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Pillars or Sandcastles?
                          Searching for the Meaning of Sustainability




                                         IAP2 Conference
                                        September 21, 2009
                                                by
                                          John Van Doren




                                  IAP2 Conference September 21, 2009    1




I was invited here today to speak about making sustainable decisions in the
   context of the four pillars ... Environment, Equity, Economy and Culture. I
   suspect the primary motivation for my invitation was that I might provide a
   contrarian view, a challenge to the status quo, a lone finger pointed at the
   elephant in the room.

Pillars suggest the rock solid stability of a well engineered foundation. But is
   that the case, or does the whole sustainability movement rest on feet of
   sand? Are these “sacred” pillars just an artifact of the myth of progress and
   our dominion over nature. Is the observation that three of the four pillars
   are human centric just another example of the hubris of human
   exceptionalism?

In my own journey of understanding I am finding many more questions than I
   am finding answers.
What Does it Mean?

         “Sustainable development is development that meets the needs of
          the present without compromising the ability of future generations
                              to meet their own needs”
                                   1987 Brundtland Report




                                 IAP2 Conference September 21, 2009     2




The industrialized world arguably began its search for sustainability with the
  release of the U.N. Brundtland Report in 1987.

This well known and often quoted definition of “sustainable development” is
  simply framed and unassailable in it's good intentions, but after more than
  two decades is it still very unclear exactly what it means at the level of
  individual and collective action.

Does “development” mean growth which is a mathematical oxymoron in a
  closed ecosystem.

What does “sustainable” mean? The word implies that there are both limits
 and consequences to being unsustainable. ... are those consequences
 merely the unmet needs of future generations?

Are we that future generation?

Is it human exceptionalism that has lead us to believe that humanity can
    somehow achieve sustainability and grow our population by another 2 or 3
    billion?
Has “Sustainable” been reduced to
         a mere Advertising or Political “Feel
                  Good” Slogan?




       “Our mission, as set forth by the Congress is a critical one: to preserve price
       stability, to foster maximum sustainable growth in output and
       employment ...”
                                   IAP2 Conference September 21, 2009              3




Politicians all over the global are calling for a return to “sustainable”
economic and job growth. The Federal Reserve has a stated mission to
“foster” maximum “sustainable” growth. Growth that is quantitative, not
qualitative.

Is there any truth in these pronouncements and goals or are they just
political palliatives borne of the economic necessity to service prior debt,
employ a growing population, and keep the masses at bay?

Have we created a global and national economic and monetary system
that must grow ... bounded by a closed ecosystem that cannot sustain
that growth?
Proctor & Gamble
           Corporate Sustainability Statement




                    “We want to delight consumers with
                sustainable innovations that improve the
                   environmental profile of our products.”
                               IAP2 Conference September 21, 2009   4




I have no idea how the consumptive “delight” of disposable diapers has
anything to do with sustainability, but this a good example of how the words
“green” or “sustainable” have been diluted and co-opted to add burnish to
corporate brands.
Deniz Leuenberger
                 Sustainable Development in
                    Public Administration




               “Sustainability asks us to conserve and protect
                environmental resources for future generations,
                and advance social equity, while still pursuing a
                    prosperous economy today.”
                               IAP2 Conference September 21, 2009    5




This quote is from the world of public policy and I take “prosperous” to be
one of the many code words for growth.

Once again here is an attempt to reconcile the unreconcilable... the concept
of “sustainability” with the need to “grow”.
The Implications of Growth




                 "The greatest shortcoming of the human race is our
             inability to understand the exponential function." - Al Bartlett
                                 IAP2 Conference September 21, 2009         6




Dr. Barlett is a physicist the well known writer and speaker on the topic of
   sustainability. Is his view and mine, the consequences of the math of
   exponential growth are unavoidable.

Even modest rates of growth eventually lead to the “hocky-stick” effect and
  once the curve turns vertical, the genie is out of the bottle and we have very
  little time to react as the growth becomes explosive and uncontrollable.

We see more and more examples of this in arenas as diverse (but not
  unrelated) as population growth, species loss, and debt to gdp ratios

Side-bar

To calculate doubling time of exponential growth in years, divide the growth
   rate into 70. For example if a population is growing at 2% it will double in
   35 years. Conversely if the the target inflation rate is 2% the value
   (purchasing power) of your money will halved in 35 years.
The struggle to form meaningful
                   decisions at any level




                               IAP2 Conference September 21, 2009    7




In the context of well intentioned but fuzzy definitions, branding and spin, and
the outright contradiction of terms like “sustainable growth”, how do we make
decisions and form meaningful policy at any level? What does it really mean
to be sustainable or act sustainably?
What is Sustainable?
              A Practical Real Life Example




                               IAP2 Conference September 21, 2009   8




I'm and architect and engineer by training and practiced architecture during
   the energy crisis days of the 70's. After that, for over two decades, I
   migrated into leading turnarounds and startups in the manufacturing sector.
   A time of massive outsourcing, downsizing, and the hollowing out of the
   U.S. manufacturing economy.

I then retired to the Rocky Mountains of Colorado and began writing a
    handbook on sustainable home design. Well into the process of writing
    that handbook I asked myself, “What level of insulation would be required
    for a home to rise to level of being sustainable?” This simple question
    would lead me in a new and unexpected direction and on a intellectual
    journey that still continues today.
Energy Codes
                    The Sum of All Lobbyists




                               IAP2 Conference September 21, 2009    9




As a starting point for my question about insulation, I decided to start looking
at the process that determines the content of our energy codes. What I found
is that unlike building codes which represent decades of lessons learned and
valuable tribal knowledge, energy codes are not much different from our
legislative process...they are the sum of all lobbyists wrapped in a process that
on the surface looks both rational and scientific.

This lead me to investigate how Cost Benefit Analysis (CBA) is used in our
energy codes, an analytical tool which is embedded and used in policy
decisions made all over the world.
Cost Benefit Analysis
                           n=lifetime
                                                 EFn/EFbaseyear
                     PW =    Ʃ                discount rate)n
                                         (1 + ●
                              n=1
            ●   where:
            ●

            ●       PW = present worth factor
            ●       EF = energy cost escalation factor
            ●       Lifetime = lifetime of investment
            ●       Discount Rate = energy cost discount rate
            ●

                                    IAP2 Conference September 21, 2009   10




All of the requirements in our energy codes go through a cost benefit analysis
(CBA). This seems both rational and scientific, but as usual the devil is in the
details, or in this case the underlying assumptions about future energy costs,
the life of the investment, and the all important discount rate.

The players:
●National labs that moderate the process and run the CBA

●Utilities which advocate for reduced cooling costs to moderate peak demand


but don't care that much about heating costs
●Insulation manufacturers which advocate for insulation values that protect


their market share
●The National Home Builders Association which argued for a lifetime of 5-


years (the average length of home ownership) and a discount rate of 18%.
Plug in these numbers and you cannot justify any insulation.

No one advocated for or mentioned sustainability until recently and then only
indirectly in the context of climate change.

In addition, the CBA calculations are blind to the limitations of natural
resources and environmental sinks. What about fossil fuel replacement
costs? What about environmental costs?

Since CBA is a child of accounting and economics, this lead me to investigate
Economic Theory.
The Problem with
                       Neoclassical Economics
         “Once you sit down and draw a little picture of the economy
         as a subset of the larger ecosystem, then you're halfway
         home as far as ecological economics is concerned.

         That's why people resist doing that. That means you would
         have to say well, there are limits, we're not going to be able
         to grow forever. That means the economy must have some
         optimal scale relative to the larger system. That means you
         don't grow beyond the optimum.

         How do we stop growing? What do we do?
         These are very threatening questions."

         Dr. Herman Daly, Former World Bank economist and author of Ecological Economics
                                    IAP2 Conference September 21, 2009              11




One way to look at economic theory is that it is one of the factors that forms
our world view. It's a world view that permeates all levels of policy making in
ways we often take for granted and governs the way we keep score (i.e.
CBA,GDP, etc.).

The dominant economic theory in the world today -- neo-classical economics
-- tacitly assumes that all natural resources and environmental sinks are
infinite. There is nothing evil in this – no conspiracies – neoclassical
economics just evolved in a time of apparent abundance.

