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INVOLVED
WE DON’T JUST GET INVOLVED. SHUMAKER BECOMES A VITAL PART OF EVERY
CLIENT ORGANIZATION. EFFECTIVE LEGAL SOLUTIONS COME FROM FULLY
UNDERSTANDING CLIENT GOALS, DREAMS, CHALLENGES AND OBSTACLES,
AND KNOWING HOW TO DESIGN ANSWERS THAT EXACTLY ALIGN WITH YOUR
VALUES AND CULTURE.




                             SLK-LAW.COM


                                                                     3
//   TABLE OF CONTENTS


    HOW SHUMAKER CAN HELP YOU AND YOUR BUSINESS	   5

    GLOBAL PRACTICE AREAS 					8

    A GLOBAL NETWORK						8
    									
    PRACTICE AREAS							9	
    	
    INTERNATIONAL CORPORATE LAW				10
      	  Corporate Organizations and Securities			 10
    	Corporate Transactions					10
    GLOBAL TRADE 							12

    INTERNATIONAL TAX						15

    GLOBAL ANTI-TRUST AND COMPETITION 			          16

    INTERNATIONAL INTELLECTUAL PROPERTY			         17	

    INTERNATIONAL DISPUTE RESOLUTION 			 18	             	
    	    Arbitration							18
    	International Litigation					20
    GLOBAL BANKRUPTCY AND INSOLVENCY			            21
    FCPA AND INTERNATIONAL ANTI-CORRUPTION		       22

    IMMIGRATION							23

    LANGUAGES								24 -25

    COMMITMENT TO DIVERSITY					26

    CULTURE, MISSION AND VALUES				                27	

    OUR TEAM								28-32




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HOW SHUMAKER CAN HELP YOU AND YOUR
BUSINESS GLOBALLY OBTAIN MAXIMUM BENEFIT
  AND EFFICIENCY WITH MINIMAL LIABILITY:



       Create, structure and finance entities and their people

       Document business transactions, whether buying, selling or merging with an

       entire business or buying or selling parts of a business, products or services

       Provide maximum tax savings

       Ensure that you and your employees and agents live and work legally

       Protect your intellectual property before and after entry into the market

       Assist in obtaining superior technology

       Resolve business disputes

       Protect against customer non-payment and creditor collection

       Provide best practices for corruption avoidance and resolution




 zvz




                                                                                        5
Global reach with local depth

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//    GLOBAL PRACTICE AREAS



    Shumaker’s 50 practice areas span many countries. In a constantly evolving business world,
    our lawyers are not only familiar with the latest developments in the law where our clients
    conduct, or intend to conduct, their businesses, but are also able to work cohesively with our
    clients to allow their businesses to operate and grow in the most efficient and flexible manner
    possible.

    If you are expanding your operations to new jurisdictions or if your business operates in multiple
    jurisdictions, our lawyers are available to assist your multi-jurisdictional business operations,
    growth and financing needs. Our lawyers provide clients with a high-quality, seamless and
    cost-effective way to deal with the range of legal issues that arise when conducting business
    in the United States, abroad or both.

    Our clients’ success is our first priority. When clients require specific expertise on a project or
    transaction involving a domestic or foreign jurisdiction, we assemble a team of lawyers with
    extensive local knowledge and experience tailored to that client and project or transaction.
    You can be confident that our lawyers will provide you consistent, reliable and excellent legal
    services.




                          //     A GLOBAL NETWORK


     As a result of its global representation of clients, Shumaker has developed relationships with
     many foreign professionals (accountants, lawyers, investment bankers, regulatory experts
     and others) who we utilize to assist our clients with matters requiring “on the ground”
     expertise in a diverse range of cross-border matters. This network provides our clients access
     to local lawyers and other professionals who have the knowledge of, and experience with
     local laws, governmental agencies and necessary documents to navigate the complexities
     of multi-jurisdictional matters. Internationally experienced, locally connected and business-
     minded, Shumaker’s network of lawyers and professionals provide our clients the best possible
     advice and support, wherever they do business around the globe.



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//    OUR PRACTICE AREAS INCLUDE
                                 Administrative Law      Franchise and Distribution Law
                     Agribusiness and Cooperatives       Government Contracts
                      Alternative Dispute Resolution     Health Law
                     Antitrust and Trade Regulation      Immigration Law
                                            Appeals      Information Systems
       Bankruptcy, Insolvency and Creditors’ Rights      Intellectual Property
                              Bonds and Public Law       International Transactions
            Broker-Dealer Litigation and Arbitration     Media and Communications Law
                               Commercial Leasing        Mergers and Acquisition/Divestitures
                              Commercial Litigation      Nonprofit Organizations
                           Commercial Transactions       Patents, Trademarks and Copyrights
                                   Construction Law      Products Liability
                              Construction Litigation    Professional Liability
Corporate Compliance and Business Crimes Defense         Public Companies
             Corporate Law/Business Organizations        Public/Private Joint Venture
           Educational and Religious Organizations       Public Utilities Practice
             Employee Compensation and Benefits          Real Estate Investment Trusts (“REITs”)
                       Employment and Labor Law          Real Estate Law
                                 Environmental Law       Securities
                                     Estate Planning     Sports and Entertainment
                                         Family Law      Taxation
                             Federal Court Litigation    Telecommunications
                 Fidelity, Surety and Specialty Bonds    Trust and Estate Administration
                                Financial Institutions   Workers’ Compensation
                             Financing Transactions      Zoning and Land Use Planning




                                                 SLK-LAW.COM

                                                                                                   9
//     INTERNATIONAL CORPORATE LAW


     Many of Shumaker’s lawyers have valuable experience working on international corporate
     matters, either on behalf of a domestic company conducting business overseas or a foreign
     entity entering into or already conducting business in the United States. We are familiar with
     corporate matters and completing corporate transactions around the world and, more
     importantly, are prepared for the jurisdictional issues that arise in connection with these matters.
     Our clients benefit from our ability to flag potential pitfalls in each country, advise on cultural
     differences and nuances, offer invaluable ancillary advice in such areas as intellectual property,
     tax, employment and competition law and manage even the most demanding due diligence
     exercises.

     // Corporate Organizations and Securities
     Shumaker understands that it is essential to get the structure of any business organization right
     in terms of governance, fiscal efficiency, minimization of potential liabilities and compliance with
     legal obligations. Our attorneys do this while taking into account the client’s relevant tax, finance
     and other considerations, particularly as the organization grows and raises capital, undertakes
     transactions and expands globally. We provide advice on the formation and structuring
     of corporate organizations, the structure and jurisdiction for particular transactions, issues of
     corporate governance and fiduciary compliance and related matters. We also advise clients on
     securities law issues ranging from the raising of capital privately to accessing public equity and
     debt capital markets for securities offerings, securities registration and related matters.

     // Corporate Transactions
     Our lawyers have years of experience in assisting their clients in international corporate transactions,
     including both “outbound” and “inbound” transactions. In this increasingly global economy
     that includes global corporate transactions, companies must continually position themselves
     to access markets and technology, improve margins and reduce their exposure to risk. Our
     corporate practice group advises many clients regarding global mergers and acquisitions, IPOs,
     public and private equity and debt offerings, venture capital and private equity investments
     and other transactional matters. 

     The lawyers in our corporate practice group are augmented by specialists in such areas of
     law as intellectual property, tax, employment (including compensation, benefits and ERISA),
     litigation, real estate and environmental. We also have numerous contacts and familiarity with
     investment bankers, banking institutions, other private financial sources and capital markets to
     provide clients with additional professional services with respect to these corporate transactions.




