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Stress & Memory

James M. DeCarli, PhD Candidate, MPH, MPA, CHES

    Departments of Psychology & Neuroscience
        University of Southern California
Overview
Background on Stress
  History
  Types & Classifications
  Physiological Responses

Effects of Stress on Memory
  Acute & Chronic Stress
  Decreases & Increases of Memory

Effects of Stress on the Brain Function & Structure
  Hippocampus
  Stress Hormones
  Neuroplasticity
Key Stress Physiologists
French physiologist, Claude Bernard
Principles of dynamic equilibrium
   Internal bodily environment
   External forces
External forces (examples)
   Temperature
   Oxygen concentration in the air,
   Expenditure of energy
   Presence of predators
   Diseases
Key Stress Physiologists
Walter Cannon, Neurologist
  “Homeostasis“
  Stressors-Emotional
  “Fight or Flight" Response
  Nor-epinephrine Neurotransmitter
Key Stress Physiologists
The Father of Stress
  Hans Selye is regarded as the “father of stress.” He
  is also well known for a model of stress called the
  General Adaptation Syndrome. It has three phases:
    Alarm: the individual becomes of aware of the stressor
    Resistance: the individual attempts to fight off and/or
    adapt to the stressor
    Exhaustion: the costs of fighting and/or adaptation are so
    high the individual wears out
Stress Defined
No universal definition accepted
“Any external stimulus that threatens
homeostasis” (Hans Selye)
“a perceived threat to homeostasis and as an
event or stimulus that causes an often abrupt but
always large change in autonomic activity and
hormone secretion-particularly cortisol and
prolactin” (Wolkowitz & Rothschild, 2003)
Contributing Factors to Stress
Stress is a highly individualized experience
(Wolkowitz 2003)
  Not all stressful events are stressful to every person
  Contributing Factors:
     Genetic predisposition
     Developmental stage
     Gender
     Perception of the stressor
External and Internal Stressors
External stressors:
   physical conditions (such as pain or hot or cold temperatures)
   stressful psychological environments (such as poor working
   conditions or abusive relationships).

Internal stressors:
   physical (infections, inflammation)
   Psychological (i.e. intense worry about a harmful event that
   may or may not occur)
Classification of Stress
Acute Stress (short term fight or flight)
   Noise
   Crowding
   Imagining a threat or remembering a dangerous event

Chronic Stress
   Financial worries
   Loneliness
   Relationship problems
   Ongoing highly pressured at work.
Brain Structures Affected by Stress
Brain Functions & Stress
Brain
  Controls when & where stress hormones will be
  released
  Defines the perception on what is stressful
    Determined by past experience (injury, abuse, etc.)
    Past experiences can affect neuroplascitiy
Physiological Responses of Stress

Stressor
Physiological Responses of Stress
 Allostasis
    When stress persists for too long the protective physiological
    mechanisms become overburdened, leading to allostatic load
    (Sterling and Eyer, 1988)
    Affected by real or imagined event: Varies among individuals
    (Schulkin et al. 1994)

 Allostatic Load
   Causes a wear and tear effect from chronic stressors
   Cortisol (Glucocorticoid)
       Negative health effects (Wolkowitz, 2003)
Acute and Chronic Effects from
         Cortisol (Glucocorticoid)
            Acute Stress                               Chronic Stress
Metabolism: Stimulation of gluconeogenesis Adult onset diabetes, obesity.