Green or ecological economics attempts to remedy that fatal flaw but is always
met with stiff resistance from vested interests. Dr. Daly was right, putting the
economy in the context of the larger ecosystem is not only “very threatening”,
it exposes some very frightening consequences.

Side-bar
In the 1970's under the Carter administration the U.S. congress authorized the
Government Accounting Office (GAO) to conduct a “green economics
experiment” to account for natural capital inputs to the economy and outputs
from the economy like pollution costs. However, the first such report of that
accounting put the coal industry in such a bad light (exposing coal's true costs)
that the then congressman from West Virginia was moved to kill the program
in exchange for his vote on some vital legislation of the day.
The “Economy” in Context
                                              Organic Carrying Capacity

                                                   Renewable
                                                   Energy
                      Solar                        Eco-services
                     Energy                        Bio Materials




                            Non-renewable                                    Degraded
                             Fossil Fuels                                  Energy/Pollution
                     Trust Fund
                                                       Human
                     Carrying Capacity                Economic              Eco-Sinks
                                                      Subsystem
                               Extracted                                     Degraded
                              NR Materials                                 materials/waste



                                                       Recycled
                                                       Materials                              Low Grade
                                                                                              Thermal E


                                                                    Dissipation
                                                                    Loss



                                             IAP2 Conference September 21, 2009                           12




This is what Daly's little picture of the economy looks like as a sub-set of the
larger ecosystem. It is derived from works of the economist Robert Ayres and
the ecologist William Catton.

Note that we have two categories of natural capital or resources flowing into
the human economy. One provides us with what I call Organic Carrying
Capacity and consists of renewable energy, eco-services (water cycle,
atmosphere, sinks), and bio materials and diversity. The other provides us
with what I call Trust Fund Carrying Capacity and provides us with non-
renewable fossil fuel energy sources and non-renewable extracted minerals
and metals.

As these natural resource pass through the economic system we get
degraded materials, waste heat, and pollution that may or may not be able to
be sustainably processed by organic sinks.

A certain portion of both the organic and trust fund materials(metals, plastics,
wood, etc.) can be recycled with the limitations of both dissipation (i.e. rust,
corrosion, etc.) and recycling losses. With apologies to the world of
thermodynamics, a kind of recycling entropy.
Non-renewable Resource Extraction
           Exhausting our Trust Fund of Natural Capital
                                                                      Peak

                            0.2                       Lower                      Higher
                      0.175                           Capital                    Capital Costs
                                                      Costs                      Lower EROEI
                      Extraction Rate
                       0.15
                      0.125
                            0.1
                      0.075
                       0.05
                      0.025
                                        0
                                            0   2.5      5      7.5   Time
                                                                        10     12.5    15    17.5   20




                                                      IAP2 Conference September 21, 2009                 13




The previous diagram began to get at the heart of my question about insulation
and sustainability, but first I needed to understand what was happening to our
collective Trust Fund.

Not only has the drawdown of our Trust Fund of natural capital been rapid but it
follows a predictable pattern and is now approaching a a very predictable end
game.

The pattern is roughly bell shaped with easy to extract, high grade fuels and ores
coming first until a peak rate of extraction is reached and we move to and end
game of difficult to find and extract lower grade materials requiring much greater
capital costs and in the case of fossil fuels, much lower energy returned on
energy invested (EROEI). For minerals and metals the extraction curve can be
skewed to the right given enough capital and energy, but that only makes the
inevitable decline more abrupt and catastrophic.

It's important to note that peaking is NOT running out, it is just the point at which
extraction rates begin to decline. However, in a world hard wired for growth, that
rollover into decline represents a major discontinuity.

Side-bar
Resource extraction is one of the centers of (in)equity issues between the
developed and undeveloped worlds. However the respective roles may reverse
with resource scarcity as resource possession trumps extraction capital.
Where have all the Metals Gone?




            “...we were greatly surprised to find that approximately three-fourths
            of the metals have apparently already peaked in production rate in
            the United States and one-fourth of the world metals have peaked.”
                      Dr. David Roper, “Where Have All the Metals Gone?”, 1976
                                     IAP2 Conference September 21, 2009              14




And this book was written in the 70's!

The Bingham canyon copper mine in Utah is a great example of the typical
pattern of resource extraction.

It shows how the extraction bell curve can be skewed to the right and prolonged
with enough capital and energy inputs.

The mine is two and a half miles across and three-fourths of a mile deep, and it
started out as a mountain. It has a final ore concentration of only 0.2%.

This means that 500 pounds of ore need to be extracted and processed in order
to extract one pound of copper!

But what happens if capital or energy become constrained?

What about minerals?
What about Food Critical Mineral
                      based Fertilizers?
              • Potassium (potash), 81% of which is imported,
              peaked in terms of global production in 1989, and
              has no substitutes.
              • Phosphorous (phosphate rock), 14% of which is
              imported, also peaked in terms of global
              production in 1989, and has no substitutes                                     .



               In the absence of commercial fertilizers, current US crop yields
                               would decline by 30% to 50%.
                “Fertilizer Contributions to Crop Yields”, International Plant Nutrition Institute, 2008


                                              IAP2 Conference September 21, 2009                           15




Not only do we depend on mineral based fertilizers to keep food on the table, but we
depend on massive inputs of fossil fuels to the tune of about 8 to 10 calories of fossil
fuel for every 1 calorie of food.

Global food production and much of the earth's human population hangs by a thread
of our Trust Fund of non-renewable natural resources.
What about Peak Water?




                    The main climate threat is not rising sea levels but the melting
                     of the snowpack that drives the world’s hydraulic civilizations
                                       IAP2 Conference September 21, 2009              16




Is there a corresponding argument for peak water? A peak in extraction and
appropriation for human consumption? It turns out the answer here is both yes and
no. Water is part of our organic natural capital and is ecologically recycled and never
destroyed through the water cycle.

However, part of our so called “fossil” water is subject to the bell curve of extraction
and a concept called “peak ecological water” places an ecological limit on human
appropriation of water.
Peak “Fossil” Water




                       “More than 21 million Indian farmers use private pumps to tap
                                      underground reservoirs to water
                              more than two-thirds of all their irrigated crops.
                      This water took millennia to build up and is rapidly running out.”


               “...global withdrawal of 600-700 km3/a [cubic kilometers per year] makes
                         groundwater the world's most extracted raw material.”
                                     International Association of Hydrologists
                                      IAP2 Conference September 21, 2009                   17




Fossil water reserves built up in ancient underground aquifers are being
drawn-down at rates far exceeding their recharge rates. When this happens,
extraction follows the same bell curve of peaking and depletion as any other
natural resource.

Unfortunately much of the agricultural production gains we have been able to
achieve around the world have been based on irrigation from these
unsustainable sources of fossil water.

UNESCO (2003) estimates that globally groundwater provides about 50
percent of current potable water supplies, 40 percent of the demand of self-
supplied industry and 20 percent of water use in irrigated agriculture.
Peak Ecological Water




                              Source: The World's Water 2008-2009
                                   IAP2 Conference September 21, 2009   18




The actual point of “peak ecological water” is probably unknowable from a strictly
scientific point of view However, it is inferable from documented threats to bio-
diversity from agriculture and we probably passed peak ecological water some time
ago.

The x-axis of this chart could easily be labeled “Land Appropriated by Humans for
Agricultural Use” and the point of intersection labeled “Peak Ecological Food”.

Side-bar
According to the IUCN (2000), habitat loss and degradation, to which agriculture is a
major contributor, affect 89 percent of all threatened birds, 83 percent of threatened
mammals, and 91 percent of threatened plants that the organization assessed.

