www.TheSecuritiesAttorneys.com Reg A+ Advertising Caution This is only a very brief summary. Make sure you comply with the rules. Seek competent advice from a qualified securities attorney. You can do “test the waters” solicitations to the general public either before or after the filing of the Reg A+ offering statement with the SEC. If you test the waters before filing the offering with the SEC, you do not have to file anything with the SEC. However, you must put a legend on all ads, before or after filing. The legend says three things: (1) no money or other consideration is being solicited, and if sent, will not be accepted; (2) no sales will be made or commitments to purchase accepted until the offering statement is qualified; and (3) a prospective purchaser’s indication of interest is non-binding. After you file your Reg A+ offering with the SEC, you have to add your preliminary offering circular or a link to it with your ads. If your preliminary offering circular changes, you must update If you make a non-public filing with the SEC, you must make it public 21 days before qualification. You have to file your solicitation documents with the SEC. You must deliver the final offering circular no later than two business days after sale. You can make regularly released factual business communications but this generally does not include predictions, forecasts, or opinions on security valuations. Reg A+ offerings are generally not integrated with other offerings but you must be very careful with ads for both offerings. To get a more detailed memo on what you can and cannot do, email me, John E. Lux at John.Lux@Securities-Law.info I look forward to talking with you. www.TheSecuritiesAttorneys.com Questions – email me at John.Lux@ Securities-Law.info (202) 780-1000 Get my books on Amazon.com Reg A+ Offering – Equity Crowdfunding for Entrepreneurs https://www.amazon.com/Reg-Offering-Equity-Crowdfunding-Entrepreneurs/dp/1623140161/ref=sr_1_1?ie=UTF8&qid=1465739090&sr=8-1&keywords=john+lux+reg+a%2B Disclaimer This is not legal or investment advice of any kind. Seek competent advice from qualified attorneys and investment bankers. Your situation may vary. The more you know about finance and business, the more you can profit.

1. www.TheSecuritiesAttorneys.com
Reg A+
Advertising

2. Disclaimer

This is not legal or
investment advice of any
kind

Seek competent advice
from qualified attorneys
and investment bankers

Your situation may vary

The more you know about
finance and business, the
more you can profit

3. Caution

This is only a very brief
summary

Make sure you comply
with the rules

Seek competent advice
from a qualified
securities attorney

4. You can do “test
the waters”
solicitations to
the general public
either before or
after the filing of
the Reg A+
offering
statement with
the SEC

5. If you test the
waters before
filing the offering
with the SEC,
you do not have
to file anything
with the SEC

6. However, you
must put a
legend on the all
ads whether
before or after
filing the
offering

7. The legend says
three things:

8. (1) no money or
other
consideration is
being solicited,
and if sent, will
not be accepted;

9. (2) no sales will be
made or
commitments to
purchase
accepted until the
offering
statement is
qualified;

10. and (3) a
prospective
purchaser’s
indication of
interest is non-
binding.

11. After you file your
Reg A+ offering
with the SEC,
you have to add
your preliminary
offering circular
or a link to it with
your ads

12. `
If your preliminary
offering circular
changes, you
must update

13. If you make a
non-public filing
with the SEC,
you must make it
public 21 days
before
qualification

14. You have to file
your solicitation
documents with
the SEC

15. You must deliver
the final offering
circular no later
than two business
days after sale

16. You can make
regularly released
factual business
communications
but . . .

17. This generally does
not include
predictions,
forecasts, or
opinions on
security
valuations

18. Reg A+ offerings
are generally not
integrated with
other offerings

19. But you must be
very careful with
ads for both
offerings

20. To get a more detailed memo on
what you can and cannot do,
email me, John E. Lux at
John.Lux@Securities-Law.info

21. I look forward
to talking with
you.

22. www.TheSecuritiesAttorneys.com

Questions –
email me at
John.Lux@
Securities-
Law.info

(202) 780-1000

23. Get my books on Amazon.com
Reg A+ Offering
– Equity
Crowdfunding
for
Entrepreneurs