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INTEGRATED APPROACHES ACROSS 
GEF FOCAL AREAS. 
A DOMINICAN REPUBLIC CASE: 
DEMONSTRATING SUSTAINABLE 
LAND MANAGEMENT IN THE UPPER 
SABANA YEGUA WATERSHED 
LD/OP 15 UNDP/GEF/SUR FUTURO 
PROJECT. 
Domingo Marte
SABANA YEGUA WATERSHED 
• A territory of 166,000 hectares. 
Consists of the catchments of three 
rivers (Yaque del Sur, Grande del 
Medio and Las Cuevas). 48% of the 
territory is occupied by two protected 
areas, seriously threaten.
TOPOGRAPHY 
• Mountainous, ranging from 400 to 
1640 m.a.s.l. A wide diversity of 
climatic conditions, ranging from 
725 mm to 2,000 mm of annual 
rainfall.
MICRO-BIOCLIMATIC REGIONS 
• The extreme altitude gradient 
and rugged topography give rise 
to a complicated mosaic of 8 
distinct micro-bioclimatic regions 
ranging from Subtropical Dry 
Forest to Montane Wet Forest.
Social Issues 
• 77,000 persons, living in around 100 villages 
• 80-100% of households in the communities living in 
poverty. 
• No electric service in the majority of the communities. 
• Most households do not have access to clean water, 
water sanitation services or solid waste collection, 
placing them at risk from water-borne diseases.
Social Issues(cont.) 
• Farmers are heavily dependent on 
precarious subsistence agriculture, 
with limited access to markets, 
opportunities for employment and 
sources of alternative income. 
• Almost all of the area outside of 
protected area system is deforested, 
being dedicated to agriculture and 
grazing activities.
ENVIRONMENTAL AND 
SOCIOECONOMIC VALUES OF THE 
WATERSHED 
• Provides irrigation, electricity and potable 
water to more than 600,000 persons 
downstream. 
• Carbon storage, biodiversity reservoir, 
production of water, climate balance, and 
others.
INTERLINKAGES: A new push for 
discussions. 
• Linkages between human activities and 
environmental themes has been 
discussed and documented for a long 
time. 
• STAP report about interlinkages 
– Pertinent questions to project designers to 
ensure interlinkages are addressed. 
– Screen project activities for positive or 
negative interactions with other focal areas.
The priority agenda 
• Keep learning how to best manage 
interlinkages at the operational level, 
through integrated project approaches. 
To derive local and global environmental 
benefits, promote sustainable 
development, and meet human needs.
SY PROJECT DESIGN 
INTERLINKAGES BECAME 
EVIDENT 
• Problem tree 
• Threat Analysis (threat, root causes and 
barriers) 
• Logical framework 
• Need to invest quality time and effort.
Interlinkages identified right at the 
start . 
• Main Problem: Degradation of soil and 
vegetation resources in the Upper Sabana 
Yegua Watershed System leads to 
increased vulnerability to environmental 
shocks, decreased agricultural production, 
reduction in access to basic services 
(water and electricity), demographic 
instability, loss of carbon reserves and loss 
of ecosystem resilience”.
Main Threats 
• i) Conversion of forest and shade coffee 
to other land uses, which has left 70% of 
non-protected areas without tree cover; 
• ii) Application of inappropriate land use 
and damaging agriculture and grazing 
practices on steep lands (e.g burning, 
hillside tillage, and reduced fallow).
Main root causes 
• i) Farmers with limited access to financial capital 
tend to favour land management options to look 
for short term returns for a minimum of 
investment, and risks. 
• ii) In most cases they have limited knowledge of 
production technologies. 
• iii)The potential to generate and apply 
alternative technologies is constrained by the 
limited understanding of farmers and the 
institutions (both governmental and NGOs) 
which support them.
Main barriers 
• Insuficient and inadequately developed 
and applied policies, limited institutional 
capacity, limited human and social capital 
at local level, lack of access to adequate 
and appropriate finance and incentives,
Goal and Objectives 
• Project Goal: “Promotion of sustainable 
development of the human and natural 
resources of the Upper Sabana Yegua 
Watershed System”. 