Diversions of water for agriculture and the pollution generated by agricultural
practices contribute significantly to the threats facing many freshwater species
(IUCN, 2000; Wilson, 1992). Although global information is poor, it is estimated that
about 20 percent of freshwater species are threatened, endangered, or extinct due
to a variety of causes, including agricultural demand (IUCN,
1999).
Oil – The Über Resource




                                     Source: ASPO

                               IAP2 Conference September 21, 2009   19




Oil is the one resource on which the extraction of all other Trust Fund metals,
fossil fuels, and minerals depend and the growing consensus is that we have
already reached a plateau and that global extraction rates will soon begin to
decline.
A Growing Consensus that the sun
                   is setting on the Age of Oil




                  "The oil boom is over and will not return. All of us must get used to a different lifestyle."
                                                 King Abdullah of Saudi Arabia, 2007
                                                IAP2 Conference September 21, 2009                                20




In addition to petroleum, we are also approaching peaks for Natural Gas,
   Coal, and Uranium.
●  Coal extraction will peak globally 2025 (Energy Watch Group). In the U.S.
   coal has already peaked relative to energy content extracted. We have
   largely depleted the high energy density anthracite deposits and are now
   mostly drawing down stocks of lower energy content bituminous coal.
●  Uranium extraction will peak as early as 2020 (Energy Watch Group). 40%
   of nuclear plant uranium feedstocks currently come from decommissioned
   Russia warheads.
●  Natural Gas extraction will peak globally around 20301 (Dr. Michael Smith)

What are implications of a decline in fossil fuel resources for growth?

Side-bars
Electric cars are and exercise in a game of fossil fuel whack-a-Mole

In the context of my question about sustainable levels of insulation for homes
   that last an average of 75 years, Cost Benefits Analysis that projects
   sources of fossil energy for 30-years is clearly invalid
1
    Gas found is shale formations may extend this date, but the jury is still out on
     recoverable reserves and the potential environmental damage caused by
     “fracturing”
Ayres Exergy Model
                  45   Simulation results using
                       the plausible trajectories of
                       technical efficiency growth                                            HIGH
                       as a function of cumulative
                                                                                              Initial ~3% growth rate, for 130%
               33.75   primary exergy production                                              target increase in technical
                                                                                              efficiency.


                22.5
                                                                                               MID
                                                                                              Initial 1.5% growth rate for target
                                                                                              120% improvement in efficiency.
               11.25

                                                                                              LOW
                                                                                              Shrinking economy at rate of
                  0                                                                           2 - 2.5% after 2010 if the target
                 1900    1918       1936     1954        1972     1990   2008   2026   2044   technical efficiency is only 115%
               GDP (1900=1)                                year
                                                                                              greater than the current.
               empirical
               low
               mid
               high
                 Source: "The MEET-REXS model". Ayres & Warr 2006

                                                       IAP2 Conference September 21, 2009                                           21




Robert Ayres is a well-known physicist and environmental economist.

He has found a high correlation between the energy available to do useful
  work (exergy) and economic growth as measured by GDP. A much higher
  correlation than any neo-classical model.

His Exergy Model provides a useful look into what might be a future of
   declining growth and standards of consumption. Note that this does not
   necessarily mean a lower quality of life.

Side-bar
Ayres GDP projections could also be used as a proxy for the future of human
  carrying capacity.
Draw Down of
              Non-renewable Natural Capital




                   Trust Fund Carrying Capacity
                            IAP2 Conference September 21, 2009   22




Once I began to understand how our human economy interfaced with the
  earth's closed ecosystem and how our draw down of non-renewable natural
  capital is rapidly depleting our unsustainable “Trust Fund” of natural
  resources I eventually stumbled on to the concept of carrying capacity.
Carrying Capacity & Overshoot
            The Limit and the Consequence




            “In a complex society that has collapsed ... the overarching structure that provides support
            services to the population loses capability or disappears entirely. No longer can the populace rely
            upon external defense and internal order, maintenance of public works, or delivery of food and
            material goods. Organization reduces to the lowest level that is economically sustainable...”
                                     Joseph Tainter, The Collapse of Complex Societies
                                              IAP2 Conference September 21, 2009                                  23




Carrying Capacity is the concept that began to answer my question about the
  sustainability limits and the consequences of being unsustainable.

The chart depicts several key concepts.

Consumption is a combination of population and that population's demand on
  the natural capital within their ecosystem. (“Consumption” is sometimes
  called “Load”)
Carrying capacity is the maximum population that can be sustained within
  the natural limits of the ecosystem.
Overshoot occurs when that maximum population is exceeded leading to a
  collapse in both carrying capacity and population

But in our case there are two categories of carrying capacity. Organic Carrying
  Capacity and Trust Fund Carry Capacity. Unfortunately Trust Fund
  Carrying Capacity has given us a false sense of abundance and success
  and only the Organic category can sustain us in the long term.

Sidebar
We are much like the trust fund baby with a Ferrari in the driveway of her
  multi-million dollar home, oblivious her diminishing bank account
Reindeers & Easter Island
                            Examples of Overshoot




                 Source: Alaska Wildlife Research Unit
                                      IAP2 Conference September 21, 2009   24




In August 1944, the U.S. Coast Guard released 29 reindeer as a backup food
   source for the men stationed on St. Matthew island in the Atlantic . The
   animals landed in an ungulate paradise: lichen mats 4 inches thick carpeted
   areas of the island, and the men of the Coast Guard station were the
   reindeer's only potential predators. The men left the island in 1945 with the
   end of WWII but reindeer stayed and multiplied until the lichen became
   overgrazed and the population collapsed. But humans are not reindeers,
   surely we would not succumb to the same fate?

Easter Island is just one story of what Jared Diamond calls unintentional
  ecological suicide (eco-cide) by a human population. Easter Island was
  part of the eastward Polynesian migration. A few polynesians in seagoing
  canoes settled the island and over several hundred years developed a
  complex society whose major source of protein was obtained from deep
  water fishing. The island's forests provided large palms that were used for
  sea going canoes, shelter, and the construction of the island's landmark
  statues. However, overtime the Easter Islanders deforested their island
  and their primary means of obtaining protein (canoes) was lost. A
  population that had grown to between 10,000 to 20,000 collapsed to a few
  hundred.

It took 600 years for Easter Islanders to deforest their island's most important
    organic resource and cause the collapse of it's culture and population. In
    contrast, it's only taken 150 years for humanity to burn thru ½ of our
    petroleum resources. That drawdown of energy is largely responsible for
    the world's explosive population growth over the same period.
Two Categories of Carrying Capacity
                                                 Organic Carrying Capacity

                                                      Renewable
                                                      Energy
                         Solar                        Eco-services
                        Energy                        Bio Materials




                               Non-renewable                                    Degraded
                                Fossil Fuels                                  Energy/Pollution
                        Trust Fund
                                                          Human
                        Carrying Capacity                Economic              Eco-Sinks
                                                         Subsystem
                                  Extracted                                     Degraded
                                 NR Materials                                 materials/waste



                                                          Recycled
                                                          Materials                              Low Grade
                                                                                                 Thermal E


                                                                       Dissipation
                                                                       Loss



                                                IAP2 Conference September 21, 2009                           25




As I searched for the answer to my questions concerning the meaning of
sustainable I kept coming back to this diagram and it's implications for both the limits
implied by the word “sustainable” and the consequences implied by levels of
consumption that were unsustainable. Was humanity heading for the same fate as
the Easter Islanders?

Human carrying capacity clearly comes from two sources, one being limited and
unsustainable and the other being sustainable at certain combined level of
consumption and population. What I labeled as organic carrying capacity.

But what is that organic carrying capacity? What level of population could the earth
sustainably support? How far might we have exceeded that capacity? How many
people's lives hang by the thread of our trust fund carrying capacity?
Organic Carrying Capacity
                             Searching for a Baseline
           ●   Pimentel, "Impact of Population Growth on Food Supplies and
               Environment"
                –   1 to 2 billion at U.S. standard of consumption
                –   This is the source of the oft quoted “we need 5 earths”
           ●   Sundquist, Topsoil Analysis
                –   0.6 to 1.2 billion
           ●   Ehrlich, The Population Explosion
                –   0.5 billion
           ●   Clugston, Societal Overshoot Analysis [SOA]
                –   33 million or 10% of the current U.S. population based on GDP analysis
           ●   Back of the Envelope Food Analysis
                                         IAP2 Conference September 21, 2009              26




Much like ecological peak water, Organic Carrying Capacity is probably
unknowable in any scientific, tightly quantifiable way (too many variables, no
were near enough data). However, I was looking for a ballpark +/- a billion or so
kind of number. One that I could compare to the current world population to get a
sense of how severe our situation might be as our Trust Fund of natural capital
becomes more and more depleted.
Back of the Envelope
                           Global Food Analysis
           ●    Draft Animal Fodder Acreage Lost                        20%
           ●    Bio-diversity Acreage Gained/Lost                       20%
           ●    Fossil Water Acreage Lost                               20%
           ●    Yield Losses, Soil and Climate                          20%
           ●    Diet Gains (Less Meat)                                  15%
           ●    Trade/Transport Inefficiencies                          10%

               ~75% or an organic carrying capacity of about 1.7 Billion

                                   IAP2 Conference September 21, 2009         27




Since global agricultural yield gains have stalled and there are no magic
bullets waiting in the wings, it seemed reasonable to try and use global food
production as a proxy for Organic Carrying Capacity.

