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Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy


          Low Energy Nuclear Reactions (LENRs)
 Weak Interactions and Collective Effects Explain LENRs
             in Condensed Matter Systems

High-Level Historical and Technical Overview

                           “Energy, broadly defined, has
                              become the most important
                             geostrategic and geoeconomic
                                challenge of our time.”
                                  Thomas Friedman
                             New York Times, April 28, 2006




February 14, 2009    Copyright 2009 Lattice Energy LLC   All Rights Reserved   1
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LENR researchers have observed experimental anomalies

  Since 1989, certain researchers in                        In 1831, Michael Faraday was pilloried as
  LENRs have documented genuine                             a charlatan by fellow scientists when he
  anomalies that occur in various types of                  claimed that he could generate an
  heavy and light hydrogen (e.g., D2O and                   electric current simply by moving a
  H2O) experimental systems, all involving                  magnet in a coil of wire. Stung by those
  ‘heavily-loaded’ metallic hydrides:                       vicious accusations, Faraday said,
                                                            quot;Nothing is too wonderful to be true if it
       Electrical current-, laser-, RF-, and
       pressure-driven triggering of different              be consistent with the laws of nature.quot;
       types of nuclear effects
                                                             Experimental example of laser triggering
       Calorimetrically measured excess heat
       effects – wide range of values from just             Sharp increase in excess power/temp after applying laser
       milliwatts to tens of Watts in some cases
       Production of helium isotopes; rarely
       detect tritium (unstable H isotope)
       Production of a broad array of different
       stable isotopic transmutation products
       (i.e., different elements)
                                                               Temp of
       Production of modest fluxes of MeV-                    Electrolyte                                  Temp of
                                                                                    Apply
       energy alpha particles and protons as                                                                Bath
                                                                                    Laser
       well as some minuscule fluxes of low
       energy X- and gamma ray photons (no                            Artist’s rendering – black hole magnetic fields
       fluxes of ‘hard’ MeV energy gammas)                     Artist’s rendering : Magnetic Fields Lines Around Black Hole
                                                       Source: Violante et al (ENEA – Italy), Asti Conference, 2004
                                                       Source:


February 14, 2009       Copyright 2009 Lattice Energy LLC      All Rights Reserved                                       2
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March 23, 1989: P&F announce discovery of “cold fusion”

  •   On March 23, 1989, Pons and                                  P&F’s LENR D-D fusion paradigm
      Fleischmann, using a Pt anode and Pd                         quickly encountered problems
                                                                   because excess heat was also
      cathode with D2O (heavy hydrogen) in                         detected in light water
      a current-driven electrolytic cell,                          experiments
      naively suggested that a D-D “cold
      fusion” process caused their reported                        “At the April 17,1989, news
      anomalous excess heat results                                conference, Pons addressed an
                                                                   issue which has caused disquiet
                                                                   … the lack of a direct
  •   Some critics argued that ‘light’ water                       comparison between an
      control experiments should be                                electrolytic cell containing
      performed; if no excess heat were                            heavy water and one containing
      detected, it would help bolster the                          ordinary water. Pons tantalized
      case for P&F’s D-D fusion hypothesis                         his audience by indicating that
                                                                   results from just such a
                                                                   comparison suggested an
  •   Unfortunately, a number of other                             ‘unexpected’ production of heat
      researchers, including Pons himself,                         in the ordinary cell.” Nature 338
      detected excess heat in subsequent                           April 27, 1989, pp. 691, “Hopes
      light water (H2O) electrolytic cells,                        for nuclear fusion continue to
      casting doubt on P&F’s D-D fusion idea                       turn cool”
         Source of Graphic: Nature, 445, January 4, 2007



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P&F observe 4He, but no other ‘normal’ D-D fusion products

  •    P&F’s claimed helium-4 observations                  Well accepted ‘normal’ D-D fusion
       questioned by other scientists                       reactions produce products in three
                                                            branches with ~ 1:1 ratio between 1-2:
  •    From 1989 through early 2000s, other
       LENR researchers (esp. McKubre at SRI                                      d +d→      t +p
                                                                 #1 [~ 50 %]
       and Miles at USN-China Lake) continue                                      d + d → 23He + n
                                                                 #2 [~ 50 %]
       to improve and correlate Pd-D loading,
                                                                                  d + d → 2 He + γ
                                                                                                     radiation
       4He and heat measurements; yet they                       #3 [~ 10 -5 %]           4


       still cannot demonstrate large fluxes of
                                                             At the April 17, 1989, news conference,
       tritium, protons, 3He, neutrons, or γ-
                                                            “Pons announced a new piece of
       radiation that would be commensurate
                                                            supporting evidence: mass
       with measured excess heat according
                                                            spectroscopy of the gases evolving
       to well-accepted knowledge about
                                                            from a working fusion cell revealed the
       branching ratios of D-D fusion reaction              presence of 4He in quantities
  •    “Cold fusion” theorists (e.g., Hagelstein,           consistent with the reported energy
                                                            production, if all deuteron-deuteron
       Chubbs) develop theories of LENRs
                                                            fusions produce 4He rather than tritium
       invoking ‘new physics’ to explain the
                                                            [t] and a proton [p] or 3He and a
       discrepancy with D-D branching ratios
                                                            [energetic] neutron [n].” Nature 338
  •    As of 2009, still no believable evidence             April 27, 1989, pp. 691, “Hopes for
       that D-D fusion branching ratios change              nuclear fusion continue to turn cool”
       substantially Nature, 445, January 4, 2007
          Source of Graphic: at low energies



 February 14, 2009      Copyright 2009 Lattice Energy LLC   All Rights Reserved                                  4
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1996: Miley reports anomalous light water transmutations

 •   Reports of transmutations seen in LENR
                                                                                Miley observed a distinctive 5-
     experiments began to surface in the early                                  peak mass spectrum of stable
     1990s; this work was done in Russia, the                                   transmutation products
                                                                                comprising a wide variety of
     U.S., and especially Japan                                                 elements not initially present in
                                                                                light water electrolytic cells
 •   In 1996, Prof. George Miley at U. of Illinois                              Tadahiko Mizuno (Japan)
     first reported well-documented                                             subsequently observed very
                                                                                similar multi-peak mass
     observations of a bewildering array of                                     spectrum, only in heavy water
     transmutation products (different stable                                   LENR electrolytic cells
     elements) seen in a series of important
     experiments with light water P-F type
     electrolytic cells using Ni cathodes
 •   LENR researchers working with heavy
     water systems did not believe the
     transmutation results reported by                                         Miley et al. incorrectly interpret this product mass
                                                                                   spectrum as the result of a fission process
     Japanese/Miley et al. because could not                                             Atomic Mass = A (0 – 250)
     reconcile them with D-D fusion paradigm
          Source of Graphic: Nature, 445, January 4, 2007



February 14, 2009                   Copyright 2009 Lattice Energy LLC   All Rights Reserved                                     5
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 2002: Lipson reports MeV protons/alphas in light water

  •   In March 2002 at Midwest regional APS                                   In later experiments using CR-39
                                                                              detectors, small fluxes of protons
      meeting, Prof. Andrei Lipson (Inst. Phys.
                                                                              and alpha particles with ~ same
      Chem. – Moscow) et al. report unambiguous                               energies were also observed by
      detection of small fluxes of ~1.7 MeV protons                           Lipson, Karabut, and others in a
      and 13.5 + 2.5 MeV alpha particles (4He                                 number of very different types of
      nuclei) using CR-39 plastic detectors in P-F                            LENR experiments that included
                                                                              Ti -D2O glow discharge cells,
      type H2SO4 light water electrolytic cells with
                                                                              laser irradiation of TiDx and TiHx
      thin-film Pd/Ni cathodes; evidence for novel
                                                                              targets, and controlled deuterium
      nuclear processes taking place in system                                desorption from Pd/PdO:Dx
                                                                              heterostuctures
  •   Very high energy 14 - 16 MeV alpha particles
      observed in Lipson et al.’s experiments are                             According to Widom-Larsen
      quite distinctive and very anomalous - cannot                           theory, large fluxes of ultra low
                                                                              momentum neutrons produced in
      be produced by prosaic chemical or nuclear
                                                                              well-performing LENR systems
      processes or the decay of known heavy                                   can create new types of unstable,
      alpha-emitting isotopes                                                 extremely heavy-mass isotopes
                                                                              that rapidly alpha-decay.
  •   Lattice Energy LLC supported the work
          Source of Graphic: Nature, 445, January 4, 2007



