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13	
  December	
  2013	
  
UNECE	
  and	
  UNIGE	
  Pla7orm	
  for	
  Interna;onal	
  Water	
  Law	
  
	
  
Palais	
  des	
  Na;ons,	
  Room	
  V	
  

Public	
  Par*cipa*on	
  and	
  Water	
  Resources	
  
Management:	
  Where	
  Do	
  We	
  Stand	
  in	
  
Interna*onal	
  Law?	
  

The	
  Guarani	
  Aquifer	
  
Agreement	
  and	
  the	
  role	
  of	
  
non-­‐State	
  Actors	
  

Francesco	
  Sindico	
  
Reader	
  in	
  Interna;onal	
  Environmental	
  Law	
  
School	
  of	
  Law,	
  University	
  of	
  Strathclyde,	
  Glasgow	
  
Context	
  
o  2010:	
  Seminar	
  @	
  the	
  University	
  of	
  Surrey,	
  
Guildford,	
  UK	
  &	
  2011:	
  Conference	
  @	
  the	
  
University	
  of	
  Sao	
  Paulo,	
  Brazil	
  
	
  
§  13.3	
  Interna;onal	
  Community	
  Law	
  Review	
  
(2011)	
  
§  123.3	
  Bole;n	
  Geologico	
  Minero	
  (2012)	
  

o  15-­‐16	
  October	
  2013	
  Interna;onal	
  
Roundtable	
  Conference	
  “Interna;onal	
  
Water	
  Coopera;on	
  and	
  the	
  Management	
  
of	
  Transboundary	
  Aquifers”,	
  Glasgow	
  
	
  
	
  

§  Glasgow	
  Statement	
  on	
  Interna;onal	
  Water	
  
Coopera;on	
  and	
  Transboundary	
  Aquifers	
  
Outline	
  

o  The	
  Guarani	
  Aquifer	
  Agreement	
  

§  Aquifers	
  and	
  Transboundary	
  Aquifers	
  (TBA):	
  A	
  
Hydrogeological	
  and	
  an	
  Interna;onal	
  Law	
  
Approxima;on	
  

	
  
o  Non	
  State	
  Actors	
  and	
  Public	
  Par;cipa;on	
  in	
  
the	
  Guarani	
  Aquifer	
  Agreement	
  
	
  
The	
  Guarani	
  Aquifer	
  Agreement	
  
o  The	
  Guarani	
  Aquifer	
  System	
  
§  Transboundary	
  aquifer	
  system	
  
(Argen;na,	
  Brazil,	
  Paraguay	
  and	
  
Uruguay)	
  
§  Underground	
  geological	
  
forma;on	
  (container	
  /	
  rock)	
  
§  Groundwater	
  contained	
  therein	
  
o  Water	
  resources	
  are	
  not	
  (yet)	
  in	
  
crisis	
  
§  Climate	
  Change	
  
§  Popula;on	
  increase	
  and	
  change	
  
in	
  land	
  use	
  
	
  
	
  
The	
  Guarani	
  Aquifer	
  Agreement	
  
o  The	
  long	
  road	
  to	
  coopera;on	
  
§  Guarani	
  Project	
  (2003/09)	
  
§  Nego;a;ons	
  in	
  2004/05	
  
§  Guarani	
  Aquifer	
  Agreement	
  
(2010)	
  
	
  
o  Implementa;on	
  of	
  the	
  Guarani	
  
Aquifer	
  Agreement	
  (2013)	
  
§  Commission	
  under	
  the	
  Treaty	
  of	
  
the	
  River	
  Plate	
  Basin	
  (art.	
  15)	
  
§  Ra;fied	
  only	
  by	
  Uruguay	
  and	
  
Argen;na	
  
§  Key	
  role	
  of	
  Brazil	
  
	
  
	
  
The	
  Guarani	
  Aquifer	
  Agreement	
  

UNILC	
  Drae	
  Ar;cles	
  on	
  
the	
  Law	
  of	
  TBA	
  (2008)	
  

Guarani	
  Aquifer	
  
Agreement	
  takes	
  into	
  
account	
  the	
  Drae	
  
Ar;cles(2010)	
  

A/68/470	
  (2013)	
  takes	
  
note	
  of	
  the	
  Guarani	
  
Aquifer	
  Agreement	
  	
  	
  

o  The	
  Guarani	
  Aquifer	
  Agreement	
  
§  One	
  of	
  the	
  few	
  examples	
  of	
  
interna;onal	
  trea;es	
  in	
  the	
  field	
  
of	
  TBA	
  management	
  
§  Refers	
  to	
  the	
  UNILC	
  Drae	
  Ar;cles	
  
§  Recent	
  discussion	
  at	
  the	
  UNGA	
  
6th	
  Commihee	
  on	
  the	
  future	
  of	
  
the	
  Drae	
  Ar;cles	
  refers	
  to	
  the	
  
Guarani	
  Aquifer	
  Agreement	
  
•  And	
  to	
  the	
  Model	
  Provisions	
  
on	
  Transboundary	
  
Groundwaters	
  
	
  
Non	
  State	
  Actors	
  and	
  Public	
  Par>cipa>on	
  
in	
  the	
  Guarani	
  Aquifer	
  Agreement	
  
§  No	
  tangible	
  presence	
  of	
  public	
  
par;cipa;on	
  in	
  the	
  Agreement…	
  
	
  
§  But	
  if	
  public	
  par;cipa;on	
  is	
  a	
  
component	
  of	
  other	
  obliga;ons	
  
provided	
  for	
  in	
  the	
  Agreement…	
  	
  
	
  
§  And	
  if	
  public	
  par;cipa;on	
  is	
  part	
  of	
  (or	
  
becoming	
  part	
  of)	
  general	
  
interna;onal	
  law…	
  
	
  
§  Then….	
  It	
  will	
  s;ll	
  be	
  relevant/
applicable.	
  