Increase heart pressure, heart rate          Hypertension, heart disease


Sharpening of cognitive skills, memory       Damage to memory system

Decrease growth functions                    Stunted growth

Decrease brain metabolism                    Neural degeneration

Loss of reproductive function                Loss of reproductive function

Decrease immune response                     Decrease immune response
Effects of Stress on Memory
Acute:
  Memory Enhancement
     Occur in low stress emotional situations
  Memory Decrease
     Declarative memory
  Brain Metabolism Decrease
     CG’s down regulates brain metabolism
                Beneficial during energy crisis
                Long term effect:
           1)   Lower brain metabolism leads to inability of neurons to survive
           2)   Resulting in severe neuronal atrophy or death
     During enhancement of memory
           Certain types of memory favored (i.e. emotional)
           Poor encoding
           Retrieval also affected negatively
Chronic:
  Memory decrease
  Hippocampal atrophy
  Neuroplasticity
Acute Stress: Memory Enhancement
Humans                                      Animals/Rats
 Emotional events (stressful-flashbulb       Stress enhanced delay and trace eye blink
effect) well remembered                     conditioning (Mc Gaugh and Cahill )

 Mc Gaugh and Cahill tested episodic         Spatial navigation among adrenalectomized
memory of movies or slide shows that have   rats with no GC, were found impaired
stressful sections
                                            “Systemic injection of norepinephrine
 They found: The amygdala is highly active increases the retention of avoidance response”
during emotional portion of the movie and
activation correlates with memory retention

  Further, patients that had amygdala
lesions did not show the effect
Acute Stress: Memory Decrease
Human                                        Animals/Rats
     Declarative memory retrieval found       Rats: When exposed to a cat had reduced
     affected in men (and not women) after   spatial learning (Mc Gaugh and Cahill )
     social stress (Mc Gaugh and Cahill)
                                              This was strongly associated with a
     Gender Differences (Shors, 2001)        decrease (both in vitro and in vivo) of LTP in
     Demonstrated:                           CA1
1)   Dendritic spines sensitive to acute
     stress
2)   Respond in opposite directions to the
     same stimulus based on gender
     differences & hormonal changes
Memory Decrease From Acute Stress
          in Humans
 Flashbulb
   Memories are enhanced from that time (Brown &
   Kulik, 1977)
   Enhancement of memory attributed rehearsal effect
   (Winograd & Neisser, 1992)
     Repeated discussing event in later days
        Results in distortions of memory (inaccurate recall)
        Rehearing of inaccurate memory becomes stronger
Memory Decrease From Chronic
     Stress in Humans
Inhibit Laying Down of Memory
  Biased memory towards threat
    Experiments: Photographs resulted in viewers focusing on
    the threat and less memory of other portions (Christian,
    Loftus, Hoffman & Loftun, 1991)
Neurohormonal Modulation of Memory
  Fight-or-flight: Norepinephrine and epinephrine
  strengthen laying down of memory-hippocampus
  Cortisol inhibits laying down of memories
Chronic Stress Effect on
           Hippocampus
Elevated glucocorticoids results:
  Hippocampus damage (Sapolsky et al., 1990)
     Impairing Memory & Long Term Potentiation (Luine,
     Villages, Martinex & McEwen, 1994)
     New Learning Memory (Arbel, Kadar, Silberman & Levy,
     1994)
     Study: Found that monkey hippocampus sustained
     glucocorticoid related damage (Sapolsky et al., 1990)
Chronic Stress Effect on
           Hippocampus, cont’d
Neurons
   Decrease normal branching
   Results in death of neurons (Magarinos, Verdugo, & McEwen, 1997)

Atrophy
   Decrease in serotonin 5HT receptor binding within hippocampus
   Associated with atrophy (CA3 Region of hippocampus and memory impairment
   (McEwen et al., 1997)

Brain-Derived Neurotrophic Factor (BDNF)
   Reduction in BDNF
   May be related to release of Glucocorticoid (Smith et al., 1995) or
   Serotonin 5HT receptor stimulation (Vaidya, Marek, Aghajanian & Duman, 1997)
   Smith (1995) also suggests that decreased levels of BDNF may cause
   hippocampus atrophy or cell death
Atrophy of Hippocampus
Sapolsky (2000) reviewed 3-studies studying severe
depression that used MRI technology to image the
hippocampus
Depression:
  Found all subjects reported hippocampal atrophy
  Atrophy did not resolve over time
  Appeared to be irreversible
Hippocampal Atrophy from
                  Depression
Range of Atrophy           8-19%

