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Journal Club
Surfactant administration via thin catheter during
 spontaneous breathing : Randomized controlled
                      trial




           GOPAKUMAR HARIHARAN
     REGISTRAR , ROYAL HOBART HOSPITAL
            TASMANIA , AUTRALIA
Presentation


 Back ground information ( RDS and BPD )
 Rationale for study
 The article and the findings
 Critical analysis of article
 Discussion
INTRODUCTION

 Respiratory distress syndrome (RDS) is the
 most important cause of mortality and morbidity in
 preterm infants – surfactant deficiency

 Conventional management
  Intubation,mechanical ventilation, and surfactant
  administration
 Long term morbidity ( mech vent and oxygen toxicity
  )– BPD –oxygen Requirement at 36 weeks corrected
  age
Mechanical ventilation and BPD


 Few large mechanical breaths may cause lung injury and
 blunt the effect of subsequent surfactant treatment and
 increase risk of BPD

 Efforts to reduce BPD - by restricting mechanical
 ventilation

 Surfactant – Successful in treatment of RDS . Does not
 reduce the incidence of BPD bronchopulmonary
 dysplasia (BPD)
Ways of reducing mechanical ventilation related
              to surfactant administration
 Adverse effects of MV and Oxygen therapy - Trend towards
  noninvasive methods – early use nasal continuous positive
  airway pressure (nCPAP)
 Early nCPAP with early surfactant significantly reduces BPD,
  MV need, and air leaks compared with nCPAP with late
  surfactant ( Metanalysis of 6 studies )
 Two components of current research – Early surfactant
  and avoidance of intubation and MV

   InSurE Technique
   Minimal invasive surfactant therapy
   Nasopharyngeal instillation
   Aerosolised method
AIM

To assess the efficacy and the feasibility of the Take
Care technique and

To compare its short- and long-term effects with the
InSurE procedure, especially on the requirement of
intubation and MV in the first 72 hours of life, which
are known to be the major contributing factors for
BPD
Inclusion criteria

 Preterm infants, who were less than 32 weeks -
  stabilized with nasal continuous positive airway
  pressure (nCPAP) in the delivery room
 Patients with signs of RDS and requiring FiO2 more
  than 0.4 in first 2 hours of life to maintain SpO2
  levels between 85% to 92%, were randomized to
  receive surfactant treatment either by the Take Care
  or InSurE procedure.
 Sequentially numbered sealed opaque envelopes
  stratified by GA (less than 28 weeks and 29 to 32
  weeks) - used for randomization.
RDS diagnosis



• Need for supplemental oxygen
• Tachypnea
• Grunting, and intercostal
  retractions
• Confirmed by typical x-ray and
  blood gas findings
Exclusion criteria


 Infants with major congenital anomalies
 No parental consent
 Who required PPV or intubation in the delivery room
 Babies not resuscitated by trial investigators
Sample size calculation

.
    Previous experiences with the InSurE technique - 50%
      of patients required intubation and MV in first 72
                         hours of life



     To reduce the need for MV treatment with this new Take Care
    technique from 50% to 30%, sample size estimated was 100 for
                  each group to yield .80% power.20
Trial profile
Randomization
Methodology – Surfactant administration


Take care group - Tracheal instillation of 100 mg/kg
poractant via 5-F catheter during spontaneous
breathing under nCPAP

InSurE - intubated, received positive pressure
ventilation for 30 seconds after surfactant instillation,
and placed on nCPAP immediately.
Take Care technique procedure

  Used 5F, flexible, sterile nasogastric tube shortened at
   33-cm depth from the catheter hub.
  Desired depths of insertion beyond the vocal cords for
   preterm infants of 25 to 26, 27 to 28, and 29 to 32 weeks
   GA were 1.0, 1.5, and 2.0 cm, respectively
  After catheter placement, the laryngoscope was removed.
  CPAP support not disrupted throughout the procedure