Based on the current world population of about 6.8 billion this exercise gave
me an organic carrying capacity of around 1.7 billion. Many would call this
optimistic.



Side-bar
Overall global agricultural yields are declining due to environmental
degradation. A clear sign of overshoot and loss of carrying capacity.

We are barely able to feed the current population with massive inputs of fossil
fuels, mineral based fertilizers, insecticides, and herbicides. Inputs which are
part of our Trust Fund and unsustainable.
A Kubler Ross Moment
                                         7,000
                                         6,500
                                         6,000




                                                                                                                                                                                                           Carrying Capacity Gap
                                         5,500
                                                                                                                              Global Population
                  Population, millions
                                         5,000
                                         4,500
                                                                                           Trust Fund Carrying Capacity
                                         4,000
                                         3,500
                                                                                      Organic Carrying Capacity
                                         3,000
                                         2,500
                                         2,000
                                         1,500
                                         1,000
                                          500
                                            0
                                                 1800
                                                        1810
                                                               1820
                                                                      1830


                                                                                    1850
                                                                                           1860
                                                                                                  1870




                                                                                                                       1900
                                                                                                                              1910


                                                                                                                                            1930
                                                                                                                                                   1940
                                                                                                                                                          1950


                                                                                                                                                                        1970
                                                                                                                                                                               1980
                                                                                                                                                                                      1990
                                                                                                                                                                                             2000
                                                                             1840




                                                                                                         1880
                                                                                                                1890




                                                                                                                                     1920




                                                                                                                                                                 1960




                                                                                                                                                                                                    2010
                                                                                                                       Year

                                                                              IAP2 Conference September 21, 2009                                                                                                                   28




I decided to use a baseline number of 2 billion degraded to about 1.5 billion
   today. Overlaid in the above chart with world population growth this
   became my Kubler Ross moment and I began the familiar process of
   denial, anger, bargaining, depression and acceptance. Although I must
   confess to revisiting “bargaining” on a regular basis.

I would conclude that at this level of excess (carrying capacity gap), we are no
   longer in control ... nature is...and a few billion lives hang by a thread.

To think that we could achieve sustainability and grow our economy and grow
   our population was clearly nothing more than the hubris of human
   exceptionalism. We had become the victims of our own myths of control
   and dominion. Myths that became turbo-charged by a short blip in available
   energy provided by fossil fuels produced organically by millions of years of
   photosynthesis.

What became the new reality and acceptance for me was not sustainability,
 but achieving some level of resilience in the face of industrial and
 economic decline. This is where we should focus our resources, nature will
 drive us to to a state of sustainability, the question is whether we will
 survive the ride.

But, what would trigger the decline and was a soft (or less hard) landing
  possible?
The Tipping Point for Collapse
                 Liebig's Law of the Minimum

                  Carrying capacity is limited by any substance or
                circumstance that is indispensable but inadequate.
                         The fundamental principle is this:

                Whatever necessity is least abundantly
                               available
                sets an environment's carrying capacity

                             Source: William Catton, Overshoot


                                IAP2 Conference September 21, 2009    29




The ecological concept that defines the tipping point of carrying capacity
  collapse is Liebig's law of the minimum and in our case that “least abundant
  necessity” could be from either source of natural capital and carrying
  capacity.

Some possible candidates and by no means a complete list:

Trust Fund Carrying Capacity:
● Peak Oil (arguably the tipping point for the current financial crisis)
● Declining levels of Potash
● Peak “fossil” water

Organic Carrying Capacity:
● Honey Bees (colony collapse)
● Top soil depletion
● Peak ecologic water
● Climate change
Population Fit to Total Fossil Fuel
                        Energy Availability




                                     Source: David Roper
                                   IAP2 Conference September 21, 2009    30




It turns out there is also a very high correlation to world population and the total
energy available from fossil fuels. Dr. Roper's chart is very similar to the Robert
Ayres Exergy chart.
Ayres and Roper




                  Population and production increase until growth is halted by increasingly inaccessible
                  nonrenewable resources. Ever more investment is required to maintain resource
                  flows. Finally, lack of investment funds in other sectors of the economy leads to
                  declining output of both industrial goods and services. As they fall, food and health
                  services are reduced, decreasing life expectancy and raising average death rates.

                                     Limits to Growth The 30-year Update – Scenario 1
                                              IAP2 Conference September 21, 2009                           31




Both charts are alarming in their depiction of decline, but deceptively optimistic in the
smooth and orderly transition displayed. The reality is more apt to be abrupt and
disorderly as this rollover into a new future represents a major discontinuity.

It is unlikely that we will be proactive and much like the financial meltdown of 2008 we
will react only when faced with an obvious or imminent crisis. However, if this plays out
as a long, slow moving crisis then my greatest fear is that we may not see it for what it
is and react in a series of half measures in response to seemingly unrelated events.

Whether this future is merely painful and extremely disruptive (a less hard landing) or
one of catastrophic collapse will depend on the choices we make as the crisis
continues to unfold.
Myths, Sustainability, and
                            Resilience




             “The values to which people cling most stubbornly under inappropriate conditions are
             those values that were previously the source of their greatest triumphs over adversity.”
                           Jared Diamond, Collapse - How Societies Choose to Fail or Succeed
                                           IAP2 Conference September 21, 2009                           32




Looking back a my original question about sustainable levels of insulation I've
  concluded that it's no longer a valid question. It may have been valid 50
  years ago when there was still time, but we have passed the point of
  solutions and entered the age of mitigation.

To a large extent, we still suffer from the myth of progress and human
   centrality ... the myth that humanity can still achieve sustainability without
   sacrifice ... that canvas shopping bags, energy efficient light bulbs, wind
   turbines and electric cars will maintain our standards of living.

If you're looking for ways to achieve a level of resilience in the face of future
    decline, then I would suggest looking at the work being done by Richard
    Heinberg and others at the Post Carbon Institute (PCI) or at the work of
    TransitionTowns.org. At the level your personal residence, my own small
    contribution Dwelling in Post Peak World offers homeowners a host of
    strategies for resilient dwellings.

Sidebar
Richard Heinberg PCI, Toward a more Resilient Future (Key Elements)
●  A massive and immediate shift to renewable energy
●  The electrification of our transportation system
●  The transformation to a “smart” electrical grid
●  The de-carbonization and localization of our food production and delivery
   system
●  The retrofit of our building stock for energy efficiency and distributed power
   generation.
Suggested Reading

Limits to Growth,The 30-Year Update, 2004 Donnella Meadows
●



Overshoot, The Ecological Basis of Revolutionary Change, 1982, William Catton
●



Collapse, How Societies Choose to Fail or Succeed, 2005, Jared Diamond
●



Ecological Economics: Principles and Applications, 2004, Herman Daly
●



Is Humanity Fatally Successful?, 2003 Essay, William Rees
●



On American Sustainability, 2009 Essay, Chris Clugston
●



The World's Water, Chapter 1 - Peak Water, 2009-2010 Report, Peter Gleick
●



Sustainability, Energy, and Economic Growth, 2009 Ppt Presentation, Robert Ayres
●