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2002: Iwamura et al. report important transmutation results

   •   In May 2002 at ICCF-9 in Beijing, China,                                    Iwamura et al, Advanced
                                                                                    Technology Research
       Dr. Yasuhiro Iwamura and colleagues at                                       Center, Mitsubishi Heavy
       Mitsubishi Heavy Industries (Japan) first                                    Industries, “Elemental
       report expensive, carefully executed                                         Analyses of Pd Complexes:
                                                                                    Effects of D2 Gas
       experiments clearly showing                                                  Permeation” , Japanese
       transmutation of selected ‘target’                                           Journal of Applied Physics 41
       elements to other elements                                                   (July 2002) pp. 4642
                                                                                   Widom-Larsen theory can
   •   Experiments involved permeation of D2                                       easily explain these results
       gas under 1 atm pressure at 343o K
       through a Pd:Pd/CaO thin-film structure                                                 Cs goes down
       with Cs and Sr ‘target’ elements placed
       on outermost Pd surface
   •   Results showed that Cs was transmuted
       to Pr and Sr was transmuted to Mo
   •   Invoked EINR model (1998) to explain it                                                           Pr goes up
           Source of Graphic: Nature, 445, January 4, 2007



 February 14, 2009                   Copyright 2009 Lattice Energy LLC   All Rights Reserved                          7
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2003: Letts and Cravens report laser triggering of LENRs

                                                                            These laser triggering experiments
 • In August 2003, Dennis Letts, an                                         demonstrated an important
   amateur scientist, and Dr. Dennis                                        connection between nuclear
   Cravens reported laser triggering of                                     reactions creating excess heat in
                                                                            LENR systems and absorption of
   excess heat in P-F type D2O LENR                                         energy by surface plasmon polariton
   electrolytic cells with a Pd cathode                                     electrons (SPPs) that are normally
   (Au [gold] overlayer) by irradiating                                     found on the surfaces of all metals
   the cathode with a 670 nm, 30 mW                                         Laser photons can couple with SPPs
                                                                            if certain specific surface roughness
   red pen laser                                                            conditions are met. SPPs represent a
                                                                            collective oscillation of electrons;
                                                                            only loosely bound to ion cores
 • LENR triggering via laser irradiation                                    Later experiments in which heat
   was subsequently confirmed by other                                      effect was altered by changing light
   researchers such as McKubre (SRI)                                        polarization ‘clinched’ the causal
                                                                            connection to SPPs (Violante – 2004)
   Violante (ENEA, Italy), and Storms

 • As of 2006, laser triggering LENR
   experiments by Letts, Cravens, and
   Violante et al. continued                                                  Electric fields surrounding “nanorice”
                                                                                   Au coating on hematite core
          Source of Graphic: Nature, 445, January 4, 2007



February 14, 2009                   Copyright 2009 Lattice Energy LLC   All Rights Reserved                            8
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 2004: DOE convenes review panel to reexamine LENRs

   Scientific review paper summarizing case for LENRs prepared for
   DOE panel by Hagelstein, McKubre, Nagel, Chubb, and Hekman.
   The paper and other materials provided to panel showcased
   Hagelstein’s theoretical and McKubre’s experimental work.
   Excerpts from final DOE panel report dated December 1, 2004:
        “[They] made argument that …branching ratios are different at low energies and
        that in cold fusion, 4He fusion channel is predominant … no high energy gamma rays
        accompany the 4He [production] …”
        “To explain these … [results, the] reviewers were presented with a theoretical
        framework that purported to describe how collective energy from the material
        lattice couples to a deuteron pair to induce fusion, how the only fusion reaction
        channel that occurs would be the production of 4He, and how all the energy is
        coupled back into the material in the form of heat instead of high-energy gamma-
        rays.”
        “The reviewers raised serious concerns regarding the assumptions postulated in
        the proposed theoretical model for the explanation for 4He production.”
          Source of Graphic: Nature, 445, January 4, 2007



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2005: DOE 2004 LENR panel reviewers’ comments leaked

   January 2005, a copy of the DOE scientific panel reviewers’
   comments on the evidence provided was leaked to the public;
   excerpts regarding LENR theories involving D-D fusion include:
        Reviewer #7, page 17, “From a nuclear physics perspective, such conclusions
        are not to be believed.”
        Reviewer #11, page 24, “The lack of testable theories for [LENRs] is a major
        impediment to acceptance of experimental claims … What is required for the
        evidence [presented] to be conclusive is either a testable theoretical model or
        an engineering demonstration of a self powered system…”
        Reviewer #12, page 25 - 26, “Compared with the experimental efforts, the
        theoretical work is even more unconvincing … theory has to be formulated to
        explain … the enhanced nuclear reaction rate in the condensed matter
        environment … Because of these deficiencies, one is having a difficult time in
        understanding the experimental implications … The most puzzling part for
        nuclear theory is the lack of neutrons commensurate with the heat production
        and the complete reversal of the ratio for the reaction channels. This is still the
        crucial and seemingly insurmountable physics problem that needs to be
        resolved … The lack of gamma rays …from the sample forced researchers to
        invent a coupling between the nuclear interaction and lattice vibrations
        [phonons] … A series of conjectures is formulated in Hagelstein’s paper, but a
        lot of them appear to be too ad hoc … In summary … there is no theory for low-
        energy Graphic: Nature, 445, January 4,yet.”
         Source of nuclear reactions 2007



February 14, 2009        Copyright 2009 Lattice Energy LLC   All Rights Reserved              10
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    LENR facts, the problem, and the Widom-Larsen solution

      Facts: although the quality of
•                                                            “Not unnaturally, scientists like to think
      experimental data varies greatly, a                    that the predictions of their theories
      significant body of the experimental work              are rational expectations. But only
      conducted in LENRs was actually well                   nature is the arbiter of what is and what
      done and, until now, inexplicable                      is not.” - Richard Milton, Forbidden
                                                             Science, 1995, page 216
•     Problem: Standard Model nuclear theory
                                                             “The whole of science consists of data
      was not applied to explain these
                                                              that, at one time or another, were
      experimental results; LENR researchers
                                                              inexplicable.” - B. O'Regan
      developed various ad hoc theories (e.g.,
      Hagelstein) invoking ‘new physics’ to                  “In any field, find the strangest thing
                                                             and then explore it.” - Prof. John A.
      explain just some of the data. For good
                                                             Wheeler, Princeton theoretical
      reason, such D-D “cold fusion” theories
                                                             physicist, first coined the term “black
      were rejected by mainstream physicists
                                                             hole” in 1967
•     Solution: since 2005, W-L have published
      a theory of LENRs that successfully
      addresses issues raised by the 2004 DOE
      review panel and explains all of the good
      experimental data without invoking ‘new
                                                                  Artist’s rendering – black hole magnetic fields
      physics’ beyond the Standard Model

    February 14, 2009    Copyright 2009 Lattice Energy LLC    All Rights Reserved                                   11
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    W-L theory can answer key questions about LENRs

   Widom-Larsen developed theory after careful evaluation of a large
   body of experimental data on LENRs; can answer key questions
   about LENRs that “cold fusion” researchers were unable to answer
   to the satisfaction of respected physicists such as Huizenga (1993):
        Overcoming the Coulomb energy barrier: weak interaction-based W-L
        theory posits that ultra low momentum neutrons and neutrinos are
        created from protons and heavy-mass surface electrons in very high
        electromagnetic fields found on surfaces of ‘loaded’ metallic hydrides.
        Unlike charged-particle D-D fusion, no Coulomb barrier to ultra low
        momentum (ULM) neutron absorption by nuclei; neutrons have no charge

