible.
       3.4   Use local Materials and Construction Techniques.

4.   PLANNING FRAMEWORK AND STANDARDS MUST RESULT IN SUSTAINABLE AND AFFORDABLE HOUSING.
Sustainability Guidelines for:

                                              1.     SITE SELECTION


     1.1        Locate low-income groups near existing formal and informal Employment Opportunities.
     1.2        Locate near Rapid Public Transit.




16   SITE SELECTION
1    Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit;

Low-income groups must be accommodated within 10 minute walking or 10-minute bicycling distance from:
  Existing formal and informal Employment Opportunities
  Existing rapid transit stations.
This would allow them to reach their employment destinations in the easiest, fasted and cheapest way. Proximity to rapid transit stations
would also provide them convenient access to other civic, entertainment and commercial destinations in the city.


Existing low-income communities within
the city are generally located near
current employment centres and other
sources of livelihood. Therefore people
of these communities should be given
the option of upgrading their homes and
neighborhoods at the current location
itself, and continuing to live near their
current places of employment. If the
choice of relocation is preferred by
some residents, then better quality
homes and proximity to transit,
adequate employment opportunities and
social infrastructure must be provided at
the new locations, at various level of
affordability and tenure choices.

For new immigrants arriving into the city
with limited job skills, new homes must
be provided within existing or new
mixed income communities, so that they
can avail of civic and educational
benefits of the city and socially integrate
into the city faster. They must also be
located near public Rapid Transit so that
they can travel to potential work centres
easily.


                                                                                                                         SITE SELECTION     17
1         Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit;

     High and middle income groups are important sources of informal employment for low income groups. Many high income families like to have
     domestic help living close by and are willing to pay for their accommodation. In this scenario, low-income families may either be located within the same
     compound as the high income groups; or in adjoining pockets or blocks, sharing common public amenities and infrastructure. This helps support the
     interdependence between different income groups due to close proximity, and yet helps maintain their individual social and cultural identities, without
     creating social segregation.
     It also must be noted that low income groups should be located away from high-visibility and high commercial value areas, in order to prevent
     escalation of unit prices and displacement of the low income population.




                                                                 Low Income
                                                                 Housing Units




                     Secondary Street / Lane

                                                                                                                    .
                                                                                                                 St
                                                                                                      d   ar y
                                                                                               c   on
                                                                                            Se


                                                                     Mid-High
                                                                     Income Housing/
                                                                     Commercial Uses                                                           u   e)
                         Main Street                                                                                                     et al
                                                                                                                                       re al V
                (High Visibility / Commercial Value)                                                                                 St ci
                                                                                                                                 ain mer
                                                                                                                                M m
                                                                                                                                 Co
                                                                                                                          i   gh
                                                                                                                        (H

18    SITE SELECTION
There are several possible options for delivering low-
income housing near public rapid transit (i.e. Metro, BRT)
and near other middle to high income homes and
employment centres:                                           500 M walking
                                                                  radius
Option 1:
- Mandatory Reservation for % of low-income housing
in private developments near public transit.

According to the Delhi Masterplan, all private
developments are to provide and maintain 15% of the total
FSI for low-income groups. Other states are likely to adopt
this mandate under the JNURM guidelines. This would be
a mandatory requirement for projects to obtain planning
approvals.


Option 2:
- FSI-density bonuses for market-rate developments to
pay for, or construct nearby low-income communities.
- Density bonuses for providing and maintaining
shared public parks, facilities and social
infrastructure.


                                                              Low income housing
Option 3:                                                     (Size < 250 families)
                                                                                                      Rapid Transit Station
- Government built low income housing within 800 M            High/ Middle income housing             (Metro/ BRT)
walking distance from a rapid transit stations, limiting
the size of each community to a maximum of 250                Commercial
families.                                                     Offices/ Light Industrial
                                                              Schools/ Libraries/ Civic uses
                                                              Public Parks
                                                                                               Image Source: Paromita (Romi) Roy

                                                                                                           SITE SELECTION          19
1          Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit;


     Challenges:                                                                 International Case Studies:
                                                                                 The Jefferson at Chelsea Station, New York: project includes 455 to 587 residential
     Case Study in Gurgaon: In Gurgaon, all private developments are
                                                                                 units, with structured parking and a mix of rental and home-ownership opportunities
     required to provide and maintain 20% of the total number of units as low
                                                                                 near an existing Subway Station in an existing high-income neighborhood .
     income housing.
                                                                                 10% of the new units at Jefferson at Chelsea Station will be reserved as
     Challenges being faced: Due to high quality and very small proportion       affordable housing.
     of low income housing in the private development complexes, these
     units get illegally sold by the original buyers to rich singles or middle
     income families, causing the intended low income population to move
     out to squatter settlements in distant areas.
     Potential Solution ideas:
     -The sale and renting of low income homes could be regulated by the
     housing society. Possibly - only the low income people working within
     the complex could be allowed to buy/ lease or rent these apartments, for
     living in along with their families.
     -Provide shared toilets and other amenities, so that individual units are   Jefferson at Chelsea Station, New York City
     difficult to sell off.
     -The developer and the high-income home owners could be mandated            Wilshire Vermont Station Project, Los Angeles: comprises of a mixed-income,
     to pay a construction and maintenance fee for low income housing            multi-family rental apartment and retail program and a new middle school; all located
     community at a nearby location (but not within the same complex).           near a new Metro Station and Bus Interchange in LA.
                                                                                 20% of the housing units are designated to be “affordable” at 50% of the Area
                                                                                 Median Income.




                                                                                 Image Source: Urban Partners LLC




20    SITE SELECTION
Sustainability Guidelines for:

                                         2.           SOCIAL SUSTAINABILITY
2.1         Avoid creating large concentrations of low-income social ‘ghettos’; Integrate low-income groups within larger mixed-
income mixed-use communities.
-Mixing of income groups helps prevent large concentrations of low income communities in one location, and reduces crime, ensures maintenance
of streets and public services. This also provides many informal employment opportunities.
-Provide shared public spaces, social amenities and physical infrastructure before habilitation of low-income groups
-Incorporate middle to high income groups into existing low-income communities; Facilitate gradual up-gradation of the larger community.
2.2            Provide “Choices” in flexibility of design, use of space, availability of space, tenure, and location of low-income homes.
-Provide choice of dwelling unit size based on location and provision of amenities.
-Provide flexibility for adaptation of low-income community homes to facilitate home or community based economic activity.
2.4            Involve low-income communities in rehabilitation process, and design and construction of their communities.
2.5            Address Safety:
-Street design - that provides adequate street lighting, buildings built up to the street with windows facing the street.
-Clear hierarchy of streets with well defined and legible zones for pedestrians, bicycles, buses and cars – would reduce accidents and create safety.
-Mixing of income groups as opposed to large concentrations to low income groups in one location - helps reduce crime.
-Shared public spaces, social amenities and physical infrastructure allows social interaction of different income groups in common public spaces
and helps reduce mutual apathy, generates social ties and reduces crime, thus increasing social security.




                                                                                                                            SOCIAL SUSTAINABILITY       21
Principles:
      The above critical issues can be addressed through two main strategies:
 a)    All new housing for low-income housing must be incorporated in groups
       not larger than 250 families - as part of larger mixed-income communities
       which include middle to higher income groups, and existing shared amenities
       like public parks, schools, healthcare facilities and public transit access.




 b)    Incorporate middle to high income groups into existing low-income                    Image Source: Mybranda.com
        communities; to facilitate gradual up-gradation of the larger community.
                                                                                            Case Study: Carter Road Promenade: developed by the Bandra West Residents
 c)     Shared public spaces, social amenities and physical infrastructure must             Association (BWRA) is used by people of all age groups and income levels….
        be provided before habilitation of low-income groups. Parks, plazas,
        community centres, libraries and health care centres, along with adequate
        number of police stations should be located such that all income groups can
        use and interact in the same space. Such social interaction reduces mutual
        apathy, helps generate social ties and reduces crime, thus increasing social
        security in the long run.
        Locating smaller groups of low income families within a higher or mixed income
        community also helps cross subsidize their homes, as well as shared public
        amenities and civic infrastructure. Investments in civic amenities like parks,
        community centres, health centres, and water and sanitation service provision
        and maintenance can be shared by the overall community. This also facilitates
        future possibilities of joint investments in alternative sources of energy, water
        and waste treatment technologies.
 Note: Individual toilets (as opposed to shared ones) should be provided wherever
      possible – to ensure safety and privacy for women.
                                                                                            Image Source: Mybranda.com

22    SOCIAL SUSTAINABILITY
2.1 a)                           Avoid creating large concentrations of low-income social ‘ghettos’;
                                 Integrate low-income groups within larger mixed income mixed use communities.

 International Case Study: Redeveloping low-income social ghettos as
 The Hope VI Community Development Projects, United States, since 1993.
 Since the mid-nineteenth century, the US, much like India, continued to provide low cost public housing for low income populations in its larger cities, concentrating them
 in large single income neighborhoods. By the late 1980s, these large concentrations of low income communities had deteriorated into physically and socially distressed
 neighborhoods, marked by significantly high crime rates and years of disinvestment in civic infrastructure.
 To amend this situation, the Hope VI Community Redevelopment Law was passed in 1993 aiming at a full transformation of the nation’s most distressed public housing
 neighborhoods.
 After several years now, the Hope VI Community Development Projects have led to redevelopment and transformation of numerous blighted, high-crime, public housing
 “ghettos” all of the country into thriving mixed income, multi-use communities. Below are significant excerpts from the HUD USER Publication “Hope VI: Community
 Building Makes a Difference” dated 13 March 2005:
 Key findings of the report:
       HOPE VI is helping residents move into the economic mainstream by stressing improved education, job training, and computer literacy.
       In virtually every HOPE VI site, a range of new educational programs and partnerships has been established. In some cases, new schools have been built. In
       others, several colleges and universities have become community partners with HOPE VI communities. They offer computer training, job-readiness skills,
       entrepreneurial business skills, and preparation for the GED and College Board tests.
                    Project examples: in Atlanta, Seattle, Oakland, San Francisco, El Paso Hope VI projects..
       HOPE VI is dramatically reducing crime and violence in public housing. Overall crime rates in the communities studied have been reduced by up to
       72%.
       Many of the original HOPE VI developments were places where one could not safely walk the street in the day, much less at night. The drop in violent crime at
       HOPE VI sites has been dramatic, as high as 72 percent.
                  Project examples: in Oakland, Baltimore and Atlanta.
       HOPE VI is reducing the isolation of public housing residents.
       HOPE VI residents, once physically and socially isolated, are now forging ties with mainstream society. In addition to the new education and employment services
       to help residents find their place in the world of work-new community centers, social service facilities, and recreation centers, and build larger community level ties.
                   Project examples: in Baltimore, Milwaukee, El Paso and Seattle.
       HOPE VI is leveraging significant investments in community-wide improvements.
       Before their revitalization, HOPE VI sites were neighborhood eyesores that contained concentrations of extreme poverty, and functioned as havens for drugs and
       crime. HOPE VI revitalization often became a catalyst for change in the whole area, through community level investments in retail, transit, parks and other civic
       services.
                  Project examples: in Baltimore, Milwaukee, El Paso and Seattle.
Source::“Hope VI: Community Building Makes a Difference”, 2000, US Department of Housing and Urban Development < http://www.huduser.org/publications/pubasst/hope2.html>

                                                                                                                                                       SOCIAL SUSTAINABILITY      23
Inferences from the HUD USER Publication report:
     Lessons learned in studying these HOPE VI sites include:

     •   Mixed use and mixed income communities integrating low-income housing projects – can become a catalyst for revitalization of the larger neighborhood.

     • Success is dependent on active community involvement from the start, in order to identify the needs and priorities of the overall community, as well as to shape and
     implement the strategies needed to address them.