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A Summary of Shumaker’s International Corporate Law Expertise:

                   Acquisitions, Divestitures and Mergers
                              Capital Markets
                          Corporate Governance
                   Debt, Equity and Mezzanine Financings
                       Employment Plans and Issues
                   Equipment, Project and Trade Finance
                        Joint Ventures and Alliances
                          Organization of Entities
                        Private Capital Fundraising
                              Public Offerings



                                SLK-LAW.COM                  11
//   GLOBAL TRADE

     Shumaker assists clients in managing the risks and maximizing the opportunities associated
     with the increasing regulation of international trade in goods and services. Our international
     trade practice provides a range of services designed to match the scope of global trade
     regulation and to answer the needs of our clients wherever and whenever they arise.

     Our lawyers provide commercial contract support for in-house legal teams and also handle major
     projects and business-critical contracts for companies across sectors. Our team of commercial
     lawyers works on deals ranging from simple agreements to complex multi-party projects spanning
     multiple jurisdictions.

     Our lawyers work with clients to structure and document relationships with suppliers, customers
     or strategic partners to exploit markets and assets. Our lawyers can draft the wide range of
     documents necessary to create and preserve these relationships, protect our clients’ rights
     and enhance the value of our clients’ businesses. Our lawyers not only advise our clients in legal
     matters, but also in business and cultural matters.

     Shumaker also monitors legislative proposals worldwide and advises clients on the effects of
     legislation under multilateral agreements and bilateral agreements. As new trade agreements
     are implemented, we keep on top of the process and develop effective negotiating positions
     and strategies. Often these agreements affect business operations and structures and our
     team shows clients what changes are necessary. Because we are on top of the ever-shifting
     trade schemes around the world, our clients can stay out in front of their markets.


     A Summary of Shumaker’s Global Trade Law Expertise:

                                  Application of the Incoterms® 2010
            Application of NAFTA and Other Multilateral and Bilateral Trade Agreements
       Application of the Uniform Customs and Practice for Documentary Credits (UCP 600)
         Application of the UN Convention on Contracts for the International Sale of Goods
                                   Application of WTO Agreements
                                     Customs Law and Regulation
     Distribution, Supply, Partnering, Agency, Franchise, Logistics and Warehousing Agreements
          Dumping, Countervailing Duties, Safeguards and Other National Trade Remedies
                                    Export Controls and Sanctions
                                           Letters of Credit
              Market Access, Strategic Counseling, Trade Negotiations and Trade Policy
                             National Security Restrictions on Investment
                                      Preferential Trade Regimes
                         Regulatory Issues Affecting Corporate Transactions
                            Section 337 Investigations in the United States

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SLK-LAW.COM




              Relationship Driven




                             13
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//     INTERNATIONAL TAX




  Internationally, governments are aggressively pursuing additional revenue and crises-related
  restructurings pose new and difficult challenges for tax planning and dispute resolution.
  Shumaker’s tax lawyers understand the business and legal intricacies of international taxation
  and have the capability to design, implement and defend international tax planning structures.
  They are in touch with changing tax laws, practices and dispute resolution techniques and
  can help design, implement and defend tax strategies for international operations and transactions.
  Shumaker has experienced tax litigators who can represent clients in all phases of tax dispute
  resolution. We have handled large tax controversies at the audit, appeals and trial court levels
  in many countries and have successfully litigated complex tax disputes.




A Summary of Shumaker’s International Tax Law Expertise:



                                             Dispute Resolution
                                               Restructurings
                                   Sales, Use and Other Tax Application
                                         Tax Strategy and Planning




                                                SLK-LAW.COM

                                                                                                        15
//   GLOBAL ANTI-TRUST AND COMPETITION


     Shumaker has the depth of experience to effectively assist clients with their anti-trust and
     competition needs. We represent clients in merger and cartel investigations in the United States
     before the Anti-trust Division of the Justice Department, the Federal Trade Commission (FTC)
     and the US Congress and in the European Union before the European Commission’s Directorate
     General for Competition (DG Comp). As competition law enforcement has spread around the
     globe, so has our experience in advising clients on merger and cartel matters in various other
     jurisdictions, including EU member states, China, Japan and Korea.
     Our anti-trust lawyers have substantial experience managing the many complexities of parallel
     premerger proceedings and business-practice investigations by foreign competition authorities.
     We have prepared premerger filings, defended investigations and supervised teams of local
     counsel in all major countries with active anti-trust regimes.
     With the support of the firm’s strong regulatory practices, we represent clients in many industries
     that are regulated or have been deregulated in recent decades. We represent clients as
     defendants in private class actions, other complex treble-damage litigation and parens
     patriae cases brought by state attorneys general. We are also experienced with handling
     state court class actions based on the unfair trade practice and consumer protection theories
     that plaintiffs often use to avoid federal court.


           A Summary of Shumaker’s Global Anti-trust Practice:

                                Anti-trust Compliance Counseling
                                      Cartels and Monopolies
                                 Complaints and Sector Inquiries
                        Complex Anti-trust Litigation and Class Actions
                        Government Civil Investigations and Litigation
                            Grand Juries and Criminal Prosecutions
                                     Mergers and Acquisitions




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//   INTERNATIONAL INTELLECTUAL PROPERTY


     Shumaker lawyers are able to represent clients in all of their intellectual property needs,
     including their most challenging and complex intellectual property needs, all of which, like
     our clients’ interests, transcend geographic boundaries. With Shumaker, clients receive the
     in-depth intellectual property knowledge more commonly associated with boutique intellectual
     property firms, along with the global resources and wider commercial perspective of our
     international practice, both of which are essential for keeping our clients ahead of their markets.

     Shumaker’s lawyers develop asset management and protection strategies designed to help
     clients manage risk, continue growth and protect market share around the globe. We
     understand the commercial issues and pressures which arise from intellectual property
     disputes or related negotiations and provide innovative and strategic solutions to deal with such
     issues and pressures. We provide strong cross-jurisdictional intellectual property support,
     managed either locally, centrally or through a series of networking arrangements.

     Often, intellectual property issues do not arise in a vacuum—they transcend other practice areas
     such as other commercial transactions and anti-trust. Using cross-disciplinary global teams, our
     lawyers routinely guide our clients through the intellectual property aspects associated with
     other commercial transactions and other complex, cross-practice matters.




        A Summary of Shumaker’s International Intellectual
                   Property Law Expertise:

                     Analysis and Management           Non-disclosure, Confidentiality
                                           Audits       and Employment Agreements
                                    Compliance         Patents
                                      Copyrights       Privacy and Data Protection
                                  Due Diligence        Proceedings
                                        Licensing      Section 337 International Trade Proceedings
                                        Litigation     Trademarks
                                  Merchandising        Trade Secrets




                                              SLK-LAW.COM
                                                                                                           17
//   INT ERNATIONAL DISPUTE RESOLUTION

      Cross-border disputes are increasingly common, involving different cultures, legal systems and business
      concepts. Shumaker’s lawyers advise clients operating under virtually any legal system, both
      common and civil law, on every step of the dispute resolution process from the drafting of dispute
      resolution clauses to the conduct of the proceedings and to the enforcement of the arbitral
      awards. We can recommend suitably qualified arbitrators and expert witnesses. We also advise
      on alternative dispute resolution methods such as mediation and can provide guidance on
      the best dispute resolution options in any given situation.

      // Arbitration
      International arbitration procedures have been designed to overcome these difficulties. Many
      businesses adopt arbitration provisions in their commercial agreements so that any disputes may
      be resolved efficiently.