        Absence of large emissions of dangerous high-energy neutrons: ULM
        neutrons of the W-L theory have extraordinarily low energies and huge
        absorption cross sections --- are therefore very efficiently captured by
        nearby nuclei. As a result, ULMNs are very difficult to detect directly

        Absence of large, dangerous emissions of gamma radiation: in condensed
        matter LENR systems, heavy-mass surface plasmon polariton (SPP)
        electrons have a unique ability to absorb gamma rays and convert them
        directly to lower-energy infrared photons. In LENR systems, gammas
        produced during neutron captures and related beta decays are thus
        absorbed and converted 2007 heat internally rather than emitted to outside
         Source of Graphic: Nature, 445, January 4, to



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W-L theory explains other documented anomalies in LENRs

Widom-Larsen theory of LENRs can:
         Explain absence of certain “normal” nuclear products and abnormal
         proportions compared to what is known about D-D fusion reactions (as
         reported in original work of Pons & Fleischmann and thousands of other
         experiments since 1989) - according to Widom-Larsen, this is because
         LENRs do not involve appreciable amounts of D-D/D-T fusion processes

         Explain insignificant production of dangerous long-lived radioactive
         isotopes (as reported in the original work of Pons & Fleischmann as well as
         thousands of other LENR experiments since 1989)

         Explain mechanism for laser triggering of excess heat and transmutations
         in H/D LENR systems (as reported by Letts, Cravens, McKubre, Storms, and
         Violante)

         Calculate reaction rates that are in agreement with the range of rates (109
         to 1016 cm2/sec) that have been observed in different types of LENR
         experimental systems (as reported by Miles, McKubre, Miley and others)
          Source of Graphic: Nature, 445, January 4, 2007



 February 14, 2009      Copyright 2009 Lattice Energy LLC   All Rights Reserved        13
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 W-L theory also explains many other aspects of LENRs

Widom-Larsen theory of LENRs also explains:
        Source of excess heat seen in D and H (heavy and light water) systems
        (e.g., Pons & Fleischmann, McKubre, Miley, Miles, Focardi et al.)
        Unusual 5-peak stable transmutation product mass spectra observed
        in H and D systems (e.g., Miley, Mizuno)
        Transmutation products frequently seen in H and D LENR systems
        (e.g., Miley, Mizuno, Iwamura, Violante, and many others) as well as in
        certain types of high-current exploding wire and vacuum diode
        experiments (US, UK, Russia - in experiments back as far as 1880s)
        4He   and 3He observed in D electrolytic systems (e.g., McKubre, Miles)
        Variable fluxes of soft X-rays seen in some experiments (e.g., Violante,
        Karabut)
        Small fluxes of high-energy alpha particles observed in certain LENR
        systems (e.g., Lipson, 4, 2007
         Source of Graphic: Nature, 445, January Karabut)



February 14, 2009       Copyright 2009 Lattice Energy LLC   All Rights Reserved    14
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     Key features of the Widom-Larsen theory of LENRs

 •   Proposes that condensed matter LENRs primarily involve
     mass-renormalization of SPP electrons and subsequent
     weak interactions (creation of ultra low momentum
                                                                            quot;All great truths begin
     neutrons and neutrinos; then neutron absorption by
                                                                            as blasphemies.”
     nearby nuclei followed by beta decays to stable isotopes)              George Bernard Shaw
 •   Implies that condensed matter LENRs are primarily not
                                                                             Only like charges
     “cold fusion” or other forms of pure strong interactions
                                                                              deflect from a
 •   Explains LENRs in terms of the well-accepted high                       Coulomb barrier
     energy Standard Model
 •   Includes condensed matter collective effects within the
     framework of the existing electroweak model
 •   Does not employ any microscopic ‘new physics’ or
     violate any conservation laws or gauge invariance
 •   Does not involve penetration of a Coulomb barrier ---
     neutrons have no charge. Furthermore, electrons and
     protons naturally attract each other --- there is no
     Coulomb barrier to surmount in e + p or e + d reactions


February 14, 2009      Copyright 2009 Lattice Energy LLC   All Rights Reserved                   15
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Fusion and fission are not predominant in LENR systems
     Fundamental concepts of condensed matter weak interactions in
           Widom-Larsen theory of LENRs are illustrated below:
                                                                       No strong interaction fusion or heavy
1.    E-M radiation on metallic hydride surface
                                                                        element fission taking place below
      increases mass of surface plasmon electrons

                                                                             (radiation) + e− → e −
                                                                                                ~
2.    Heavy-mass surface plasmon polariton                        1.
      electrons ( ~ − react directly with surface
                    e)
                                                                             e − + p+ → n + ν
                 + ) or deuterons (d+) to produce ultra
      protons (p                                                             ~
                                                                                                 ulm         e
      low momentum (ULM) neutrons (nulm or 2nulm,                 2.
      respectively) and an electron neutrino (νe)
                                                                             e − + d + → 2nulm + ν e
                                                                             ~
3.    Ultra low momentum neutrons (nulm) are
                                                                         nulm + (Z , A) → (Z , A + 1)
      captured by nearby atomic nuclei (Z, A)
      representing some element with charge (Z)    3.
                                                                                                 Unstable or Stable
      and atomic mass (A). ULM neutron absorption
      produces a heavier-mass isotope (Z, A+1) via
                                                                  (Z , A + 1) → (Z + 1, A + 1) + e− + ν e
      transmutation. This new isotope (Z, A+1) may
      itself be stable or unstable
                                                                  Unstable Isotope   New element – stable
                                                            4.
4.    Unstable isotopes beta decay, producing:                                       or unstable

      transmuted new element with increased                       ‘Green’ weak interaction β- decays (above),
      charge (Z+1), ~ same mass (A+1) as “parent”                alpha decays (not shown), and gamma-shielded
      nucleus; β particle (e- ); and antineutrino ( ν e )         neutron captures produce most of the energy

February 14, 2009             Copyright 2009 Lattice Energy LLC        All Rights Reserved                            16
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Widom-Larsen extend collective effects to Standard Model

  Simple two-body collision shown in
                                                                            e − + p+ ⎯
                                                                            ~        ⎯→ n ulm + ν e
  Feynman diagram below:

                                                                         Now add collective
                                                             nulm
          υe                                                             rearrangements from
                                                                         condensed matter effects. It is
             photon                                         uncharged
                                                             particle    not just a two body collision!

                                W-
                                                                                               Many body surface “patch” of
                                                                                             collectively oscillating protons (p+)

                                    boson




                                                                  p+
               ~−
               e                charged particles

                                                                            Surface “sea” of collectively
                                                                            oscillating SPP electrons (e-)
          Source of Graphic: Nature, 445, January 4, 2007



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Collective effects very important in Widom-Larsen theory

   •   Collective effects lie at the heart of the                 Surface
                                                                  Proton
       physics of condensed matter LENRs
                                                                 “Sea” of SPP
   •   LENRs are able to occur at modest                           electrons
       temperatures and pressures because of
       collective electromagnetic coupling                     When many electrons interact with a
                                                               proton, only one electron may pierce into
       (caused by a breakdown of the Born-                     the proton’s inside. That electron dies. All
       Oppenheimer approximation) that occurs                  of the other electrons have but donated a
       between two types of intrinsically                      little energy. The SPP plasma modes are
       collective oscillations found on metallic               collective and in synchronization
       hydride surfaces:
            Surface plasmon polariton (SPP)
            electrons
            Contiguous coherent surface
            ‘patches’ of protons or deuterons that             It is not difficult to throw a baseball at a
            form on H or D ‘loaded’ hydrides                   target with an energy of 1023 electron
                                                               volts, but one will not see any nuclear
   •   Such coupling helps create very high                    transmutations. The electrical currents
                                                               must be collective and the electrons
       local electric fields > 1011 V/m that can
                                                               must transfer energy coherently and all
       renormalize masses of SPPs above                        together to trigger nuclear effects
       threshold for ULM January 4, 2007 production
         Source of Graphic: Nature, 445, neutron