     • Transformation efforts must be focused on an area of manageable size -- a community whose residents and other stakeholders can get to know each other, feel
     some measure of control over their environment, and have input into the decisions that affect their lives.

     •   It is essential to have a strategy or master plan in order to coordinate all potential partners.

     • Housing authorities must build partnerships with experienced nonprofit and for-profit institutions in the larger community (such as police, social service
     agencies, civic groups, area businesses or business associations, local school systems, and community colleges) in order for residents to move towards self-sufficiency.

     • Housing authorities must be prepared to adapt to new social needs and protocols, and adhere to a set of short-term, more easily achievable goals, as well as long-
     term goals.

     • The case management approach can help pull together a variety of needed services at the local level in the service of a larger vision. But larger, systemic changes
     that are supportive of this service approach are needed as well.


     Mandela Gateway:                                                                                                  After Redevelopment: a vibrant mixed use
     Before Redevelopment was a high crime                                                                             community near West Oakland Station
     dilapidated neighborhood.




                                                                    © Calthorpe Associates


24       SOCIAL SUSTAINABILITY
2.1 b)                             Incorporate middle to high income groups into existing low-income communities;
                                   to facilitate gradual up-gradation of the larger community.




International Case Studies:

Curran House, Tenderloin, San                        Valencia Gardens, Mission District,
Francisco:                                           San Francisco:
Non-profit developer: Tenderloin                     Federally funded Hope VI project.
Neighborhood Development Corporation +               This mixed use project replaced 246 dilapidated
SF Mayor’s office.                                   and blighted public housing units with 260
                                                     affordable homes for extremely-low and low
A high quality affordable housing project built in   income families and seniors.
a neighborhood rampant with crime, drug abuse        The high-quality and mixed use nature of the
and homeless people living on the street. The        project is intended to make it a signature project
project hope to bring in middle to low income        in this originally crime ridden neighborhood,
families to live in these communities and help       making the project the new “Gateway to the
transform their character…                           Mission”.
                                                                                                          Image Source: Van Meter Williams Pollack, LLP




Image Source: David Parker + Partners Architects/
Curran House, Tenderloin (a high crime low-income neighborhood in Downtown San Francisco)                   Valencia Gardens, Mission District, San Francisco


                                                                                                                                                          SOCIAL SUSTAINABILITY   25
Fruitvale Village, Oakland
                                   MVE Architects; Public Private Partnership.
                                   Fruitvale BART Station area originally comprised of large
                                   surface parking lots and was abutted by a neighborhood with
                                   low maintenance, high concentration of low income groups
                                   and the highest crime rates in the region.
                                   The Fruitvale Village project introduced to the area a mix of
                                   mid and low income rental apartments, offices, shops and
                                   utility stores, a public library and a large well designed civic
                                   plaza which has now transformed the place into a
                                   congregation point for the entire community. The plaza now
                                   acts as a meeting place for office goers, for shoppers as well
                                   as a venue for community festivals and events.
                                   Fruitvale Village has transformed the area from a blighted low-
                                   income neighborhood to a vibrant destination for the
     Before                        community and the entire city.




     After
Images Source: The Unity Council

26     SOCIAL SUSTAINABILITY
2.2         Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of
            low-income homes.

 a)   Unit Size and Location based Low-income housing “choices”:
      Existing Low Income Communities should be given a range of choices for new homes – the cheapest option being that families upgrade their homes with the
      help of local groups and subsidized material provided, within a given timeframe. In case they prefer to live in larger formalized homes – they would have the
      choice to relocate to a location distant from their current location and employment centres.
      New low-income immigrants to the city could be given a similar choice – smaller homes near the more expensive city centres, while larger homes would be
      available in locations away from the city centres.
      All new low-income housing must have a mix of rental and for-sale housing choices, subject to local trends.



        New low-income
          immigrants                                          3)    Relocated to new Pre-                                Most spacious;
                                 Largest unit size                  constructed location:
                                                                                                                          Far from city
                                                                    distant from current
                                                                                                                             centre
                                                                    location
                                                                    but close to transit.             NEW
                                                                                                      MIXED
                                                              2)    Relocated New                     INCOME
                                                                    Development: within 2             COMMUNITIE
                                                                    km of current location            S:
                                                                                                      near transit,
                                                                                                      with shared
                                 Smaller Unit Size            1)    Phased redevelopment:             amenities
                                                                    at current location in city




            Existing
         Low-income or           Smallest Unit Size            0)    In-situ up-gradation                               Least spacious;
       ‘slum’ population
                                                                     (not discussed in this paper)                      Within city centre



                                                                                                                                 SOCIAL SUSTAINABILITY          27
b)    A variety of affordable unit-size choices can be provided based on family size; income level
           and provision of shared or individualized amenities.




                            12 m2
                            Kitchen counter
                                 Shared bathroom




                                                           35 m2
                            15 m2                          One big bedroom
                            Small kitchen                  Big kitchen




                                                                                                                         Woonerf
                                                           Independent bathroom
                                 Shared bathroom           Small living room




                            18 m2
                            Small kitchen
                            Independent bathroom




                                                                                                                  MAIN STREET

                                                           45 m2
                            25 m2                          Two bedrooms
                                                           Big kitchen                                    Shared Toilet/ Bathroom for 20-25 persons
                            One bedroom
                            Medium size kitchen            Independent bathroom
                            Independent bathroom           Living room

28   SOCIAL SUSTAINABILITY
2.2                    Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of
                         low-income homes.

        c)        Provide flexibility for adaptation of public spaces in low-income communities to serve their unique cultural and socio-economic needs:
                  Informal and flexible courtyards and public spaces must be incorporated into the design of low-income communities to allow for informal economy to
                  flourish. Mixed uses and adaptability must also facilitated in the design and use of homes, community centres, courtyards and other public spaces.


        Mumbai – Inferences from the multicultural and multiuse nature of Dharavi




The Holi Maidan is Koliwada’s main open public                   Fish Market: Mapping of Socio-Economic Activities of the      The Tool-House: Live-Work Typology of a Kumbarwada
space. At the time of the annual Holi Festival, more             Market in Relationship to the Morphology of Space: The        Potter Family . Many of Dharavi’s residents live and work
than 10,000 people gather in and around the                      Fish Market is the witness of Koliwada’s roots as a           at the same site. One must understand that shelter issues
central space, including Dharavi Main Road. The                  traditional fishing village. The fish market has existed at   are inextricably tied to residents’ means of livelihood.
drawing records the movement of crowds and ritual                its current location for the last 70 to 100 years.
processions around the central fire.

Source: Srivastava, Rahul et al, “Taking the Slum Out of Dharavi”, Feb. 2009, Airoots, <http://www.airoots.org/?s=sra>

                                                                                                                                                        SOCIAL SUSTAINABILITY          29
d)        Provide flexibility for adaptation of low-income housing for “home-based” economic and community activities:




     Social and Circulation spaces in taller
     buildings




     Community halls provide living space
     outside the family’s small apartment.




     Shared spaces can be used by
     women’s cooperatives to generate
     home-employment. From here, women
     can supervise children at play on
     terraces, courtyards, etc.
Charles Correa – Maharashtra Housing, 1999                                        Some of the cottage industries of Dharavi….
Image Source: Charles Correa                                                              Images Source: Abu Kasinath

30     SOCIAL SUSTAINABILITY
2.2                  Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of
                      low-income homes.

      e)        Incremental, Expandable and Adaptable low income housing: In cities with lesser growth pressure and lower real estate values, homes could be
                provided with the possibility of future incremental expansion and adaptability – which would allow families to adapt and prosper as the move higher in the
                income bracket. Bigger cities do not allow this concept to succeed as land values are too high to leave flexibility and under-utilized land and built space.

      International Case Study:
      Elemental Housing Scheme, Chile
      Alejandro Aravena Architects; Multiple Locations; 1999- Onwards




                                                                                                     Incremental… Expandable…. Adaptable….




Images Source: Elemental Chile                                                                                                                 SOCIAL SUSTAINABILITY           31
2.3                   Involve low-income communities in rehabilitation process, including the design, construction and
                       maintenance of their communities.
1)    Involvement of Community Based Organizations (CBO) facilitated by NGOs is critical to the long term success and integration of low income
      groups into the larger urban community.
2)    The intended population of the new projects should be involved at the design and planning stages of the project itself – for discussion and
      feedback. This would give them a sense of ownership and understanding of the project and help in the future maintenance and strengthening of the
      overall community.
          At least two community meetings should be held (at concept and post-design stages) with the target user population of the development, to solicit
          ideas, input and feedback on the proposal. Designs should be presented in a way comprehensible to the proposed users.
3)    Formalize the role of the Community Based Organization as a representatives for a democratic ongoing means for communication with the
      community - for continual updates and feedback on construction, maintenance and usability of the built and occupied project. Representatives should
      have the role of conveying feedback from the community as well as making sure urban protocols are followed by the community itself.
          Women representatives must be involved in the CBOs to take care of their interests as well as those of the children.


                                                                                                     International Case Studies:

                                                                                                     Via Verde, Bronx, New York:
                                                                                                     Mixed rental and for sale housing
                                                                                                     (139 rental low income families - 63 Co-Ops designated as affordable housing).
                                                                                                     Based on community workshops – Health and safety of residents were
                                                                                                     highlighted as the biggest issues to be addressed. Therefore mixed use with
                                                                                                     retail on the ground floor and ‘eyes on the street’ through built to edge buildings
                                                                                                     were major design concepts.
                                                                                                     A community Health Centre and an Organic food co-op was also included. To
                                                                                                     reduce asthma - air quality was addressed through good building design and
                                                                                                     natural ventilation.


                                                                                                     David and Joyce Dinkins Gardens, Harlem, NY
                                                                                                     A joint effort of Jonathan Rose Companies and the nonprofit Harlem
                                                                                                     Congregations for Community Improvement (HCCI) – the latter owns and
                                                                                                     maintains it and was actively involved in the programming and construction of
                                                                                                     the project. Includes 1/3 youngsters coming out of foster care while 2/3 is low
                                                                                                     income housing for rent.


                                                                                                     Source: e2 Series; PBS Documentaries, “Affordable Green Housing” Season II - Episode 4;
     David and Joyce Dinkins Gardens, Harlem, NY   Via Verde mixed-income housing, Bronx, New York   Developer: Jonathan Rose Companies


32   SOCIAL SUSTAINABILITY
2.4                   Facilitate Safety and Accessibility

                                                             Principles to Facilitate Safety and Accessibility:
A)    “Eyes on the street” – Mixed uses for round the clock                          B)    “Legible Streets” – Different streets have different functions and therefore
       activity, built-to-edge buildings with no setbacks and no                            different levels of vehicular and pedestrian traffic. A legibly designed street
       opaque boundary walls ensure that streets remain active                              with well defined sidewalks, bicycle lanes and appropriate signage would
       and watched, and therefore safe throughout the day.                                  ensure greater safety for all.




       Avoid boundary walls and setbacks of buildings from the street                       Primary Commercial “Main” Street                           Primary Residential Street:
                as it creates lonely ‘unwatched’ sidewalks.                         Vehicular, Pedestrian and Bike zones clearly defined.   Pedestrians and bicycles have priority, cars go slow.




 Wide sidewalks allowing space for pedestrians, streetlights, trees as well as               Secondary Commercial Street:                            Secondary Residential Street:
hawkers, with built-to-edge buildings creates safety through “eyes on the street”             Pedestrians and bicycles ONLY.                          Pedestrians and bicycles ONLY
Image Source: Author (Shanghai, 2008)
                                                                                                                                                          SOCIAL SUSTAINABILITY              33
Principles to Facilitate Safety and Accessibility:
  C)    Provide Ambient Street lighting for pedestrians – without causing glare or light pollution.
Street lighting, especially for pedestrians walking on sidewalks is
a must to ensure their safety after dark. Street lamps, depending
on intensity of use and width of the street – must be provided
every 20 - 30 M, focusing light not on the car lanes, but on the
pedestrian and bicycle lanes.