Shorter duration (30 to 60 seconds) of a single type of surfactant (poractant a)
Administered by only experienced physicians in the NICU
Shorter catheter length, and
no need for forceps during application
No premedication or sedation
Procedure

 Control arterial blood gas samples were taken∼2
  hours after the procedure.
 CPAP pressure was titrated according to work of
  breathing and oxygen requirement, with SpO2 target
  of 85% to 92%.
 If the patient did not respond to treatment or
  deteriorated after 6 hours of first application
  (FiO2.0.4, partial pressure of carbon dioxide .60 mm
  Hg), a second dose of surfactant of 100 mg/kg was
  repeated and the same procedure was used as during
  the first surfactant instillation.
Reintubation

 Maximum acceptable settings were sustained CPAP pressure
  of beyond 7-cm H2O along with an FiO2 of 0.6. Infants
  exceeding these limits were intubated, and a further dose of
  surfactant was given if clinically indicated.

 Need for MV during the first 72 hours of life in infants who
  had initially been managed with nCPAP was classified as
  failure of nCPAP.


 Other indications for intubation were sustained respiratory
  acidosis (pH,7.2) and apnea requiring repeated episodes of
  PPV.
Study population



                                                      357 infants
                                                      Assessed for
                                                      eligibility




254 infants had RDS
                           Participant
                           Population




                                         200 Randomized
Randomization




Intervention   Comparison
 Take Care       InsurE




   100            100
                   100
Base line charecteristics




No significant difference between the groups
Primary Outcomes




Effects of the Take Care technique on the need for
intubation and MVin the first 72 hours (and
thereafter) of life in addition to feasibility of the
technique.
Secondary outcomes

 Repeated surfactant therapy
 Duration of respiratory support
 Rates of pneumothorax
 Patent ductus arteriosus requiring medical or surgical
    treatment
   Intraventricular hemorrhage (grade .2 according tothe
    Papille classification)
   Retinopathy of prematurity greater than stage 2
   Necrotizing enterocolitis with Bells stage 2 or greater
   Length of hospitalization
   BPD or death.
Observations

          • Reintubation and MV
          • Pneumothorax , Duration of resp
Immediate   support, PDA , IVH ,NEC

         • Chronic lung disease
         • ROP , Length of hospitalisation ,
  Late     Death
FiO2 trend




No significant difference
Alteration of PEEP over time
Results – Primary

The MV requirement ( nCPAP failure in first 72 hours
of life )

  Significantly lower in the Take Care group when
          compared with the InSurE group

30% vs 45%,
P = .02,
RR –0.52, 95%
CI – 0.94 to –0.29) (Table 3).
Mean duration of both nCPAP and MV were
significantly shorter in the Take Care group (P values
.006 and .002, respectively).
Results

Peridosing adverse events
Coughing and gagging (11%) and bradycardia and desaturation (17%) were recorded as peridosing
adverse events in the Take Care group.

Failure of first attempt
18% of patients in the Take Care group and 10% in the InSurE group ( not statistically significant
(P = .07) )

Bradycardia and desaturation
not statistically different between groups (18% vs 17%, P = .35).

Surfactant reflux during the attempt
Significantly higher in the Take Care group in contrast to the In- SurE group (21% vs 10%, P =
.002).

Severe apnea and bradycardia
Twelve percent (n = 12) of patients had severe apnea lasting.20 seconds and bradycardia
(,100/min) required PPV with a T-piece device during the procedure in the Take Care
group, whereas all patients in the InSurE group received PPV.
Secondary outcomes – Other Neonatal
                  Morbidies


Patent ductus arteriosus (28% vs 32%),
Necrotizing enterocolitis (5% vs 6%),
Intraventricular hemorrhage (10% vs 16%), and
Retinopathy of prematurity (3% vs 4%)