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Collective oscillations: surface plasmon polariton electrons

   •   Confined to surfaces and near-surface
   •   Surface plasmons (SPs) are a collective
       oscillation of free electron gas at optical
       frequencies
   •   Surface Plasmon Polaritons (SPPs) are
       quasiparticles resulting from strong
       coupling of electromagnetic waves with an
       electric or magnetic dipole-carrying
       excitation; i.e., result from coupling of
       surface plasmons with light (e.g., laser)
   •   Play important role in Surface Enhanced
       Raman Spectroscopy (SERS)
   •   Very sensitive to the properties of the
       materials on which they propagate
   •   Interact strongly with nanoparticles
       located on surface; can create huge range
       of variation in local January 4, 2007 field strengths
                                          electric
          Source of Graphic: Nature, 445,



 February 14, 2009         Copyright 2009 Lattice Energy LLC   All Rights Reserved   19
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 Overview of W-L theory of LENRs in condensed matter

                                                                                         While it is a ‘busy’
                                                                                         chart, this graphic
                                                                                         summarizes everything
                                                                                         on a single page
                                                                                         Please note that there
                                                                                         are multiple ways to
                                                                                         ‘pump energy into’ SPP
                                                                                         electrons, including
                                                                                         electric currents
                                                                                         (electron “beam” in
                                                                                         chart), ‘bombardment’
                                                                                         with ion fluxes, and
                                                                                         laser photons
                                                                                         Collective effects and
                                                                                         breakdown of the B-O
                                                                                         approximation allow
                                                                                         SPP electrons to
                                                                                         become a ‘transducer’
                                                                                         that connects the
                                                                                         otherwise disparate
                                                                                         realms of chemical and
                                                                                         nuclear energies
          Source of Graphic: Nature, 445, January 4, 2007



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  W-L theory further extended beyond condensed matter
Extended W-L theory and collective effects from LENRs in condensed matter to
physical environments found in high-current exploding wires: large ‘wire’ inductors
and magnetically dominated regimes that occur in large-scale astrophysical systems.
                                     Type
                  Length                              Electromagnetic              Collective LENR
                                                                                                                     Comment
                                   of System
                   Scale                                  Regime                     Phenomena
                                 Certain earthly        Very short-range                                       Obtain unavailable trace
                                                                                  Transmutations, high
                Submicron         bacteria and        electric or magnetic                                     elements; survive deadly
                                                                                  level gamma shielding
                                     fungi                    fields                                            gamma/X-ray radiation
                                   Hydrogen          Very high, short-range     Transmutations, high level     This regime is useful for
                  Microns         isotopes on        electric fields on solid     gamma shielding, heat,       small-scale commercial
                                metallic surfaces          substrates            some energetic particles         power generation

                                                                                 Transmutations, ‘leakier’
                Microns to      Exploding wires,     Dusty plasmas: mixed                                      This regime is useful for
                                                                                gamma shielding, heat; X-
                                   planetary         high-current and high
                  Many                                                                                         large-scale commercial
                                                                                 rays up to 10 keV, larger
                                    lightning         local magnetic fields                                       power generation
                 Meters                                                          energetic particle fluxes
                                                                                                                  Solves mysteries of
                                                                                  Transmutations, large
                   Many         Outer layers and
                                                                                                                heating of solar corona
                                                                                    fluxes of energetic
                Meters to       atmospheres of        Dusty plasmas: high                                      and radioactive isotopes
                                                                                particles (to GeVs), limited
                Kilometers      stars (flux tubes)                                                              in stellar atmospheres
                                                       mega-currents and         gamma shielding, X-rays
                                                     very large-scale, highly
                   Up to         Active galactic                                Energetic particles (GeVs),        Solves several
                several AU      nuclei in vicinity    organized magnetic        gamma-ray bursts (GRBs)
                                                                                                                     unexplained
                                   of compact,
                 (distance                                    fields              and ultra-high energy
                                massive objects
                from earth                                                                                     astronomical mysteries
                                                                                   cosmic rays (TeVs)
                                  (black holes)
                  to sun)

 Note: mass renormalization ofNature, 445, by high local E-fields not a key factor in magnetically dominated regimes at large length scales
            Source of Graphic: electrons January 4, 2007 -                                                              large
                                                         E



February 14, 2009                     Copyright 2009 Lattice Energy LLC                     All Rights Reserved                            21
Lattice Energy LLC
W-L and Srivastava – Standard Model + collective effects
                                    Regime of Mostly Low Energy Nuclear Reactions: LENRS Dominate




                                                                                                                                                                    ~0 eV Ultra low momentum neutrons …. MeV neutrons …GeV neutrons ….TeVs
                                                                                                                                                                    ~0 eV Ultra low momentum neutrons …. MeV neutrons …GeV neutrons ….TeVs
                                           e* + p       1 neutron + neutrino or e* + d                2 neutrons + neutrino
Short-Range
Short-                                   Maximum number of commercial opportunities occur in this regime
 Collective
                                      Applications: production of neutrons, energy, and transmutation products
Electric Field
   Effects
                                      • Microorganisms – biological transmutations by certain types of earthly bacteria & fungi




                                                                                                                                        Higher fluxes of neutrons
                    low or no




                                                                                                                                                                                                                                             Increasing neutron and charged particle energies
                                                                                                                                                                                                                                             Increasing neutron and charged particle energies
  Dominate
                     current



                                      • Pressure gradients across membranes – e.g., Iwamura, Li, & Arata/Zhang - gas phase
                                      •   Current-driven P&F-type chemical cells - liquid phase; glow discharge cells - gas phase
                                          Current-        P&F-
                                      •   Laser-triggered chemical cells – e.g., Letts, Cravens, Violante, etc. - liquid or gas phase
                                          Laser-
Longer-Range
Longer-
                                      •   RF-triggered dusty plasmas - gas phase
                                          RF-
  Collective
                                      •   Current-driven dusty plasmas - gas phase
                                          Current-
   Magnetic
 Field Effects
                                      •   Vacuum diodes – e.g. Proton-21, Kiev, Ukraine, Sandia NL (US) in 1970s - gas phase
                                                                  Proton-
   Begin to
                    current




                                      •   Exploding wires – e.g., Wendt & Irion, Chicago 1922; Z-pinch, Sandia NL - gas phase
                                                                                                  Z-
  Dominate
                     high




                                      •   Magnetic flux compression generators, e.g. US (LANL), Russia
                                      •   Lightning (terrestrial, planetary, nebular), especially in dusty environments – e.g., Dwyer
                                                                                                     dusty
                                      •   ULMN-catalyzed subcritical fission reactors (<<< nuclear waste) - reprocess old wastes
                                          ULMN-

                   Scales-up to very large length scales
                   Scales-                                                               Wide range of magnetic field strengths

                                           Mixed Regime of High Energy Particle Reactions and LENRs
                    mega currents




                                                                                                                                        >>>> fluxes
Long-Range
Long-                                                           Applications: mostly basic science
 Collective
  Magnetic                          • Stars – additional nuclear reactions occurring in their photospheres & out thru coronas
Field Effects
 Dominate                           • Dusty, hydrogen-rich nebular plasma clouds exposed to stellar photon radiation
                                             hydrogen-
                 Source of •Graphic: Nature, 445, January 4, 2007
                             Magnetars and active galactic nuclei (W-L-S mechanism creates UHE cosmic rays)
                                                                  (W-



 February 14, 2009                                   Copyright 2009 Lattice Energy LLC             All Rights Reserved                                                                                                                                                                  22
Lattice Energy LLC
 Widom-Larsen theory – seven papers publicly released