The Crash Course, 2009 PPtPresentation, Chris Martenson
●



A Matter of Scale, 2009, free eBook, Keith Farnish
●




                          IAP2 Conference September 21, 2009                       33
“The Connection is a very personal thing. It can manifest itself as a whole range of emotions, all of which link people
        with their surroundings and the things they depend upon for their continued survival. That odd surge in the gut as you
          look up into the branches of a tree; that frisson of excitement that comes from enveloping yourself in the sea; that
         strange feeling that you have something in common with the animal looking you in the eye: they are all symptoms of
        The Connection. It is nothing great and mysterious; it is simply the necessary instinct that ensures we do not damage
        the ability of the natural environment to keep us alive. Failure to connect is the reason humanity is pulling the plug on
                                       its life-support machine.” - Keith Farnish, A Matter of Scale




John Van Doren is an architect and engineer by training and practiced architecture in California during the early energy crisis days of the 1970's.
 In the early 1980's he made a career change and spent over two decades leading turnarounds and startups in the manufacturing sector.
In 2006, he returned to architecture and began writing a handbook on sustainable home design. In the process of writing that “handbook” he
began to question the direction of the “green building movement” and determined that there was a vast difference between what we accepted as
“green” and what was truly sustainable. He would eventually conclude that we had exceeded the limits of the Earth's human carrying capacity, and
that the imminent peaking and global decline in production of oil, natural gas, coal, and uranium would render much of what we do in “green building”
is nothing more than rearranging the deck chairs on the Titanic.

Chill in the Living Room
John's latest book explores the historical forces, policies, economic theory, and technical advances that gave form to our residential built environment.
It describes the fragile, uncertain, and dependent systems that homeowner's innocently rely on for electricity, natural gas, and water. In the end, it
gives homeowners practical real-world strategies for converting their homes into some semblance of energy efficiency and resilience in preparation
for a painful post peak, post carbon transition to a smaller but more sustainable future.

He can be reached at vandoren@wispertel.net




                                                   IAP2 Conference September 21, 2009                                                            34

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Pillars or Sandcastles? [with speaker notes]