            Similar between groups
Conclusion

This single-center prospective
randomized controlled trial
demonstrated that bolus surfactant
administration during spontaneous
breathing via a thin nasogastric
tube, dubbed the Take Care
technique, was feasible and it
successfully reduced the MV
requirement in first 72 hours of life,
shortened MV duration, and
resulted in a lower BPD rate when
compared with the InSurE
technique.
Study


 Appropriate comparison group
 Baseline charecteristics match
 Randomization technique appropriate – Sealed
  opaque envelope
 Subgroup analysis made
Research Question


Does take Care Procedure in babies less than 32 weeks
of gestation reduce need for mechanical ventilation
and thereby incidence of bronchopulmonary dysplasia
compared to babies managed by InSurE technique




                    Hypothesis
Limitation - All
                                                        infants who
                          Trial profile                 might have been
 Randomization                                          eligible for the
                                                        study - not
                                                        enrolled because
                                                        of concern for
                                                        standardization




Of the babies considered as candidates , a majority of babies
Fit into the criteria , which is unlike in clinical practice . ?
Population difference
Inclusion Criteria


Patients with signs of RDS, who were under nCPAP
treatment and required fraction of inspired oxygen
(FiO2) 0.4 in first 2 hours of life to maintain SpO2
levels between 85% to 92%, were randomized to
receive surfactant treatment either by the Take Care or
InSurE procedure.



    Rapid rise of FiO2 to 0.40 at 2 hours ? – Not generally seen in RDS ?
     Different popluation with associated morbidity or racial difference
successful reduction in
                                                        BPD rate (10.3%) in
                                                        comparison with the
                                                        InSurE (20.2%) method.




        No significant difference – But difference in CLD ? Other factors
? Slow reduction in FiO2 - Usually associated with rapid reduction in FiO2 after
                                    surfactant
Respiratory indices before and after minimally invasive surfactant therapy (MIST) – all
                                                  infants.




                                                              Dargaville P A et al. Arch Dis Child Fetal Neonatal Ed
                                                              2011;96:F243-F248


Copyright © BMJ Publishing Group Ltd & Royal College of Paediatrics and Child Health. All rights reserved.
Chronic Lung disease
                   CLD            No CLD


     Take Care     9              91            100

     Insure        17             83            100

                   26             174           200

Mortality 16 % and 13% respectively
Total number – 100 . After excluding babies died - 84 in Take care &
Insure – 87
 Percen of BPD = 9/100 = 0.09 ; 9/84 = 10.7
% of BPD ( InSurE = 17/100 = 0.17 ; 17/87 = 19.5
Relative risk – 0.09 / 0.17 = 0.52


                     Insufficient power to detect CLD
Technique

                                                              Hobart
                                                             Technique




Dargaville PA, Aiyappan A, Cornelius A,Williams C, De Paoli AG. Preliminary
evaluationof a new technique of minimally invasive
surfactant therapy. Arch Dis Child Fetal Neonatal Ed. 2011;96(4):F243–F248


                       ?Generalisation of the technique
Alternative ways of surfactant administration
              without PPV – MIST


Administration of surfactant via a thin catheter during
spontaneous breathing with CPAP - used since 2001.

Catheter placed with Magill forceps into the trachea
under direct laryngoscopy and surfactant is applied
over a period of 1 to 3 minutes.
Peridosing events

Dargaville et al ( Hobart Technique ) - use of a more
stable vascular catheter for the procedure, which
allowed placement without use of the Magill forceps.

Fewer peridosing events with take care ,such as failure
of the first attempt of catheterization, bradycardia,
surfactantreflux, and PPV requirement, by usingthis
technique in comparison with Dargaville et al’s report.