  Beginning in May 2005, Lattice has publicly
                                                                              “When a new truth enters
  released seven papers on selected non-
                                                                              the world, the first stage of
  proprietary basic science aspects of our theory                             reaction to it is ridicule, the
  of LENRs:                                                                   second stage is violent
                                                                              opposition, and in the third
       “Ultra Low Momentum Neutron Catalyzed Nuclear Reactions on
       Metallic Hydride Surfaces”, Eur. Phys. J. C 46, 107 (2006 – arXiv      stage, that truth comes to
                        Surfaces”
       in May 2005) Widom and Larsen                                          be regarded as self-
       “Absorption of Nuclear Gamma Radiation by Heavy Electrons on           evident.” - Arthur
       Metallic Hydride Surfaces” arXiv:cond-mat/0509269 (Sept 2005)
                        Surfaces” arXiv:cond-                                 Schopenhauer, 1800s
       Widom and Larsen
       “Nuclear Abundances in Metallic Hydride Electrodes of
                                                                             “[New] Theories have four
       Electrolytic Chemical Cells” arXiv:cond-mat/0602472 (Feb 2006)
                             Cells” arXiv:cond-
       Widom and Larsen                                                       stages of acceptance:
                                                                                 i) this is worthless
       “Theoretical Standard Model Rates of Proton to Neutron
       Conversions Near Metallic Hydride Surfaces” arXiv:nucl-
                                         Surfaces” arXiv:nucl-                nonsense;
       th/0608059v2 (Sep 2007) Widom and Larsen
                                                                                 ii) this is an interesting,
       “Energetic Electrons and Nuclear Transmutations in Exploding           but perverse, point of view.
       Wires” arXiv:nucl-th/0709.1222 (Sept 2007) Widom, Srivastava,
       Wires” arXiv:nucl-
                                                                                 iii) this is true but quite
       and Larsen
                                                                              unimportant.
       “High Energy Particles in the Solar Corona” arXiv:nucl-
                                           Corona” arXiv:nucl-
                                                                                 iv) I always said so.”
       th/0804.2647 (April 2008) Widom, Srivastava, and Larsen
                                                                              - J.B.S. Haldane, 1963
       “A Primer for Electro-Weak Induced Low Energy Nuclear
                     Electro-
       Reactions” arXiv:gen-ph/0810.0159v1 (Oct 2008) Srivastava,
       Reactions” arXiv:gen-
       Widom, of Graphic: Nature, 445, January 4, 2007
         Source and Larsen



February 14, 2009            Copyright 2009 Lattice Energy LLC     All Rights Reserved                          23
Lattice Energy LLC
Why has R&D in LENRS had limited progress in 20 years?

 •   Until the advent of the Widom-Larsen theory of LENRs, there were no
     believable theoretical explanations that could help guide experimental
     work; reproducibility of results was also very poor. Few mainstream
     scientists wished to continue work or enter the field because of its
     questionable reputation and notable lack of substantial government or
     private sector funding – worldwide numbers of researchers actively
     involved in work on LENRs has declined significantly since early 1990s

 •   Since 1989, most “cold fusion” researchers have been unaware that
     LENRs are actually a surface effect and that specific nanoparticle
     properties and certain nanoscale surface phenomena are what are
     actually controlling overall experimental results and reproducibility

 •   Bulk-effect D-D “cold fusion” paradigm, on which most LENR-related
     theoretical/experimental work has been based since 1989, was wrong.
     Experimental paths taken by many researchers were thus misguided;
     results of otherwise good experiments were commonly misinterpreted

 •   All of the above, in conjunction with a lack of multidisciplinary
     knowledge on the445, January 4,many researchers, hindered R&D progress
         Source of Graphic: Nature, part of 2007



February 14, 2009     Copyright 2009 Lattice Energy LLC   All Rights Reserved   24

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Lattice Energy LLC-High Level Historical and Technical Overview of LENRs-Feb 14 2009