At the same time, over-lighting an outdoor area at night is also
not the best solution for either security or safety. Instead, exterior
lighting that provides low contrast on critical areas and surfaces
(such as sidewalks and parking areas) actually provides better
visual acuity and improves safety.
Therefore full cut off fixtures which focus light downwards and
allow no light towards the night sky, and also do not cause glare
– are required for all public streets.
The light color of lamps also affects safety: illuminating
objects with products that have high Color Rendering
                                                                         Street lamps should be for   Avoid light fixtures with glare, Down-lighters focus light on the pavement and not
Indexes (CRI) improves visual recognition of people and                    pedestrians, not cars.      use ambient down-lighters. upwards; providing better visibility for pedestrians.
objects at night.

Standards:
  Lighting shall occur at all intersections and hazard-prone areas.
  Lighting shall be directed downward at all times (up-lighting is
prohibited).
  Prohibited lighting includes the following:
     • Metal halide
     • Mercury vapor
     • Quartz
     • Laser light or similar high-intensity for advertisement or
        entertainment
     • Searchlights
     • Glass tubing filled with neon (neon back-lighting is
        allowed for signage).

34     SOCIAL SUSTAINABILITY
2.4   Facilitate Safety and Accessibility

                                           Principles to Facilitate Safety and Accessibility:

                                           D)   Handicapped Accessibility:
                                                Handicapped access (wheelchairs, blind) should be provided to all public parks and
                                                community facilities. (See left)
                                                A proportion of homes must also be wheelchair accessible. In low rise walkup
                                                buildings, the group floor should be accessible through a ramp. In high-rise buildings,
                                                elevator access should be provided to as many floors as possible.
                                                (See below)

                  Accessible Sidewalks
                  Accessible Sidewalks




                       Accessible Parks
                       Accessible Parks




                                                                               Image Source: Charles Correa, Maharashtra Housing, 2009


                                                      In a highrise building, elevators could stop at every second or third floor (to reduce
                                                      costs) – but it must be ensured that the floors of exit are fully accessible by
                                                      wheelchair, without any stairs or other obstacles.
              Accessible Civic buildings
              Accessible Civic buildings

                                                                                                                    SOCIAL SUSTAINABILITY      35
Sustainability Guidelines for:

                                     3.          RESOURCE EFFICIENCY
          3.1          Increase Energy Efficiency – Respond to the unique climatic requirements of different cities and climatic
          zones; for comfort in outdoor and indoor spaces.
          3.2         Capture and locally treat storm water, Harvest rain water.
          3.3         Recycle and reuse waste locally; Recycle and reuse waste water for the larger community, wherever
          possible.
          3.4         Use local Materials and Construction Techniques.




36   RESOURCE EFFICIENCY
3.1        Increase Energy and Resource Efficiency:
           Respond to the unique climatic requirements of different cities and climatic zones.
                 MUMBAI: (Hot Humid Climate Zone)

              Primary strategies for Energy Conservation and Comfort of residents in hot-humid climate of Mumbai:
              4.1 Shading: to reduce solar gains and mitigate Heat Island Effect
              4.2 Increased Air Movement in Summer: to remove heat and provide comfort in public spaces and homes through evaporative cooling.




                                                                                                  Building height
                                                                                                                    1.8 x
                                                                     Distance between buildings

  RECOMMENDED ORIENTATION OF STREETS:                                            x
                 W-E
                                                               Optimum distance between buildings
      Summer winds from the West are extremely                 for adequate daylight access and air
      desirable. So streets and open spaces should be          movement.
      oriented to catch these winds.
      Southwest monsoon winds are very strong and
      should be protected against.
      Winter winds should be restricted with tree plantation
      and narrower North-South Streets.

                                                                                                                            RESOURCE EFFICIENCY   37
Images Source: Author

      Net block level FSI = 6.5                                     Net block level FSI = 4.4                              Net block level FSI = 6.0
      Density = 2600 units/Ha @ 25sq.m. each                        Density = 1750 units/Ha                                Density = 2400 units/Ha




                                                                                                                                                     Image Source: Kate Dunham
                              Image Source: Google Earth                               Image Source: Kate Dunham


               UNDESIRABLE OPTION                                       DESIRABLE OPTION                                          UNDESIRABLE OPTION
     Current low-income housing complexes being            Midrise housing with optimal spacing between buildings   Taller buildings, when designed in rows, require larger
          constructed all over Mumbai Region.                 allowing daylight and airflow through public spaces      spacing in between for adequate daylight access –
                                                                                  and homes.                                creating an undesirable urban experience.

38     RESOURCE EFFICIENCY
3.1          Increase Energy and Resource Efficiency:
             Respond to the unique climatic requirements of different cities and climatic zones.
                    DELHI: (Composite Climate Zone)

                 Primary strategies for Energy Conservation and Comfort of residents in hot-dry/ composite climate of Delhi and Jaipur:
                 • Shading: to reduce solar gains and mitigate Heat Island Effect
                 • Optimal Solar access is required for daylighting and internal ventilation.




                                                                                                                            Microclimate of public streets:
                                                                                                                            Narrow streets provide shading and air
                                                                                                                            movement – and therefore greater comfort




                                                                                                  Building height
                                                                                                                            for pedestrians. Spacing between buildings
                                                                                                                            should be enough to allow daylight access




                                                                                                                    1.2 x
                                                                                                                            to all homes.




                                                                     Distance between buildings
      RECOMMENDED ORIENTATION OF STREETS:                                        x
                20° to W-E axis
      Hot-dry Summer winds (loo) from the North-West           Optimum distance between buildings
      are extremely undesirable. So streets, homes and         for adequate daylight access and air
      open spaces should be protected and oriented away        movement.
      from these winds..
                                                                                                                            Deciduous trees provide shade in summer
      Southwest monsoon winds are very strong and
                                                                                                                            and let the sun through in winter.
      should be protected against.
                                                                                                                            Sidewalks should be at least 3 m wide,
      Winter winds should be restricted with tree plantation
                                                                                                                            clear of obstacles, and well maintained, so
      and narrower North-South Streets.
                                                                                                                            people can walk on them.

                                                                                                                                       RESOURCE EFFICIENCY           39
Double loaded corridor buildings are NOT recommended. Single loaded (double aspect) buildings are recommended – as this allows
                                      adequate natural ventilation and daylighting of homes.




Block FSI = 4.0                                            Block FSI = 1.5                                         Block FSI = 1.8
Density = 1600 units/Ha                                    Density = 600 units/Ha                                  Density = 750 units/Ha
             UNDESIRABLE OPTION                                DESIRABLE OPTION FOR VENTILATION                                       RECOMMENDED OPTION
Double loaded corridor buildings with homes on both        Low-rise housing with double aspect homes without       Design details can allow the internal courtyards to be used by
      sides – do not allow adequate ventilation.               corridors – is preferable as it allows adequate          residents for a variety of uses (cottage industry, kids
                                                                            ventilation of homes.                    playing, clothes washing and drying, social gatherings, etc.




 Microclimate of shared courtyards:
 Grass and trees greatly help reduce heat island
 effect and create comfort in open spaces.
                                                      However, internal courtyards should not be fenced off as shown above. Courtyards (with permeable paving, instead of
                                                      grass) are more usable for children playing , cottage industries, etc. Terraces are also valuable play areas for children.
                                                      Image Source: Author
40   RESOURCE EFFICIENCY
3.1         Increase Energy and Resource Efficiency:
            Respond to the unique climatic requirements of different cities and climatic zones.

                Gangtok: (Cold, hilly)
                          Primary strategies for Energy Conservation and Comfort of residents in cold and hilly areas of Gangtok:
                             Construct housing on slopes with South or South-west exposure.
                             Construct buildings by adapting to slopes; judicious site planning and grading to minimize cut and fill.
                             Maximize use of flat surfaces (streets, alleys, plateaus) – for commercial and open public spaces;
                             Use terraces and balconies of buildings to supplement usable open spaces for children and community
                             activities.
                             Identify and build only on stable slopes; preserve steep slopes
                             Preserve trees and vegetation to prevent erosion; use new innovative materials to for erosion control,
                             preserving top soil as well as ensuring safety and stability of homes.
                             Capture and retain storm water on site, prevent runoff and harvest rainwater.
                             Construct buildings with local materials and with high thermal mass; Wood used for construction must be
                             sourced from certified sources and not from cutting down forests.


  So
Ex uth
  po Su
     su n
       re




                          Terraces as additional     Street/ Alley                  Internal Courtyards for           Community Open Space,
                          play areas/                                                community activities,            Parks and Commercial
                          community spaces                                         artisan workspaces, etc            Centres on flat land

                                                                                                                   RESOURCE EFFICIENCY    41
Shared community facilities like dispensaries,
                                              libraries, small-scale retail uses can be located
                                              along pedestrian pathways along the slopes.                    Community Open space and commercial
                                                                                                                    centre on flatter land




                                                                                                                                                   Potential location of
                                                                                                                                                   low income housing




    Higher income residential and
       Commercial uses requiring                                                                                                                   Potential location of
 visibility are located on the main                                                                                                                low income housing
                            streets.




                                                                            Shown here:: “Tokyo EcoRenewal Prototype”; Japan

 Images Source: Miguel Ruano, Eco-Urbanism, Sustainable Human Settlements




42   RESOURCE EFFICIENCY
3.1                 Increase Energy and Resource Efficiency:
                    Respond to the unique climatic requirements of different cities and climatic zones.

                                                                 International Case Studies:
                                                                 Learning from Typologies in China

                                                                 Lane Houses in Shanghai:


                                                                 • A group of 6-12 families share a lane house. Each lane terminates at a main
                                                                   commercial street on one end, giving people walking access to their daily
                                                                   needs and services.
                                                                 • Toilets and wash areas are shared between the families living around the
                                                                   shared ‘lane’.
                                                                 • The distance between homes is dictated my compulsory daylight access
                                                                   (minimum 2 hours on December 21) and natural ventilation to every home.




       Main Commercial Street (multimodal)   Entry into “lane” or courtyard from the main street.   Shared wash-areas in the common ‘lane’




Images Source: MenKShanghai

                                                                                                                      RESOURCE EFFICIENCY        43
Relocation low-income housing in
     Huzhou, China:


     • Real estate development pressures often
       necessitate the relocation of villages in the
       outskirts of growing cities (like Huzhou), but
       adequate reimbursement and a much better
       ‘quality of life’ is provided as compensation
       to relocated residents.




                                                          Storm water management is dealt with creatively      All residential rows are double aspect – to allow natural
                                                          with landscaping, natural treatment and pedestrian    ventilation. All homes look on to share green spaces.
                                                                              walkways.
            Main Commercial Street (multimodal)
           Shops are rented out to raise revenue for      Homes are arranged in rows and spaced in order to      Balconies and ‘sun spaces’ are provided on the
     maintenance of the low income housing development.     ensure direct sunlight access to all homes.                 South side of the residential row.




Images Source: Kate Dunham

44     RESOURCE EFFICIENCY
3.2            Natural Storm Water Management – Capture and locally treat storm water, Harvest rain water.