      Our international arbitration practice has handled complex cross-border disputes in international
      jurisdictions under a wide range of arbitral bodies. We have helped clients worldwide reap the benefits
      of international arbitration procedures, including: flexibility in procedures and rules of evidence;
      flexibility as to who will determine the dispute; greater ease of worldwide enforcement under
      international conventions; greater levels of confidentiality; and greater neutrality.
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Our firm has extensive experience working with all major
                        arbitral institutions and rules including:

                       American Arbitration Association/International Centre for Dispute Resolution (AAA/ICDR)
                                   International Centre for Settlement of Investment Disputes (ICSID)
                                              International Chamber of Commerce (ICC)
                                            London Court of International Arbitration (LCIA)
                                               Stockholm Chamber of Commerce (SCC)
                                                       UNCITRAL Arbitration Rules




                               Shumaker’s lawyers understand the five
                                  key elements of any arbitration:

                                            Drafting a proper arbitration agreement
                     Full knowledge of the arbitration rules promulgated by various international institutions
Comprehensive understanding of the regional and global treaties that various countries have entered into relating to arbitration
                           Familiarity with the national procedural laws applicable to a given dispute
           Ability to enforce an arbitration agreement and arbitral award through knowledge of the national courts




                                                                                                                           19
// International Litigation
     Increasingly, on a daily basis, companies must manage the myriad risks inherent in doing
     business internationally or locally. When disputes arise, Shumaker’s team of experienced
     litigators are prepared to represent our clients’ interests. Our lawyers understand the
     legal, business and procedural developments in jurisdictions throughout the world. Whatever
     problems our clients face, wherever they occur, our attorneys are well-equipped to assist.

     Our lawyers collaborate with clients and counterparts to identify and execute the most
     advantageous business-oriented solutions, either by pursuing or defending litigation or through
     alternative methods, such as mediation.

     We maintain state-of-the-art technology that streamlines our case and cost management and
     enhances efficiencies across our operations and provides a communications platform for sharing
     information and documents with our clients.

     Litigating across national borders is often legally complex and difficult to predict. Shumaker
     has the experience and legal training required to coordinate and implement an effective
     litigation strategy.



          A Summary of Shumaker’s International Dispute
                     Resolution Expertise:

          Ability to Determine the Most Favorable Applicable Law in Multi-jurisdictional Disputes
                              Ability to Draft Arbitration Agreements and Provisions
                       Comprehensive Understanding of Regional and Global Treaties
                             Dismissal of Cases for Inconvenient or Improper Forums
                                       Enforcement of Foreign Judgments
                            Engagement of Effective Industry and Foreign Law Experts
                            Familiarity with the National Procedural Laws and Courts
                                     Filing and Litigating Anti-Suit Injunctions
                                       Full Knowledge of Arbitration Rules
                                      Multi-jurisdictional Conflict Resolution
                 Multi-jurisdictional Litigation Coordination, Management and Supervision
                                   Obtaining Evidence in Foreign Jurisdictions
                       Securing Injunctive and Other Interim Relief Foreign Jurisdictions
                            Selection of Effective and Capable Foreign Local Counsel




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// GLOBAL     BANKRUPTCY
                               AND INSOLVENCY



 Shumaker’s global bankruptcy and insolvency lawyers have substantial experience in representing
 parties in complex, global insolvency matters. Our bankruptcy and insolvency practice
 group is able to take advantage of the resources of our firm and network and its broad experience
 to provide national and international transaction and litigation experience. Shumaker’s bankruptcy
 and insolvency practice group has extensive experience in handling cross-border and international
 insolvencies. Members of our bankruptcy practice are also actively involved in lecturing and writing
 on international bankruptcy topics and have authored numerous articles and other materials
 relating to debtors’ and creditors’ rights. Shumaker’s global bankruptcy and insolvency practice
 group can rapidly assemble and deliver the right team of lawyers and other professionals to
 deliver a skillful, comprehensive and value-added solution to global insolvency-related issues.

 Our bankruptcy and insolvency practice group represents secured and unsecured creditors,
 committees (both official and ad hoc), bondholders, asset purchasers, equity sponsors, debtors,
 trustees and other parties involved in financial restructuring transactions and cases, both in and
 out of court.



   A Summary of Shumaker’s Global Insolvency Expertise:



Bankruptcy Litigation, such as Preferential Transfers, Fraudulent Transfers and Equitable Subordination
             Complex Loan Restructurings and Debtor-in-Possession and Exit Financings
Executory Contracts, Leases, Intellectual Property Licenses and Forward, Swap and Trading Contracts
 International Bankruptcy Cases, International Insolvency Arbitrations and Chapter 15 Proceedings
                                Valuation and Solvency Proceedings
                         UNCITRAL and European Union Regulation Matters
                                     Lender Liability Controversies
                                  Mediation of Bankruptcy Disputes
                   Prepackaged, Pre-Negotiated and Traditional Chapter 11 Plans
           Substantive Consolidation, Recharacterization and Officer and Director Liability



                                              SLK-LAW.COM
                                                                                                          21
FCPA AND           //
       INTERNATION AL ANTI-CORRUPTION



     Shumaker’s FCPA and International Anti-Corruption practice group offers comprehensive and
     practical compliance advice from lawyers who have conducted numerous investigations
     and advised clients on global compliance issues. Clients can take advantage of this
     knowledgeable advice and counsel before and after compliance issues arise.


     Shumaker’s FCPA and International Anti-Corruption practice group includes experienced
     trial lawyers who have run many FCPA and related international anti-corruption investigations. Our
     attorneys know how to respond to law enforcement authorities both in the United States
     and abroad. Our group has represented clients before the Securities and Exchange Commission
     (SEC) and other U.S. regulators, as well as their international counterparts. In addition to
     these extensive investigative and litigation backgrounds, the Shumaker FCPA and Internation-
     al Anti-Corruption practice group includes lawyers with a wealth of experience in corporate
     compliance, commodities and securities litigation and regulatory enforcement. Wherever
     FCPA, international anti-corruption or related parallel investigations arise, our lawyers can
     respond immediately with a cross-border, integrated defense team.


         A Summary of Shumaker’s FCPA and International
                   Anti-Corruption Expertise:

             Appearance before Government Departments and Agencies Compliance
                                    Audits, Counseling and Training
                        Development of Compliance Policies and Procedures
                                           Global Settlements
                                      Government Investigations
                                         Internal Investigations
                           Merger/Acquisition/Joint Venture Due Diligence
                                            Risk Assessment
                                     Screening of Foreign Agents




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//   IMMIGRATION



Immigration managment is essential to a clients’ ability to establish a stable workforce.
Shumaker lawyers understand this and have solid expertise and experience in this field of
practice, gained over years of professional practice.

Shumaker’s immigration practice group provides comprehensive legal support to assist
domestic, foreign and global companies in the transfer of personnel into the United States for
work-related reasons.

We also assist clients in the transfer of personnel abroad by ensuring issuance of the proper
immigration documents in foreign jurisdictions. Our immigration practice group is particularly
effective in representing our immigration clients, as members of our group come from culturally
diverse backgrounds and are able to communicate effectively in many languages.

Shumaker’s substantial expertise in immigration law includes applying for and obtaining
(1) nonimmigrant visas, such as B-1 business, E-1 and E-2 treaty trader and treaty investor, J-1
exchange visitor, L-1 intracompany transferee, H, Ev and TN visas; and (2) permanent resident
status and U.S. citizenship.




   A Summary of Shumaker’s Immigration Law Expertise:




                                Nonimmigrant United States Visas

       Permanent Resident Status in the United States and United States Citizenship

                   Applicable Visas and Documents in Foreign Jurisdictions




                                                                                                   23
// LANGUAGES




                              German


     English                French




     Spanish                Amharic




               Portuguese




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Because international clients have needs that are different from our domestic clients, our knowledge of
foreign languages and cultures repeatedly helps us to structure and close culturally sensitive transactions
and projects. We have lawyers fluent in American Sign Language, Amharic, Bosnian, Chinese, Croatian,
Greek, French, German, Italian, Korean, Portuguese, Serbian and Spanish.