    ? Study conducted by single experienced Neonatologist – Difficulty in
                        Generalisation of the result
Reintubation - fio2 60% ( not generally practised )
Single centre study
Limitations ( Authors )

Limitations – Authors
• Only one agent used - poractant
  alpha
• Single centre study
• Insufficient power to detect BPD
Applicability in practice


 The population studied appears to be very different –
  appears to be more sick , Rapid rise in FiO2 req
  , Low PH and clinical status
 Technique - ? Feasible by experienced physicians
 Single centre study
 Needs more research for wider applicability
Surfactant administration - Take care technique -Journal club

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Surfactant administration - Take care technique -Journal club

  • 1. Journal Club Surfactant administration via thin catheter during spontaneous breathing : Randomized controlled trial GOPAKUMAR HARIHARAN REGISTRAR , ROYAL HOBART HOSPITAL TASMANIA , AUTRALIA
  • 2.
  • 3. Presentation  Back ground information ( RDS and BPD )  Rationale for study  The article and the findings  Critical analysis of article  Discussion
  • 4. INTRODUCTION  Respiratory distress syndrome (RDS) is the most important cause of mortality and morbidity in preterm infants – surfactant deficiency  Conventional management Intubation,mechanical ventilation, and surfactant administration  Long term morbidity ( mech vent and oxygen toxicity )– BPD –oxygen Requirement at 36 weeks corrected age
  • 5. Mechanical ventilation and BPD  Few large mechanical breaths may cause lung injury and blunt the effect of subsequent surfactant treatment and increase risk of BPD  Efforts to reduce BPD - by restricting mechanical ventilation  Surfactant – Successful in treatment of RDS . Does not reduce the incidence of BPD bronchopulmonary dysplasia (BPD)
  • 6. Ways of reducing mechanical ventilation related to surfactant administration  Adverse effects of MV and Oxygen therapy - Trend towards noninvasive methods – early use nasal continuous positive airway pressure (nCPAP)  Early nCPAP with early surfactant significantly reduces BPD, MV need, and air leaks compared with nCPAP with late surfactant ( Metanalysis of 6 studies )  Two components of current research – Early surfactant and avoidance of intubation and MV  InSurE Technique  Minimal invasive surfactant therapy  Nasopharyngeal instillation  Aerosolised method
  • 7. AIM To assess the efficacy and the feasibility of the Take Care technique and To compare its short- and long-term effects with the InSurE procedure, especially on the requirement of intubation and MV in the first 72 hours of life, which are known to be the major contributing factors for BPD
  • 8. Inclusion criteria  Preterm infants, who were less than 32 weeks - stabilized with nasal continuous positive airway pressure (nCPAP) in the delivery room  Patients with signs of RDS and requiring FiO2 more than 0.4 in first 2 hours of life to maintain SpO2 levels between 85% to 92%, were randomized to receive surfactant treatment either by the Take Care or InSurE procedure.  Sequentially numbered sealed opaque envelopes stratified by GA (less than 28 weeks and 29 to 32 weeks) - used for randomization.
  • 9. RDS diagnosis • Need for supplemental oxygen • Tachypnea • Grunting, and intercostal retractions • Confirmed by typical x-ray and blood gas findings
  • 10. Exclusion criteria  Infants with major congenital anomalies  No parental consent  Who required PPV or intubation in the delivery room  Babies not resuscitated by trial investigators
  • 11. Sample size calculation . Previous experiences with the InSurE technique - 50% of patients required intubation and MV in first 72 hours of life To reduce the need for MV treatment with this new Take Care technique from 50% to 30%, sample size estimated was 100 for each group to yield .80% power.20
  • 13. Methodology – Surfactant administration Take care group - Tracheal instillation of 100 mg/kg poractant via 5-F catheter during spontaneous breathing under nCPAP InSurE - intubated, received positive pressure ventilation for 30 seconds after surfactant instillation, and placed on nCPAP immediately.