KEY PRINCIPLE:                                                                                 GOAL:
A) Reduce runoff, treat runoff before discharge into natural water bodies.                     Mimic pre-development storm water drainage system
                                                                                               in maintaining the Quality and Volume of water
                                                                                               discharged into the adjoining natural water body
                                                       The Issue of “Runoff”:                  (river, lake or sea).
                                                       • Post development of any site,
                                                       there will be more impervious
                                                       surfaces – like sidewalks, paved
                                                       streets, parking lots, buildings etc.
                                                       - then there is increased storm
                                                       water “runoff”. Less water
                                                       evaporates into the air and seeps
                                                       into the ground.
                                                                                                         HOW do we reduce “runoff”?
                                                       • Runoff water will pick up
                                                       residues, chemicals, oils,              PRIVATE Areas:
                                                       pesticides, debris and pollutants
                          : Before Development                                                 • Rainwater Harvesting and Reuse to supplement and
                                                       from the surfaces it travels over.,
                                                                                               reduce potable water demands; and prevent water from
                                                       causing pollution downstream.
                                                                                               flowing off private property into municipality drains.
                                                       • Uncontrolled runoff will cause a
                                                                                               PUBLIC Areas:
                                                       large amount of to enter a stream
                                                       at once, causing flooding and           • A 3-tier Storm Water Management Strategy utilizing
                                                       stream bank erosion.                    the parks and open spaces within the development
                                                                                               area must be employed to temporarily hold site-runoff,
                                                                                               treat the water and slowly release it back to the natural
                                                                                               waterway. Mimicking the natural discharge rate and water
                                                                                               quality before development had occurred, is essential.
                                                                                               • Natural Storm Water Management Systems would help
                                                                                               reduce pressures on municipal infrastructure and reduce
                                                                                               the sizing for pipes and treatment plants for storm water.
Increased                                                                                      • Natural Systems would prevent runoff from polluting
                                 : After Development                                           natural water bodies of the area.


                                                                                                                           RESOURCE EFFICIENCY          45
Strategies for Efficient and Natural Storm Water Management:




                                                                                                                                  w
                                                                                         run-




                                                                                                                             flo
a) Storm water management should be separated from waste water treatment to                  off




                                                                                                                             ed
   reduce pressure on infrastructure costs required for piping, conveyance and




                                                                                                                           rb
                                                                                                                         so
   treatment.




                                                                                                                      ab
                                                                                                                   d
b) A 3-tier approach for natural storm water management should be followed….




                                                                                                                 an
                                                                                                                  d
                                                                                                                re
                                                                                                             lte
                                                                                                          Fi
                                                                                              Street bio-filtration bed
                                                                                       1) Treat at Source:
                                                                                          Use street-swales or raingardens to filter and convey water naturally.
                                                                                          This also helps save on piping cost, while providing additional greenery.


                                                                                         run-
                                                                                             off
     In hilly regions, detention ponds at regular intervals along slopes are
     critical in order to capture, infiltrate and treat storm water before it drains
     out of the site.


                                                                                                     Parks/ Detention
                                                                                       2) Capture and Convey Naturally:
                                                                                          Parks and Open spaces should be multi-used as detention ponds during rainy
                                                                                          seasons, while remaining usable green spaces for the rest of the year.




     In hilly regions, Natural Storm Water Management
                                                                                                           Wetland                     Detention Pond
     is extremely important in order to prevent erosion,
     pollution and flooding of water bodies downstream.                                3) Final treatment of remaining storm water can take place at a natural treatment
     Image Source: Author                                                                 wetland or a conventional facility.

46   RESOURCE EFFICIENCY
3.3                   Recycle and reuse waste locally;
                      Recycle and reuse waste water for the larger community, wherever possible.
A critical issue affecting the health of low income communities is adequate sanitation and systems to deal with waste and sewage.
Several strategies can be employed for reducing pressure on the sewage system and improving the environment of the overall community:
   Separate the sewage + waste water system from the storm water management system;
   - This will have a twofold benefit – the sizing of pipes and sewage treatment plants will be reduced substantially. Also the captured storm water can be
   harvested for reuse, or infiltrated to recharge the local ground water.
    If low-income groups are located in integrated mixed income communities, common facilities like bio-gas plants and aerobic/ anaerobic digesters can be
    constructed. These will have a two-fold benefit
    • reuse and recycling will reduce the volume waste that would need to be disposed.
    • Local economies for recycling and sorting of waste can get a boost.
    • Biogas thus generated can be used in community kitchens, restaurants, etc. while energy generated from the waste could benefit the entire community.

                                                                                Resource & Waste Management


                                                            Organic Waste Treatment                                  Separation


                                                        Compost                     Biogas           Recyclables                    Residual


                                                   Sale for landscaping     Energy Generation /                       On-site         Off-Site Disposal
                                                                                                     Off-Site Sale
                                                    and/or agriculture      vehicle fuel / cooking                   Gasification         (Landfill)
                                        Floating




                                          Fixed
Reuse organic waste to produce biogas: a            The “floating” type biogas plant at a                A “fixed” type biogas plant                      A natural sewage treatment facility
technology used through history in rural India,     Working Women's Hostel, Trivandrum                        under construction.                          implemented in Bombay University
now should be implemented in cities.                                                                                                                                   by NEERI
Image Source: industrialgasplants.com               Image Source: dailymail.uk.co
                                                                                                                                                            RESOURCE EFFICIENCY           47
3.4               Use Local Materials or Recycled Materials

     Use Local and Recycled Materials and Develop construction waste management plan to divert waste from landfills.
     For all redevelopment projects:
     1.   Reuse salvaged materials from demolition of existing structures on site.


     For all new construction and redevelopment projects, the following guidelines should be followed:
     1.   Construction materials should be selected such that majority of the materials are available within 250 km of site.
     2.   Reuse previously used construction materials and building elements.
     3.   Use materials which have some recycled content or that can be recycled after use.
     4.   Reduce the use and depletion of finite raw materials by replacing them with rapidly renewable materials (rapidly renewable materials are ones that are typically
          harvested within a 10 year cycle, eg, bamboo products, corn products, wheat based products, strawboards etc.).
     5.   Construction and demolition debris/mulba should be diverted from landfills and incinerators. Recyclable construction waste materials should be sent back to the
          manufacturing process and reusable materials should be taken to appropriate sites.
     6.   A mobile crèche should be provided for form workers during construction.
     7.   The project should collaborate with local building centers (BMPTC) which can help source materials as well as provide training and expertise for cheap yet
          innovative construction.




48   RESOURCE EFFICIENCY
Sustainability Guidelines for:

      4.                   PLANNING ISSUES
4.1    Implications of % EWS requirements in private housing
4.2   Summary of Sustainability Criteria to be met for Low-income housing




                                                                            PLANNING GUIDELINES   49
4.1                     Implications of % EWS requirements in private housing: 15% of FSI vs. 15% of units



           Site Area                                          10,000 Sq.m.   FSI                 1.0
           EWS                                                    25 Sq.m.   BuA             10,000
           Standard Private Home                                 100 Sq.m.   Household             4
           MIG                                                    70

                              15% of FSI                                                               When planning norms require private developers to
                                  FSI       BuA       No of Units                %       Population    provide 15% of the FSI of their development to be allocated
           EWS                         0.15     1,500          60                    41%         240   to low-income (EWS) – due to the smaller dwelling units
           Standard Private Home       0.85     8,500          85                    59%         340   size of EWS homes – this requirement translates into 40%
                                              10,000         145                                 580   of the population of the project being low-income group.
                                                                                                       This often becomes unrealistic for the developer from the
                              15% of Number of Units                                                   sale-ability and feasibility aspects of their project.
                                   FSI     BuA        No of Units                %       Population
           EWS                          4%        425          17                    15%          68
                                                                                                       When the requirement is 15% of the total number of units,
           Standard Private Home       96%      9,575          96                    85%         383
                                                                                                       the proportion of low income population allows for a more
                             Total            10,000         113                                 451
                                                                                                       feasible ratio for sale-ability of the project.



      Inference:
      The above study reveals that in market rate developer driven projects, % of EWS
      requirements should be stipulated as a % of the total number of dwelling units, not as a
      percentage of FSI.




     Source: Dr. Neelima Risbud, unpublished study calculations


50    PLANNING GUIDELINES
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi
Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi

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Affordable Housing MoHUPA & Dept. of Housing, SPA Delhi