               Bosnian
                                  Croatian
     Italian            Serbian


           Greek
                                                     Chinese

                                      Korean




                                                  SLK-LAW.COM                                                 25
//      COMMITMENT TO DIVERSITY
       “Promoting diversity is an integral component of our continuing quest for excellence.”
                                      – David Waterman, Chairman
     At Shumaker, we are committed to attracting, retaining and promoting a diversified workforce.
     We believe that such a workforce, with its varied perspectives and experiences, is a significant
     benefit to our clients and the communities we serve. Among other things, diversity makes for
     a broader, richer environment, which produces more creative thinking and solutions. Further,
     our commitment to equal opportunity and a culture of inclusiveness and mutual respect helps us
     retain individuals with exceptional talents and abilities, which only further ensures the delivery of
     the highest level of services. We actively promote diversity both through our recruiting activities
     and our emphasis on acceptance of diversity in the workplace. With regard to recruiting,
     we participate in recruiting through minority hiring programs offered by law schools in our communities.
     With regard to our workplace, we emphasize an unbiased culture based on three principles:
     respect, inclusion and teamwork. To further promote our efforts, we appointed partner Jenifer
     Belt as co-chair of our Professional Development Committee and Julio Esquivel as our Diversity Partner.
     Our Professional Development Committee oversees the hiring, retention, training and promotion to
     partnership of our associate attorneys. Under the Direction of Ms. Belt, our Professional Development
     Committee is setting and updating diversity goals, designing initiatives to help us achieve our
     goals and assisting our minority lawyers to reach their full professional potential.
     We also believe that good mentoring and networking occur outside of the law firm, and we
     pay dues for minority bar association memberships, including the Tampa Bay Hispanic Bar
     Association and the George Edgecomb Bar Association. We also support various minority
     business associations, such as Hispanic Chambers of Commerce, Asian American Chambers
     and the Network of Executive Women.
     Our attempts to find, recruit and encourage promotion of minorities, including women, have
     rewarded the firm and the individuals involved. Minorities have served on our management
     committee and currently lead our Professional Development Committee and Employment Law
     Practice Group. Minority attorneys in the firm serve on various committees, including our finance
     and marketing committees. Minorities are also leaders in firm administration. Senior admin-
     istrative positions held by minorities include Director of Administration (Tampa), Director
     of Human Resources (Toledo), Director of Marketing and Communications - Florida (Tampa),
     and the Manager of Business Development – Florida (Sarasota). Shumaker paralegals, managers
     and staff represent a diverse group of dedicated professionals; more than half are minorities.
     Shumaker is dedicated to offering equal and fair employment opportunities, where all individuals
     are recruited, hired and promoted for all positions without regard to race, religion, age, gender,
     national origin, genetic information, veteran or military status, sexual orientation, gender identity
     or expression or ancestry. We work hard to ensure the well-being of our most valued resource
26   – our people.
//     CULTURE MISSION AND VALUES
  Shumaker’s size, internal management and firm culture allow it to offer each client legal
  services tailored to the client’s particular needs and changing requirements over time.
  Shumaker’s high quality legal services are provided at highly competitive billing rates by
  deploying the appropriate team of attorneys and staff to handle each matter as it arises.
  Our size also allows us to handle significant matters with the highest level of expertise, without
  stifling individual innovation. Shumaker enjoys a management structure that minimizes rigid
  processes and allows it to quickly and flexibly respond to client needs. In everything we do,
  the attorneys and staff of Shumaker strive to obtain and retain enduring client relationships.
  Our attorneys and staff are enthusiastic about the firm, its clients and the practice of law. The
  attorneys and staff of Shumaker earn the loyalty of clients through superior service, value, hard
  work, collaboration and respect for others.


          Shumaker’s values demonstrate the following:
                                      // Clients are First
            In all we do, the client’s interests are our focus. Client satisfaction with the
                          service and value we deliver is our first priority.



                                            // Respect
         Shumaker believes every person can add value and perspective to a situation.
         Respect for individuals and the contributions they make are an important part
                                      of the culture of the firm.


                                   // Partners are Owners
The firm’s partners are owners of the firm and act like owners by working in ways that support their
                      responsibility to their partners and perpetuate the firm
                                  beyond their respective tenure.



                       // Community Involvement and Service
 Shumaker is a strong supporter of nonprofit organizations in each of its five locations and firmly
believes in giving back to the communities it serves through the donation of talent, time and
 financial resources. In addition to supporting national organizations, Shumaker offices actively
 support many local organizations, including Thompson Children’s Home, Second Harvest Food
                           Bank and United Family Services in Charlotte.


                                                                                                       27
Wesley Thaddeus Adams, III

Our Team                                                                                     Par t ner

                                                                                         Copyright Prosecution
                                                                                       Intellectual Property Law
                                                                                 Mediation and Litigation Counseling
                                                                                 Patent, Trademark and Copyright Law




                                                 M. Scott Aubry
                                                      Par t ner

                                           Antitrust and Trade Regulation
                                        Corporate Law/ Business Organizations
                                             International Transactions
                                        Mergers and Acquisitions/ Divestitures
                                                   Securities Law




                                              Michael M. Briley
                                                     Par t ner

                                           Antitrust and Trade Regulation
                                        Corporate Law/ Business Organizations
                                             Corporate Compliance and
                                              Business Crimes Defense




      David H. Conaway
             Par t ne r

     Bankruptcy, Insolvency and
          Creditors’ Rights
                                                                                 INVOLVED
      Commercial Transactions
Corporate Law/ Business Organizations
        Financial Institutions
  28 International Transactions
Thomas A. Cotter
                                                       Par t ner
           SLK-LAW.COM
                                           Agribusiness and Cooperatives
                                         Employee Compensation and Benefits
                                                  Estate Planning
                                              Nonprofit Organizations
                                                     Taxation




       Juilo C. Esquivel
              Par t ne r

Corporate Law/ Business Organizations
Mergers and Acquisitions/ Divestitures
           Securities Law
   Franchise and Distribution Law




                                                 Steven S. Grieco
                                                       Par t ner

                                         Corporate Law/ Business Organizations
                                                Financing Transactions
                                                     Health Law
                                         Mergers and Acquisitions/ Divestitures
                                                    Securities Law




                                               Daryl L. Hollnagel
                                                       Par t ner

                                              Commercial Transactions
                                         Corporate Law/ Business Organizations
                                                   International Law
                                         Mergers and Acquisitions/ Divestitures

                                                                                  29
William Kent Ihrig
                                                                              Par t ner


Our Team                                                              Financing Transactions
                                                                        Financial Institutions
                                                                           Real Estate Law
                                                                     Commercial Transactions
                                                             Bankruptcy, Insolvency and Creditors’ Rights
                                                               Corporate Law/ Business Organizations




                       H.S. Stephen Lee
                            Ass o ci ate

            Bankruptcy, Insolvency and Creditors’ Rights
                      Commercial Litigation
                     Federal Court Litigation
                       Financial Institutions




                     Brandy B. Milazzo
                             Par t ner

               Commercial and Business Transactions                        SLK-LAW.COM
               Corporate Law/ Business Organizations
                      Mergers and Acquisitions
           Private Equity and Venture Capital Transactions
             Technology, Supply-Chain and Outsourcing




                                                                      Richard D. Rogovin
                                                                            Of Counsel

                                                                   Alternative Dispute Resolution
                                                                Corporate Law/ Business Organizations
                                                                       Commercial Litigation
                                                                     International Transactions

30
James I. Rothschild
                 Par t ner

Bankruptcy, Insolvency and Creditors’ Rights
       Corporate Compliance and
         Business Crimes Defense
        Commercial Transactions
  Corporate Law/ Business Organizations
     Franchise and Distribution Law
        Mergers and Acquisitions
                Divestitures




                                                      Darrell C. Smith
                                                             Partner

                                               Corporate Law/ Business Organizations
                                                      Financing Transactions
                                               Mergers and Acquisitions/ Divestitures
                                                          Securities Law
                                                          Venture Capital
                                                    International Transactions