  • 1. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Low Energy Nuclear Reactions (LENRs) Weak Interactions and Collective Effects Explain LENRs in Condensed Matter Systems High-Level Historical and Technical Overview “Energy, broadly defined, has become the most important geostrategic and geoeconomic challenge of our time.” Thomas Friedman New York Times, April 28, 2006 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 1
  • 2. Lattice Energy LLC LENR researchers have observed experimental anomalies Since 1989, certain researchers in In 1831, Michael Faraday was pilloried as LENRs have documented genuine a charlatan by fellow scientists when he anomalies that occur in various types of claimed that he could generate an heavy and light hydrogen (e.g., D2O and electric current simply by moving a H2O) experimental systems, all involving magnet in a coil of wire. Stung by those ‘heavily-loaded’ metallic hydrides: vicious accusations, Faraday said, quot;Nothing is too wonderful to be true if it Electrical current-, laser-, RF-, and pressure-driven triggering of different be consistent with the laws of nature.quot; types of nuclear effects Experimental example of laser triggering Calorimetrically measured excess heat effects – wide range of values from just Sharp increase in excess power/temp after applying laser milliwatts to tens of Watts in some cases Production of helium isotopes; rarely detect tritium (unstable H isotope) Production of a broad array of different stable isotopic transmutation products (i.e., different elements) Temp of Production of modest fluxes of MeV- Electrolyte Temp of Apply energy alpha particles and protons as Bath Laser well as some minuscule fluxes of low energy X- and gamma ray photons (no Artist’s rendering – black hole magnetic fields fluxes of ‘hard’ MeV energy gammas) Artist’s rendering : Magnetic Fields Lines Around Black Hole Source: Violante et al (ENEA – Italy), Asti Conference, 2004 Source: February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 2
  • 3. Lattice Energy LLC March 23, 1989: P&F announce discovery of “cold fusion” • On March 23, 1989, Pons and P&F’s LENR D-D fusion paradigm Fleischmann, using a Pt anode and Pd quickly encountered problems because excess heat was also cathode with D2O (heavy hydrogen) in detected in light water a current-driven electrolytic cell, experiments naively suggested that a D-D “cold fusion” process caused their reported “At the April 17,1989, news anomalous excess heat results conference, Pons addressed an issue which has caused disquiet … the lack of a direct • Some critics argued that ‘light’ water comparison between an control experiments should be electrolytic cell containing performed; if no excess heat were heavy water and one containing detected, it would help bolster the ordinary water. Pons tantalized case for P&F’s D-D fusion hypothesis his audience by indicating that results from just such a comparison suggested an • Unfortunately, a number of other ‘unexpected’ production of heat researchers, including Pons himself, in the ordinary cell.” Nature 338 detected excess heat in subsequent April 27, 1989, pp. 691, “Hopes light water (H2O) electrolytic cells, for nuclear fusion continue to casting doubt on P&F’s D-D fusion idea turn cool” Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 3
  • 4. Lattice Energy LLC P&F observe 4He, but no other ‘normal’ D-D fusion products • P&F’s claimed helium-4 observations Well accepted ‘normal’ D-D fusion questioned by other scientists reactions produce products in three branches with ~ 1:1 ratio between 1-2: • From 1989 through early 2000s, other LENR researchers (esp. McKubre at SRI d +d→ t +p #1 [~ 50 %] and Miles at USN-China Lake) continue d + d → 23He + n #2 [~ 50 %] to improve and correlate Pd-D loading, d + d → 2 He + γ radiation 4He and heat measurements; yet they #3 [~ 10 -5 %] 4 still cannot demonstrate large fluxes of At the April 17, 1989, news conference, tritium, protons, 3He, neutrons, or γ- “Pons announced a new piece of radiation that would be commensurate supporting evidence: mass with measured excess heat according spectroscopy of the gases evolving to well-accepted knowledge about from a working fusion cell revealed the branching ratios of D-D fusion reaction presence of 4He in quantities • “Cold fusion” theorists (e.g., Hagelstein, consistent with the reported energy production, if all deuteron-deuteron Chubbs) develop theories of LENRs fusions produce 4He rather than tritium invoking ‘new physics’ to explain the [t] and a proton [p] or 3He and a discrepancy with D-D branching ratios [energetic] neutron [n].” Nature 338 • As of 2009, still no believable evidence April 27, 1989, pp. 691, “Hopes for that D-D fusion branching ratios change nuclear fusion continue to turn cool” substantially Nature, 445, January 4, 2007 Source of Graphic: at low energies February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 4
  • 5. Lattice Energy LLC 1996: Miley reports anomalous light water transmutations • Reports of transmutations seen in LENR Miley observed a distinctive 5- experiments began to surface in the early peak mass spectrum of stable 1990s; this work was done in Russia, the transmutation products comprising a wide variety of U.S., and especially Japan elements not initially present in light water electrolytic cells • In 1996, Prof. George Miley at U. of Illinois Tadahiko Mizuno (Japan) first reported well-documented subsequently observed very similar multi-peak mass observations of a bewildering array of spectrum, only in heavy water transmutation products (different stable LENR electrolytic cells elements) seen in a series of important experiments with light water P-F type electrolytic cells using Ni cathodes • LENR researchers working with heavy water systems did not believe the transmutation results reported by Miley et al. incorrectly interpret this product mass spectrum as the result of a fission process Japanese/Miley et al. because could not Atomic Mass = A (0 – 250) reconcile them with D-D fusion paradigm Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 5
  • 6. Lattice Energy LLC 2002: Lipson reports MeV protons/alphas in light water • In March 2002 at Midwest regional APS In later experiments using CR-39 detectors, small fluxes of protons meeting, Prof. Andrei Lipson (Inst. Phys. and alpha particles with ~ same Chem. – Moscow) et al. report unambiguous energies were also observed by detection of small fluxes of ~1.7 MeV protons Lipson, Karabut, and others in a and 13.5 + 2.5 MeV alpha particles (4He number of very different types of nuclei) using CR-39 plastic detectors in P-F LENR experiments that included Ti -D2O glow discharge cells, type H2SO4 light water electrolytic cells with laser irradiation of TiDx and TiHx thin-film Pd/Ni cathodes; evidence for novel targets, and controlled deuterium nuclear processes taking place in system desorption from Pd/PdO:Dx heterostuctures • Very high energy 14 - 16 MeV alpha particles observed in Lipson et al.’s experiments are According to Widom-Larsen quite distinctive and very anomalous - cannot theory, large fluxes of ultra low momentum neutrons produced in be produced by prosaic chemical or nuclear well-performing LENR systems processes or the decay of known heavy can create new types of unstable, alpha-emitting isotopes extremely heavy-mass isotopes that rapidly alpha-decay. • Lattice Energy LLC supported the work Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 6
  • 7. Lattice Energy LLC 2002: Iwamura et al. report important transmutation results • In May 2002 at ICCF-9 in Beijing, China, Iwamura et al, Advanced Technology Research Dr. Yasuhiro Iwamura and colleagues at Center, Mitsubishi Heavy Mitsubishi Heavy Industries (Japan) first Industries, “Elemental report expensive, carefully executed Analyses of Pd Complexes: Effects of D2 Gas experiments clearly showing Permeation” , Japanese transmutation of selected ‘target’ Journal of Applied Physics 41 elements to other elements (July 2002) pp. 4642 Widom-Larsen theory can • Experiments involved permeation of D2 easily explain these results gas under 1 atm pressure at 343o K through a Pd:Pd/CaO thin-film structure Cs goes down with Cs and Sr ‘target’ elements placed on outermost Pd surface • Results showed that Cs was transmuted to Pr and Sr was transmuted to Mo • Invoked EINR model (1998) to explain it Pr goes up Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 7
  • 8. Lattice Energy LLC 2003: Letts and Cravens report laser triggering of LENRs These laser triggering experiments • In August 2003, Dennis Letts, an demonstrated an important amateur scientist, and Dr. Dennis connection between nuclear Cravens reported laser triggering of reactions creating excess heat in LENR systems and absorption of excess heat in P-F type D2O LENR energy by surface plasmon polariton electrolytic cells with a Pd cathode electrons (SPPs) that are normally (Au [gold] overlayer) by irradiating found on the surfaces of all metals the cathode with a 670 nm, 30 mW Laser photons can couple with SPPs if certain specific surface roughness red pen laser conditions are met. SPPs represent a collective oscillation of electrons; only loosely bound to ion cores • LENR triggering via laser irradiation Later experiments in which heat was subsequently confirmed by other effect was altered by changing light researchers such as McKubre (SRI) polarization ‘clinched’ the causal connection to SPPs (Violante – 2004) Violante (ENEA, Italy), and Storms • As of 2006, laser triggering LENR experiments by Letts, Cravens, and Violante et al. continued Electric fields surrounding “nanorice” Au coating on hematite core Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 8
  • 9. Lattice Energy LLC 2004: DOE convenes review panel to reexamine LENRs Scientific review paper summarizing case for LENRs prepared for DOE panel by Hagelstein, McKubre, Nagel, Chubb, and Hekman. The paper and other materials provided to panel showcased Hagelstein’s theoretical and McKubre’s experimental work. Excerpts from final DOE panel report dated December 1, 2004: “[They] made argument that …branching ratios are different at low energies and that in cold fusion, 4He fusion channel is predominant … no high energy gamma rays accompany the 4He [production] …” “To explain these … [results, the] reviewers were presented with a theoretical framework that purported to describe how collective energy from the material lattice couples to a deuteron pair to induce fusion, how the only fusion reaction channel that occurs would be the production of 4He, and how all the energy is coupled back into the material in the form of heat instead of high-energy gamma- rays.” “The reviewers raised serious concerns regarding the assumptions postulated in the proposed theoretical model for the explanation for 4He production.” Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 9