  • 1. Spatial Inclusion and Sustainable Design of Low-income communities Paromita (Romi) Roy April 2009 For JNNURM Ministry of Housing and Urban Poverty Alleviation, Source: lecercle at flickr.com Govt. of India
  • 2. Contributors: Romi (Paromita) Roy, Architect and Urban Design Consultant, India Dr. Neelima Risbud, Professor of Housing, School of Planning and Architecture Ran Chen, LEED AP, Architect and Urban Planner, China Shivani Langer, AIA, LEED AP, Architectural Consultant, USA. Nishant Lall, Architect and Urban Design Consultant, India Sustainable Low Income Community Standards 2
  • 3. CONTENTS 1. Background 2. Need for Sustainable Affordable Housing 3. Design Principles for Spatial Inclusion and Sustainable Design of low-income communities and International Case Studies: • Economic Sustainability Principles • Social Sustainability Principles • Environmental Sustainability Principles • Appropriate Planning and Sustainability Standards 4. Next steps of Study Sustainable Low Income Community Standards 3
  • 5. PREMISE Excerpts from U.N. 2007 Conference for Revision of World Urbanization Prospects: “…more than 70 % of the population in Europe, North America, and many other richer developed countries already live in urban areas” “India (currently) has 29% percent of its population living in urban areas, by 2050 it is expected to have 55% percent of its population, in cities.” A city needs cheap labour for menial jobs to keep production costs low and maintain the standard of living of the better off. The poor are the source of that labour. “…increasing urbanization will go hand in hand with economic growth." Are we ready for 25% urbanization increase by 2050? Sustainable Low Income Community Standards 5
  • 6. Background The Need for addressing the issue of Providing “Affordable Housing to All” has been realized and addressed recently in the “National Urban Housing and Habitat Policy 2007” by the Ministry of Housing & Urban Poverty Alleviation, New Delhi. As the Economy of the Country is growing, higher rates of urbanization are unavoidable. India’s urban population in 2001 was 286.1 million, which was 27.8% of the total population. Over the previous five decades, annual rates of growth of urban population ranged between 2.7 to 3.8%. By 2041 it is expected that 50% percent of India’s population will be living in urban areas. “Urban” in India is defined as a human settlement with a minimum population of 5000 persons, with 75% of the male working population engaged in non-agricultural activities and a population density of at least 400 persons per sq. km.” The above paper also highlights the mismatch between demand and supply of housing units. 99% of the housing shortage of 24.7 million at the end of the 10th Plan pertains to the Economically Weaker Sections (EWS) and Low Income Groups (LIG) sectors. Further, the National Sample Survey Organization (NSSO) 61st Round reports that the number of urban poor has risen by 4.4 million persons, between 1993-94 to 2004-05. It is, therefore, of vital importance that a new National Urban Housing and Habitat Policy carefully analyses ways and means of providing the ‘Affordable Housing to All’ with special emphasis on the EWS and LIG sectors. The “National Urban Housing and Habitat Policy 2007” paper identifies clearly the need to provide sustainable affordable housing based on some of the following issues: Lack of Housing Stock. • At the advent of the 21st Century (2001), the housing stock in India stood at 50.95 million for 55.8 million urban households. Significant segments of this housing stock was characterized by congestion and obsolescence. Congestion is particularly acute in inner city slums and peripheral slums. According to the Census 2001, 61.82 million persons or 23.1% of the urban population resides in slums. The quality of housing stock in slums is extremely poor. An important reason for this is insecurity of tenure. Slums are also severely deficient in basic services such as potable water, sanitation, sewerage, storm water drainage and solid waste disposal. • The magnitude of housing shortage was estimated by a Technical Group in the context of formulation of the 11th Five Year Plan. The Technical Group estimated the housing shortage at the end of the 10th Plan to be around 24.7 million for 67.4 million households. The Group further estimated that 99% of this shortage pertains to EWS & LIG sectors. During the 11th Plan, the Group estimated that the total housing requirement (including backlog) will be to the tune of 26.53 million units for 75.01 million households. • Whereas more than 23% of the urban population resides in slum (Census:2001), a much higher proportion of the urban population of metropolitan cities lives in slums; it is estimated that 55% of the population of Mumbai lives in slums. It is of critical importance that the strategy of in-situ slum upgradation is adopted for preponderant proportion of the slum dwellers, since they provide valuable services to residents living close to their own dwelling places. Sustainable Low Income Community Standards 6
  • 7. Lack of Health and Hygiene in low-income communities. • Given the degraded habitat in which slum dwellers live and the frequent episodes of illness characterizing slum families, it is of vital importance that special attention is paid to urban health and hygiene on the one hand and social and preventive medicine on the other hand. In order to improve the quality of life in urban areas, it is of critical significance that the housing stock is improved through urban renewal, in situ slum improvement and development of new housing stock in existing cities as well as new townships. Further, the enhancement of housing stock must be accompanied with high quality provision of basic services. It is a well established fact that safe, hygienic and spacious provisioning of housing duly buttressed with adequate basic services and a congenial habitat promotes significant improvement in productivity of workers. Increase in Urban Poverty. • Non-affordability of housing by economically weaker sections of society and low income families in urban areas is directly linked with the magnitude of urban poverty. The NSSO reports that the number of the urban poor has risen by 4.4 million persons during 2004-05. One fourth of the country’s total urban population, numbering 80.7 million persons is below the poverty line. The urban poor constitute 26.7% of the total poor in the country. The fact that the number of urban poor has risen is in stark contrast with rural poverty, where both the total number of rural poor and its incidence vis-à-vis the rural population has fallen. • The urban poor have limited access to basic services. According to the 2001 census, there is a 9% deficiency in drinking water, 26% in toilets and 23% in drainage. It is quite understandable that most of this shortage pertains to Slums. Need for Sustainable Habitat. • Development of sustainable habitat is closely related to the adoption of ‘the Regional Planning approach’ while preparing Master Plans of towns/ cities, District Plans and Regional/Sub-Regional Plans. It involves maintenance of the ecological balance in terms of a symbiotic perspective on rural and urban development while developing urban extensions of existing towns as well as new integrated townships. • Promotion of sustainable habitat is closely linked with reserving a significant proportion of the total Master Plan area as ‘green lungs of the city’ (e.g. Master Plan for Delhi 2021 provides 20% of green areas), protecting water bodies with special emphasis on the flood plains of our rivers and developing green belts around our cities. Recreational land use refers to parks, playfields and other open space such as specified park, amusement park, maidan, a multipurpose open space, botanical garden, zoological parks, traffic parks, etc. • The new Habitat Policy reaffirms the importance of small and medium urban agglomerates/towns which have potential for future urban growth. The new Policy seeks to accelerate the development of such small and medium towns which can serve as generators of economic momentum while at the same time striving to reduce the rate of migration to existing large cities. The need for “Sustainable Affordable Housing” has been realized above. Efforts have been made to provide low income housign through policy changes and planning regulations applied in cities all over India. However, a clear understanding of sustainability is amiss in all previous and current initiatives. The need for addressing sustainability in the spatial and social integration, economic viability and prosperity, and sensitivity to climatic, social and community comfort – has not yet been recognized. Sustainable Low Income Community Standards 7
  • 8. Section 2: NEED FOR SUSTAINABLE AFFORDABLE HOUSING.
  • 9. Issue 1: Spatial and social integration into the larger urban community. Delhi has a long history of forced eviction of ‘illegal’ squatter or slum communities, and an equally long history of immigration into the city. As the city of Delhi expanded and its land increased in commercial value, the un-propertied/ poor were pushed to the periphery and, thereby, were the first to subsidize the current development process at the cost of their access to regular employment and livelihood opportunities, education, health care and other social necessities. Issues to think about: The low-income population was originally living in “illegal” squatter settlements or slums or JJC – because there was not adequate affordable housing supply for them in the centre city – when they originally arrived in the city to work and aid in its economic growth. Displaced low-income population is most often located at the outskirts of the city. This puts tremendous pressure on the transport infrastructure of the city, as well as the finances of the low income families – as they have to now commute every day to their place of work in the city. Moreover, secondary sources of family income (women working locally, etc.) are often severed, thus making the family poorer. Children are disconnected from schools and new social and physical; infrastructure is not provided. Shared amenities originally available in the city centre are also out of reach after relocation. The above situation often forces the poor to move back into the city and live as squatters or slums in dilapidated conditions again, just to be close to jobs & amenities. Need for Study: It is therefore essential that low income groups are located near their sources of employment and within walking distance of informal sources of employment like higher income households and other amenities within the city. Low income groups need to be “mixed” with other income groups in order to reduce social segregation and stigma and build civic pride. Source: Housing and Land Rights Network, Habitat International Coalition Sustainable Low Income Community Standards 9
  • 10. Issue 2: Current large concentrations of low-income social ‘ghettos’ creating Social Stigma Context and current challenges: In the past, low income communities have generally been located in large concentrations (from 50,000 to 1 lakh population) at a single location, without adequate provision of social amenities and infrastructure services. Such singular concentration of low-income families in one location leads to the creation of social ‘ghettos’ and creates several disadvantages and problems: Due to lack of investment in civic amenities and basic social infrastructure – these areas often perpetuate unemployment, lack of education, crime and very unsanitary living conditions. Mono-cultural concentration leads to perpetration of previous rural lifestyles, delaying the integration of rural immigrants into the urban lifestyle and overall city fabric. Isolation leads to social stigma, and spatial segregation of economic classes. Lack of shared public spaces with higher income groups creates further social Dakshinpuri… segregation and disregard. Very often, low income communities are relocated to new locations with the assurance of basic civic and infrastructure amenities, but many of the requirements are not eventually provided by the authorities due a a variety of reasons. Seelampur, Delhi Seemapuri, Delhi Sultanpuri, Mangolpuri – low income social ghettos of Delhi Image Source: The Tribune, India, 2006 Image Source: Mackenzie Berg, 2008 Sustainable Low Income Community Standards 10
  • 11. Issue 3: Climatic sensitivity and flexibility to socio-economic needs. In Mumbai, slums currently located near transit facilities and employment centres are being relocated away from these basic amenities - to locations in the outskirts of the city. Moreover, the quality of design seems to lack the most basic human right – the right to fresh air and daylight. From a point of advantage, these new slum redevelopment projects have succeeded in providing legitimized and more permanent and stable shelter for the low income people, as well as individualized sanitation and water supply. However, they unfortunately follow the “one type fits all” approach and exhibit no response to the climatic design needs on Mumbai. Spatially, they exhibit no sense of community building, human-scale, social congregation spaces or integrated socio-cultural amenities for the low-income community – and also provide them little flexibility to adapt. Need for Study: It is therefore realized that guidelines are needed to be set for the design of low income housing that respond to local climatic conditions and the socio-economic and cultural needs of the people who will live in these projects. Image Source: Dheeraj Patil, 2008 Image Source: Dheeraj Patil, 2008 Sustainable Low Income Community Standards 11
  • 12. Need. Sustainable affordable housing provision therefore must address all of the above intrinsic issues currently being faced by low income communities in urban areas: - Social integration into the larger urban community. - Social disregard and apathy - Access to inner city employment opportunities; or other local employment opportunities – leading to increased family poverty. - Access to fast and convenient public transit. - Choices and understanding of ‘designers’ in accommodating the flexible needs of the low income populations. - Good and shared public services, resources and amenities. The Jawaharlal Nehru National Urban Renewal Mission (JnNURM) initiative launched in 2005-06 by the Ministry of Housing and Urban Poverty Alleviation is huge step in the right direction. It aims to encourage cities to bring about improvement in the existing services to make cities more sustainable in social and economic manner. The JnNURM consists of two sub-missions: The urban infrastructure and governance Basic services to urban poor. The main focus areas of JnNURM are as following: Economic Social Integrated development of infrastructure services Securing linkages between asset creation and maintenance for long run project sustainability Accelerating the inflow of investments in urban infrastructure services Planned development of cities including the peri-urban areas, outgrowth and urban Sustainable corridors Development Redevelopment and renewal of inner city areas Universalization of urban services so as to ensure the availability to the urban poor segment of society. Environmental Sustainable Low Income Community Standards 12
  • 13. Section 3: Components of Sustainable Low-income Communities: In-site Upgradation New Sustainable Low-Mixed income Communities Local Local Subsidized Architects, People NGOs Materials. Designers ECONOMIC SOCIAL Urban Infill: Choices, Public Rapid for Existing Mixed income/ Shared public Community Flexibility & Safety Transit Access Employment/ social integration Amenities Involvement Adaptability Amenities ENVIRONMENTAL Energy Water Waste Reduction Local Efficiency Management and reuse Materials APPROPRIATE PLANNING STANDARDS Response to local Climate, Topography & Culture