Laterality of Atrophy      Trend toward left-sided atrophy>right-sided atrophy

Anatomical Specificity     Volume loss reported in hippocampus; frontal cortical and
                           cell loss reported
Functional                 Evidence for deficits in explicit memory
Consequences
When Atrophy Occurs        No evidence for deficits in explicit memory

Likely Mechanisms          Cell loss and inhibition of neurogenesis
Undergo Atrophy
Role for Glucocorticoids Indirectly implicated



Sapolsky (2000)
Atrophy of Hippocampus from
              PTSD
PTSD (Post-traumatic stress disorder):
  Flashbulb memory of some images of the traumatic
  and unusually fragmented episodic memory of the
  entire event

  Sapolsky (2000) reviewed 5-studies on PTSD
    Found all studies that researched changes in the
    hippocampus in PTSP reported atrophy in that
    region
Hippocampal Atrophy from PTSD
Range of Atrophy           5-26%


Laterality of Atrophy      Conflicting data


Anatomical Specificity     Volume loss reported in hippocampus


Functional Consequences    Strong evidence deficits in explicit memory


When Atrophy Occurs        Mixed evidence


Likely Mechanisms          Cell loss and inhibition of neurogenesis
Undergo Atrophy
Role for Glucocorticoids   No role if atrophy preceded trauma: indirectly implicated if
                           atrophy arises from trauma, conflicting evidence if trauma arisis
                           from PTSD

Sapolsky (2000)
Atrophy of Hippocampus from
      Cushing Syndrome
Cushing Syndrome:
  Characterized by hypersecreation of cortisol,
  resulting in corticotrpin-releasing hormone secreting
  tumors that result in hypercortisolism
  Pathologic studies suggest the effect is hippocampus
  atrophy
  Studies: Severe atrophy associated with severe
  hypercortisolism (Sapolsky, 2000)
Hippocampal Atrophy from Cushing
          Syndrome
Range of Atrophy           na


Laterality of Atrophy      None


Anatomical Specificity     Volume loss reported in hippocampus, caudate, and cortex: ventricles
                           enlarged
Functional Consequences    Strong evidence deficits in explicit memory

When Atrophy Occurs        No evidence for atrophy prior to disease onset


Likely Mechanisms          Tissue compression, regression of dendrites and inhibition of
Undergo Atrophy            neurogenesis
Role for Glucocorticoids   Highly likely


Sapolsky (2000)
Effect of Cortisol on Memory
Randomized, double blind, placebo-controlled
study, Newcomer et al., 1999 (N=51)
  Methodology:
    Gp-1: High steriod group
       160mg/d (dose similar to experiencing major abdominal surgery)
    Gp-2: Low steriod group
       40mg/d (dose similar to experiencing minor procedures such as
       removal of stitches
    Gp-3: Pladebo group
Effect on Cortisol on Memory
                                  Study Results (Newcomer et al., 1999)

                            120
Verbal Declarative Memory




                            100
       Performance




                            80
                                                                          Gp-1: 160mg/d
                            60                                            Gp-2: 40mg/d
                                                                          Gp-3: Placebo
                            40

                            20

                             0
                                  Baseline    Day-1      Day-4
Neuroplasticity & Stress
Rainnie DG, et al (2004)
   Stress peptide-inducted behavior syndrome correlated with
   cellular mechanisms of neural plasticity
Cao J, et al (2004)
   Stress-facilitated Long-Term Depression (LTD) induces
   output plasticity through synchronized-spikes suggest stress-
   related plasticity plays a significant role in distribution,
   integration, and amplification of encoded information to
   other brain structures under stress
Kuipers SD, et al (2004)
   Confirmed that the damaging effect of stress on cortical
   activity, on a molecular lever suggest underlying cellular
   actions of stress in the brain.
Conclusion
Physiological responses of stress:
   Necessary for adaptation
   Both increases & decreases memory for survival
Chronic stress (excessive levels of cortisol):
   Impair successful adaptation due to glucocorticoid secretion
   (poor regulation of endocrine response to stress)
   Inhibits laying down of memory, LTP, & new learning
   Hippocampal atrophy and death of neurons
   Neuroplasticity
Implications for Stress Related
        Effects on Memory
Improved Treatment
  PTSD, depression, etc.