  • 10. Lattice Energy LLC 2005: DOE 2004 LENR panel reviewers’ comments leaked January 2005, a copy of the DOE scientific panel reviewers’ comments on the evidence provided was leaked to the public; excerpts regarding LENR theories involving D-D fusion include: Reviewer #7, page 17, “From a nuclear physics perspective, such conclusions are not to be believed.” Reviewer #11, page 24, “The lack of testable theories for [LENRs] is a major impediment to acceptance of experimental claims … What is required for the evidence [presented] to be conclusive is either a testable theoretical model or an engineering demonstration of a self powered system…” Reviewer #12, page 25 - 26, “Compared with the experimental efforts, the theoretical work is even more unconvincing … theory has to be formulated to explain … the enhanced nuclear reaction rate in the condensed matter environment … Because of these deficiencies, one is having a difficult time in understanding the experimental implications … The most puzzling part for nuclear theory is the lack of neutrons commensurate with the heat production and the complete reversal of the ratio for the reaction channels. This is still the crucial and seemingly insurmountable physics problem that needs to be resolved … The lack of gamma rays …from the sample forced researchers to invent a coupling between the nuclear interaction and lattice vibrations [phonons] … A series of conjectures is formulated in Hagelstein’s paper, but a lot of them appear to be too ad hoc … In summary … there is no theory for low- energy Graphic: Nature, 445, January 4,yet.” Source of nuclear reactions 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 10
  • 11. Lattice Energy LLC LENR facts, the problem, and the Widom-Larsen solution Facts: although the quality of • “Not unnaturally, scientists like to think experimental data varies greatly, a that the predictions of their theories significant body of the experimental work are rational expectations. But only conducted in LENRs was actually well nature is the arbiter of what is and what done and, until now, inexplicable is not.” - Richard Milton, Forbidden Science, 1995, page 216 • Problem: Standard Model nuclear theory “The whole of science consists of data was not applied to explain these that, at one time or another, were experimental results; LENR researchers inexplicable.” - B. O'Regan developed various ad hoc theories (e.g., Hagelstein) invoking ‘new physics’ to “In any field, find the strangest thing and then explore it.” - Prof. John A. explain just some of the data. For good Wheeler, Princeton theoretical reason, such D-D “cold fusion” theories physicist, first coined the term “black were rejected by mainstream physicists hole” in 1967 • Solution: since 2005, W-L have published a theory of LENRs that successfully addresses issues raised by the 2004 DOE review panel and explains all of the good experimental data without invoking ‘new Artist’s rendering – black hole magnetic fields physics’ beyond the Standard Model February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 11
  • 12. Lattice Energy LLC W-L theory can answer key questions about LENRs Widom-Larsen developed theory after careful evaluation of a large body of experimental data on LENRs; can answer key questions about LENRs that “cold fusion” researchers were unable to answer to the satisfaction of respected physicists such as Huizenga (1993): Overcoming the Coulomb energy barrier: weak interaction-based W-L theory posits that ultra low momentum neutrons and neutrinos are created from protons and heavy-mass surface electrons in very high electromagnetic fields found on surfaces of ‘loaded’ metallic hydrides. Unlike charged-particle D-D fusion, no Coulomb barrier to ultra low momentum (ULM) neutron absorption by nuclei; neutrons have no charge Absence of large emissions of dangerous high-energy neutrons: ULM neutrons of the W-L theory have extraordinarily low energies and huge absorption cross sections --- are therefore very efficiently captured by nearby nuclei. As a result, ULMNs are very difficult to detect directly Absence of large, dangerous emissions of gamma radiation: in condensed matter LENR systems, heavy-mass surface plasmon polariton (SPP) electrons have a unique ability to absorb gamma rays and convert them directly to lower-energy infrared photons. In LENR systems, gammas produced during neutron captures and related beta decays are thus absorbed and converted 2007 heat internally rather than emitted to outside Source of Graphic: Nature, 445, January 4, to February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 12
  • 13. Lattice Energy LLC W-L theory explains other documented anomalies in LENRs Widom-Larsen theory of LENRs can: Explain absence of certain “normal” nuclear products and abnormal proportions compared to what is known about D-D fusion reactions (as reported in original work of Pons & Fleischmann and thousands of other experiments since 1989) - according to Widom-Larsen, this is because LENRs do not involve appreciable amounts of D-D/D-T fusion processes Explain insignificant production of dangerous long-lived radioactive isotopes (as reported in the original work of Pons & Fleischmann as well as thousands of other LENR experiments since 1989) Explain mechanism for laser triggering of excess heat and transmutations in H/D LENR systems (as reported by Letts, Cravens, McKubre, Storms, and Violante) Calculate reaction rates that are in agreement with the range of rates (109 to 1016 cm2/sec) that have been observed in different types of LENR experimental systems (as reported by Miles, McKubre, Miley and others) Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 13
  • 14. Lattice Energy LLC W-L theory also explains many other aspects of LENRs Widom-Larsen theory of LENRs also explains: Source of excess heat seen in D and H (heavy and light water) systems (e.g., Pons & Fleischmann, McKubre, Miley, Miles, Focardi et al.) Unusual 5-peak stable transmutation product mass spectra observed in H and D systems (e.g., Miley, Mizuno) Transmutation products frequently seen in H and D LENR systems (e.g., Miley, Mizuno, Iwamura, Violante, and many others) as well as in certain types of high-current exploding wire and vacuum diode experiments (US, UK, Russia - in experiments back as far as 1880s) 4He and 3He observed in D electrolytic systems (e.g., McKubre, Miles) Variable fluxes of soft X-rays seen in some experiments (e.g., Violante, Karabut) Small fluxes of high-energy alpha particles observed in certain LENR systems (e.g., Lipson, 4, 2007 Source of Graphic: Nature, 445, January Karabut) February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 14
  • 15. Lattice Energy LLC Key features of the Widom-Larsen theory of LENRs • Proposes that condensed matter LENRs primarily involve mass-renormalization of SPP electrons and subsequent weak interactions (creation of ultra low momentum quot;All great truths begin neutrons and neutrinos; then neutron absorption by as blasphemies.” nearby nuclei followed by beta decays to stable isotopes) George Bernard Shaw • Implies that condensed matter LENRs are primarily not Only like charges “cold fusion” or other forms of pure strong interactions deflect from a • Explains LENRs in terms of the well-accepted high Coulomb barrier energy Standard Model • Includes condensed matter collective effects within the framework of the existing electroweak model • Does not employ any microscopic ‘new physics’ or violate any conservation laws or gauge invariance • Does not involve penetration of a Coulomb barrier --- neutrons have no charge. Furthermore, electrons and protons naturally attract each other --- there is no Coulomb barrier to surmount in e + p or e + d reactions February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 15
  • 16. Lattice Energy LLC Fusion and fission are not predominant in LENR systems Fundamental concepts of condensed matter weak interactions in Widom-Larsen theory of LENRs are illustrated below: No strong interaction fusion or heavy 1. E-M radiation on metallic hydride surface element fission taking place below increases mass of surface plasmon electrons (radiation) + e− → e − ~ 2. Heavy-mass surface plasmon polariton 1. electrons ( ~ − react directly with surface e) e − + p+ → n + ν + ) or deuterons (d+) to produce ultra protons (p ~ ulm e low momentum (ULM) neutrons (nulm or 2nulm, 2. respectively) and an electron neutrino (νe) e − + d + → 2nulm + ν e ~ 3. Ultra low momentum neutrons (nulm) are nulm + (Z , A) → (Z , A + 1) captured by nearby atomic nuclei (Z, A) representing some element with charge (Z) 3. Unstable or Stable and atomic mass (A). ULM neutron absorption produces a heavier-mass isotope (Z, A+1) via (Z , A + 1) → (Z + 1, A + 1) + e− + ν e transmutation. This new isotope (Z, A+1) may itself be stable or unstable Unstable Isotope New element – stable 4. 4. Unstable isotopes beta decay, producing: or unstable transmuted new element with increased ‘Green’ weak interaction β- decays (above), charge (Z+1), ~ same mass (A+1) as “parent” alpha decays (not shown), and gamma-shielded nucleus; β particle (e- ); and antineutrino ( ν e ) neutron captures produce most of the energy February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 16
  • 17. Lattice Energy LLC Widom-Larsen extend collective effects to Standard Model Simple two-body collision shown in e − + p+ ⎯ ~ ⎯→ n ulm + ν e Feynman diagram below: Now add collective nulm υe rearrangements from condensed matter effects. It is photon uncharged particle not just a two body collision! W- Many body surface “patch” of collectively oscillating protons (p+) boson p+ ~− e charged particles Surface “sea” of collectively oscillating SPP electrons (e-) Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 17
