Alex is a Compliance Director who has a number of issues. He finds an affordable, professional and discrete answer to his regulatory problems with a niche consultant, Compliance Consultant (tel 020 7097 1434)

1. Meet
Alex
He is a
Compliance
Director

2. He took over this
business
About 7 months
ago and just after
a Regulator’s visit

3. But he’s very
unhappy
For many reasons
…

4. There’s insufficient
Resource
No-one in Compliance
has worked in risk before
No-one has ever
compiled a Risk &
Controls Log
X
X
X

5. There is no recent TCF
assessment
As part of the
remediation plan, Conduct
Risk features high but
there are no details
The budget is limited
X
X
X

6. Until he found

7. Making Compliance Work

8. They work on a project
basis
They only use industry
experienced consultants
who can walk the walk
You deal direct with the
owner
The Difference is

9. They work WITH you and
not For You
All work is done under a
Non-Disclosure Agreement
They all roll up their
sleeves and get stuck in
The Difference is
also

10. Now, he’s very
happy
Because……

11. Alex doesn’t have to
manage the work –
Compliance Consultant
project manage it all
It’s cheaper than the big
5
Existing staff are up-
skilled

12. Regular Reports
Qualified consultants
future-proofing the work
Experienced “Conduct
Risk” specialists
embedding CR into
existing risk framework

13. YOU CAN BE LIKE
ALEX

14. FIND OUT MORE
https://www.facebook.com/C
omplianceConsultant
Twitter.com/complianceconst
www. ComplianceConsultant.org
Call 0207 097 1434
Email: info@complianceconsultant.org