        David F. Waterman
                Par t ner

        Bonds and Public Law
 Corporate Law/ Business Organizations
            Estate Planning
 Mergers and Acquisitions/ Divestitures
                Taxation




        Thomas I. Webb, Jr.
                 Par t ner

         Bonds and Public Law
  Corporate Law/ Business Organizations
          Financial Institutions
       International Transactions
  Mergers and Acquisitions/ Divestitures
             Securities Law
                                                                               31
David W. Wicklund
                                                          Par t ner


Our Team                                       Antitrust and Trade Regulation
                                                        Appellate Law
                                         Bankruptcy, Insolvency and Creditors’ Rights
                                                   Commercial Litigation
                                                  Federal Court Litigation
                                                    Intellectual Property




       Gregory C. Yadley
              Par t ne r

Corporate Law/ Business Organizations
        Financial Institutions
Mergers and Acquisitions/ Divestitures
           Securities Law




                                                    Mechelle Zarou
                                                          Par t ner

                                                 Employment and Labor Law
                                                     Immigration Law
                                                  Workers’ Compensation




INVOLVED

  32
SLK-LAW.COM




              33
// LOCATIONS
            LOCATIONS




            First Citizens Bank Plaza
         128 South Tryon Street, Suite 1800

              Charlotte, NC 28202


               Huntington Center

         41 South High Street, Suite 2400

             Columbus, OH 43215

     240 South Pineapple Avenue, 10th Floor

               Sarasota, FL 34236


             Bank of America Plaza

     101 East Kennedy Boulevard, Suite 2800

               Tampa, FL 33602


              1000 Jackson Street

               Toledo, OH 43604




                 SLK-LAW.COM

34
35
CHARLOTTE	   704.375.0057
     COLUMBUS		   614.463.9441
     SARASOTA		   941.366.6660
     TAMPA		      813.229.7600
     TOLEDO		     419.241.9000
                                 SLK-LAW.COM
36

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Shumaker International-We Think Global