  • 14. Sustainable New Affordable Housing Sustainable Low Income Community Standards 14
  • 15. Guidelines for Redeveloped or Newly Developed Mixed-use Mixed-income Communities 1. ECONOMIC SUSTAINABILITY: 1.1 Locate low-income groups near existing formal and informal Employment Opportunities. 1.2 Locate near Rapid Public Transit for easy access to employment and civic uses. 2. SOCIO-ECONOMIC SUSTAINABILITY: 2.1 Avoid creating large concentrations of low-income social ‘ghettos’; Integrate low-income groups within larger mixed-income mixed-use communities. Avoid concentrations of a single income group higher than 250 families at one location. - Mixing of income groups helps prevent large concentrations of low income communities in one location, and reduces crime, ensures maintenance of streets and public services. This also provides many informal employment opportunities. - Provide shared public spaces, social amenities and physical infrastructure before habilitation of low-income groups - Incorporate middle to high income groups into existing low-income communities; Facilitate gradual up-gradation of the larger community. 2.2 Provide “Choices” in flexibility of design, use of space, availability of space, tenure, and location of low-income homes. - Provide choice of dwelling unit size based on location and provision of amenities, and upward mobility choices. - Provide flexibility for adaptation of low-income community homes to facilitate home or community based economic activity. 2.4 Involve low-income communities in rehabilitation process, and design and construction of their communities. 2.5 Address Safety: - Street design - that provides adequate street lighting, buildings built up to the street with windows facing the street. - Clear hierarchy of streets with well defined and legible zones for pedestrians, bicycles, buses and cars – would reduce accidents and create safety. - Mixing of income groups as opposed to large concentrations to low income groups in one location - helps reduce crime. - Shared public spaces, social amenities and physical infrastructure allows social interaction of different income groups in common public spaces and helps reduce mutual apathy, generates social ties and reduces crime, thus increasing social security. 3. ENVIRONEMENTAL SUSTAINABILITY: 3.1 Save Energy – Respond to the unique climatic requirements of different cities and climatic zones; for comfort in outdoor and indoor spaces. 3.2 Natural Storm Water Management – Capture and locally treat storm water, Harvest rain water. 3.3 Recycle and reuse waste; Recycle and reuse waste water for the larger community, wherever possible. 3.4 Use local Materials and Construction Techniques. 4. PLANNING FRAMEWORK AND STANDARDS MUST RESULT IN SUSTAINABLE AND AFFORDABLE HOUSING.
  • 16. Sustainability Guidelines for: 1. SITE SELECTION 1.1 Locate low-income groups near existing formal and informal Employment Opportunities. 1.2 Locate near Rapid Public Transit. 16 SITE SELECTION
  • 17. 1 Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit; Low-income groups must be accommodated within 10 minute walking or 10-minute bicycling distance from: Existing formal and informal Employment Opportunities Existing rapid transit stations. This would allow them to reach their employment destinations in the easiest, fasted and cheapest way. Proximity to rapid transit stations would also provide them convenient access to other civic, entertainment and commercial destinations in the city. Existing low-income communities within the city are generally located near current employment centres and other sources of livelihood. Therefore people of these communities should be given the option of upgrading their homes and neighborhoods at the current location itself, and continuing to live near their current places of employment. If the choice of relocation is preferred by some residents, then better quality homes and proximity to transit, adequate employment opportunities and social infrastructure must be provided at the new locations, at various level of affordability and tenure choices. For new immigrants arriving into the city with limited job skills, new homes must be provided within existing or new mixed income communities, so that they can avail of civic and educational benefits of the city and socially integrate into the city faster. They must also be located near public Rapid Transit so that they can travel to potential work centres easily. SITE SELECTION 17
  • 18. 1 Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit; High and middle income groups are important sources of informal employment for low income groups. Many high income families like to have domestic help living close by and are willing to pay for their accommodation. In this scenario, low-income families may either be located within the same compound as the high income groups; or in adjoining pockets or blocks, sharing common public amenities and infrastructure. This helps support the interdependence between different income groups due to close proximity, and yet helps maintain their individual social and cultural identities, without creating social segregation. It also must be noted that low income groups should be located away from high-visibility and high commercial value areas, in order to prevent escalation of unit prices and displacement of the low income population. Low Income Housing Units Secondary Street / Lane . St d ar y c on Se Mid-High Income Housing/ Commercial Uses u e) Main Street et al re al V (High Visibility / Commercial Value) St ci ain mer M m Co i gh (H 18 SITE SELECTION
  • 19. There are several possible options for delivering low- income housing near public rapid transit (i.e. Metro, BRT) and near other middle to high income homes and employment centres: 500 M walking radius Option 1: - Mandatory Reservation for % of low-income housing in private developments near public transit. According to the Delhi Masterplan, all private developments are to provide and maintain 15% of the total FSI for low-income groups. Other states are likely to adopt this mandate under the JNURM guidelines. This would be a mandatory requirement for projects to obtain planning approvals. Option 2: - FSI-density bonuses for market-rate developments to pay for, or construct nearby low-income communities. - Density bonuses for providing and maintaining shared public parks, facilities and social infrastructure. Low income housing Option 3: (Size < 250 families) Rapid Transit Station - Government built low income housing within 800 M High/ Middle income housing (Metro/ BRT) walking distance from a rapid transit stations, limiting the size of each community to a maximum of 250 Commercial families. Offices/ Light Industrial Schools/ Libraries/ Civic uses Public Parks Image Source: Paromita (Romi) Roy SITE SELECTION 19
  • 20. 1 Locate low-income groups near existing Employment Opportunities and near Rapid Public Transit; Challenges: International Case Studies: The Jefferson at Chelsea Station, New York: project includes 455 to 587 residential Case Study in Gurgaon: In Gurgaon, all private developments are units, with structured parking and a mix of rental and home-ownership opportunities required to provide and maintain 20% of the total number of units as low near an existing Subway Station in an existing high-income neighborhood . income housing. 10% of the new units at Jefferson at Chelsea Station will be reserved as Challenges being faced: Due to high quality and very small proportion affordable housing. of low income housing in the private development complexes, these units get illegally sold by the original buyers to rich singles or middle income families, causing the intended low income population to move out to squatter settlements in distant areas. Potential Solution ideas: -The sale and renting of low income homes could be regulated by the housing society. Possibly - only the low income people working within the complex could be allowed to buy/ lease or rent these apartments, for living in along with their families. -Provide shared toilets and other amenities, so that individual units are Jefferson at Chelsea Station, New York City difficult to sell off. -The developer and the high-income home owners could be mandated Wilshire Vermont Station Project, Los Angeles: comprises of a mixed-income, to pay a construction and maintenance fee for low income housing multi-family rental apartment and retail program and a new middle school; all located community at a nearby location (but not within the same complex). near a new Metro Station and Bus Interchange in LA. 20% of the housing units are designated to be “affordable” at 50% of the Area Median Income. Image Source: Urban Partners LLC 20 SITE SELECTION
  • 21. Sustainability Guidelines for: 2. SOCIAL SUSTAINABILITY 2.1 Avoid creating large concentrations of low-income social ‘ghettos’; Integrate low-income groups within larger mixed- income mixed-use communities. -Mixing of income groups helps prevent large concentrations of low income communities in one location, and reduces crime, ensures maintenance of streets and public services. This also provides many informal employment opportunities. -Provide shared public spaces, social amenities and physical infrastructure before habilitation of low-income groups -Incorporate middle to high income groups into existing low-income communities; Facilitate gradual up-gradation of the larger community. 2.2 Provide “Choices” in flexibility of design, use of space, availability of space, tenure, and location of low-income homes. -Provide choice of dwelling unit size based on location and provision of amenities. -Provide flexibility for adaptation of low-income community homes to facilitate home or community based economic activity. 2.4 Involve low-income communities in rehabilitation process, and design and construction of their communities. 2.5 Address Safety: -Street design - that provides adequate street lighting, buildings built up to the street with windows facing the street. -Clear hierarchy of streets with well defined and legible zones for pedestrians, bicycles, buses and cars – would reduce accidents and create safety. -Mixing of income groups as opposed to large concentrations to low income groups in one location - helps reduce crime. -Shared public spaces, social amenities and physical infrastructure allows social interaction of different income groups in common public spaces and helps reduce mutual apathy, generates social ties and reduces crime, thus increasing social security. SOCIAL SUSTAINABILITY 21
  • 22. Principles: The above critical issues can be addressed through two main strategies: a) All new housing for low-income housing must be incorporated in groups not larger than 250 families - as part of larger mixed-income communities which include middle to higher income groups, and existing shared amenities like public parks, schools, healthcare facilities and public transit access. b) Incorporate middle to high income groups into existing low-income Image Source: Mybranda.com communities; to facilitate gradual up-gradation of the larger community. Case Study: Carter Road Promenade: developed by the Bandra West Residents c) Shared public spaces, social amenities and physical infrastructure must Association (BWRA) is used by people of all age groups and income levels…. be provided before habilitation of low-income groups. Parks, plazas, community centres, libraries and health care centres, along with adequate number of police stations should be located such that all income groups can use and interact in the same space. Such social interaction reduces mutual apathy, helps generate social ties and reduces crime, thus increasing social security in the long run. Locating smaller groups of low income families within a higher or mixed income community also helps cross subsidize their homes, as well as shared public amenities and civic infrastructure. Investments in civic amenities like parks, community centres, health centres, and water and sanitation service provision and maintenance can be shared by the overall community. This also facilitates future possibilities of joint investments in alternative sources of energy, water and waste treatment technologies. Note: Individual toilets (as opposed to shared ones) should be provided wherever possible – to ensure safety and privacy for women. Image Source: Mybranda.com 22 SOCIAL SUSTAINABILITY
  • 23. 2.1 a) Avoid creating large concentrations of low-income social ‘ghettos’; Integrate low-income groups within larger mixed income mixed use communities. International Case Study: Redeveloping low-income social ghettos as The Hope VI Community Development Projects, United States, since 1993. Since the mid-nineteenth century, the US, much like India, continued to provide low cost public housing for low income populations in its larger cities, concentrating them in large single income neighborhoods. By the late 1980s, these large concentrations of low income communities had deteriorated into physically and socially distressed neighborhoods, marked by significantly high crime rates and years of disinvestment in civic infrastructure. To amend this situation, the Hope VI Community Redevelopment Law was passed in 1993 aiming at a full transformation of the nation’s most distressed public housing neighborhoods. After several years now, the Hope VI Community Development Projects have led to redevelopment and transformation of numerous blighted, high-crime, public housing “ghettos” all of the country into thriving mixed income, multi-use communities. Below are significant excerpts from the HUD USER Publication “Hope VI: Community Building Makes a Difference” dated 13 March 2005: Key findings of the report: HOPE VI is helping residents move into the economic mainstream by stressing improved education, job training, and computer literacy. In virtually every HOPE VI site, a range of new educational programs and partnerships has been established. In some cases, new schools have been built. In others, several colleges and universities have become community partners with HOPE VI communities. They offer computer training, job-readiness skills, entrepreneurial business skills, and preparation for the GED and College Board tests. Project examples: in Atlanta, Seattle, Oakland, San Francisco, El Paso Hope VI projects.. HOPE VI is dramatically reducing crime and violence in public housing. Overall crime rates in the communities studied have been reduced by up to 72%. Many of the original HOPE VI developments were places where one could not safely walk the street in the day, much less at night. The drop in violent crime at HOPE VI sites has been dramatic, as high as 72 percent. Project examples: in Oakland, Baltimore and Atlanta. HOPE VI is reducing the isolation of public housing residents. HOPE VI residents, once physically and socially isolated, are now forging ties with mainstream society. In addition to the new education and employment services to help residents find their place in the world of work-new community centers, social service facilities, and recreation centers, and build larger community level ties. Project examples: in Baltimore, Milwaukee, El Paso and Seattle. HOPE VI is leveraging significant investments in community-wide improvements. Before their revitalization, HOPE VI sites were neighborhood eyesores that contained concentrations of extreme poverty, and functioned as havens for drugs and crime. HOPE VI revitalization often became a catalyst for change in the whole area, through community level investments in retail, transit, parks and other civic services. Project examples: in Baltimore, Milwaukee, El Paso and Seattle. Source::“Hope VI: Community Building Makes a Difference”, 2000, US Department of Housing and Urban Development < http://www.huduser.org/publications/pubasst/hope2.html> SOCIAL SUSTAINABILITY 23