• Project Objective: “To promote the sustainable 
land management in the Upper Sabana Yegua 
Watershed System, in order to achieve global 
environmental benefits within the context of 
sustainable development and poverty reduction”.
3. Relationship to GEF 
operational areas and focus. 
Designers alignment. 
• Alignment of design team: Crucial step to 
educating the team to reach conclusions about 
the interlinkages. 
• Consensus was easily reached about project 
activities to reverse the effects of land 
degradation in order to maintain and enhance 
ecosystem integrity, stability, functions and 
services, thus qualifying under the GEF OP #15 
.
SY Design Team Alignment 
• Agreement to prefer native species for 
reforestation; use of multi-species planting; 
preference of IPM. Envisioned local and global 
benefits : improve water quantity and quality, 
flood reduction, improve biodiversity(through the 
promotion of a biodiversity-friendly landscape 
and the reduction of pressures on protected 
areas); climate change (through the promotion 
of carbon storage by increasing perennial 
component in the landscape) and international 
waters (through reductions in the sediment load 
entering the Caribbean Sea).
Environmental actions and poverty 
• Operational linkages between environmental 
actions and poverty were difficult to translate into 
activities, due to insufficient understanding of 
what poverty really meant under the context of 
these type of projects, fear to cross the 
boundaries of OP#15 to the GEF operational 
area #12, and potential funding constraints from 
GEF for social activities. Later, poverty 
alleviation activities were designed through 
better access and quality improvement of 
education, health, energy, housing, potable 
water and income generating activities, linked to 
environmental services rendered by the 
population. The GODR agreed to co-finance the 
social activities.
Ensuring interlinkages across 
the implementation process. 
• Interlinkages thought out at the project design 
phase will greatly increase the possibility of 
ground synergies within environmental issues 
and these, with social factors. But in long-term 
and multidisciplinary projects, some kind of 
participatory planning and coordinating 
structure, coupled with appropriate methods and 
processes to obtain integrated planning, may be 
needed to keep and enhance interlinkages 
during implementation.
A PLANNING & COORDINATION 
FRAMEWORK FOR SY. 
• Division of the watershed into 8 administrative 
zones 
• Establishment of a participatory structure 
comprised of a community development 
committee, a zone development committee, a 
watershed committee and a steering committee 
at the ministerial level. Sur Futuro Foundation 
as an equidistant private organization, will bring 
together different government and non-government 
institutions.
A planning & coordination(cont) 
• Placement of a zone coordinator ( will be 
the first to be trained in integrated 
approaches) on each zone. 
• Continuous training of key personnel to 
work under the integrated approach. 
Emphasis will be put into the learning by 
doing.
A planning & coordination(cont.) 
• Preparation of an annual participatory zone 
development plan to center project activities 
and carry out the necessary synergies with 
other focal areas or non-project activities. Not 
doubt, this will be the most important product 
to obtain, which will be progressively improved 
as personnel gain more experience and the M 
& E retrofeed the planning process and 
content. Collection of disaggregated statistics 
will be enhanced. 
M & E will rely heavily on the structure and 
process outlined before. Lessons harvested 
will serve to establish linkages with other 
national and international projects.
FINAL REMARKS 
• Interlinkages and integrated approaches should 
be an entry way to GEF projects, as well as a 
work culture to be instilled in project designers 
and implementers. 
• The set of questions proposed by the STAP 
report to examine interlinkages, are quite 
pertinent in designing a GEF project. 
• The alignment of the project design team is a 
crucial step toward interlinkages. 
• An early identification of the problem tree, the 
careful development of a threats analysis and 
logical framework should move project 
designers to address interlinkages through 
proper activities.
FINAL REMARKS 
• In long-term complex projects, the need for 
some kind of participatory planning process 
aimed to yield an integrated plan is a requisite 
to maintain and enhance interlinkages through 
implementation. 
• Interlinkages are a fact of life. The GEF focal 
areas have been designed to facilitate 
specialization and administration on those 
areas, but in the ideal and silent undisturbed 
world, the living organisms and the functional 
process keep their synergies, without the 
knowledge of the compartmentalization. 
Perhaps in most of the focal areas we should 
strive for a common core of interlinkages 
assessments and operational mechanisms.
