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WHO GUIDELINES IN QUALITY
ASSESSMENT OF HERBAL DRUGS
Presented by :
K.Swarupa
Y17MPH0305
Pharmaceutical analysis
ANUCPS
Under the guidance of :
Dr.K.Sujana M.pharm, Ph.D
Assistant professor
Pharmaceutical analysis
ANUCPS
1
Contents:
• Introduction
• Objective
• Assessment of
Quality
Safety
Efficacy
Intended use
• Product information for the consumer
• Utilization of guidelines
• conclusion
2
Introduction:
For the purpose of these guidelines “Herbal medicine” should be regarded as :
Finished,labelled medicinal products that ,contain as active
ingredient aerial or underground parts of plants,or other plant material or combinations there of
,whether in the crude state or as plant preparations.Plant material include juices,gums,fatty oils,
essential oils and any other substances of this nature.Herbal medicines may contain excipients in
addition to the active ingredients.Medicines containing plant material combined with chemically
defined,isolated constituents of plants, are not considered to be herbal medicine.
• Exceptionally, in some countries herbal medicines may also contain, by tredition, natural organic or
inorganic active ingredients which are not of plant origin.
• The past decade has seen a significant increase in the use of herbal medicines .As a result of
WHO’s promotion of traditional medicines , countries have been seeking the assisstance of WHO in
identifying safe and effective herbal medicines for use in national health care system.
• In both developed and developing countries, consumers and health care providers need to be
supplied with up-to-date and authoritative information on the beneficial properties and possible
harm full effects ,of all herbal medicines.
3
Objective:
 To define basic criteria for the evaluation of quality,safety and efficacy of herbal medicines
and there by to assist national regulatory authorities,scientific organisations and manufacturers
to under take an assessment of the documentation or submission in respect of such products.
As a general rule in this assessment, traditional experience means long term use as well as the
medical ,historical and ethonological background of those products shall be taken.
4
Assessment of Quality,Safety and Efficacy and Intended use:
Pharmaceutical assessment:
this part should cover all important aspects of the quality assessment of herbal
medicines.However,if a pharmacopoeia monograph exists it should be sufficient to make
reference to this monograph. If no such monograph is avaliable, a momograph must be supplied
and should be set out in the same way as in an official pharmacopoeia.
All procedures should be in accordance with Good Manufacturing Practices [GMP].
Crude plant material:
The botanical definition,including genus,species and authority should be given to ensure
correct identification of a plant.A definition and description of the part of the plant from which
the medicine is made[eg;leaf,flower,root] has to be provided as well as an indication as to
whether fresh, dried or traditionally processed material is used.The active and characteristics
constituents should be specified and if,possible, content limits should be defined.Foriegn
matter,impurities and microbial content should be defined or limited.vocher
specimen,representing each lot of plant material processed,should be authenticated by a
qualified botanist and should be store for at least a ten year period.A lot number should be
assigned and this should appear on the product lable.
5
Plant Preparations:
Plant preparation should include powdered plant materials, extracts,tintures,fatty or essential
oils,expressed juices and preparations whose production involves a fractionation, purification or
concentration process.The manufacturing process should be described in detail.If any other
substance is added during the manufacture,to adjust the plant preparation to a certain level of
active or characteristic constituents or for any other purpose,the added substsnce should be
mentioned in the procedure description.
A method for identification, and where possible assay of plant preparation should be added.If
the identification of an active principle is not possible,it should be sufficient to identify a
characteristic substance or mixture of substances(eg;chromatographic fingerprint)to ensure
consistent quality of preparation
6
Finished products:
• The manufacturing procedure and formula including the amount of excipients should be described
in detail.
• A method of identification,and where possible quantification,of the plant material in the finished
product should be defined.
• If the identification of an active principle is not possible,it should be sufficient to identify a
characteristic substsance or mixture of substance(eg,chromatographic fingerprinting)to ensure
consistent quality of the product.
• For important finished produts,confirmation of regulatory status in the country of the origin
should be required;the WHO certification scheme on the quality of the pharmaceutical products
moving in International Commerce should be applied.
7
Stability:
The physicsal and chemical stability of the product in the final marketing container should
be tested under defined storage conditions and the shelf-life should be established.
Safety assessment:
This part should cover all the relavent aspects of the safety assessment of a medicinal
product has been traditionally used with out demonstrated harm no specific restrictive
regulatory action should be undertaken unless new evidence demands a revised risk-benefit
assessment.
Toxicological studies:
If any toxicological studies are available, they should be part of the assessment.If a
toxicological risk is known, toxicity data have to be submited.Risk assessment, whether it is
independent of dose (eg,special danger allergies) ,or whether it is a function of dose should be
documented.
8
Assessment of Efficacy and Intended use:
This part should cover all the important aspects of efficasy assessment .A review of the
relavent literature should be carried out and copies provided of the original articles or proper
references to them.
