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Building M&E capacity in
community-based HIV programs in
Tanzania:
From diagnosis to assessing impact
Karen Foreit1
, Dawne Walker2
,
Mari Hickmann1
, Zaddy Kibao1
1
Futures Group, 2
Effective Development Group
Africa Evaluation Association
March 2014, Yaounde, Cameroon
 Total Population: 45 million
 5.1% of adults age 15-49
are HIV-positive.
Background - Tanzania
 Funded by the United States Agency for
International Development to improve monitoring
and evaluation in population, health and nutrition.
 Operational in Tanzania since 2003.
 Supports M&E system strengthening and capacity
building in health and social welfare programmes.
Background – MEASURE Evaluation
The challenge(s)
 Inadequate, poorly coordinated M&E systems
 Insufficient human & organizational capacity
 Poor-quality data
 Limited data use for planning & management
 Community-based programs staffed with
semi-literate volunteers
Community volunteers
 Limited literacy
 Do not understand why they
have to collect so much
information
 Often do not fill out forms
until after the visit
Data Quality Assessments (DQA)
 Measure accuracy of data reports
 Assess underlying M&E systems
 Originally designed for facility-based programs
 Sampling proportional to size
 “Trace and Verify” of client records
What we found
 Good results for facility-based programs
 Serious defects in community-based programs
 Few had M&E plans in place
 Households “claimed” as served reported they had
not been visited
 Declining data quality with distance to HQ
What we did
 Re-design DQA to support M&E
capacity-building
 New sampling procedures
 New data collection instrument
 Baseline needs assessment
 Tailored training and mentoring
 Objectively measure change
 Plan for sustainability
 Stratify sites:
 By size (large vs. small) and
 By location (close to vs. far
away from regional office/HQ)
 Randomly select from all 4
strata
 10 or fewer sites, visit all sites
New sampling procedures
 Community Trace and Verify
 Visit “claimed” beneficiaries
 Ask what services they received
 Compare beneficiary answers
to activity reports
New data collection instrument
Baseline assessment
 Questions specific to the level being
assessed
 Document every question
 4 point scale for system assessment for
greater precision
 Section on data use for all levels
 Move workshops closer to sites
 Group participants by common
problems
 Follow training with
individualized mentoring
 Advanced workshops for
partners with strong basic M&E
skills
Tailored training and mentoring
Objectively measure change
 “Mini” DQA
 Initial focus on low-scoring areas
 Expand from sites visited at baseline to other
sites in the program
 Expand to re-assess all areas of the system
assessment
Plan for sustainability
Standard Operating Procedures
 Team structure, roles and
responsibilities
 Procedures for implementing
at different levels
 Debrief templates
 GIS guidance
 Spot check guidance
 Report Writing
Structured report format
 Text and analysis template
 Standardized color scheme
and lay-out
 External editor
Build local capacity
 Transition to local organization with
backstopping from MEASURE Evaluation
staff
 Report writing course for contractor staff
 Greater participation in sampling and fieldwork
plan
Technical Support to Government
 Technical assistance to CHMTs mainly on
enhancing data quality and data use at District
level
 Strengthening of Community Care National M&E
system in Mainland and Zanzibar
Results
 CTV effectively pinpoints strengths and
weaknesses in data collection
 Measurable improvements in M&E plans,
performance and data quality
 28 IPs assessed, 23 received multiple rounds
 10 undertake internal DQA
 Slow progress in building local capacity to
independently conduct DQA
Also…
 Partners allocate
specific M&E budget
 Hired M&E staff
 Supportive supervision
and capacity building to
lower levels
Conclusions
Routine DQA augmented with CTV is an
effective platform to assess data quality and
program coverage of community programs,
guide assistance to strengthen individual and
organizational M&E capacity, and measure
the impact of training and mentoring for M&E.
MEASURE Evaluation is a MEASURE project funded by the
U.S. Agency for International Development and implemented
by the Carolina Population Center at the University of North
Carolina at Chapel Hill in partnership with Futures Group
International, ICF, John Snow, Inc., Management Sciences for
Health, and Tulane University. Views expressed in this
presentation do not necessarily reflect the views of USAID or
the U.S. Government.
MEASURE Evaluation is the USAID Global Health Bureau's
primary vehicle for supporting improvements in monitoring and
evaluation in population, health and nutrition worldwide.

