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Dr Vijay Pithadia Director
Dr Vijay Pithadia Director

The document discusses the changes to the bank audit environment due to the increased use of information technology. Key aspects that auditors must now consider include evaluating IT security controls, understanding different banking software systems like partial branch automation and core banking solutions, assessing the impact of IT on internal controls and audit procedures, and ensuring compliance with auditing standards for IT environments. The auditor's role has expanded and they must now have knowledge of IT systems, security risks, and how to audit in an electronic environment.

TechnologyBusiness
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Bank Audit in IT Environment ,[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Mom, When is my Happy Download Day?
How many times have I told you! You were not downloaded. You were born…
[object Object],Information Technology has completely changed the way, we lead our lives.
Everyday one trillion dollars worth of money is transacted over the global networks. Money equal to 200 per cent of India’s GDP over a whole year moves over the global financial networks in a single day. ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object]
Banking Applications Today ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Partial Branch Automation Software ,[object Object],[object Object],[object Object],[object Object]
Total Branch Automation Solution ,[object Object],[object Object],[object Object],[object Object],[object Object]
Core Banking Solution: ,[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],Physical Environment Vs e-Environment
[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on Audit
[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on Audit
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Potential Risk Areas in computerised environment
[object Object],[object Object],[object Object],Advantages over manual system
[object Object],[object Object],[object Object],[object Object],Challenges
[object Object],[object Object],AAS 29
[object Object],[object Object],[object Object],[object Object],[object Object],AAS 29
[object Object],[object Object],[object Object],Controls in Information System Environment
[object Object],[object Object],Application Controls
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Lock Guard Security: Scenario
Information Security Risk in a Bank Networked Domain / Intranet Internal Threats Through : Employees / Vendors/ Ex-Employees etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction etc INCREASING RISK Environmental / Physical Threats E.g. Fire / Storms/ Earthquake Manual TBA CBS External Threats Through: Hackers/ competitors / criminals etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction / social engineering etc
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],Thanks for being nice & giving a patient hearing

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