  • 14. Take Care technique procedure  Used 5F, flexible, sterile nasogastric tube shortened at 33-cm depth from the catheter hub.  Desired depths of insertion beyond the vocal cords for preterm infants of 25 to 26, 27 to 28, and 29 to 32 weeks GA were 1.0, 1.5, and 2.0 cm, respectively  After catheter placement, the laryngoscope was removed.  CPAP support not disrupted throughout the procedure Shorter duration (30 to 60 seconds) of a single type of surfactant (poractant a) Administered by only experienced physicians in the NICU Shorter catheter length, and no need for forceps during application No premedication or sedation
  • 15. Procedure  Control arterial blood gas samples were taken∼2 hours after the procedure.  CPAP pressure was titrated according to work of breathing and oxygen requirement, with SpO2 target of 85% to 92%.  If the patient did not respond to treatment or deteriorated after 6 hours of first application (FiO2.0.4, partial pressure of carbon dioxide .60 mm Hg), a second dose of surfactant of 100 mg/kg was repeated and the same procedure was used as during the first surfactant instillation.
  • 16. Reintubation  Maximum acceptable settings were sustained CPAP pressure of beyond 7-cm H2O along with an FiO2 of 0.6. Infants exceeding these limits were intubated, and a further dose of surfactant was given if clinically indicated.  Need for MV during the first 72 hours of life in infants who had initially been managed with nCPAP was classified as failure of nCPAP.  Other indications for intubation were sustained respiratory acidosis (pH,7.2) and apnea requiring repeated episodes of PPV.
  • 17. Study population 357 infants Assessed for eligibility 254 infants had RDS Participant Population 200 Randomized
  • 18. Randomization Intervention Comparison Take Care InsurE 100 100 100
  • 19. Base line charecteristics No significant difference between the groups
  • 20. Primary Outcomes Effects of the Take Care technique on the need for intubation and MVin the first 72 hours (and thereafter) of life in addition to feasibility of the technique.
  • 21. Secondary outcomes  Repeated surfactant therapy  Duration of respiratory support  Rates of pneumothorax  Patent ductus arteriosus requiring medical or surgical treatment  Intraventricular hemorrhage (grade .2 according tothe Papille classification)  Retinopathy of prematurity greater than stage 2  Necrotizing enterocolitis with Bells stage 2 or greater  Length of hospitalization  BPD or death.
  • 22. Observations • Reintubation and MV • Pneumothorax , Duration of resp Immediate support, PDA , IVH ,NEC • Chronic lung disease • ROP , Length of hospitalisation , Late Death
  • 24. Alteration of PEEP over time
  • 25.
  • 26. Results – Primary The MV requirement ( nCPAP failure in first 72 hours of life ) Significantly lower in the Take Care group when compared with the InSurE group 30% vs 45%, P = .02, RR –0.52, 95% CI – 0.94 to –0.29) (Table 3).
  • 27. Mean duration of both nCPAP and MV were significantly shorter in the Take Care group (P values .006 and .002, respectively).
  • 28. Results Peridosing adverse events Coughing and gagging (11%) and bradycardia and desaturation (17%) were recorded as peridosing adverse events in the Take Care group. Failure of first attempt 18% of patients in the Take Care group and 10% in the InSurE group ( not statistically significant (P = .07) ) Bradycardia and desaturation not statistically different between groups (18% vs 17%, P = .35). Surfactant reflux during the attempt Significantly higher in the Take Care group in contrast to the In- SurE group (21% vs 10%, P = .002). Severe apnea and bradycardia Twelve percent (n = 12) of patients had severe apnea lasting.20 seconds and bradycardia (,100/min) required PPV with a T-piece device during the procedure in the Take Care group, whereas all patients in the InSurE group received PPV.
  • 29.
  • 30. Secondary outcomes – Other Neonatal Morbidies Patent ductus arteriosus (28% vs 32%), Necrotizing enterocolitis (5% vs 6%), Intraventricular hemorrhage (10% vs 16%), and Retinopathy of prematurity (3% vs 4%) Similar between groups