  • 1. Pillars or Sandcastles? Searching for the Meaning of Sustainability IAP2 Conference September 21, 2009 by John Van Doren IAP2 Conference September 21, 2009 1 I was invited here today to speak about making sustainable decisions in the context of the four pillars ... Environment, Equity, Economy and Culture. I suspect the primary motivation for my invitation was that I might provide a contrarian view, a challenge to the status quo, a lone finger pointed at the elephant in the room. Pillars suggest the rock solid stability of a well engineered foundation. But is that the case, or does the whole sustainability movement rest on feet of sand? Are these “sacred” pillars just an artifact of the myth of progress and our dominion over nature. Is the observation that three of the four pillars are human centric just another example of the hubris of human exceptionalism? In my own journey of understanding I am finding many more questions than I am finding answers.
  • 2. What Does it Mean? “Sustainable development is development that meets the needs of the present without compromising the ability of future generations to meet their own needs” 1987 Brundtland Report IAP2 Conference September 21, 2009 2 The industrialized world arguably began its search for sustainability with the release of the U.N. Brundtland Report in 1987. This well known and often quoted definition of “sustainable development” is simply framed and unassailable in it's good intentions, but after more than two decades is it still very unclear exactly what it means at the level of individual and collective action. Does “development” mean growth which is a mathematical oxymoron in a closed ecosystem. What does “sustainable” mean? The word implies that there are both limits and consequences to being unsustainable. ... are those consequences merely the unmet needs of future generations? Are we that future generation? Is it human exceptionalism that has lead us to believe that humanity can somehow achieve sustainability and grow our population by another 2 or 3 billion?
  • 3. Has “Sustainable” been reduced to a mere Advertising or Political “Feel Good” Slogan? “Our mission, as set forth by the Congress is a critical one: to preserve price stability, to foster maximum sustainable growth in output and employment ...” IAP2 Conference September 21, 2009 3 Politicians all over the global are calling for a return to “sustainable” economic and job growth. The Federal Reserve has a stated mission to “foster” maximum “sustainable” growth. Growth that is quantitative, not qualitative. Is there any truth in these pronouncements and goals or are they just political palliatives borne of the economic necessity to service prior debt, employ a growing population, and keep the masses at bay? Have we created a global and national economic and monetary system that must grow ... bounded by a closed ecosystem that cannot sustain that growth?
  • 4. Proctor & Gamble Corporate Sustainability Statement “We want to delight consumers with sustainable innovations that improve the environmental profile of our products.” IAP2 Conference September 21, 2009 4 I have no idea how the consumptive “delight” of disposable diapers has anything to do with sustainability, but this a good example of how the words “green” or “sustainable” have been diluted and co-opted to add burnish to corporate brands.
  • 5. Deniz Leuenberger Sustainable Development in Public Administration “Sustainability asks us to conserve and protect environmental resources for future generations, and advance social equity, while still pursuing a prosperous economy today.” IAP2 Conference September 21, 2009 5 This quote is from the world of public policy and I take “prosperous” to be one of the many code words for growth. Once again here is an attempt to reconcile the unreconcilable... the concept of “sustainability” with the need to “grow”.
  • 6. The Implications of Growth "The greatest shortcoming of the human race is our inability to understand the exponential function." - Al Bartlett IAP2 Conference September 21, 2009 6 Dr. Barlett is a physicist the well known writer and speaker on the topic of sustainability. Is his view and mine, the consequences of the math of exponential growth are unavoidable. Even modest rates of growth eventually lead to the “hocky-stick” effect and once the curve turns vertical, the genie is out of the bottle and we have very little time to react as the growth becomes explosive and uncontrollable. We see more and more examples of this in arenas as diverse (but not unrelated) as population growth, species loss, and debt to gdp ratios Side-bar To calculate doubling time of exponential growth in years, divide the growth rate into 70. For example if a population is growing at 2% it will double in 35 years. Conversely if the the target inflation rate is 2% the value (purchasing power) of your money will halved in 35 years.
  • 7. The struggle to form meaningful decisions at any level IAP2 Conference September 21, 2009 7 In the context of well intentioned but fuzzy definitions, branding and spin, and the outright contradiction of terms like “sustainable growth”, how do we make decisions and form meaningful policy at any level? What does it really mean to be sustainable or act sustainably?
  • 8. What is Sustainable? A Practical Real Life Example IAP2 Conference September 21, 2009 8 I'm and architect and engineer by training and practiced architecture during the energy crisis days of the 70's. After that, for over two decades, I migrated into leading turnarounds and startups in the manufacturing sector. A time of massive outsourcing, downsizing, and the hollowing out of the U.S. manufacturing economy. I then retired to the Rocky Mountains of Colorado and began writing a handbook on sustainable home design. Well into the process of writing that handbook I asked myself, “What level of insulation would be required for a home to rise to level of being sustainable?” This simple question would lead me in a new and unexpected direction and on a intellectual journey that still continues today.
  • 9. Energy Codes The Sum of All Lobbyists IAP2 Conference September 21, 2009 9 As a starting point for my question about insulation, I decided to start looking at the process that determines the content of our energy codes. What I found is that unlike building codes which represent decades of lessons learned and valuable tribal knowledge, energy codes are not much different from our legislative process...they are the sum of all lobbyists wrapped in a process that on the surface looks both rational and scientific. This lead me to investigate how Cost Benefit Analysis (CBA) is used in our energy codes, an analytical tool which is embedded and used in policy decisions made all over the world.
  • 10. Cost Benefit Analysis n=lifetime EFn/EFbaseyear PW = Ʃ discount rate)n (1 + ● n=1 ● where: ● ● PW = present worth factor ● EF = energy cost escalation factor ● Lifetime = lifetime of investment ● Discount Rate = energy cost discount rate ● IAP2 Conference September 21, 2009 10 All of the requirements in our energy codes go through a cost benefit analysis (CBA). This seems both rational and scientific, but as usual the devil is in the details, or in this case the underlying assumptions about future energy costs, the life of the investment, and the all important discount rate. The players: ●National labs that moderate the process and run the CBA ●Utilities which advocate for reduced cooling costs to moderate peak demand but don't care that much about heating costs ●Insulation manufacturers which advocate for insulation values that protect their market share ●The National Home Builders Association which argued for a lifetime of 5- years (the average length of home ownership) and a discount rate of 18%. Plug in these numbers and you cannot justify any insulation. No one advocated for or mentioned sustainability until recently and then only indirectly in the context of climate change. In addition, the CBA calculations are blind to the limitations of natural resources and environmental sinks. What about fossil fuel replacement costs? What about environmental costs? Since CBA is a child of accounting and economics, this lead me to investigate Economic Theory.
  • 11. The Problem with Neoclassical Economics “Once you sit down and draw a little picture of the economy as a subset of the larger ecosystem, then you're halfway home as far as ecological economics is concerned. That's why people resist doing that. That means you would have to say well, there are limits, we're not going to be able to grow forever. That means the economy must have some optimal scale relative to the larger system. That means you don't grow beyond the optimum. How do we stop growing? What do we do? These are very threatening questions." Dr. Herman Daly, Former World Bank economist and author of Ecological Economics IAP2 Conference September 21, 2009 11 One way to look at economic theory is that it is one of the factors that forms our world view. It's a world view that permeates all levels of policy making in ways we often take for granted and governs the way we keep score (i.e. CBA,GDP, etc.). The dominant economic theory in the world today -- neo-classical economics -- tacitly assumes that all natural resources and environmental sinks are infinite. There is nothing evil in this – no conspiracies – neoclassical economics just evolved in a time of apparent abundance. Green or ecological economics attempts to remedy that fatal flaw but is always met with stiff resistance from vested interests. Dr. Daly was right, putting the economy in the context of the larger ecosystem is not only “very threatening”, it exposes some very frightening consequences. Side-bar In the 1970's under the Carter administration the U.S. congress authorized the Government Accounting Office (GAO) to conduct a “green economics experiment” to account for natural capital inputs to the economy and outputs from the economy like pollution costs. However, the first such report of that accounting put the coal industry in such a bad light (exposing coal's true costs) that the then congressman from West Virginia was moved to kill the program in exchange for his vote on some vital legislation of the day.
  • 12. The “Economy” in Context Organic Carrying Capacity Renewable Energy Solar Eco-services Energy Bio Materials Non-renewable Degraded Fossil Fuels Energy/Pollution Trust Fund Human Carrying Capacity Economic Eco-Sinks Subsystem Extracted Degraded NR Materials materials/waste Recycled Materials Low Grade Thermal E Dissipation Loss IAP2 Conference September 21, 2009 12 This is what Daly's little picture of the economy looks like as a sub-set of the larger ecosystem. It is derived from works of the economist Robert Ayres and the ecologist William Catton. Note that we have two categories of natural capital or resources flowing into the human economy. One provides us with what I call Organic Carrying Capacity and consists of renewable energy, eco-services (water cycle, atmosphere, sinks), and bio materials and diversity. The other provides us with what I call Trust Fund Carrying Capacity and provides us with non- renewable fossil fuel energy sources and non-renewable extracted minerals and metals. As these natural resource pass through the economic system we get degraded materials, waste heat, and pollution that may or may not be able to be sustainably processed by organic sinks. A certain portion of both the organic and trust fund materials(metals, plastics, wood, etc.) can be recycled with the limitations of both dissipation (i.e. rust, corrosion, etc.) and recycling losses. With apologies to the world of thermodynamics, a kind of recycling entropy.