Research & Clinical Application
  Alzheimer’s Disease
  Dementia
  IPV
  Adult Manifestation of Early Childhood Trauma (ECT)

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Stress & Memory

  • 1. Stress & Memory James M. DeCarli, PhD Candidate, MPH, MPA, CHES Departments of Psychology & Neuroscience University of Southern California
  • 2. Overview Background on Stress History Types & Classifications Physiological Responses Effects of Stress on Memory Acute & Chronic Stress Decreases & Increases of Memory Effects of Stress on the Brain Function & Structure Hippocampus Stress Hormones Neuroplasticity
  • 3. Key Stress Physiologists French physiologist, Claude Bernard Principles of dynamic equilibrium Internal bodily environment External forces External forces (examples) Temperature Oxygen concentration in the air, Expenditure of energy Presence of predators Diseases
  • 4. Key Stress Physiologists Walter Cannon, Neurologist “Homeostasis“ Stressors-Emotional “Fight or Flight" Response Nor-epinephrine Neurotransmitter
  • 5. Key Stress Physiologists The Father of Stress Hans Selye is regarded as the “father of stress.” He is also well known for a model of stress called the General Adaptation Syndrome. It has three phases: Alarm: the individual becomes of aware of the stressor Resistance: the individual attempts to fight off and/or adapt to the stressor Exhaustion: the costs of fighting and/or adaptation are so high the individual wears out
  • 6. Stress Defined No universal definition accepted “Any external stimulus that threatens homeostasis” (Hans Selye) “a perceived threat to homeostasis and as an event or stimulus that causes an often abrupt but always large change in autonomic activity and hormone secretion-particularly cortisol and prolactin” (Wolkowitz & Rothschild, 2003)
  • 7. Contributing Factors to Stress Stress is a highly individualized experience (Wolkowitz 2003) Not all stressful events are stressful to every person Contributing Factors: Genetic predisposition Developmental stage Gender Perception of the stressor
  • 8. External and Internal Stressors External stressors: physical conditions (such as pain or hot or cold temperatures) stressful psychological environments (such as poor working conditions or abusive relationships). Internal stressors: physical (infections, inflammation) Psychological (i.e. intense worry about a harmful event that may or may not occur)
  • 9. Classification of Stress Acute Stress (short term fight or flight) Noise Crowding Imagining a threat or remembering a dangerous event Chronic Stress Financial worries Loneliness Relationship problems Ongoing highly pressured at work.
  • 11. Brain Functions & Stress Brain Controls when & where stress hormones will be released Defines the perception on what is stressful Determined by past experience (injury, abuse, etc.) Past experiences can affect neuroplascitiy
  • 12. Physiological Responses of Stress Stressor
  • 13. Physiological Responses of Stress Allostasis When stress persists for too long the protective physiological mechanisms become overburdened, leading to allostatic load (Sterling and Eyer, 1988) Affected by real or imagined event: Varies among individuals (Schulkin et al. 1994) Allostatic Load Causes a wear and tear effect from chronic stressors Cortisol (Glucocorticoid) Negative health effects (Wolkowitz, 2003)
  • 14. Acute and Chronic Effects from Cortisol (Glucocorticoid) Acute Stress Chronic Stress Metabolism: Stimulation of gluconeogenesis Adult onset diabetes, obesity. Increase heart pressure, heart rate Hypertension, heart disease Sharpening of cognitive skills, memory Damage to memory system Decrease growth functions Stunted growth Decrease brain metabolism Neural degeneration Loss of reproductive function Loss of reproductive function Decrease immune response Decrease immune response