  • 31. Conclusion This single-center prospective randomized controlled trial demonstrated that bolus surfactant administration during spontaneous breathing via a thin nasogastric tube, dubbed the Take Care technique, was feasible and it successfully reduced the MV requirement in first 72 hours of life, shortened MV duration, and resulted in a lower BPD rate when compared with the InSurE technique.
  • 32.
  • 33. Study  Appropriate comparison group  Baseline charecteristics match  Randomization technique appropriate – Sealed opaque envelope  Subgroup analysis made
  • 34. Research Question Does take Care Procedure in babies less than 32 weeks of gestation reduce need for mechanical ventilation and thereby incidence of bronchopulmonary dysplasia compared to babies managed by InSurE technique Hypothesis
  • 35. Limitation - All infants who Trial profile might have been Randomization eligible for the study - not enrolled because of concern for standardization Of the babies considered as candidates , a majority of babies Fit into the criteria , which is unlike in clinical practice . ? Population difference
  • 36. Inclusion Criteria Patients with signs of RDS, who were under nCPAP treatment and required fraction of inspired oxygen (FiO2) 0.4 in first 2 hours of life to maintain SpO2 levels between 85% to 92%, were randomized to receive surfactant treatment either by the Take Care or InSurE procedure. Rapid rise of FiO2 to 0.40 at 2 hours ? – Not generally seen in RDS ? Different popluation with associated morbidity or racial difference
  • 37. successful reduction in BPD rate (10.3%) in comparison with the InSurE (20.2%) method. No significant difference – But difference in CLD ? Other factors ? Slow reduction in FiO2 - Usually associated with rapid reduction in FiO2 after surfactant
  • 38. Respiratory indices before and after minimally invasive surfactant therapy (MIST) – all infants. Dargaville P A et al. Arch Dis Child Fetal Neonatal Ed 2011;96:F243-F248 Copyright © BMJ Publishing Group Ltd & Royal College of Paediatrics and Child Health. All rights reserved.
  • 39.
  • 40. Chronic Lung disease CLD No CLD Take Care 9 91 100 Insure 17 83 100 26 174 200 Mortality 16 % and 13% respectively Total number – 100 . After excluding babies died - 84 in Take care & Insure – 87 Percen of BPD = 9/100 = 0.09 ; 9/84 = 10.7 % of BPD ( InSurE = 17/100 = 0.17 ; 17/87 = 19.5 Relative risk – 0.09 / 0.17 = 0.52 Insufficient power to detect CLD
  • 41.
  • 42. Technique Hobart Technique Dargaville PA, Aiyappan A, Cornelius A,Williams C, De Paoli AG. Preliminary evaluationof a new technique of minimally invasive surfactant therapy. Arch Dis Child Fetal Neonatal Ed. 2011;96(4):F243–F248 ?Generalisation of the technique
  • 43. Alternative ways of surfactant administration without PPV – MIST Administration of surfactant via a thin catheter during spontaneous breathing with CPAP - used since 2001. Catheter placed with Magill forceps into the trachea under direct laryngoscopy and surfactant is applied over a period of 1 to 3 minutes.
  • 44. Peridosing events Dargaville et al ( Hobart Technique ) - use of a more stable vascular catheter for the procedure, which allowed placement without use of the Magill forceps. Fewer peridosing events with take care ,such as failure of the first attempt of catheterization, bradycardia, surfactantreflux, and PPV requirement, by usingthis technique in comparison with Dargaville et al’s report. ? Study conducted by single experienced Neonatologist – Difficulty in Generalisation of the result
  • 45. Reintubation - fio2 60% ( not generally practised ) Single centre study
  • 46. Limitations ( Authors ) Limitations – Authors • Only one agent used - poractant alpha • Single centre study • Insufficient power to detect BPD
  • 47. Applicability in practice  The population studied appears to be very different – appears to be more sick , Rapid rise in FiO2 req , Low PH and clinical status  Technique - ? Feasible by experienced physicians  Single centre study  Needs more research for wider applicability