  • 24. Inferences from the HUD USER Publication report: Lessons learned in studying these HOPE VI sites include: • Mixed use and mixed income communities integrating low-income housing projects – can become a catalyst for revitalization of the larger neighborhood. • Success is dependent on active community involvement from the start, in order to identify the needs and priorities of the overall community, as well as to shape and implement the strategies needed to address them. • Transformation efforts must be focused on an area of manageable size -- a community whose residents and other stakeholders can get to know each other, feel some measure of control over their environment, and have input into the decisions that affect their lives. • It is essential to have a strategy or master plan in order to coordinate all potential partners. • Housing authorities must build partnerships with experienced nonprofit and for-profit institutions in the larger community (such as police, social service agencies, civic groups, area businesses or business associations, local school systems, and community colleges) in order for residents to move towards self-sufficiency. • Housing authorities must be prepared to adapt to new social needs and protocols, and adhere to a set of short-term, more easily achievable goals, as well as long- term goals. • The case management approach can help pull together a variety of needed services at the local level in the service of a larger vision. But larger, systemic changes that are supportive of this service approach are needed as well. Mandela Gateway: After Redevelopment: a vibrant mixed use Before Redevelopment was a high crime community near West Oakland Station dilapidated neighborhood. © Calthorpe Associates 24 SOCIAL SUSTAINABILITY
  • 25. 2.1 b) Incorporate middle to high income groups into existing low-income communities; to facilitate gradual up-gradation of the larger community. International Case Studies: Curran House, Tenderloin, San Valencia Gardens, Mission District, Francisco: San Francisco: Non-profit developer: Tenderloin Federally funded Hope VI project. Neighborhood Development Corporation + This mixed use project replaced 246 dilapidated SF Mayor’s office. and blighted public housing units with 260 affordable homes for extremely-low and low A high quality affordable housing project built in income families and seniors. a neighborhood rampant with crime, drug abuse The high-quality and mixed use nature of the and homeless people living on the street. The project is intended to make it a signature project project hope to bring in middle to low income in this originally crime ridden neighborhood, families to live in these communities and help making the project the new “Gateway to the transform their character… Mission”. Image Source: Van Meter Williams Pollack, LLP Image Source: David Parker + Partners Architects/ Curran House, Tenderloin (a high crime low-income neighborhood in Downtown San Francisco) Valencia Gardens, Mission District, San Francisco SOCIAL SUSTAINABILITY 25
  • 26. Fruitvale Village, Oakland MVE Architects; Public Private Partnership. Fruitvale BART Station area originally comprised of large surface parking lots and was abutted by a neighborhood with low maintenance, high concentration of low income groups and the highest crime rates in the region. The Fruitvale Village project introduced to the area a mix of mid and low income rental apartments, offices, shops and utility stores, a public library and a large well designed civic plaza which has now transformed the place into a congregation point for the entire community. The plaza now acts as a meeting place for office goers, for shoppers as well as a venue for community festivals and events. Fruitvale Village has transformed the area from a blighted low- income neighborhood to a vibrant destination for the Before community and the entire city. After Images Source: The Unity Council 26 SOCIAL SUSTAINABILITY
  • 27. 2.2 Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of low-income homes. a) Unit Size and Location based Low-income housing “choices”: Existing Low Income Communities should be given a range of choices for new homes – the cheapest option being that families upgrade their homes with the help of local groups and subsidized material provided, within a given timeframe. In case they prefer to live in larger formalized homes – they would have the choice to relocate to a location distant from their current location and employment centres. New low-income immigrants to the city could be given a similar choice – smaller homes near the more expensive city centres, while larger homes would be available in locations away from the city centres. All new low-income housing must have a mix of rental and for-sale housing choices, subject to local trends. New low-income immigrants 3) Relocated to new Pre- Most spacious; Largest unit size constructed location: Far from city distant from current centre location but close to transit. NEW MIXED 2) Relocated New INCOME Development: within 2 COMMUNITIE km of current location S: near transit, with shared Smaller Unit Size 1) Phased redevelopment: amenities at current location in city Existing Low-income or Smallest Unit Size 0) In-situ up-gradation Least spacious; ‘slum’ population (not discussed in this paper) Within city centre SOCIAL SUSTAINABILITY 27
  • 28. b) A variety of affordable unit-size choices can be provided based on family size; income level and provision of shared or individualized amenities. 12 m2 Kitchen counter Shared bathroom 35 m2 15 m2 One big bedroom Small kitchen Big kitchen Woonerf Independent bathroom Shared bathroom Small living room 18 m2 Small kitchen Independent bathroom MAIN STREET 45 m2 25 m2 Two bedrooms Big kitchen Shared Toilet/ Bathroom for 20-25 persons One bedroom Medium size kitchen Independent bathroom Independent bathroom Living room 28 SOCIAL SUSTAINABILITY
  • 29. 2.2 Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of low-income homes. c) Provide flexibility for adaptation of public spaces in low-income communities to serve their unique cultural and socio-economic needs: Informal and flexible courtyards and public spaces must be incorporated into the design of low-income communities to allow for informal economy to flourish. Mixed uses and adaptability must also facilitated in the design and use of homes, community centres, courtyards and other public spaces. Mumbai – Inferences from the multicultural and multiuse nature of Dharavi The Holi Maidan is Koliwada’s main open public Fish Market: Mapping of Socio-Economic Activities of the The Tool-House: Live-Work Typology of a Kumbarwada space. At the time of the annual Holi Festival, more Market in Relationship to the Morphology of Space: The Potter Family . Many of Dharavi’s residents live and work than 10,000 people gather in and around the Fish Market is the witness of Koliwada’s roots as a at the same site. One must understand that shelter issues central space, including Dharavi Main Road. The traditional fishing village. The fish market has existed at are inextricably tied to residents’ means of livelihood. drawing records the movement of crowds and ritual its current location for the last 70 to 100 years. processions around the central fire. Source: Srivastava, Rahul et al, “Taking the Slum Out of Dharavi”, Feb. 2009, Airoots, <http://www.airoots.org/?s=sra> SOCIAL SUSTAINABILITY 29
  • 30. d) Provide flexibility for adaptation of low-income housing for “home-based” economic and community activities: Social and Circulation spaces in taller buildings Community halls provide living space outside the family’s small apartment. Shared spaces can be used by women’s cooperatives to generate home-employment. From here, women can supervise children at play on terraces, courtyards, etc. Charles Correa – Maharashtra Housing, 1999 Some of the cottage industries of Dharavi…. Image Source: Charles Correa Images Source: Abu Kasinath 30 SOCIAL SUSTAINABILITY
  • 31. 2.2 Provide “Choices” and flexibility of design, use of space, availability of space, tenure, and location of low-income homes. e) Incremental, Expandable and Adaptable low income housing: In cities with lesser growth pressure and lower real estate values, homes could be provided with the possibility of future incremental expansion and adaptability – which would allow families to adapt and prosper as the move higher in the income bracket. Bigger cities do not allow this concept to succeed as land values are too high to leave flexibility and under-utilized land and built space. International Case Study: Elemental Housing Scheme, Chile Alejandro Aravena Architects; Multiple Locations; 1999- Onwards Incremental… Expandable…. Adaptable…. Images Source: Elemental Chile SOCIAL SUSTAINABILITY 31
  • 32. 2.3 Involve low-income communities in rehabilitation process, including the design, construction and maintenance of their communities. 1) Involvement of Community Based Organizations (CBO) facilitated by NGOs is critical to the long term success and integration of low income groups into the larger urban community. 2) The intended population of the new projects should be involved at the design and planning stages of the project itself – for discussion and feedback. This would give them a sense of ownership and understanding of the project and help in the future maintenance and strengthening of the overall community. At least two community meetings should be held (at concept and post-design stages) with the target user population of the development, to solicit ideas, input and feedback on the proposal. Designs should be presented in a way comprehensible to the proposed users. 3) Formalize the role of the Community Based Organization as a representatives for a democratic ongoing means for communication with the community - for continual updates and feedback on construction, maintenance and usability of the built and occupied project. Representatives should have the role of conveying feedback from the community as well as making sure urban protocols are followed by the community itself. Women representatives must be involved in the CBOs to take care of their interests as well as those of the children. International Case Studies: Via Verde, Bronx, New York: Mixed rental and for sale housing (139 rental low income families - 63 Co-Ops designated as affordable housing). Based on community workshops – Health and safety of residents were highlighted as the biggest issues to be addressed. Therefore mixed use with retail on the ground floor and ‘eyes on the street’ through built to edge buildings were major design concepts. A community Health Centre and an Organic food co-op was also included. To reduce asthma - air quality was addressed through good building design and natural ventilation. David and Joyce Dinkins Gardens, Harlem, NY A joint effort of Jonathan Rose Companies and the nonprofit Harlem Congregations for Community Improvement (HCCI) – the latter owns and maintains it and was actively involved in the programming and construction of the project. Includes 1/3 youngsters coming out of foster care while 2/3 is low income housing for rent. Source: e2 Series; PBS Documentaries, “Affordable Green Housing” Season II - Episode 4; David and Joyce Dinkins Gardens, Harlem, NY Via Verde mixed-income housing, Bronx, New York Developer: Jonathan Rose Companies 32 SOCIAL SUSTAINABILITY
  • 33. 2.4 Facilitate Safety and Accessibility Principles to Facilitate Safety and Accessibility: A) “Eyes on the street” – Mixed uses for round the clock B) “Legible Streets” – Different streets have different functions and therefore activity, built-to-edge buildings with no setbacks and no different levels of vehicular and pedestrian traffic. A legibly designed street opaque boundary walls ensure that streets remain active with well defined sidewalks, bicycle lanes and appropriate signage would and watched, and therefore safe throughout the day. ensure greater safety for all. Avoid boundary walls and setbacks of buildings from the street Primary Commercial “Main” Street Primary Residential Street: as it creates lonely ‘unwatched’ sidewalks. Vehicular, Pedestrian and Bike zones clearly defined. Pedestrians and bicycles have priority, cars go slow. Wide sidewalks allowing space for pedestrians, streetlights, trees as well as Secondary Commercial Street: Secondary Residential Street: hawkers, with built-to-edge buildings creates safety through “eyes on the street” Pedestrians and bicycles ONLY. Pedestrians and bicycles ONLY Image Source: Author (Shanghai, 2008) SOCIAL SUSTAINABILITY 33
  • 34. Principles to Facilitate Safety and Accessibility: C) Provide Ambient Street lighting for pedestrians – without causing glare or light pollution. Street lighting, especially for pedestrians walking on sidewalks is a must to ensure their safety after dark. Street lamps, depending on intensity of use and width of the street – must be provided every 20 - 30 M, focusing light not on the car lanes, but on the pedestrian and bicycle lanes. At the same time, over-lighting an outdoor area at night is also not the best solution for either security or safety. Instead, exterior lighting that provides low contrast on critical areas and surfaces (such as sidewalks and parking areas) actually provides better visual acuity and improves safety. Therefore full cut off fixtures which focus light downwards and allow no light towards the night sky, and also do not cause glare – are required for all public streets. The light color of lamps also affects safety: illuminating objects with products that have high Color Rendering Street lamps should be for Avoid light fixtures with glare, Down-lighters focus light on the pavement and not Indexes (CRI) improves visual recognition of people and pedestrians, not cars. use ambient down-lighters. upwards; providing better visibility for pedestrians. objects at night. Standards: Lighting shall occur at all intersections and hazard-prone areas. Lighting shall be directed downward at all times (up-lighting is prohibited). Prohibited lighting includes the following: • Metal halide • Mercury vapor • Quartz • Laser light or similar high-intensity for advertisement or entertainment • Searchlights • Glass tubing filled with neon (neon back-lighting is allowed for signage). 34 SOCIAL SUSTAINABILITY
  • 35. 2.4 Facilitate Safety and Accessibility Principles to Facilitate Safety and Accessibility: D) Handicapped Accessibility: Handicapped access (wheelchairs, blind) should be provided to all public parks and community facilities. (See left) A proportion of homes must also be wheelchair accessible. In low rise walkup buildings, the group floor should be accessible through a ramp. In high-rise buildings, elevator access should be provided to as many floors as possible. (See below) Accessible Sidewalks Accessible Sidewalks Accessible Parks Accessible Parks Image Source: Charles Correa, Maharashtra Housing, 2009 In a highrise building, elevators could stop at every second or third floor (to reduce costs) – but it must be ensured that the floors of exit are fully accessible by wheelchair, without any stairs or other obstacles. Accessible Civic buildings Accessible Civic buildings SOCIAL SUSTAINABILITY 35
  • 36. Sustainability Guidelines for: 3. RESOURCE EFFICIENCY 3.1 Increase Energy Efficiency – Respond to the unique climatic requirements of different cities and climatic zones; for comfort in outdoor and indoor spaces. 3.2 Capture and locally treat storm water, Harvest rain water. 3.3 Recycle and reuse waste locally; Recycle and reuse waste water for the larger community, wherever possible. 3.4 Use local Materials and Construction Techniques. 36 RESOURCE EFFICIENCY