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Building M&E capacity in community-based HIV programs in Tanzania: From diagnosis to assessing impat

  • 1. Building M&E capacity in community-based HIV programs in Tanzania: From diagnosis to assessing impact Karen Foreit1 , Dawne Walker2 , Mari Hickmann1 , Zaddy Kibao1 1 Futures Group, 2 Effective Development Group Africa Evaluation Association March 2014, Yaounde, Cameroon
  • 2.  Total Population: 45 million  5.1% of adults age 15-49 are HIV-positive. Background - Tanzania
  • 3.  Funded by the United States Agency for International Development to improve monitoring and evaluation in population, health and nutrition.  Operational in Tanzania since 2003.  Supports M&E system strengthening and capacity building in health and social welfare programmes. Background – MEASURE Evaluation
  • 4. The challenge(s)  Inadequate, poorly coordinated M&E systems  Insufficient human & organizational capacity  Poor-quality data  Limited data use for planning & management  Community-based programs staffed with semi-literate volunteers
  • 5. Community volunteers  Limited literacy  Do not understand why they have to collect so much information  Often do not fill out forms until after the visit
  • 6. Data Quality Assessments (DQA)  Measure accuracy of data reports  Assess underlying M&E systems  Originally designed for facility-based programs  Sampling proportional to size  “Trace and Verify” of client records
  • 7. What we found  Good results for facility-based programs  Serious defects in community-based programs  Few had M&E plans in place  Households “claimed” as served reported they had not been visited  Declining data quality with distance to HQ
  • 8. What we did  Re-design DQA to support M&E capacity-building  New sampling procedures  New data collection instrument  Baseline needs assessment  Tailored training and mentoring  Objectively measure change  Plan for sustainability
  • 9.  Stratify sites:  By size (large vs. small) and  By location (close to vs. far away from regional office/HQ)  Randomly select from all 4 strata  10 or fewer sites, visit all sites New sampling procedures
  • 10.  Community Trace and Verify  Visit “claimed” beneficiaries  Ask what services they received  Compare beneficiary answers to activity reports New data collection instrument
  • 11. Baseline assessment  Questions specific to the level being assessed  Document every question  4 point scale for system assessment for greater precision  Section on data use for all levels
  • 12.  Move workshops closer to sites  Group participants by common problems  Follow training with individualized mentoring  Advanced workshops for partners with strong basic M&E skills Tailored training and mentoring
  • 13. Objectively measure change  “Mini” DQA  Initial focus on low-scoring areas  Expand from sites visited at baseline to other sites in the program  Expand to re-assess all areas of the system assessment
  • 15. Standard Operating Procedures  Team structure, roles and responsibilities  Procedures for implementing at different levels  Debrief templates  GIS guidance  Spot check guidance  Report Writing
  • 16. Structured report format  Text and analysis template  Standardized color scheme and lay-out  External editor
  • 17. Build local capacity  Transition to local organization with backstopping from MEASURE Evaluation staff  Report writing course for contractor staff  Greater participation in sampling and fieldwork plan
  • 18. Technical Support to Government  Technical assistance to CHMTs mainly on enhancing data quality and data use at District level  Strengthening of Community Care National M&E system in Mainland and Zanzibar
  • 19. Results  CTV effectively pinpoints strengths and weaknesses in data collection  Measurable improvements in M&E plans, performance and data quality  28 IPs assessed, 23 received multiple rounds  10 undertake internal DQA  Slow progress in building local capacity to independently conduct DQA
  • 20. Also…  Partners allocate specific M&E budget  Hired M&E staff  Supportive supervision and capacity building to lower levels
  • 21. Conclusions Routine DQA augmented with CTV is an effective platform to assess data quality and program coverage of community programs, guide assistance to strengthen individual and organizational M&E capacity, and measure the impact of training and mentoring for M&E.
  • 22. MEASURE Evaluation is a MEASURE project funded by the U.S. Agency for International Development and implemented by the Carolina Population Center at the University of North Carolina at Chapel Hill in partnership with Futures Group International, ICF, John Snow, Inc., Management Sciences for Health, and Tulane University. Views expressed in this presentation do not necessarily reflect the views of USAID or the U.S. Government. MEASURE Evaluation is the USAID Global Health Bureau's primary vehicle for supporting improvements in monitoring and evaluation in population, health and nutrition worldwide.