  • 1. // 1
  • 2. 2
  • 3. INVOLVED WE DON’T JUST GET INVOLVED. SHUMAKER BECOMES A VITAL PART OF EVERY CLIENT ORGANIZATION. EFFECTIVE LEGAL SOLUTIONS COME FROM FULLY UNDERSTANDING CLIENT GOALS, DREAMS, CHALLENGES AND OBSTACLES, AND KNOWING HOW TO DESIGN ANSWERS THAT EXACTLY ALIGN WITH YOUR VALUES AND CULTURE. SLK-LAW.COM 3
  • 4. // TABLE OF CONTENTS HOW SHUMAKER CAN HELP YOU AND YOUR BUSINESS 5 GLOBAL PRACTICE AREAS 8 A GLOBAL NETWORK 8 PRACTICE AREAS 9 INTERNATIONAL CORPORATE LAW 10 Corporate Organizations and Securities 10 Corporate Transactions 10 GLOBAL TRADE 12 INTERNATIONAL TAX 15 GLOBAL ANTI-TRUST AND COMPETITION 16 INTERNATIONAL INTELLECTUAL PROPERTY 17 INTERNATIONAL DISPUTE RESOLUTION 18 Arbitration 18 International Litigation 20 GLOBAL BANKRUPTCY AND INSOLVENCY 21 FCPA AND INTERNATIONAL ANTI-CORRUPTION 22 IMMIGRATION 23 LANGUAGES 24 -25 COMMITMENT TO DIVERSITY 26 CULTURE, MISSION AND VALUES 27 OUR TEAM 28-32 4
  • 5. HOW SHUMAKER CAN HELP YOU AND YOUR BUSINESS GLOBALLY OBTAIN MAXIMUM BENEFIT AND EFFICIENCY WITH MINIMAL LIABILITY: Create, structure and finance entities and their people Document business transactions, whether buying, selling or merging with an entire business or buying or selling parts of a business, products or services Provide maximum tax savings Ensure that you and your employees and agents live and work legally Protect your intellectual property before and after entry into the market Assist in obtaining superior technology Resolve business disputes Protect against customer non-payment and creditor collection Provide best practices for corruption avoidance and resolution zvz 5
  • 6. Global reach with local depth 6
  • 7. 7
  • 8. // GLOBAL PRACTICE AREAS Shumaker’s 50 practice areas span many countries. In a constantly evolving business world, our lawyers are not only familiar with the latest developments in the law where our clients conduct, or intend to conduct, their businesses, but are also able to work cohesively with our clients to allow their businesses to operate and grow in the most efficient and flexible manner possible. If you are expanding your operations to new jurisdictions or if your business operates in multiple jurisdictions, our lawyers are available to assist your multi-jurisdictional business operations, growth and financing needs. Our lawyers provide clients with a high-quality, seamless and cost-effective way to deal with the range of legal issues that arise when conducting business in the United States, abroad or both. Our clients’ success is our first priority. When clients require specific expertise on a project or transaction involving a domestic or foreign jurisdiction, we assemble a team of lawyers with extensive local knowledge and experience tailored to that client and project or transaction. You can be confident that our lawyers will provide you consistent, reliable and excellent legal services. // A GLOBAL NETWORK As a result of its global representation of clients, Shumaker has developed relationships with many foreign professionals (accountants, lawyers, investment bankers, regulatory experts and others) who we utilize to assist our clients with matters requiring “on the ground” expertise in a diverse range of cross-border matters. This network provides our clients access to local lawyers and other professionals who have the knowledge of, and experience with local laws, governmental agencies and necessary documents to navigate the complexities of multi-jurisdictional matters. Internationally experienced, locally connected and business- minded, Shumaker’s network of lawyers and professionals provide our clients the best possible advice and support, wherever they do business around the globe. 8
  • 9. // OUR PRACTICE AREAS INCLUDE Administrative Law Franchise and Distribution Law Agribusiness and Cooperatives Government Contracts Alternative Dispute Resolution Health Law Antitrust and Trade Regulation Immigration Law Appeals Information Systems Bankruptcy, Insolvency and Creditors’ Rights Intellectual Property Bonds and Public Law International Transactions Broker-Dealer Litigation and Arbitration Media and Communications Law Commercial Leasing Mergers and Acquisition/Divestitures Commercial Litigation Nonprofit Organizations Commercial Transactions Patents, Trademarks and Copyrights Construction Law Products Liability Construction Litigation Professional Liability Corporate Compliance and Business Crimes Defense Public Companies Corporate Law/Business Organizations Public/Private Joint Venture Educational and Religious Organizations Public Utilities Practice Employee Compensation and Benefits Real Estate Investment Trusts (“REITs”) Employment and Labor Law Real Estate Law Environmental Law Securities Estate Planning Sports and Entertainment Family Law Taxation Federal Court Litigation Telecommunications Fidelity, Surety and Specialty Bonds Trust and Estate Administration Financial Institutions Workers’ Compensation Financing Transactions Zoning and Land Use Planning SLK-LAW.COM 9
  • 10. // INTERNATIONAL CORPORATE LAW Many of Shumaker’s lawyers have valuable experience working on international corporate matters, either on behalf of a domestic company conducting business overseas or a foreign entity entering into or already conducting business in the United States. We are familiar with corporate matters and completing corporate transactions around the world and, more importantly, are prepared for the jurisdictional issues that arise in connection with these matters. Our clients benefit from our ability to flag potential pitfalls in each country, advise on cultural differences and nuances, offer invaluable ancillary advice in such areas as intellectual property, tax, employment and competition law and manage even the most demanding due diligence exercises. // Corporate Organizations and Securities Shumaker understands that it is essential to get the structure of any business organization right in terms of governance, fiscal efficiency, minimization of potential liabilities and compliance with legal obligations. Our attorneys do this while taking into account the client’s relevant tax, finance and other considerations, particularly as the organization grows and raises capital, undertakes transactions and expands globally. We provide advice on the formation and structuring of corporate organizations, the structure and jurisdiction for particular transactions, issues of corporate governance and fiduciary compliance and related matters. We also advise clients on securities law issues ranging from the raising of capital privately to accessing public equity and debt capital markets for securities offerings, securities registration and related matters. // Corporate Transactions Our lawyers have years of experience in assisting their clients in international corporate transactions, including both “outbound” and “inbound” transactions. In this increasingly global economy that includes global corporate transactions, companies must continually position themselves to access markets and technology, improve margins and reduce their exposure to risk. Our corporate practice group advises many clients regarding global mergers and acquisitions, IPOs, public and private equity and debt offerings, venture capital and private equity investments and other transactional matters.  The lawyers in our corporate practice group are augmented by specialists in such areas of law as intellectual property, tax, employment (including compensation, benefits and ERISA), litigation, real estate and environmental. We also have numerous contacts and familiarity with investment bankers, banking institutions, other private financial sources and capital markets to provide clients with additional professional services with respect to these corporate transactions. 10
  • 11. A Summary of Shumaker’s International Corporate Law Expertise: Acquisitions, Divestitures and Mergers Capital Markets Corporate Governance Debt, Equity and Mezzanine Financings Employment Plans and Issues Equipment, Project and Trade Finance Joint Ventures and Alliances Organization of Entities Private Capital Fundraising Public Offerings SLK-LAW.COM 11
  • 12. // GLOBAL TRADE Shumaker assists clients in managing the risks and maximizing the opportunities associated with the increasing regulation of international trade in goods and services. Our international trade practice provides a range of services designed to match the scope of global trade regulation and to answer the needs of our clients wherever and whenever they arise. Our lawyers provide commercial contract support for in-house legal teams and also handle major projects and business-critical contracts for companies across sectors. Our team of commercial lawyers works on deals ranging from simple agreements to complex multi-party projects spanning multiple jurisdictions. Our lawyers work with clients to structure and document relationships with suppliers, customers or strategic partners to exploit markets and assets. Our lawyers can draft the wide range of documents necessary to create and preserve these relationships, protect our clients’ rights and enhance the value of our clients’ businesses. Our lawyers not only advise our clients in legal matters, but also in business and cultural matters. Shumaker also monitors legislative proposals worldwide and advises clients on the effects of legislation under multilateral agreements and bilateral agreements. As new trade agreements are implemented, we keep on top of the process and develop effective negotiating positions and strategies. Often these agreements affect business operations and structures and our team shows clients what changes are necessary. Because we are on top of the ever-shifting trade schemes around the world, our clients can stay out in front of their markets. A Summary of Shumaker’s Global Trade Law Expertise: Application of the Incoterms® 2010 Application of NAFTA and Other Multilateral and Bilateral Trade Agreements Application of the Uniform Customs and Practice for Documentary Credits (UCP 600) Application of the UN Convention on Contracts for the International Sale of Goods Application of WTO Agreements Customs Law and Regulation Distribution, Supply, Partnering, Agency, Franchise, Logistics and Warehousing Agreements Dumping, Countervailing Duties, Safeguards and Other National Trade Remedies Export Controls and Sanctions Letters of Credit Market Access, Strategic Counseling, Trade Negotiations and Trade Policy National Security Restrictions on Investment Preferential Trade Regimes Regulatory Issues Affecting Corporate Transactions Section 337 Investigations in the United States 12
  • 13. SLK-LAW.COM Relationship Driven 13 13
  • 14. 14
  • 15. // INTERNATIONAL TAX Internationally, governments are aggressively pursuing additional revenue and crises-related restructurings pose new and difficult challenges for tax planning and dispute resolution. Shumaker’s tax lawyers understand the business and legal intricacies of international taxation and have the capability to design, implement and defend international tax planning structures. They are in touch with changing tax laws, practices and dispute resolution techniques and can help design, implement and defend tax strategies for international operations and transactions. Shumaker has experienced tax litigators who can represent clients in all phases of tax dispute resolution. We have handled large tax controversies at the audit, appeals and trial court levels in many countries and have successfully litigated complex tax disputes. A Summary of Shumaker’s International Tax Law Expertise: Dispute Resolution Restructurings Sales, Use and Other Tax Application Tax Strategy and Planning SLK-LAW.COM 15