FINAL REMARKS 
• Many projects have failed or come short of 
fulfilling their objectives as a result of the lack of 
integrated approaches. The search for 
integrated approaches (mainly in rural 
development projects which were heavily funded 
three decades ago) were at one time abandoned 
due to their institutional difficulties. Now that we 
are talking about Human Development, 
Millennium Ecosystem Assessment Framework 
and other complex proposals, those approaches 
are needed more than ever.
THANK YOU.

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A Dominican Republic Case: Demonstrating Sustainable Land Management in the Upper Sabana Yegua Watershed

  • 1. INTEGRATED APPROACHES ACROSS GEF FOCAL AREAS. A DOMINICAN REPUBLIC CASE: DEMONSTRATING SUSTAINABLE LAND MANAGEMENT IN THE UPPER SABANA YEGUA WATERSHED LD/OP 15 UNDP/GEF/SUR FUTURO PROJECT. Domingo Marte
  • 2.
  • 3. SABANA YEGUA WATERSHED • A territory of 166,000 hectares. Consists of the catchments of three rivers (Yaque del Sur, Grande del Medio and Las Cuevas). 48% of the territory is occupied by two protected areas, seriously threaten.
  • 4.
  • 5. TOPOGRAPHY • Mountainous, ranging from 400 to 1640 m.a.s.l. A wide diversity of climatic conditions, ranging from 725 mm to 2,000 mm of annual rainfall.
  • 6.
  • 7. MICRO-BIOCLIMATIC REGIONS • The extreme altitude gradient and rugged topography give rise to a complicated mosaic of 8 distinct micro-bioclimatic regions ranging from Subtropical Dry Forest to Montane Wet Forest.
  • 8.
  • 9.
  • 10. Social Issues • 77,000 persons, living in around 100 villages • 80-100% of households in the communities living in poverty. • No electric service in the majority of the communities. • Most households do not have access to clean water, water sanitation services or solid waste collection, placing them at risk from water-borne diseases.
  • 11. Social Issues(cont.) • Farmers are heavily dependent on precarious subsistence agriculture, with limited access to markets, opportunities for employment and sources of alternative income. • Almost all of the area outside of protected area system is deforested, being dedicated to agriculture and grazing activities.
  • 12. ENVIRONMENTAL AND SOCIOECONOMIC VALUES OF THE WATERSHED • Provides irrigation, electricity and potable water to more than 600,000 persons downstream. • Carbon storage, biodiversity reservoir, production of water, climate balance, and others.
  • 13. INTERLINKAGES: A new push for discussions. • Linkages between human activities and environmental themes has been discussed and documented for a long time. • STAP report about interlinkages – Pertinent questions to project designers to ensure interlinkages are addressed. – Screen project activities for positive or negative interactions with other focal areas.
  • 14. The priority agenda • Keep learning how to best manage interlinkages at the operational level, through integrated project approaches. To derive local and global environmental benefits, promote sustainable development, and meet human needs.
  • 15. SY PROJECT DESIGN INTERLINKAGES BECAME EVIDENT • Problem tree • Threat Analysis (threat, root causes and barriers) • Logical framework • Need to invest quality time and effort.
  • 16. Interlinkages identified right at the start . • Main Problem: Degradation of soil and vegetation resources in the Upper Sabana Yegua Watershed System leads to increased vulnerability to environmental shocks, decreased agricultural production, reduction in access to basic services (water and electricity), demographic instability, loss of carbon reserves and loss of ecosystem resilience”.
  • 17. Main Threats • i) Conversion of forest and shade coffee to other land uses, which has left 70% of non-protected areas without tree cover; • ii) Application of inappropriate land use and damaging agriculture and grazing practices on steep lands (e.g burning, hillside tillage, and reduced fallow).
  • 18. Main root causes • i) Farmers with limited access to financial capital tend to favour land management options to look for short term returns for a minimum of investment, and risks. • ii) In most cases they have limited knowledge of production technologies. • iii)The potential to generate and apply alternative technologies is constrained by the limited understanding of farmers and the institutions (both governmental and NGOs) which support them.
