http://www.TheSecuritiesAttorneys.com Reg A – How to Make a Confidential Filing If you have not filed under Reg A or filed an effective registration statement, you can file a draft offering for non-public review. You must file all such documents not later than 21 days before qualification. If you want to, this would allow you to quietly abandon an offering before the initial public filing. The initial non-public statement, all non-public statement amendments, and all correspondence with SEC staff regarding such submissions must be publicly filed on EDGAR as exhibits to the offering statement not less than 21 calendar days before qualification of the offering statement. Want to know more? – email me at John.Lux@ Securities-Law.info (240) 200-4529 John E. Lux was in the top 5% of authors on Slideshare in 2014 and has been quoted by Bloomberg as an expert on reverse mergers This is part of a series on Regulation A, so subscribe here for more and to learn more, go to www. TheSecuritiesAttorneys.com and get a free copy of our book “How to Go Public” Disclaimer This is not legal or investment advice of any kind Seek competent advice from qualified attorneys and investment bankers Your situation may vary The more you know about finance and business, the more you can profit

1. www.TheSecuritiesAttorneys.com
Reg A –
How to Make a
Confidential Filing

2. www.TheSecuritiesAttorneys.com
If you have not filed
under
Reg A or an
effective
registration
statements, you can
file a draft offering
for non-public
review

3. You must file all
such documents
not later than 21
days before
qualification

4. If you want to, this
would allow you
to quietly
abandon an
offering before
the initial public
filing

5. The initial non-public statement, all non-
public statement amendments, and all
correspondence with SEC staff regarding
such submissions must be publicly filed on
EDGAR as exhibits to the offering
statement not less than 21 calendar days
before qualification of the offering
statement

6. www.TheSecuritiesAttorneys.com
This is part of a series on Regulation
A, so subscribe here for more and
to learn more, go to www.
TheSecuritiesAttorneys.com
and get a free copy of our book
“How to Go Public”

7. www.TheSecuritiesAttorneys.com

Want to know
more? – email
me at John.Lux@
Securities-
Law.info

(240) 200-4529

8. John E. Lux was in
the top 5% of
authors on
Slideshare in
2014 and has
been quoted by
Bloomberg as an
expert on reverse
mergers

9. Disclaimer

This is not legal or
investment advice of any
kind

Seek competent advice
from qualified attorneys
and investment bankers

Your situation may vary

The more you know about
finance and business, the
more you can profit