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The Issue of (Good) Water
Governance in the Americas
      World Water Forum
    Marseille – March 15, 2012

                     Karin Kemper
                     Sector Manager, Environment and
                     Water Resources
                     Latin America and the Caribbean Region
                     The World Bank
Presentation Outline
A few Thoughts about Water Governance,
Good Water Governance and IWRM

The experience with attempts at Good
Governance - A Global Study

What do the Study Results Mean for Good
Governance globally and in the Americas?

Conclusions
A few Thoughts about

Water Governance,
   Good Water Governance, and
       Integrated Water
       Resources Management
What is Water Governance ?
UNDP and Global Water Partnership define
water governance as a “range of political,
social, economic and administrative systems
that are in place to develop and manage
water resources and the delivery of water
services, at different levels of society”.
So What is Good Water Governance?
• Combined Commitment of government and various groups on civil
  society, particularly at local/ community levels, together with the
  private sector.
• Ethical Issues - Transparency, Equity & Fairness are fundamental
  requirements
• Responsibility & Accountability - Each institution must know & take
  responsibility for what it does.
• Inclusiveness, participation, predictability & responsiveness -
  Decision-making & implementation must be inclusive &
  communicative with governments, civil society, & the private sector
  each having clear roles to play with shared responsibilities on the
  basis of public-private partnerships.
• Coherence - Policies & actions must be coherent, requiring political
  leadership and responsibility on the part of institutions at different
  levels to ensure a consistent approach within a complex system.
So what’s the difference between (Good)
 Water Governance and Integrated Water
        Resources Management?

Governance provides the context within
which Integrated Water Resources
Management can be applied (according
to GWP)
IWRM encompasses the Subsidiary
          Principle
 The principle of Managing Water Resources
 at the Lowest Appropriate Levels, i.e.
 decentralization of decision making powers

 => certainly an ambition of Good
 Governance in IWRM
What Has Been the Experience
 with Attempts at Good
 Governance (or the Subsidiary
 Principle of IWRM)? -

Results from a Global Study
Global Study on the Principle of Managing
Water Resources at the Lowest Appropriate
      Levels (RBM Decentralization)

When and why does it (not) work in
practice?

What can we learn from
experiences around the world to
advise countries facing reform
needs?


     *World Bank with University of Indiana and support
     from INBO and LANBO
Defining RBM Decentralization
increase in transparency in decision making, and
increase in stakeholder involvement in decision
making
Measuring decentralization by taking into
account:
  The existing institutional framework
  The process
  The political economy and
  The results
Three Main Study Elements
1. Extensive literature review of decentralization
 experiences
2. A global survey and analysis of 83 river basin
 organizations
3. In depth comparative case study analysis of 8
 basins
Distribution of responses and data collection
                  efforts by continents
    Continent        Questionnaires    Responses Eliminated Retained in the data
                         sent                                        set
Africa & Middle East 18               14         2          12 (66)a
Latin America        118              37         2          35 (30)
North America        5                5          0          5 (100)
East Asia-Pacific    7                7          3          4 (57)
Europe               49               40         13         27 (26)
Total                197              103        20         83 (42)
  In parentheses are percent of retained questionnaires of those that responded

                                                                12
Location of the 8 In-Depth Case Studies




                               13
Organizational Features of River Basin
          Organizations Studied
Organizational features ranged from State
corporation (Indonesia) to non-governmental
organization (Canada)
Management problems included scarcity and
drought, floods, pollution, inter-sectoral conflict,
mega-city urbanization, and erosion–usually
combined
RBO responsibilities ranged from planning and
consultation only, to infrastructure O&M
responsibilities, collecting water charges,
water quality monitoring to licensing of
water uses and water allocation
CONCLUSIONS FROM THE
ECONOMETRIC/SURVEY AND CASE
      STUDY ANALYSES




                    15
Study Results
High wealth or other endowments helpful but not
essential to success
Difficult water resource problems often stimulate,
rather than deter, development of basin
organizations and stakeholder participation
Presence of water user organizations positively
associated with reform success
Adequate revenues, and financial autonomy to use
revenues within the basin, contribute to success
Consistency of central government support is vital
Reforms often take a long time.
                                       16
What do the Study Results Mean for Good
Governance globally and in the Americas?
Institutional arrangements


Decentralization/Management at the Lowest
Appropriate Level is not a panacea – it has to be done
right  don’t just copy approaches but look for the
right features that fit a certain country or basin
  -> recent discussion about scale – what IS the lowest
 appropriate level?

Champions are really important, but they don’t last
forever…. Early institutionalization is key!

                                          18
Political Economy
Political economy is important: vested interests to
keep things as they are existed in all cases

Basins with complex problems and highly political
issues may encounter difficult decentralization
processes

Good Governance is a moving target….. Example
Australia, Ceará/Brazil

Crises may help to push reform, but persistent
recurring problems such as scarcity or flooding are
also good incentives                  19
Finances!