Activity:
The pharmocological and clinical effects of the active ingredients and,if known,their
constituents with therapeutic activity shoud be specified or described.
Evidence required to support indications:
The indications for the use of medicine should be specified.In the case of traditional
medicines,the requrements for proof of efficacy shall depend on the kind of indication.
9
Combination products:
• As many herbal remedies consist of a combination of several active ingredients, and as
experience on the use of traditional remedies is often based on he combination of products,the
assessment should differentiation between old and new combinations products. Identical
requrements for the assessment of old and new combinations would result in an appropriate
assessment of certain traditional medicines.
• In the case of traditionally used combination products,the documentation of traditional use and
experience may serve for documentation of efficacy.
• In ordeer to justify the efficacy of a new ingredient and its positive effect on the total
combination,clinical studies may be reqired.
10
Product Information for the Consumer:
The labelling of the products and the package insert should be understandable to the
consumer/patient. The package informstion should cover all necessary information on the proper use
of product.
The following elements of information usually suffice:
 Name of the product
 Quantitave list of active ingredient
 Dosage form
 Indications
- dosage(if appropriate,specified for children and the elderly)
- mode of administration
- duration of use
- major adverse effects,if any
- over dosage information
- contraindication,warnings,precautions and major drug indications
- use during pregnancy and lactation
- expiry date
- lot number
- holder of the marketing authorisation
11
Identification of the active ingredient by the latin botanical name,in addition to the
common name in the language of preference of national regulatory authority is recommended.
Promotion:
Advertisements and other promotional activities to health personnel and the lay public
should be fully consistent with the approved package information.
Utilization of guidelines:
WHO guidelines for the assessment of herbal medicines are intended to facilitate the work to e
carried out by regulatory authority, scientific bodies and industry in the development , and
assessment and registration of such products.
The effective regulation and control of herbal medicines moving in international commerce also
require close liaison with appropriate national institutions that are able to keep under
regular review all aspects of their production and use , as well as to conduct or sponser
evaluative studies of their efficacy,toxicity,safety,acceptability, cost and relative value
compared with other drugs used in modern medicine.
12
Conclusion:
All the Herbal based industries should meet specification and requirements of
herbal drugs and formulations as per the WHO guidelines to attain the quality,safety and
efficacy.
13
References:
GUIDELINES FOR THE ASSESSMENT OF HERBAL MEDICINES
[Programme on traditional medicines WHO Geneva,1991]
14
THANK YOU
15

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Who guidelines in quality assessment of herbal drugs

  • 1. WHO GUIDELINES IN QUALITY ASSESSMENT OF HERBAL DRUGS Presented by : K.Swarupa Y17MPH0305 Pharmaceutical analysis ANUCPS Under the guidance of : Dr.K.Sujana M.pharm, Ph.D Assistant professor Pharmaceutical analysis ANUCPS 1
  • 2. Contents: • Introduction • Objective • Assessment of Quality Safety Efficacy Intended use • Product information for the consumer • Utilization of guidelines • conclusion 2
  • 3. Introduction: For the purpose of these guidelines “Herbal medicine” should be regarded as : Finished,labelled medicinal products that ,contain as active ingredient aerial or underground parts of plants,or other plant material or combinations there of ,whether in the crude state or as plant preparations.Plant material include juices,gums,fatty oils, essential oils and any other substances of this nature.Herbal medicines may contain excipients in addition to the active ingredients.Medicines containing plant material combined with chemically defined,isolated constituents of plants, are not considered to be herbal medicine. • Exceptionally, in some countries herbal medicines may also contain, by tredition, natural organic or inorganic active ingredients which are not of plant origin. • The past decade has seen a significant increase in the use of herbal medicines .As a result of WHO’s promotion of traditional medicines , countries have been seeking the assisstance of WHO in identifying safe and effective herbal medicines for use in national health care system. • In both developed and developing countries, consumers and health care providers need to be supplied with up-to-date and authoritative information on the beneficial properties and possible harm full effects ,of all herbal medicines. 3
  • 4. Objective:  To define basic criteria for the evaluation of quality,safety and efficacy of herbal medicines and there by to assist national regulatory authorities,scientific organisations and manufacturers to under take an assessment of the documentation or submission in respect of such products. As a general rule in this assessment, traditional experience means long term use as well as the medical ,historical and ethonological background of those products shall be taken. 4
  • 5. Assessment of Quality,Safety and Efficacy and Intended use: Pharmaceutical assessment: this part should cover all important aspects of the quality assessment of herbal medicines.However,if a pharmacopoeia monograph exists it should be sufficient to make reference to this monograph. If no such monograph is avaliable, a momograph must be supplied and should be set out in the same way as in an official pharmacopoeia. All procedures should be in accordance with Good Manufacturing Practices [GMP]. Crude plant material: The botanical definition,including genus,species and authority should be given to ensure correct identification of a plant.A definition and description of the part of the plant from which the medicine is made[eg;leaf,flower,root] has to be provided as well as an indication as to whether fresh, dried or traditionally processed material is used.The active and characteristics constituents should be specified and if,possible, content limits should be defined.Foriegn matter,impurities and microbial content should be defined or limited.vocher specimen,representing each lot of plant material processed,should be authenticated by a qualified botanist and should be store for at least a ten year period.A lot number should be assigned and this should appear on the product lable. 5