  • 13. Non-renewable Resource Extraction Exhausting our Trust Fund of Natural Capital Peak 0.2 Lower Higher 0.175 Capital Capital Costs Costs Lower EROEI Extraction Rate 0.15 0.125 0.1 0.075 0.05 0.025 0 0 2.5 5 7.5 Time 10 12.5 15 17.5 20 IAP2 Conference September 21, 2009 13 The previous diagram began to get at the heart of my question about insulation and sustainability, but first I needed to understand what was happening to our collective Trust Fund. Not only has the drawdown of our Trust Fund of natural capital been rapid but it follows a predictable pattern and is now approaching a a very predictable end game. The pattern is roughly bell shaped with easy to extract, high grade fuels and ores coming first until a peak rate of extraction is reached and we move to and end game of difficult to find and extract lower grade materials requiring much greater capital costs and in the case of fossil fuels, much lower energy returned on energy invested (EROEI). For minerals and metals the extraction curve can be skewed to the right given enough capital and energy, but that only makes the inevitable decline more abrupt and catastrophic. It's important to note that peaking is NOT running out, it is just the point at which extraction rates begin to decline. However, in a world hard wired for growth, that rollover into decline represents a major discontinuity. Side-bar Resource extraction is one of the centers of (in)equity issues between the developed and undeveloped worlds. However the respective roles may reverse with resource scarcity as resource possession trumps extraction capital.
  • 14. Where have all the Metals Gone? “...we were greatly surprised to find that approximately three-fourths of the metals have apparently already peaked in production rate in the United States and one-fourth of the world metals have peaked.” Dr. David Roper, “Where Have All the Metals Gone?”, 1976 IAP2 Conference September 21, 2009 14 And this book was written in the 70's! The Bingham canyon copper mine in Utah is a great example of the typical pattern of resource extraction. It shows how the extraction bell curve can be skewed to the right and prolonged with enough capital and energy inputs. The mine is two and a half miles across and three-fourths of a mile deep, and it started out as a mountain. It has a final ore concentration of only 0.2%. This means that 500 pounds of ore need to be extracted and processed in order to extract one pound of copper! But what happens if capital or energy become constrained? What about minerals?
  • 15. What about Food Critical Mineral based Fertilizers? • Potassium (potash), 81% of which is imported, peaked in terms of global production in 1989, and has no substitutes. • Phosphorous (phosphate rock), 14% of which is imported, also peaked in terms of global production in 1989, and has no substitutes . In the absence of commercial fertilizers, current US crop yields would decline by 30% to 50%. “Fertilizer Contributions to Crop Yields”, International Plant Nutrition Institute, 2008 IAP2 Conference September 21, 2009 15 Not only do we depend on mineral based fertilizers to keep food on the table, but we depend on massive inputs of fossil fuels to the tune of about 8 to 10 calories of fossil fuel for every 1 calorie of food. Global food production and much of the earth's human population hangs by a thread of our Trust Fund of non-renewable natural resources.
  • 16. What about Peak Water? The main climate threat is not rising sea levels but the melting of the snowpack that drives the world’s hydraulic civilizations IAP2 Conference September 21, 2009 16 Is there a corresponding argument for peak water? A peak in extraction and appropriation for human consumption? It turns out the answer here is both yes and no. Water is part of our organic natural capital and is ecologically recycled and never destroyed through the water cycle. However, part of our so called “fossil” water is subject to the bell curve of extraction and a concept called “peak ecological water” places an ecological limit on human appropriation of water.
  • 17. Peak “Fossil” Water “More than 21 million Indian farmers use private pumps to tap underground reservoirs to water more than two-thirds of all their irrigated crops. This water took millennia to build up and is rapidly running out.” “...global withdrawal of 600-700 km3/a [cubic kilometers per year] makes groundwater the world's most extracted raw material.” International Association of Hydrologists IAP2 Conference September 21, 2009 17 Fossil water reserves built up in ancient underground aquifers are being drawn-down at rates far exceeding their recharge rates. When this happens, extraction follows the same bell curve of peaking and depletion as any other natural resource. Unfortunately much of the agricultural production gains we have been able to achieve around the world have been based on irrigation from these unsustainable sources of fossil water. UNESCO (2003) estimates that globally groundwater provides about 50 percent of current potable water supplies, 40 percent of the demand of self- supplied industry and 20 percent of water use in irrigated agriculture.
  • 18. Peak Ecological Water Source: The World's Water 2008-2009 IAP2 Conference September 21, 2009 18 The actual point of “peak ecological water” is probably unknowable from a strictly scientific point of view However, it is inferable from documented threats to bio- diversity from agriculture and we probably passed peak ecological water some time ago. The x-axis of this chart could easily be labeled “Land Appropriated by Humans for Agricultural Use” and the point of intersection labeled “Peak Ecological Food”. Side-bar According to the IUCN (2000), habitat loss and degradation, to which agriculture is a major contributor, affect 89 percent of all threatened birds, 83 percent of threatened mammals, and 91 percent of threatened plants that the organization assessed. Diversions of water for agriculture and the pollution generated by agricultural practices contribute significantly to the threats facing many freshwater species (IUCN, 2000; Wilson, 1992). Although global information is poor, it is estimated that about 20 percent of freshwater species are threatened, endangered, or extinct due to a variety of causes, including agricultural demand (IUCN, 1999).
  • 19. Oil – The Über Resource Source: ASPO IAP2 Conference September 21, 2009 19 Oil is the one resource on which the extraction of all other Trust Fund metals, fossil fuels, and minerals depend and the growing consensus is that we have already reached a plateau and that global extraction rates will soon begin to decline.
  • 20. A Growing Consensus that the sun is setting on the Age of Oil "The oil boom is over and will not return. All of us must get used to a different lifestyle." King Abdullah of Saudi Arabia, 2007 IAP2 Conference September 21, 2009 20 In addition to petroleum, we are also approaching peaks for Natural Gas, Coal, and Uranium. ● Coal extraction will peak globally 2025 (Energy Watch Group). In the U.S. coal has already peaked relative to energy content extracted. We have largely depleted the high energy density anthracite deposits and are now mostly drawing down stocks of lower energy content bituminous coal. ● Uranium extraction will peak as early as 2020 (Energy Watch Group). 40% of nuclear plant uranium feedstocks currently come from decommissioned Russia warheads. ● Natural Gas extraction will peak globally around 20301 (Dr. Michael Smith) What are implications of a decline in fossil fuel resources for growth? Side-bars Electric cars are and exercise in a game of fossil fuel whack-a-Mole In the context of my question about sustainable levels of insulation for homes that last an average of 75 years, Cost Benefits Analysis that projects sources of fossil energy for 30-years is clearly invalid 1 Gas found is shale formations may extend this date, but the jury is still out on recoverable reserves and the potential environmental damage caused by “fracturing”
  • 21. Ayres Exergy Model 45 Simulation results using the plausible trajectories of technical efficiency growth HIGH as a function of cumulative Initial ~3% growth rate, for 130% 33.75 primary exergy production target increase in technical efficiency. 22.5 MID Initial 1.5% growth rate for target 120% improvement in efficiency. 11.25 LOW Shrinking economy at rate of 0 2 - 2.5% after 2010 if the target 1900 1918 1936 1954 1972 1990 2008 2026 2044 technical efficiency is only 115% GDP (1900=1) year greater than the current. empirical low mid high Source: "The MEET-REXS model". Ayres & Warr 2006 IAP2 Conference September 21, 2009 21 Robert Ayres is a well-known physicist and environmental economist. He has found a high correlation between the energy available to do useful work (exergy) and economic growth as measured by GDP. A much higher correlation than any neo-classical model. His Exergy Model provides a useful look into what might be a future of declining growth and standards of consumption. Note that this does not necessarily mean a lower quality of life. Side-bar Ayres GDP projections could also be used as a proxy for the future of human carrying capacity.
  • 22. Draw Down of Non-renewable Natural Capital Trust Fund Carrying Capacity IAP2 Conference September 21, 2009 22 Once I began to understand how our human economy interfaced with the earth's closed ecosystem and how our draw down of non-renewable natural capital is rapidly depleting our unsustainable “Trust Fund” of natural resources I eventually stumbled on to the concept of carrying capacity.
  • 23. Carrying Capacity & Overshoot The Limit and the Consequence “In a complex society that has collapsed ... the overarching structure that provides support services to the population loses capability or disappears entirely. No longer can the populace rely upon external defense and internal order, maintenance of public works, or delivery of food and material goods. Organization reduces to the lowest level that is economically sustainable...” Joseph Tainter, The Collapse of Complex Societies IAP2 Conference September 21, 2009 23 Carrying Capacity is the concept that began to answer my question about the sustainability limits and the consequences of being unsustainable. The chart depicts several key concepts. Consumption is a combination of population and that population's demand on the natural capital within their ecosystem. (“Consumption” is sometimes called “Load”) Carrying capacity is the maximum population that can be sustained within the natural limits of the ecosystem. Overshoot occurs when that maximum population is exceeded leading to a collapse in both carrying capacity and population But in our case there are two categories of carrying capacity. Organic Carrying Capacity and Trust Fund Carry Capacity. Unfortunately Trust Fund Carrying Capacity has given us a false sense of abundance and success and only the Organic category can sustain us in the long term. Sidebar We are much like the trust fund baby with a Ferrari in the driveway of her multi-million dollar home, oblivious her diminishing bank account
  • 24. Reindeers & Easter Island Examples of Overshoot Source: Alaska Wildlife Research Unit IAP2 Conference September 21, 2009 24 In August 1944, the U.S. Coast Guard released 29 reindeer as a backup food source for the men stationed on St. Matthew island in the Atlantic . The animals landed in an ungulate paradise: lichen mats 4 inches thick carpeted areas of the island, and the men of the Coast Guard station were the reindeer's only potential predators. The men left the island in 1945 with the end of WWII but reindeer stayed and multiplied until the lichen became overgrazed and the population collapsed. But humans are not reindeers, surely we would not succumb to the same fate? Easter Island is just one story of what Jared Diamond calls unintentional ecological suicide (eco-cide) by a human population. Easter Island was part of the eastward Polynesian migration. A few polynesians in seagoing canoes settled the island and over several hundred years developed a complex society whose major source of protein was obtained from deep water fishing. The island's forests provided large palms that were used for sea going canoes, shelter, and the construction of the island's landmark statues. However, overtime the Easter Islanders deforested their island and their primary means of obtaining protein (canoes) was lost. A population that had grown to between 10,000 to 20,000 collapsed to a few hundred. It took 600 years for Easter Islanders to deforest their island's most important organic resource and cause the collapse of it's culture and population. In contrast, it's only taken 150 years for humanity to burn thru ½ of our petroleum resources. That drawdown of energy is largely responsible for the world's explosive population growth over the same period.