  • 16. // GLOBAL ANTI-TRUST AND COMPETITION Shumaker has the depth of experience to effectively assist clients with their anti-trust and competition needs. We represent clients in merger and cartel investigations in the United States before the Anti-trust Division of the Justice Department, the Federal Trade Commission (FTC) and the US Congress and in the European Union before the European Commission’s Directorate General for Competition (DG Comp). As competition law enforcement has spread around the globe, so has our experience in advising clients on merger and cartel matters in various other jurisdictions, including EU member states, China, Japan and Korea. Our anti-trust lawyers have substantial experience managing the many complexities of parallel premerger proceedings and business-practice investigations by foreign competition authorities. We have prepared premerger filings, defended investigations and supervised teams of local counsel in all major countries with active anti-trust regimes. With the support of the firm’s strong regulatory practices, we represent clients in many industries that are regulated or have been deregulated in recent decades. We represent clients as defendants in private class actions, other complex treble-damage litigation and parens patriae cases brought by state attorneys general. We are also experienced with handling state court class actions based on the unfair trade practice and consumer protection theories that plaintiffs often use to avoid federal court. A Summary of Shumaker’s Global Anti-trust Practice: Anti-trust Compliance Counseling Cartels and Monopolies Complaints and Sector Inquiries Complex Anti-trust Litigation and Class Actions Government Civil Investigations and Litigation Grand Juries and Criminal Prosecutions Mergers and Acquisitions 16
  • 17. // INTERNATIONAL INTELLECTUAL PROPERTY Shumaker lawyers are able to represent clients in all of their intellectual property needs, including their most challenging and complex intellectual property needs, all of which, like our clients’ interests, transcend geographic boundaries. With Shumaker, clients receive the in-depth intellectual property knowledge more commonly associated with boutique intellectual property firms, along with the global resources and wider commercial perspective of our international practice, both of which are essential for keeping our clients ahead of their markets. Shumaker’s lawyers develop asset management and protection strategies designed to help clients manage risk, continue growth and protect market share around the globe. We understand the commercial issues and pressures which arise from intellectual property disputes or related negotiations and provide innovative and strategic solutions to deal with such issues and pressures. We provide strong cross-jurisdictional intellectual property support, managed either locally, centrally or through a series of networking arrangements. Often, intellectual property issues do not arise in a vacuum—they transcend other practice areas such as other commercial transactions and anti-trust. Using cross-disciplinary global teams, our lawyers routinely guide our clients through the intellectual property aspects associated with other commercial transactions and other complex, cross-practice matters. A Summary of Shumaker’s International Intellectual Property Law Expertise: Analysis and Management Non-disclosure, Confidentiality Audits and Employment Agreements Compliance Patents Copyrights Privacy and Data Protection Due Diligence Proceedings Licensing Section 337 International Trade Proceedings Litigation Trademarks Merchandising Trade Secrets SLK-LAW.COM 17
  • 18. // INT ERNATIONAL DISPUTE RESOLUTION Cross-border disputes are increasingly common, involving different cultures, legal systems and business concepts. Shumaker’s lawyers advise clients operating under virtually any legal system, both common and civil law, on every step of the dispute resolution process from the drafting of dispute resolution clauses to the conduct of the proceedings and to the enforcement of the arbitral awards. We can recommend suitably qualified arbitrators and expert witnesses. We also advise on alternative dispute resolution methods such as mediation and can provide guidance on the best dispute resolution options in any given situation. // Arbitration International arbitration procedures have been designed to overcome these difficulties. Many businesses adopt arbitration provisions in their commercial agreements so that any disputes may be resolved efficiently. Our international arbitration practice has handled complex cross-border disputes in international jurisdictions under a wide range of arbitral bodies. We have helped clients worldwide reap the benefits of international arbitration procedures, including: flexibility in procedures and rules of evidence; flexibility as to who will determine the dispute; greater ease of worldwide enforcement under international conventions; greater levels of confidentiality; and greater neutrality. 18
  • 19. Our firm has extensive experience working with all major arbitral institutions and rules including: American Arbitration Association/International Centre for Dispute Resolution (AAA/ICDR) International Centre for Settlement of Investment Disputes (ICSID) International Chamber of Commerce (ICC) London Court of International Arbitration (LCIA) Stockholm Chamber of Commerce (SCC) UNCITRAL Arbitration Rules Shumaker’s lawyers understand the five key elements of any arbitration: Drafting a proper arbitration agreement Full knowledge of the arbitration rules promulgated by various international institutions Comprehensive understanding of the regional and global treaties that various countries have entered into relating to arbitration Familiarity with the national procedural laws applicable to a given dispute Ability to enforce an arbitration agreement and arbitral award through knowledge of the national courts 19
  • 20. // International Litigation Increasingly, on a daily basis, companies must manage the myriad risks inherent in doing business internationally or locally. When disputes arise, Shumaker’s team of experienced litigators are prepared to represent our clients’ interests. Our lawyers understand the legal, business and procedural developments in jurisdictions throughout the world. Whatever problems our clients face, wherever they occur, our attorneys are well-equipped to assist. Our lawyers collaborate with clients and counterparts to identify and execute the most advantageous business-oriented solutions, either by pursuing or defending litigation or through alternative methods, such as mediation. We maintain state-of-the-art technology that streamlines our case and cost management and enhances efficiencies across our operations and provides a communications platform for sharing information and documents with our clients. Litigating across national borders is often legally complex and difficult to predict. Shumaker has the experience and legal training required to coordinate and implement an effective litigation strategy. A Summary of Shumaker’s International Dispute Resolution Expertise: Ability to Determine the Most Favorable Applicable Law in Multi-jurisdictional Disputes Ability to Draft Arbitration Agreements and Provisions Comprehensive Understanding of Regional and Global Treaties Dismissal of Cases for Inconvenient or Improper Forums Enforcement of Foreign Judgments Engagement of Effective Industry and Foreign Law Experts Familiarity with the National Procedural Laws and Courts Filing and Litigating Anti-Suit Injunctions Full Knowledge of Arbitration Rules Multi-jurisdictional Conflict Resolution Multi-jurisdictional Litigation Coordination, Management and Supervision Obtaining Evidence in Foreign Jurisdictions Securing Injunctive and Other Interim Relief Foreign Jurisdictions Selection of Effective and Capable Foreign Local Counsel 20
  • 21. // GLOBAL BANKRUPTCY AND INSOLVENCY Shumaker’s global bankruptcy and insolvency lawyers have substantial experience in representing parties in complex, global insolvency matters. Our bankruptcy and insolvency practice group is able to take advantage of the resources of our firm and network and its broad experience to provide national and international transaction and litigation experience. Shumaker’s bankruptcy and insolvency practice group has extensive experience in handling cross-border and international insolvencies. Members of our bankruptcy practice are also actively involved in lecturing and writing on international bankruptcy topics and have authored numerous articles and other materials relating to debtors’ and creditors’ rights. Shumaker’s global bankruptcy and insolvency practice group can rapidly assemble and deliver the right team of lawyers and other professionals to deliver a skillful, comprehensive and value-added solution to global insolvency-related issues. Our bankruptcy and insolvency practice group represents secured and unsecured creditors, committees (both official and ad hoc), bondholders, asset purchasers, equity sponsors, debtors, trustees and other parties involved in financial restructuring transactions and cases, both in and out of court. A Summary of Shumaker’s Global Insolvency Expertise: Bankruptcy Litigation, such as Preferential Transfers, Fraudulent Transfers and Equitable Subordination Complex Loan Restructurings and Debtor-in-Possession and Exit Financings Executory Contracts, Leases, Intellectual Property Licenses and Forward, Swap and Trading Contracts International Bankruptcy Cases, International Insolvency Arbitrations and Chapter 15 Proceedings Valuation and Solvency Proceedings UNCITRAL and European Union Regulation Matters Lender Liability Controversies Mediation of Bankruptcy Disputes Prepackaged, Pre-Negotiated and Traditional Chapter 11 Plans Substantive Consolidation, Recharacterization and Officer and Director Liability SLK-LAW.COM 21
  • 22. FCPA AND // INTERNATION AL ANTI-CORRUPTION Shumaker’s FCPA and International Anti-Corruption practice group offers comprehensive and practical compliance advice from lawyers who have conducted numerous investigations and advised clients on global compliance issues. Clients can take advantage of this knowledgeable advice and counsel before and after compliance issues arise. Shumaker’s FCPA and International Anti-Corruption practice group includes experienced trial lawyers who have run many FCPA and related international anti-corruption investigations. Our attorneys know how to respond to law enforcement authorities both in the United States and abroad. Our group has represented clients before the Securities and Exchange Commission (SEC) and other U.S. regulators, as well as their international counterparts. In addition to these extensive investigative and litigation backgrounds, the Shumaker FCPA and Internation- al Anti-Corruption practice group includes lawyers with a wealth of experience in corporate compliance, commodities and securities litigation and regulatory enforcement. Wherever FCPA, international anti-corruption or related parallel investigations arise, our lawyers can respond immediately with a cross-border, integrated defense team. A Summary of Shumaker’s FCPA and International Anti-Corruption Expertise: Appearance before Government Departments and Agencies Compliance Audits, Counseling and Training Development of Compliance Policies and Procedures Global Settlements Government Investigations Internal Investigations Merger/Acquisition/Joint Venture Due Diligence Risk Assessment Screening of Foreign Agents 22