Predictable budget and budget decision
making is important for stakeholders to
remain interested in decentralization

Governments have little to lose with
decentralization: determined, strong
government support, including financial,
will remain important
Conclusion
There is a clear case for ‘Good Governance’ to
 achieve better results

We need to look at scale

Consistent financing is a key issue

WRM is dynamic, and so is its Governance
-> urbanization in LAC, climate change, food crisis
 and increasing energy demand are important
 drivers for change
22

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Keynote Speech: The Issue of Water Governance in the Americasl for march 15 12

  • 1. The Issue of (Good) Water Governance in the Americas World Water Forum Marseille – March 15, 2012 Karin Kemper Sector Manager, Environment and Water Resources Latin America and the Caribbean Region The World Bank
  • 2. Presentation Outline A few Thoughts about Water Governance, Good Water Governance and IWRM The experience with attempts at Good Governance - A Global Study What do the Study Results Mean for Good Governance globally and in the Americas? Conclusions
  • 3. A few Thoughts about Water Governance, Good Water Governance, and Integrated Water Resources Management
  • 4. What is Water Governance ? UNDP and Global Water Partnership define water governance as a “range of political, social, economic and administrative systems that are in place to develop and manage water resources and the delivery of water services, at different levels of society”.
  • 5. So What is Good Water Governance? • Combined Commitment of government and various groups on civil society, particularly at local/ community levels, together with the private sector. • Ethical Issues - Transparency, Equity & Fairness are fundamental requirements • Responsibility & Accountability - Each institution must know & take responsibility for what it does. • Inclusiveness, participation, predictability & responsiveness - Decision-making & implementation must be inclusive & communicative with governments, civil society, & the private sector each having clear roles to play with shared responsibilities on the basis of public-private partnerships. • Coherence - Policies & actions must be coherent, requiring political leadership and responsibility on the part of institutions at different levels to ensure a consistent approach within a complex system.
  • 6. So what’s the difference between (Good) Water Governance and Integrated Water Resources Management? Governance provides the context within which Integrated Water Resources Management can be applied (according to GWP)
  • 7. IWRM encompasses the Subsidiary Principle The principle of Managing Water Resources at the Lowest Appropriate Levels, i.e. decentralization of decision making powers => certainly an ambition of Good Governance in IWRM
  • 8. What Has Been the Experience with Attempts at Good Governance (or the Subsidiary Principle of IWRM)? - Results from a Global Study
  • 9. Global Study on the Principle of Managing Water Resources at the Lowest Appropriate Levels (RBM Decentralization) When and why does it (not) work in practice? What can we learn from experiences around the world to advise countries facing reform needs? *World Bank with University of Indiana and support from INBO and LANBO
  • 10. Defining RBM Decentralization increase in transparency in decision making, and increase in stakeholder involvement in decision making Measuring decentralization by taking into account: The existing institutional framework The process The political economy and The results
  • 11. Three Main Study Elements 1. Extensive literature review of decentralization experiences 2. A global survey and analysis of 83 river basin organizations 3. In depth comparative case study analysis of 8 basins
  • 12. Distribution of responses and data collection efforts by continents Continent Questionnaires Responses Eliminated Retained in the data sent set Africa & Middle East 18 14 2 12 (66)a Latin America 118 37 2 35 (30) North America 5 5 0 5 (100) East Asia-Pacific 7 7 3 4 (57) Europe 49 40 13 27 (26) Total 197 103 20 83 (42) In parentheses are percent of retained questionnaires of those that responded 12
  • 13. Location of the 8 In-Depth Case Studies 13
  • 14. Organizational Features of River Basin Organizations Studied Organizational features ranged from State corporation (Indonesia) to non-governmental organization (Canada) Management problems included scarcity and drought, floods, pollution, inter-sectoral conflict, mega-city urbanization, and erosion–usually combined RBO responsibilities ranged from planning and consultation only, to infrastructure O&M responsibilities, collecting water charges, water quality monitoring to licensing of water uses and water allocation
  • 15. CONCLUSIONS FROM THE ECONOMETRIC/SURVEY AND CASE STUDY ANALYSES 15
  • 16. Study Results High wealth or other endowments helpful but not essential to success Difficult water resource problems often stimulate, rather than deter, development of basin organizations and stakeholder participation Presence of water user organizations positively associated with reform success Adequate revenues, and financial autonomy to use revenues within the basin, contribute to success Consistency of central government support is vital Reforms often take a long time. 16
  • 17. What do the Study Results Mean for Good Governance globally and in the Americas?
  • 18. Institutional arrangements Decentralization/Management at the Lowest Appropriate Level is not a panacea – it has to be done right  don’t just copy approaches but look for the right features that fit a certain country or basin -> recent discussion about scale – what IS the lowest appropriate level? Champions are really important, but they don’t last forever…. Early institutionalization is key! 18
  • 19. Political Economy Political economy is important: vested interests to keep things as they are existed in all cases Basins with complex problems and highly political issues may encounter difficult decentralization processes Good Governance is a moving target….. Example Australia, Ceará/Brazil Crises may help to push reform, but persistent recurring problems such as scarcity or flooding are also good incentives 19
  • 20. Finances! Predictable budget and budget decision making is important for stakeholders to remain interested in decentralization Governments have little to lose with decentralization: determined, strong government support, including financial, will remain important
  • 21. Conclusion There is a clear case for ‘Good Governance’ to achieve better results We need to look at scale Consistent financing is a key issue WRM is dynamic, and so is its Governance -> urbanization in LAC, climate change, food crisis and increasing energy demand are important drivers for change
  • 22. 22