  • 18. Lattice Energy LLC Collective effects very important in Widom-Larsen theory • Collective effects lie at the heart of the Surface Proton physics of condensed matter LENRs “Sea” of SPP • LENRs are able to occur at modest electrons temperatures and pressures because of collective electromagnetic coupling When many electrons interact with a proton, only one electron may pierce into (caused by a breakdown of the Born- the proton’s inside. That electron dies. All Oppenheimer approximation) that occurs of the other electrons have but donated a between two types of intrinsically little energy. The SPP plasma modes are collective oscillations found on metallic collective and in synchronization hydride surfaces: Surface plasmon polariton (SPP) electrons Contiguous coherent surface ‘patches’ of protons or deuterons that It is not difficult to throw a baseball at a form on H or D ‘loaded’ hydrides target with an energy of 1023 electron volts, but one will not see any nuclear • Such coupling helps create very high transmutations. The electrical currents must be collective and the electrons local electric fields > 1011 V/m that can must transfer energy coherently and all renormalize masses of SPPs above together to trigger nuclear effects threshold for ULM January 4, 2007 production Source of Graphic: Nature, 445, neutron February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 18
  • 19. Lattice Energy LLC Collective oscillations: surface plasmon polariton electrons • Confined to surfaces and near-surface • Surface plasmons (SPs) are a collective oscillation of free electron gas at optical frequencies • Surface Plasmon Polaritons (SPPs) are quasiparticles resulting from strong coupling of electromagnetic waves with an electric or magnetic dipole-carrying excitation; i.e., result from coupling of surface plasmons with light (e.g., laser) • Play important role in Surface Enhanced Raman Spectroscopy (SERS) • Very sensitive to the properties of the materials on which they propagate • Interact strongly with nanoparticles located on surface; can create huge range of variation in local January 4, 2007 field strengths electric Source of Graphic: Nature, 445, February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 19
  • 20. Lattice Energy LLC Overview of W-L theory of LENRs in condensed matter While it is a ‘busy’ chart, this graphic summarizes everything on a single page Please note that there are multiple ways to ‘pump energy into’ SPP electrons, including electric currents (electron “beam” in chart), ‘bombardment’ with ion fluxes, and laser photons Collective effects and breakdown of the B-O approximation allow SPP electrons to become a ‘transducer’ that connects the otherwise disparate realms of chemical and nuclear energies Source of Graphic: Nature, 445, January 4, 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 20
  • 21. Lattice Energy LLC W-L theory further extended beyond condensed matter Extended W-L theory and collective effects from LENRs in condensed matter to physical environments found in high-current exploding wires: large ‘wire’ inductors and magnetically dominated regimes that occur in large-scale astrophysical systems. Type Length Electromagnetic Collective LENR Comment of System Scale Regime Phenomena Certain earthly Very short-range Obtain unavailable trace Transmutations, high Submicron bacteria and electric or magnetic elements; survive deadly level gamma shielding fungi fields gamma/X-ray radiation Hydrogen Very high, short-range Transmutations, high level This regime is useful for Microns isotopes on electric fields on solid gamma shielding, heat, small-scale commercial metallic surfaces substrates some energetic particles power generation Transmutations, ‘leakier’ Microns to Exploding wires, Dusty plasmas: mixed This regime is useful for gamma shielding, heat; X- planetary high-current and high Many large-scale commercial rays up to 10 keV, larger lightning local magnetic fields power generation Meters energetic particle fluxes Solves mysteries of Transmutations, large Many Outer layers and heating of solar corona fluxes of energetic Meters to atmospheres of Dusty plasmas: high and radioactive isotopes particles (to GeVs), limited Kilometers stars (flux tubes) in stellar atmospheres mega-currents and gamma shielding, X-rays very large-scale, highly Up to Active galactic Energetic particles (GeVs), Solves several several AU nuclei in vicinity organized magnetic gamma-ray bursts (GRBs) unexplained of compact, (distance fields and ultra-high energy massive objects from earth astronomical mysteries cosmic rays (TeVs) (black holes) to sun) Note: mass renormalization ofNature, 445, by high local E-fields not a key factor in magnetically dominated regimes at large length scales Source of Graphic: electrons January 4, 2007 - large E February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 21
  • 22. Lattice Energy LLC W-L and Srivastava – Standard Model + collective effects Regime of Mostly Low Energy Nuclear Reactions: LENRS Dominate ~0 eV Ultra low momentum neutrons …. MeV neutrons …GeV neutrons ….TeVs ~0 eV Ultra low momentum neutrons …. MeV neutrons …GeV neutrons ….TeVs e* + p 1 neutron + neutrino or e* + d 2 neutrons + neutrino Short-Range Short- Maximum number of commercial opportunities occur in this regime Collective Applications: production of neutrons, energy, and transmutation products Electric Field Effects • Microorganisms – biological transmutations by certain types of earthly bacteria & fungi Higher fluxes of neutrons low or no Increasing neutron and charged particle energies Increasing neutron and charged particle energies Dominate current • Pressure gradients across membranes – e.g., Iwamura, Li, & Arata/Zhang - gas phase • Current-driven P&F-type chemical cells - liquid phase; glow discharge cells - gas phase Current- P&F- • Laser-triggered chemical cells – e.g., Letts, Cravens, Violante, etc. - liquid or gas phase Laser- Longer-Range Longer- • RF-triggered dusty plasmas - gas phase RF- Collective • Current-driven dusty plasmas - gas phase Current- Magnetic Field Effects • Vacuum diodes – e.g. Proton-21, Kiev, Ukraine, Sandia NL (US) in 1970s - gas phase Proton- Begin to current • Exploding wires – e.g., Wendt & Irion, Chicago 1922; Z-pinch, Sandia NL - gas phase Z- Dominate high • Magnetic flux compression generators, e.g. US (LANL), Russia • Lightning (terrestrial, planetary, nebular), especially in dusty environments – e.g., Dwyer dusty • ULMN-catalyzed subcritical fission reactors (<<< nuclear waste) - reprocess old wastes ULMN- Scales-up to very large length scales Scales- Wide range of magnetic field strengths Mixed Regime of High Energy Particle Reactions and LENRs mega currents >>>> fluxes Long-Range Long- Applications: mostly basic science Collective Magnetic • Stars – additional nuclear reactions occurring in their photospheres & out thru coronas Field Effects Dominate • Dusty, hydrogen-rich nebular plasma clouds exposed to stellar photon radiation hydrogen- Source of •Graphic: Nature, 445, January 4, 2007 Magnetars and active galactic nuclei (W-L-S mechanism creates UHE cosmic rays) (W- February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 22
  • 23. Lattice Energy LLC Widom-Larsen theory – seven papers publicly released Beginning in May 2005, Lattice has publicly “When a new truth enters released seven papers on selected non- the world, the first stage of proprietary basic science aspects of our theory reaction to it is ridicule, the of LENRs: second stage is violent opposition, and in the third “Ultra Low Momentum Neutron Catalyzed Nuclear Reactions on Metallic Hydride Surfaces”, Eur. Phys. J. C 46, 107 (2006 – arXiv stage, that truth comes to Surfaces” in May 2005) Widom and Larsen be regarded as self- “Absorption of Nuclear Gamma Radiation by Heavy Electrons on evident.” - Arthur Metallic Hydride Surfaces” arXiv:cond-mat/0509269 (Sept 2005) Surfaces” arXiv:cond- Schopenhauer, 1800s Widom and Larsen “Nuclear Abundances in Metallic Hydride Electrodes of “[New] Theories have four Electrolytic Chemical Cells” arXiv:cond-mat/0602472 (Feb 2006) Cells” arXiv:cond- Widom and Larsen stages of acceptance: i) this is worthless “Theoretical Standard Model Rates of Proton to Neutron Conversions Near Metallic Hydride Surfaces” arXiv:nucl- Surfaces” arXiv:nucl- nonsense; th/0608059v2 (Sep 2007) Widom and Larsen ii) this is an interesting, “Energetic Electrons and Nuclear Transmutations in Exploding but perverse, point of view. Wires” arXiv:nucl-th/0709.1222 (Sept 2007) Widom, Srivastava, Wires” arXiv:nucl- iii) this is true but quite and Larsen unimportant. “High Energy Particles in the Solar Corona” arXiv:nucl- Corona” arXiv:nucl- iv) I always said so.” th/0804.2647 (April 2008) Widom, Srivastava, and Larsen - J.B.S. Haldane, 1963 “A Primer for Electro-Weak Induced Low Energy Nuclear Electro- Reactions” arXiv:gen-ph/0810.0159v1 (Oct 2008) Srivastava, Reactions” arXiv:gen- Widom, of Graphic: Nature, 445, January 4, 2007 Source and Larsen February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 23
  • 24. Lattice Energy LLC Why has R&D in LENRS had limited progress in 20 years? • Until the advent of the Widom-Larsen theory of LENRs, there were no believable theoretical explanations that could help guide experimental work; reproducibility of results was also very poor. Few mainstream scientists wished to continue work or enter the field because of its questionable reputation and notable lack of substantial government or private sector funding – worldwide numbers of researchers actively involved in work on LENRs has declined significantly since early 1990s • Since 1989, most “cold fusion” researchers have been unaware that LENRs are actually a surface effect and that specific nanoparticle properties and certain nanoscale surface phenomena are what are actually controlling overall experimental results and reproducibility • Bulk-effect D-D “cold fusion” paradigm, on which most LENR-related theoretical/experimental work has been based since 1989, was wrong. Experimental paths taken by many researchers were thus misguided; results of otherwise good experiments were commonly misinterpreted • All of the above, in conjunction with a lack of multidisciplinary knowledge on the445, January 4,many researchers, hindered R&D progress Source of Graphic: Nature, part of 2007 February 14, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 24