  • 23. // IMMIGRATION Immigration managment is essential to a clients’ ability to establish a stable workforce. Shumaker lawyers understand this and have solid expertise and experience in this field of practice, gained over years of professional practice. Shumaker’s immigration practice group provides comprehensive legal support to assist domestic, foreign and global companies in the transfer of personnel into the United States for work-related reasons. We also assist clients in the transfer of personnel abroad by ensuring issuance of the proper immigration documents in foreign jurisdictions. Our immigration practice group is particularly effective in representing our immigration clients, as members of our group come from culturally diverse backgrounds and are able to communicate effectively in many languages. Shumaker’s substantial expertise in immigration law includes applying for and obtaining (1) nonimmigrant visas, such as B-1 business, E-1 and E-2 treaty trader and treaty investor, J-1 exchange visitor, L-1 intracompany transferee, H, Ev and TN visas; and (2) permanent resident status and U.S. citizenship. A Summary of Shumaker’s Immigration Law Expertise: Nonimmigrant United States Visas Permanent Resident Status in the United States and United States Citizenship Applicable Visas and Documents in Foreign Jurisdictions 23
  • 24. // LANGUAGES German English French Spanish Amharic Portuguese 24
  • 25. Because international clients have needs that are different from our domestic clients, our knowledge of foreign languages and cultures repeatedly helps us to structure and close culturally sensitive transactions and projects. We have lawyers fluent in American Sign Language, Amharic, Bosnian, Chinese, Croatian, Greek, French, German, Italian, Korean, Portuguese, Serbian and Spanish. Bosnian Croatian Italian Serbian Greek Chinese Korean SLK-LAW.COM 25
  • 26. // COMMITMENT TO DIVERSITY “Promoting diversity is an integral component of our continuing quest for excellence.” – David Waterman, Chairman At Shumaker, we are committed to attracting, retaining and promoting a diversified workforce. We believe that such a workforce, with its varied perspectives and experiences, is a significant benefit to our clients and the communities we serve. Among other things, diversity makes for a broader, richer environment, which produces more creative thinking and solutions. Further, our commitment to equal opportunity and a culture of inclusiveness and mutual respect helps us retain individuals with exceptional talents and abilities, which only further ensures the delivery of the highest level of services. We actively promote diversity both through our recruiting activities and our emphasis on acceptance of diversity in the workplace. With regard to recruiting, we participate in recruiting through minority hiring programs offered by law schools in our communities. With regard to our workplace, we emphasize an unbiased culture based on three principles: respect, inclusion and teamwork. To further promote our efforts, we appointed partner Jenifer Belt as co-chair of our Professional Development Committee and Julio Esquivel as our Diversity Partner. Our Professional Development Committee oversees the hiring, retention, training and promotion to partnership of our associate attorneys. Under the Direction of Ms. Belt, our Professional Development Committee is setting and updating diversity goals, designing initiatives to help us achieve our goals and assisting our minority lawyers to reach their full professional potential. We also believe that good mentoring and networking occur outside of the law firm, and we pay dues for minority bar association memberships, including the Tampa Bay Hispanic Bar Association and the George Edgecomb Bar Association. We also support various minority business associations, such as Hispanic Chambers of Commerce, Asian American Chambers and the Network of Executive Women. Our attempts to find, recruit and encourage promotion of minorities, including women, have rewarded the firm and the individuals involved. Minorities have served on our management committee and currently lead our Professional Development Committee and Employment Law Practice Group. Minority attorneys in the firm serve on various committees, including our finance and marketing committees. Minorities are also leaders in firm administration. Senior admin- istrative positions held by minorities include Director of Administration (Tampa), Director of Human Resources (Toledo), Director of Marketing and Communications - Florida (Tampa), and the Manager of Business Development – Florida (Sarasota). Shumaker paralegals, managers and staff represent a diverse group of dedicated professionals; more than half are minorities. Shumaker is dedicated to offering equal and fair employment opportunities, where all individuals are recruited, hired and promoted for all positions without regard to race, religion, age, gender, national origin, genetic information, veteran or military status, sexual orientation, gender identity or expression or ancestry. We work hard to ensure the well-being of our most valued resource 26 – our people.
  • 27. // CULTURE MISSION AND VALUES Shumaker’s size, internal management and firm culture allow it to offer each client legal services tailored to the client’s particular needs and changing requirements over time. Shumaker’s high quality legal services are provided at highly competitive billing rates by deploying the appropriate team of attorneys and staff to handle each matter as it arises. Our size also allows us to handle significant matters with the highest level of expertise, without stifling individual innovation. Shumaker enjoys a management structure that minimizes rigid processes and allows it to quickly and flexibly respond to client needs. In everything we do, the attorneys and staff of Shumaker strive to obtain and retain enduring client relationships. Our attorneys and staff are enthusiastic about the firm, its clients and the practice of law. The attorneys and staff of Shumaker earn the loyalty of clients through superior service, value, hard work, collaboration and respect for others. Shumaker’s values demonstrate the following: // Clients are First In all we do, the client’s interests are our focus. Client satisfaction with the service and value we deliver is our first priority. // Respect Shumaker believes every person can add value and perspective to a situation. Respect for individuals and the contributions they make are an important part of the culture of the firm. // Partners are Owners The firm’s partners are owners of the firm and act like owners by working in ways that support their responsibility to their partners and perpetuate the firm beyond their respective tenure. // Community Involvement and Service Shumaker is a strong supporter of nonprofit organizations in each of its five locations and firmly believes in giving back to the communities it serves through the donation of talent, time and financial resources. In addition to supporting national organizations, Shumaker offices actively support many local organizations, including Thompson Children’s Home, Second Harvest Food Bank and United Family Services in Charlotte. 27
  • 28. Wesley Thaddeus Adams, III Our Team Par t ner Copyright Prosecution Intellectual Property Law Mediation and Litigation Counseling Patent, Trademark and Copyright Law M. Scott Aubry Par t ner Antitrust and Trade Regulation Corporate Law/ Business Organizations International Transactions Mergers and Acquisitions/ Divestitures Securities Law Michael M. Briley Par t ner Antitrust and Trade Regulation Corporate Law/ Business Organizations Corporate Compliance and Business Crimes Defense David H. Conaway Par t ne r Bankruptcy, Insolvency and Creditors’ Rights INVOLVED Commercial Transactions Corporate Law/ Business Organizations Financial Institutions 28 International Transactions
  • 29. Thomas A. Cotter Par t ner SLK-LAW.COM Agribusiness and Cooperatives Employee Compensation and Benefits Estate Planning Nonprofit Organizations Taxation Juilo C. Esquivel Par t ne r Corporate Law/ Business Organizations Mergers and Acquisitions/ Divestitures Securities Law Franchise and Distribution Law Steven S. Grieco Par t ner Corporate Law/ Business Organizations Financing Transactions Health Law Mergers and Acquisitions/ Divestitures Securities Law Daryl L. Hollnagel Par t ner Commercial Transactions Corporate Law/ Business Organizations International Law Mergers and Acquisitions/ Divestitures 29
  • 30. William Kent Ihrig Par t ner Our Team Financing Transactions Financial Institutions Real Estate Law Commercial Transactions Bankruptcy, Insolvency and Creditors’ Rights Corporate Law/ Business Organizations H.S. Stephen Lee Ass o ci ate Bankruptcy, Insolvency and Creditors’ Rights Commercial Litigation Federal Court Litigation Financial Institutions Brandy B. Milazzo Par t ner Commercial and Business Transactions SLK-LAW.COM Corporate Law/ Business Organizations Mergers and Acquisitions Private Equity and Venture Capital Transactions Technology, Supply-Chain and Outsourcing Richard D. Rogovin Of Counsel Alternative Dispute Resolution Corporate Law/ Business Organizations Commercial Litigation International Transactions 30
  • 31. James I. Rothschild Par t ner Bankruptcy, Insolvency and Creditors’ Rights Corporate Compliance and Business Crimes Defense Commercial Transactions Corporate Law/ Business Organizations Franchise and Distribution Law Mergers and Acquisitions Divestitures Darrell C. Smith Partner Corporate Law/ Business Organizations Financing Transactions Mergers and Acquisitions/ Divestitures Securities Law Venture Capital International Transactions David F. Waterman Par t ner Bonds and Public Law Corporate Law/ Business Organizations Estate Planning Mergers and Acquisitions/ Divestitures Taxation Thomas I. Webb, Jr. Par t ner Bonds and Public Law Corporate Law/ Business Organizations Financial Institutions International Transactions Mergers and Acquisitions/ Divestitures Securities Law 31
  • 32. David W. Wicklund Par t ner Our Team Antitrust and Trade Regulation Appellate Law Bankruptcy, Insolvency and Creditors’ Rights Commercial Litigation Federal Court Litigation Intellectual Property Gregory C. Yadley Par t ne r Corporate Law/ Business Organizations Financial Institutions Mergers and Acquisitions/ Divestitures Securities Law Mechelle Zarou Par t ner Employment and Labor Law Immigration Law Workers’ Compensation INVOLVED 32
  • 34. // LOCATIONS LOCATIONS First Citizens Bank Plaza 128 South Tryon Street, Suite 1800 Charlotte, NC 28202 Huntington Center 41 South High Street, Suite 2400 Columbus, OH 43215 240 South Pineapple Avenue, 10th Floor Sarasota, FL 34236 Bank of America Plaza 101 East Kennedy Boulevard, Suite 2800 Tampa, FL 33602 1000 Jackson Street Toledo, OH 43604 SLK-LAW.COM 34
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  • 36. CHARLOTTE 704.375.0057 COLUMBUS 614.463.9441 SARASOTA 941.366.6660 TAMPA 813.229.7600 TOLEDO 419.241.9000 SLK-LAW.COM 36