  • 15. Effects of Stress on Memory Acute: Memory Enhancement Occur in low stress emotional situations Memory Decrease Declarative memory Brain Metabolism Decrease CG’s down regulates brain metabolism Beneficial during energy crisis Long term effect: 1) Lower brain metabolism leads to inability of neurons to survive 2) Resulting in severe neuronal atrophy or death During enhancement of memory Certain types of memory favored (i.e. emotional) Poor encoding Retrieval also affected negatively Chronic: Memory decrease Hippocampal atrophy Neuroplasticity
  • 16. Acute Stress: Memory Enhancement Humans Animals/Rats Emotional events (stressful-flashbulb Stress enhanced delay and trace eye blink effect) well remembered conditioning (Mc Gaugh and Cahill ) Mc Gaugh and Cahill tested episodic Spatial navigation among adrenalectomized memory of movies or slide shows that have rats with no GC, were found impaired stressful sections “Systemic injection of norepinephrine They found: The amygdala is highly active increases the retention of avoidance response” during emotional portion of the movie and activation correlates with memory retention Further, patients that had amygdala lesions did not show the effect
  • 17. Acute Stress: Memory Decrease Human Animals/Rats Declarative memory retrieval found Rats: When exposed to a cat had reduced affected in men (and not women) after spatial learning (Mc Gaugh and Cahill ) social stress (Mc Gaugh and Cahill) This was strongly associated with a Gender Differences (Shors, 2001) decrease (both in vitro and in vivo) of LTP in Demonstrated: CA1 1) Dendritic spines sensitive to acute stress 2) Respond in opposite directions to the same stimulus based on gender differences & hormonal changes
  • 18. Memory Decrease From Acute Stress in Humans Flashbulb Memories are enhanced from that time (Brown & Kulik, 1977) Enhancement of memory attributed rehearsal effect (Winograd & Neisser, 1992) Repeated discussing event in later days Results in distortions of memory (inaccurate recall) Rehearing of inaccurate memory becomes stronger
  • 19. Memory Decrease From Chronic Stress in Humans Inhibit Laying Down of Memory Biased memory towards threat Experiments: Photographs resulted in viewers focusing on the threat and less memory of other portions (Christian, Loftus, Hoffman & Loftun, 1991) Neurohormonal Modulation of Memory Fight-or-flight: Norepinephrine and epinephrine strengthen laying down of memory-hippocampus Cortisol inhibits laying down of memories
  • 20. Chronic Stress Effect on Hippocampus Elevated glucocorticoids results: Hippocampus damage (Sapolsky et al., 1990) Impairing Memory & Long Term Potentiation (Luine, Villages, Martinex & McEwen, 1994) New Learning Memory (Arbel, Kadar, Silberman & Levy, 1994) Study: Found that monkey hippocampus sustained glucocorticoid related damage (Sapolsky et al., 1990)
  • 21. Chronic Stress Effect on Hippocampus, cont’d Neurons Decrease normal branching Results in death of neurons (Magarinos, Verdugo, & McEwen, 1997) Atrophy Decrease in serotonin 5HT receptor binding within hippocampus Associated with atrophy (CA3 Region of hippocampus and memory impairment (McEwen et al., 1997) Brain-Derived Neurotrophic Factor (BDNF) Reduction in BDNF May be related to release of Glucocorticoid (Smith et al., 1995) or Serotonin 5HT receptor stimulation (Vaidya, Marek, Aghajanian & Duman, 1997) Smith (1995) also suggests that decreased levels of BDNF may cause hippocampus atrophy or cell death
  • 22. Atrophy of Hippocampus Sapolsky (2000) reviewed 3-studies studying severe depression that used MRI technology to image the hippocampus Depression: Found all subjects reported hippocampal atrophy Atrophy did not resolve over time Appeared to be irreversible