  • 19. Main barriers • Insuficient and inadequately developed and applied policies, limited institutional capacity, limited human and social capital at local level, lack of access to adequate and appropriate finance and incentives,
  • 20. Goal and Objectives • Project Goal: “Promotion of sustainable development of the human and natural resources of the Upper Sabana Yegua Watershed System”. • Project Objective: “To promote the sustainable land management in the Upper Sabana Yegua Watershed System, in order to achieve global environmental benefits within the context of sustainable development and poverty reduction”.
  • 21. 3. Relationship to GEF operational areas and focus. Designers alignment. • Alignment of design team: Crucial step to educating the team to reach conclusions about the interlinkages. • Consensus was easily reached about project activities to reverse the effects of land degradation in order to maintain and enhance ecosystem integrity, stability, functions and services, thus qualifying under the GEF OP #15 .
  • 22. SY Design Team Alignment • Agreement to prefer native species for reforestation; use of multi-species planting; preference of IPM. Envisioned local and global benefits : improve water quantity and quality, flood reduction, improve biodiversity(through the promotion of a biodiversity-friendly landscape and the reduction of pressures on protected areas); climate change (through the promotion of carbon storage by increasing perennial component in the landscape) and international waters (through reductions in the sediment load entering the Caribbean Sea).
  • 23. Environmental actions and poverty • Operational linkages between environmental actions and poverty were difficult to translate into activities, due to insufficient understanding of what poverty really meant under the context of these type of projects, fear to cross the boundaries of OP#15 to the GEF operational area #12, and potential funding constraints from GEF for social activities. Later, poverty alleviation activities were designed through better access and quality improvement of education, health, energy, housing, potable water and income generating activities, linked to environmental services rendered by the population. The GODR agreed to co-finance the social activities.
  • 24. Ensuring interlinkages across the implementation process. • Interlinkages thought out at the project design phase will greatly increase the possibility of ground synergies within environmental issues and these, with social factors. But in long-term and multidisciplinary projects, some kind of participatory planning and coordinating structure, coupled with appropriate methods and processes to obtain integrated planning, may be needed to keep and enhance interlinkages during implementation.
  • 25. A PLANNING & COORDINATION FRAMEWORK FOR SY. • Division of the watershed into 8 administrative zones • Establishment of a participatory structure comprised of a community development committee, a zone development committee, a watershed committee and a steering committee at the ministerial level. Sur Futuro Foundation as an equidistant private organization, will bring together different government and non-government institutions.
  • 26. A planning & coordination(cont) • Placement of a zone coordinator ( will be the first to be trained in integrated approaches) on each zone. • Continuous training of key personnel to work under the integrated approach. Emphasis will be put into the learning by doing.
  • 27. A planning & coordination(cont.) • Preparation of an annual participatory zone development plan to center project activities and carry out the necessary synergies with other focal areas or non-project activities. Not doubt, this will be the most important product to obtain, which will be progressively improved as personnel gain more experience and the M & E retrofeed the planning process and content. Collection of disaggregated statistics will be enhanced. M & E will rely heavily on the structure and process outlined before. Lessons harvested will serve to establish linkages with other national and international projects.
  • 28. FINAL REMARKS • Interlinkages and integrated approaches should be an entry way to GEF projects, as well as a work culture to be instilled in project designers and implementers. • The set of questions proposed by the STAP report to examine interlinkages, are quite pertinent in designing a GEF project. • The alignment of the project design team is a crucial step toward interlinkages. • An early identification of the problem tree, the careful development of a threats analysis and logical framework should move project designers to address interlinkages through proper activities.
  • 29. FINAL REMARKS • In long-term complex projects, the need for some kind of participatory planning process aimed to yield an integrated plan is a requisite to maintain and enhance interlinkages through implementation. • Interlinkages are a fact of life. The GEF focal areas have been designed to facilitate specialization and administration on those areas, but in the ideal and silent undisturbed world, the living organisms and the functional process keep their synergies, without the knowledge of the compartmentalization. Perhaps in most of the focal areas we should strive for a common core of interlinkages assessments and operational mechanisms.
  • 30. FINAL REMARKS • Many projects have failed or come short of fulfilling their objectives as a result of the lack of integrated approaches. The search for integrated approaches (mainly in rural development projects which were heavily funded three decades ago) were at one time abandoned due to their institutional difficulties. Now that we are talking about Human Development, Millennium Ecosystem Assessment Framework and other complex proposals, those approaches are needed more than ever.