  • 25. Two Categories of Carrying Capacity Organic Carrying Capacity Renewable Energy Solar Eco-services Energy Bio Materials Non-renewable Degraded Fossil Fuels Energy/Pollution Trust Fund Human Carrying Capacity Economic Eco-Sinks Subsystem Extracted Degraded NR Materials materials/waste Recycled Materials Low Grade Thermal E Dissipation Loss IAP2 Conference September 21, 2009 25 As I searched for the answer to my questions concerning the meaning of sustainable I kept coming back to this diagram and it's implications for both the limits implied by the word “sustainable” and the consequences implied by levels of consumption that were unsustainable. Was humanity heading for the same fate as the Easter Islanders? Human carrying capacity clearly comes from two sources, one being limited and unsustainable and the other being sustainable at certain combined level of consumption and population. What I labeled as organic carrying capacity. But what is that organic carrying capacity? What level of population could the earth sustainably support? How far might we have exceeded that capacity? How many people's lives hang by the thread of our trust fund carrying capacity?
  • 26. Organic Carrying Capacity Searching for a Baseline ● Pimentel, "Impact of Population Growth on Food Supplies and Environment" – 1 to 2 billion at U.S. standard of consumption – This is the source of the oft quoted “we need 5 earths” ● Sundquist, Topsoil Analysis – 0.6 to 1.2 billion ● Ehrlich, The Population Explosion – 0.5 billion ● Clugston, Societal Overshoot Analysis [SOA] – 33 million or 10% of the current U.S. population based on GDP analysis ● Back of the Envelope Food Analysis IAP2 Conference September 21, 2009 26 Much like ecological peak water, Organic Carrying Capacity is probably unknowable in any scientific, tightly quantifiable way (too many variables, no were near enough data). However, I was looking for a ballpark +/- a billion or so kind of number. One that I could compare to the current world population to get a sense of how severe our situation might be as our Trust Fund of natural capital becomes more and more depleted.
  • 27. Back of the Envelope Global Food Analysis ● Draft Animal Fodder Acreage Lost 20% ● Bio-diversity Acreage Gained/Lost 20% ● Fossil Water Acreage Lost 20% ● Yield Losses, Soil and Climate 20% ● Diet Gains (Less Meat) 15% ● Trade/Transport Inefficiencies 10% ~75% or an organic carrying capacity of about 1.7 Billion IAP2 Conference September 21, 2009 27 Since global agricultural yield gains have stalled and there are no magic bullets waiting in the wings, it seemed reasonable to try and use global food production as a proxy for Organic Carrying Capacity. Based on the current world population of about 6.8 billion this exercise gave me an organic carrying capacity of around 1.7 billion. Many would call this optimistic. Side-bar Overall global agricultural yields are declining due to environmental degradation. A clear sign of overshoot and loss of carrying capacity. We are barely able to feed the current population with massive inputs of fossil fuels, mineral based fertilizers, insecticides, and herbicides. Inputs which are part of our Trust Fund and unsustainable.
  • 28. A Kubler Ross Moment 7,000 6,500 6,000 Carrying Capacity Gap 5,500 Global Population Population, millions 5,000 4,500 Trust Fund Carrying Capacity 4,000 3,500 Organic Carrying Capacity 3,000 2,500 2,000 1,500 1,000 500 0 1800 1810 1820 1830 1850 1860 1870 1900 1910 1930 1940 1950 1970 1980 1990 2000 1840 1880 1890 1920 1960 2010 Year IAP2 Conference September 21, 2009 28 I decided to use a baseline number of 2 billion degraded to about 1.5 billion today. Overlaid in the above chart with world population growth this became my Kubler Ross moment and I began the familiar process of denial, anger, bargaining, depression and acceptance. Although I must confess to revisiting “bargaining” on a regular basis. I would conclude that at this level of excess (carrying capacity gap), we are no longer in control ... nature is...and a few billion lives hang by a thread. To think that we could achieve sustainability and grow our economy and grow our population was clearly nothing more than the hubris of human exceptionalism. We had become the victims of our own myths of control and dominion. Myths that became turbo-charged by a short blip in available energy provided by fossil fuels produced organically by millions of years of photosynthesis. What became the new reality and acceptance for me was not sustainability, but achieving some level of resilience in the face of industrial and economic decline. This is where we should focus our resources, nature will drive us to to a state of sustainability, the question is whether we will survive the ride. But, what would trigger the decline and was a soft (or less hard) landing possible?
  • 29. The Tipping Point for Collapse Liebig's Law of the Minimum Carrying capacity is limited by any substance or circumstance that is indispensable but inadequate. The fundamental principle is this: Whatever necessity is least abundantly available sets an environment's carrying capacity Source: William Catton, Overshoot IAP2 Conference September 21, 2009 29 The ecological concept that defines the tipping point of carrying capacity collapse is Liebig's law of the minimum and in our case that “least abundant necessity” could be from either source of natural capital and carrying capacity. Some possible candidates and by no means a complete list: Trust Fund Carrying Capacity: ● Peak Oil (arguably the tipping point for the current financial crisis) ● Declining levels of Potash ● Peak “fossil” water Organic Carrying Capacity: ● Honey Bees (colony collapse) ● Top soil depletion ● Peak ecologic water ● Climate change
  • 30. Population Fit to Total Fossil Fuel Energy Availability Source: David Roper IAP2 Conference September 21, 2009 30 It turns out there is also a very high correlation to world population and the total energy available from fossil fuels. Dr. Roper's chart is very similar to the Robert Ayres Exergy chart.
  • 31. Ayres and Roper Population and production increase until growth is halted by increasingly inaccessible nonrenewable resources. Ever more investment is required to maintain resource flows. Finally, lack of investment funds in other sectors of the economy leads to declining output of both industrial goods and services. As they fall, food and health services are reduced, decreasing life expectancy and raising average death rates. Limits to Growth The 30-year Update – Scenario 1 IAP2 Conference September 21, 2009 31 Both charts are alarming in their depiction of decline, but deceptively optimistic in the smooth and orderly transition displayed. The reality is more apt to be abrupt and disorderly as this rollover into a new future represents a major discontinuity. It is unlikely that we will be proactive and much like the financial meltdown of 2008 we will react only when faced with an obvious or imminent crisis. However, if this plays out as a long, slow moving crisis then my greatest fear is that we may not see it for what it is and react in a series of half measures in response to seemingly unrelated events. Whether this future is merely painful and extremely disruptive (a less hard landing) or one of catastrophic collapse will depend on the choices we make as the crisis continues to unfold.
  • 32. Myths, Sustainability, and Resilience “The values to which people cling most stubbornly under inappropriate conditions are those values that were previously the source of their greatest triumphs over adversity.” Jared Diamond, Collapse - How Societies Choose to Fail or Succeed IAP2 Conference September 21, 2009 32 Looking back a my original question about sustainable levels of insulation I've concluded that it's no longer a valid question. It may have been valid 50 years ago when there was still time, but we have passed the point of solutions and entered the age of mitigation. To a large extent, we still suffer from the myth of progress and human centrality ... the myth that humanity can still achieve sustainability without sacrifice ... that canvas shopping bags, energy efficient light bulbs, wind turbines and electric cars will maintain our standards of living. If you're looking for ways to achieve a level of resilience in the face of future decline, then I would suggest looking at the work being done by Richard Heinberg and others at the Post Carbon Institute (PCI) or at the work of TransitionTowns.org. At the level your personal residence, my own small contribution Dwelling in Post Peak World offers homeowners a host of strategies for resilient dwellings. Sidebar Richard Heinberg PCI, Toward a more Resilient Future (Key Elements) ● A massive and immediate shift to renewable energy ● The electrification of our transportation system ● The transformation to a “smart” electrical grid ● The de-carbonization and localization of our food production and delivery system ● The retrofit of our building stock for energy efficiency and distributed power generation.
  • 33. Suggested Reading Limits to Growth,The 30-Year Update, 2004 Donnella Meadows ● Overshoot, The Ecological Basis of Revolutionary Change, 1982, William Catton ● Collapse, How Societies Choose to Fail or Succeed, 2005, Jared Diamond ● Ecological Economics: Principles and Applications, 2004, Herman Daly ● Is Humanity Fatally Successful?, 2003 Essay, William Rees ● On American Sustainability, 2009 Essay, Chris Clugston ● The World's Water, Chapter 1 - Peak Water, 2009-2010 Report, Peter Gleick ● Sustainability, Energy, and Economic Growth, 2009 Ppt Presentation, Robert Ayres ● The Crash Course, 2009 PPtPresentation, Chris Martenson ● A Matter of Scale, 2009, free eBook, Keith Farnish ● IAP2 Conference September 21, 2009 33
  • 34. “The Connection is a very personal thing. It can manifest itself as a whole range of emotions, all of which link people with their surroundings and the things they depend upon for their continued survival. That odd surge in the gut as you look up into the branches of a tree; that frisson of excitement that comes from enveloping yourself in the sea; that strange feeling that you have something in common with the animal looking you in the eye: they are all symptoms of The Connection. It is nothing great and mysterious; it is simply the necessary instinct that ensures we do not damage the ability of the natural environment to keep us alive. Failure to connect is the reason humanity is pulling the plug on its life-support machine.” - Keith Farnish, A Matter of Scale John Van Doren is an architect and engineer by training and practiced architecture in California during the early energy crisis days of the 1970's. In the early 1980's he made a career change and spent over two decades leading turnarounds and startups in the manufacturing sector. In 2006, he returned to architecture and began writing a handbook on sustainable home design. In the process of writing that “handbook” he began to question the direction of the “green building movement” and determined that there was a vast difference between what we accepted as “green” and what was truly sustainable. He would eventually conclude that we had exceeded the limits of the Earth's human carrying capacity, and that the imminent peaking and global decline in production of oil, natural gas, coal, and uranium would render much of what we do in “green building” is nothing more than rearranging the deck chairs on the Titanic. Chill in the Living Room John's latest book explores the historical forces, policies, economic theory, and technical advances that gave form to our residential built environment. It describes the fragile, uncertain, and dependent systems that homeowner's innocently rely on for electricity, natural gas, and water. In the end, it gives homeowners practical real-world strategies for converting their homes into some semblance of energy efficiency and resilience in preparation for a painful post peak, post carbon transition to a smaller but more sustainable future. He can be reached at vandoren@wispertel.net IAP2 Conference September 21, 2009 34