  • 23. Hippocampal Atrophy from Depression Range of Atrophy 8-19% Laterality of Atrophy Trend toward left-sided atrophy>right-sided atrophy Anatomical Specificity Volume loss reported in hippocampus; frontal cortical and cell loss reported Functional Evidence for deficits in explicit memory Consequences When Atrophy Occurs No evidence for deficits in explicit memory Likely Mechanisms Cell loss and inhibition of neurogenesis Undergo Atrophy Role for Glucocorticoids Indirectly implicated Sapolsky (2000)
  • 24. Atrophy of Hippocampus from PTSD PTSD (Post-traumatic stress disorder): Flashbulb memory of some images of the traumatic and unusually fragmented episodic memory of the entire event Sapolsky (2000) reviewed 5-studies on PTSD Found all studies that researched changes in the hippocampus in PTSP reported atrophy in that region
  • 25. Hippocampal Atrophy from PTSD Range of Atrophy 5-26% Laterality of Atrophy Conflicting data Anatomical Specificity Volume loss reported in hippocampus Functional Consequences Strong evidence deficits in explicit memory When Atrophy Occurs Mixed evidence Likely Mechanisms Cell loss and inhibition of neurogenesis Undergo Atrophy Role for Glucocorticoids No role if atrophy preceded trauma: indirectly implicated if atrophy arises from trauma, conflicting evidence if trauma arisis from PTSD Sapolsky (2000)
  • 26. Atrophy of Hippocampus from Cushing Syndrome Cushing Syndrome: Characterized by hypersecreation of cortisol, resulting in corticotrpin-releasing hormone secreting tumors that result in hypercortisolism Pathologic studies suggest the effect is hippocampus atrophy Studies: Severe atrophy associated with severe hypercortisolism (Sapolsky, 2000)
  • 27. Hippocampal Atrophy from Cushing Syndrome Range of Atrophy na Laterality of Atrophy None Anatomical Specificity Volume loss reported in hippocampus, caudate, and cortex: ventricles enlarged Functional Consequences Strong evidence deficits in explicit memory When Atrophy Occurs No evidence for atrophy prior to disease onset Likely Mechanisms Tissue compression, regression of dendrites and inhibition of Undergo Atrophy neurogenesis Role for Glucocorticoids Highly likely Sapolsky (2000)
  • 28. Effect of Cortisol on Memory Randomized, double blind, placebo-controlled study, Newcomer et al., 1999 (N=51) Methodology: Gp-1: High steriod group 160mg/d (dose similar to experiencing major abdominal surgery) Gp-2: Low steriod group 40mg/d (dose similar to experiencing minor procedures such as removal of stitches Gp-3: Pladebo group
  • 29. Effect on Cortisol on Memory Study Results (Newcomer et al., 1999) 120 Verbal Declarative Memory 100 Performance 80 Gp-1: 160mg/d 60 Gp-2: 40mg/d Gp-3: Placebo 40 20 0 Baseline Day-1 Day-4
  • 30. Neuroplasticity & Stress Rainnie DG, et al (2004) Stress peptide-inducted behavior syndrome correlated with cellular mechanisms of neural plasticity Cao J, et al (2004) Stress-facilitated Long-Term Depression (LTD) induces output plasticity through synchronized-spikes suggest stress- related plasticity plays a significant role in distribution, integration, and amplification of encoded information to other brain structures under stress Kuipers SD, et al (2004) Confirmed that the damaging effect of stress on cortical activity, on a molecular lever suggest underlying cellular actions of stress in the brain.
  • 31. Conclusion Physiological responses of stress: Necessary for adaptation Both increases & decreases memory for survival Chronic stress (excessive levels of cortisol): Impair successful adaptation due to glucocorticoid secretion (poor regulation of endocrine response to stress) Inhibits laying down of memory, LTP, & new learning Hippocampal atrophy and death of neurons Neuroplasticity
  • 32. Implications for Stress Related Effects on Memory Improved Treatment PTSD, depression, etc. Research & Clinical Application Alzheimer’s Disease Dementia IPV Adult Manifestation of Early Childhood Trauma (ECT)