  • 37. 3.1 Increase Energy and Resource Efficiency: Respond to the unique climatic requirements of different cities and climatic zones. MUMBAI: (Hot Humid Climate Zone) Primary strategies for Energy Conservation and Comfort of residents in hot-humid climate of Mumbai: 4.1 Shading: to reduce solar gains and mitigate Heat Island Effect 4.2 Increased Air Movement in Summer: to remove heat and provide comfort in public spaces and homes through evaporative cooling. Building height 1.8 x Distance between buildings RECOMMENDED ORIENTATION OF STREETS: x W-E Optimum distance between buildings Summer winds from the West are extremely for adequate daylight access and air desirable. So streets and open spaces should be movement. oriented to catch these winds. Southwest monsoon winds are very strong and should be protected against. Winter winds should be restricted with tree plantation and narrower North-South Streets. RESOURCE EFFICIENCY 37
  • 38. Images Source: Author Net block level FSI = 6.5 Net block level FSI = 4.4 Net block level FSI = 6.0 Density = 2600 units/Ha @ 25sq.m. each Density = 1750 units/Ha Density = 2400 units/Ha Image Source: Kate Dunham Image Source: Google Earth Image Source: Kate Dunham UNDESIRABLE OPTION DESIRABLE OPTION UNDESIRABLE OPTION Current low-income housing complexes being Midrise housing with optimal spacing between buildings Taller buildings, when designed in rows, require larger constructed all over Mumbai Region. allowing daylight and airflow through public spaces spacing in between for adequate daylight access – and homes. creating an undesirable urban experience. 38 RESOURCE EFFICIENCY
  • 39. 3.1 Increase Energy and Resource Efficiency: Respond to the unique climatic requirements of different cities and climatic zones. DELHI: (Composite Climate Zone) Primary strategies for Energy Conservation and Comfort of residents in hot-dry/ composite climate of Delhi and Jaipur: • Shading: to reduce solar gains and mitigate Heat Island Effect • Optimal Solar access is required for daylighting and internal ventilation. Microclimate of public streets: Narrow streets provide shading and air movement – and therefore greater comfort Building height for pedestrians. Spacing between buildings should be enough to allow daylight access 1.2 x to all homes. Distance between buildings RECOMMENDED ORIENTATION OF STREETS: x 20° to W-E axis Hot-dry Summer winds (loo) from the North-West Optimum distance between buildings are extremely undesirable. So streets, homes and for adequate daylight access and air open spaces should be protected and oriented away movement. from these winds.. Deciduous trees provide shade in summer Southwest monsoon winds are very strong and and let the sun through in winter. should be protected against. Sidewalks should be at least 3 m wide, Winter winds should be restricted with tree plantation clear of obstacles, and well maintained, so and narrower North-South Streets. people can walk on them. RESOURCE EFFICIENCY 39
  • 40. Double loaded corridor buildings are NOT recommended. Single loaded (double aspect) buildings are recommended – as this allows adequate natural ventilation and daylighting of homes. Block FSI = 4.0 Block FSI = 1.5 Block FSI = 1.8 Density = 1600 units/Ha Density = 600 units/Ha Density = 750 units/Ha UNDESIRABLE OPTION DESIRABLE OPTION FOR VENTILATION RECOMMENDED OPTION Double loaded corridor buildings with homes on both Low-rise housing with double aspect homes without Design details can allow the internal courtyards to be used by sides – do not allow adequate ventilation. corridors – is preferable as it allows adequate residents for a variety of uses (cottage industry, kids ventilation of homes. playing, clothes washing and drying, social gatherings, etc. Microclimate of shared courtyards: Grass and trees greatly help reduce heat island effect and create comfort in open spaces. However, internal courtyards should not be fenced off as shown above. Courtyards (with permeable paving, instead of grass) are more usable for children playing , cottage industries, etc. Terraces are also valuable play areas for children. Image Source: Author 40 RESOURCE EFFICIENCY
  • 41. 3.1 Increase Energy and Resource Efficiency: Respond to the unique climatic requirements of different cities and climatic zones. Gangtok: (Cold, hilly) Primary strategies for Energy Conservation and Comfort of residents in cold and hilly areas of Gangtok: Construct housing on slopes with South or South-west exposure. Construct buildings by adapting to slopes; judicious site planning and grading to minimize cut and fill. Maximize use of flat surfaces (streets, alleys, plateaus) – for commercial and open public spaces; Use terraces and balconies of buildings to supplement usable open spaces for children and community activities. Identify and build only on stable slopes; preserve steep slopes Preserve trees and vegetation to prevent erosion; use new innovative materials to for erosion control, preserving top soil as well as ensuring safety and stability of homes. Capture and retain storm water on site, prevent runoff and harvest rainwater. Construct buildings with local materials and with high thermal mass; Wood used for construction must be sourced from certified sources and not from cutting down forests. So Ex uth po Su su n re Terraces as additional Street/ Alley Internal Courtyards for Community Open Space, play areas/ community activities, Parks and Commercial community spaces artisan workspaces, etc Centres on flat land RESOURCE EFFICIENCY 41
  • 42. Shared community facilities like dispensaries, libraries, small-scale retail uses can be located along pedestrian pathways along the slopes. Community Open space and commercial centre on flatter land Potential location of low income housing Higher income residential and Commercial uses requiring Potential location of visibility are located on the main low income housing streets. Shown here:: “Tokyo EcoRenewal Prototype”; Japan Images Source: Miguel Ruano, Eco-Urbanism, Sustainable Human Settlements 42 RESOURCE EFFICIENCY
  • 43. 3.1 Increase Energy and Resource Efficiency: Respond to the unique climatic requirements of different cities and climatic zones. International Case Studies: Learning from Typologies in China Lane Houses in Shanghai: • A group of 6-12 families share a lane house. Each lane terminates at a main commercial street on one end, giving people walking access to their daily needs and services. • Toilets and wash areas are shared between the families living around the shared ‘lane’. • The distance between homes is dictated my compulsory daylight access (minimum 2 hours on December 21) and natural ventilation to every home. Main Commercial Street (multimodal) Entry into “lane” or courtyard from the main street. Shared wash-areas in the common ‘lane’ Images Source: MenKShanghai RESOURCE EFFICIENCY 43
  • 44. Relocation low-income housing in Huzhou, China: • Real estate development pressures often necessitate the relocation of villages in the outskirts of growing cities (like Huzhou), but adequate reimbursement and a much better ‘quality of life’ is provided as compensation to relocated residents. Storm water management is dealt with creatively All residential rows are double aspect – to allow natural with landscaping, natural treatment and pedestrian ventilation. All homes look on to share green spaces. walkways. Main Commercial Street (multimodal) Shops are rented out to raise revenue for Homes are arranged in rows and spaced in order to Balconies and ‘sun spaces’ are provided on the maintenance of the low income housing development. ensure direct sunlight access to all homes. South side of the residential row. Images Source: Kate Dunham 44 RESOURCE EFFICIENCY
  • 45. 3.2 Natural Storm Water Management – Capture and locally treat storm water, Harvest rain water. KEY PRINCIPLE: GOAL: A) Reduce runoff, treat runoff before discharge into natural water bodies. Mimic pre-development storm water drainage system in maintaining the Quality and Volume of water discharged into the adjoining natural water body The Issue of “Runoff”: (river, lake or sea). • Post development of any site, there will be more impervious surfaces – like sidewalks, paved streets, parking lots, buildings etc. - then there is increased storm water “runoff”. Less water evaporates into the air and seeps into the ground. HOW do we reduce “runoff”? • Runoff water will pick up residues, chemicals, oils, PRIVATE Areas: pesticides, debris and pollutants : Before Development • Rainwater Harvesting and Reuse to supplement and from the surfaces it travels over., reduce potable water demands; and prevent water from causing pollution downstream. flowing off private property into municipality drains. • Uncontrolled runoff will cause a PUBLIC Areas: large amount of to enter a stream at once, causing flooding and • A 3-tier Storm Water Management Strategy utilizing stream bank erosion. the parks and open spaces within the development area must be employed to temporarily hold site-runoff, treat the water and slowly release it back to the natural waterway. Mimicking the natural discharge rate and water quality before development had occurred, is essential. • Natural Storm Water Management Systems would help reduce pressures on municipal infrastructure and reduce the sizing for pipes and treatment plants for storm water. Increased • Natural Systems would prevent runoff from polluting : After Development natural water bodies of the area. RESOURCE EFFICIENCY 45
  • 46. Strategies for Efficient and Natural Storm Water Management: w run- flo a) Storm water management should be separated from waste water treatment to off ed reduce pressure on infrastructure costs required for piping, conveyance and rb so treatment. ab d b) A 3-tier approach for natural storm water management should be followed…. an d re lte Fi Street bio-filtration bed 1) Treat at Source: Use street-swales or raingardens to filter and convey water naturally. This also helps save on piping cost, while providing additional greenery. run- off In hilly regions, detention ponds at regular intervals along slopes are critical in order to capture, infiltrate and treat storm water before it drains out of the site. Parks/ Detention 2) Capture and Convey Naturally: Parks and Open spaces should be multi-used as detention ponds during rainy seasons, while remaining usable green spaces for the rest of the year. In hilly regions, Natural Storm Water Management Wetland Detention Pond is extremely important in order to prevent erosion, pollution and flooding of water bodies downstream. 3) Final treatment of remaining storm water can take place at a natural treatment Image Source: Author wetland or a conventional facility. 46 RESOURCE EFFICIENCY
  • 47. 3.3 Recycle and reuse waste locally; Recycle and reuse waste water for the larger community, wherever possible. A critical issue affecting the health of low income communities is adequate sanitation and systems to deal with waste and sewage. Several strategies can be employed for reducing pressure on the sewage system and improving the environment of the overall community: Separate the sewage + waste water system from the storm water management system; - This will have a twofold benefit – the sizing of pipes and sewage treatment plants will be reduced substantially. Also the captured storm water can be harvested for reuse, or infiltrated to recharge the local ground water. If low-income groups are located in integrated mixed income communities, common facilities like bio-gas plants and aerobic/ anaerobic digesters can be constructed. These will have a two-fold benefit • reuse and recycling will reduce the volume waste that would need to be disposed. • Local economies for recycling and sorting of waste can get a boost. • Biogas thus generated can be used in community kitchens, restaurants, etc. while energy generated from the waste could benefit the entire community. Resource & Waste Management Organic Waste Treatment Separation Compost Biogas Recyclables Residual Sale for landscaping Energy Generation / On-site Off-Site Disposal Off-Site Sale and/or agriculture vehicle fuel / cooking Gasification (Landfill) Floating Fixed Reuse organic waste to produce biogas: a The “floating” type biogas plant at a A “fixed” type biogas plant A natural sewage treatment facility technology used through history in rural India, Working Women's Hostel, Trivandrum under construction. implemented in Bombay University now should be implemented in cities. by NEERI Image Source: industrialgasplants.com Image Source: dailymail.uk.co RESOURCE EFFICIENCY 47
  • 48. 3.4 Use Local Materials or Recycled Materials Use Local and Recycled Materials and Develop construction waste management plan to divert waste from landfills. For all redevelopment projects: 1. Reuse salvaged materials from demolition of existing structures on site. For all new construction and redevelopment projects, the following guidelines should be followed: 1. Construction materials should be selected such that majority of the materials are available within 250 km of site. 2. Reuse previously used construction materials and building elements. 3. Use materials which have some recycled content or that can be recycled after use. 4. Reduce the use and depletion of finite raw materials by replacing them with rapidly renewable materials (rapidly renewable materials are ones that are typically harvested within a 10 year cycle, eg, bamboo products, corn products, wheat based products, strawboards etc.). 5. Construction and demolition debris/mulba should be diverted from landfills and incinerators. Recyclable construction waste materials should be sent back to the manufacturing process and reusable materials should be taken to appropriate sites. 6. A mobile crèche should be provided for form workers during construction. 7. The project should collaborate with local building centers (BMPTC) which can help source materials as well as provide training and expertise for cheap yet innovative construction. 48 RESOURCE EFFICIENCY
  • 49. Sustainability Guidelines for: 4. PLANNING ISSUES 4.1 Implications of % EWS requirements in private housing 4.2 Summary of Sustainability Criteria to be met for Low-income housing PLANNING GUIDELINES 49
  • 50. 4.1 Implications of % EWS requirements in private housing: 15% of FSI vs. 15% of units Site Area 10,000 Sq.m. FSI 1.0 EWS 25 Sq.m. BuA 10,000 Standard Private Home 100 Sq.m. Household 4 MIG 70 15% of FSI When planning norms require private developers to FSI BuA No of Units % Population provide 15% of the FSI of their development to be allocated EWS 0.15 1,500 60 41% 240 to low-income (EWS) – due to the smaller dwelling units Standard Private Home 0.85 8,500 85 59% 340 size of EWS homes – this requirement translates into 40% 10,000 145 580 of the population of the project being low-income group. This often becomes unrealistic for the developer from the 15% of Number of Units sale-ability and feasibility aspects of their project. FSI BuA No of Units % Population EWS 4% 425 17 15% 68 When the requirement is 15% of the total number of units, Standard Private Home 96% 9,575 96 85% 383 the proportion of low income population allows for a more Total 10,000 113 451 feasible ratio for sale-ability of the project. Inference: The above study reveals that in market rate developer driven projects, % of EWS requirements should be stipulated as a % of the total number of dwelling units, not as a percentage of FSI. Source: Dr. Neelima Risbud, unpublished study calculations 50 PLANNING GUIDELINES