  • 6. Plant Preparations: Plant preparation should include powdered plant materials, extracts,tintures,fatty or essential oils,expressed juices and preparations whose production involves a fractionation, purification or concentration process.The manufacturing process should be described in detail.If any other substance is added during the manufacture,to adjust the plant preparation to a certain level of active or characteristic constituents or for any other purpose,the added substsnce should be mentioned in the procedure description. A method for identification, and where possible assay of plant preparation should be added.If the identification of an active principle is not possible,it should be sufficient to identify a characteristic substance or mixture of substances(eg;chromatographic fingerprint)to ensure consistent quality of preparation 6
  • 7. Finished products: • The manufacturing procedure and formula including the amount of excipients should be described in detail. • A method of identification,and where possible quantification,of the plant material in the finished product should be defined. • If the identification of an active principle is not possible,it should be sufficient to identify a characteristic substsance or mixture of substance(eg,chromatographic fingerprinting)to ensure consistent quality of the product. • For important finished produts,confirmation of regulatory status in the country of the origin should be required;the WHO certification scheme on the quality of the pharmaceutical products moving in International Commerce should be applied. 7
  • 8. Stability: The physicsal and chemical stability of the product in the final marketing container should be tested under defined storage conditions and the shelf-life should be established. Safety assessment: This part should cover all the relavent aspects of the safety assessment of a medicinal product has been traditionally used with out demonstrated harm no specific restrictive regulatory action should be undertaken unless new evidence demands a revised risk-benefit assessment. Toxicological studies: If any toxicological studies are available, they should be part of the assessment.If a toxicological risk is known, toxicity data have to be submited.Risk assessment, whether it is independent of dose (eg,special danger allergies) ,or whether it is a function of dose should be documented. 8
  • 9. Assessment of Efficacy and Intended use: This part should cover all the important aspects of efficasy assessment .A review of the relavent literature should be carried out and copies provided of the original articles or proper references to them. Activity: The pharmocological and clinical effects of the active ingredients and,if known,their constituents with therapeutic activity shoud be specified or described. Evidence required to support indications: The indications for the use of medicine should be specified.In the case of traditional medicines,the requrements for proof of efficacy shall depend on the kind of indication. 9
  • 10. Combination products: • As many herbal remedies consist of a combination of several active ingredients, and as experience on the use of traditional remedies is often based on he combination of products,the assessment should differentiation between old and new combinations products. Identical requrements for the assessment of old and new combinations would result in an appropriate assessment of certain traditional medicines. • In the case of traditionally used combination products,the documentation of traditional use and experience may serve for documentation of efficacy. • In ordeer to justify the efficacy of a new ingredient and its positive effect on the total combination,clinical studies may be reqired. 10
  • 11. Product Information for the Consumer: The labelling of the products and the package insert should be understandable to the consumer/patient. The package informstion should cover all necessary information on the proper use of product. The following elements of information usually suffice:  Name of the product  Quantitave list of active ingredient  Dosage form  Indications - dosage(if appropriate,specified for children and the elderly) - mode of administration - duration of use - major adverse effects,if any - over dosage information - contraindication,warnings,precautions and major drug indications - use during pregnancy and lactation - expiry date - lot number - holder of the marketing authorisation 11
  • 12. Identification of the active ingredient by the latin botanical name,in addition to the common name in the language of preference of national regulatory authority is recommended. Promotion: Advertisements and other promotional activities to health personnel and the lay public should be fully consistent with the approved package information. Utilization of guidelines: WHO guidelines for the assessment of herbal medicines are intended to facilitate the work to e carried out by regulatory authority, scientific bodies and industry in the development , and assessment and registration of such products. The effective regulation and control of herbal medicines moving in international commerce also require close liaison with appropriate national institutions that are able to keep under regular review all aspects of their production and use , as well as to conduct or sponser evaluative studies of their efficacy,toxicity,safety,acceptability, cost and relative value compared with other drugs used in modern medicine. 12
  • 13. Conclusion: All the Herbal based industries should meet specification and requirements of herbal drugs and formulations as per the WHO guidelines to attain the quality,safety and efficacy. 13
  • 14. References: GUIDELINES FOR THE ASSESSMENT OF HERBAL MEDICINES [Programme on traditional medicines WHO Geneva,1991] 14