	
  
Non	
  State	
  Actors	
  and	
  Public	
  Par>cipa>on	
  
in	
  the	
  Guarani	
  Aquifer	
  Agreement	
  
o  But	
  if	
  public	
  par;cipa;on	
  is	
  a	
  
component	
  of	
  other	
  obliga;ons	
  
provided	
  for	
  in	
  the	
  Agreement…	
  
	
  
§  Environmental	
  impact	
  
assessment	
  (GAA,	
  arts.	
  9	
  and	
  10)	
  
§  Rela;onship	
  between	
  public	
  
par;cipa;on	
  and	
  Environmental	
  
Impact	
  Assessment	
  
	
  
	
  
	
  
Non	
  State	
  Actors	
  and	
  Public	
  Par>cipa>on	
  
in	
  the	
  Guarani	
  Aquifer	
  Agreement	
  
o  And	
  if	
  public	
  par;cipa;on	
  is	
  part	
  of	
  (or	
  becoming	
  part	
  of)	
  
general	
  interna;onal	
  law…	
  
	
  
§  GAA	
  art.	
  5:	
  “When	
  the	
  Par;es	
  intend	
  to	
  undertake	
  
studies,	
  ac;vi;es	
  or	
  work	
  related	
  to	
  parts	
  of	
  the	
  GAS	
  that	
  
are	
  located	
  in	
  their	
  respec;ve	
  territories,	
  and	
  that	
  may	
  
have	
  effects	
  beyond	
  their	
  respec;ve	
  boundaries,	
  they	
  
shall	
  act	
  in	
  agreement	
  with	
  the	
  principles	
  and	
  norms	
  of	
  
applicable	
  interna>onal	
  law.”	
  
	
  
	
  
Non	
  State	
  Actors	
  and	
  Public	
  Par>cipa>on	
  
in	
  the	
  Guarani	
  Aquifer	
  Agreement	
  
o  River	
  Uruguay	
  Treaty	
  
o  Guarani	
  Aquifer	
  Agreement	
  
	
  
	
  
§  Does	
  not	
  require	
  EIA	
  
§  Does	
  not	
  require	
  public	
  
§  Par;es	
  to	
  the	
  treaty	
  are	
  
par;cipa;on	
  (public	
  
TBA	
  
not	
  par;es	
  to	
  the	
  ESPOO	
  
consulta;on)	
  
dimension	
  
Conven;on	
  
§  Par;es	
  to	
  the	
  GAA	
  are	
  
§  S;ll,	
  the	
  ICJ	
  made	
  it	
  clear	
  
not	
  par;es	
  to	
  the	
  Aarhus	
  
that	
  Argen;na	
  and	
  
Conven;on	
  
Uruguay	
  were	
  bound	
  by	
  
§  Are	
  the	
  GAA	
  Par;es	
  
the	
  interna;onal	
  legal	
  
bound	
  by	
  an	
  emerging	
  
EIA	
  and	
  
obliga;on	
  to	
  undertake	
  
interna;onal	
  legal	
  
public	
  
an	
  EIA	
  
obliga;on	
  to	
  carry	
  out	
  
par>cipa>on	
  
	
  
public	
  consulta;on?	
  
	
  
	
  
Non	
  State	
  Actors	
  and	
  Public	
  Par>cipa>on	
  
in	
  the	
  management	
  of	
  a	
  TBA	
  
May	
  cause	
  
significant	
  harm	
  
in	
  State	
  B	
  
•  To	
  the	
  
groundwater	
  
and/or	
  
•  To	
  the	
  
geological	
  
forma;on	
  

Ac;vity	
  in	
  State	
  A	
  
•  Groundwater	
  
exploita;on	
  
•  Shale	
  gas	
  exploita;on	
  
•  Underground	
  
infrastructure	
  (metro)	
  

TBA	
  
Public	
  in	
  State	
  B	
  

Business	
  
Public	
  in	
  
State	
  A	
  

State	
  A	
  
Conclusion	
  

Espoo	
  
Conven;on	
  /	
  
Aarhus	
  
Conven;on	
  
Uruguay	
  River	
  /	
  
Guarani	
  Aquifer	
  

Environmental	
  
Impact	
  
Assessment	
  /	
  
Public	
  
par>cipa>on	
  
Conclusion	
  

o  Then….	
  
§  Public	
  par;cipa;on	
  is	
  applicable/
relevant	
  to	
  the	
  GAA	
  countries	
  
§  GAA	
  is	
  not	
  yet	
  in	
  force,	
  but	
  this	
  
would	
  not	
  maher	
  
§  Relevant	
  in	
  the	
  context	
  of	
  shale	
  
gas	
  explora;on/exploita;on	
  in	
  
Brazil	
  
	
  
	
  
Conclusions	
  
o  A/68/470,	
  The	
  Law	
  of	
  
Transboundary	
  Aquifers	
  
§  “Commends	
  to	
  the	
  ahen;on	
  of	
  
Governments	
  the	
  drae	
  ar;cles	
  
on	
  the	
  law	
  of	
  transboundary	
  
aquifers	
  annexed	
  to	
  the	
  present	
  
resolu;on	
  as	
  guidance	
  for	
  
bilateral	
  or	
  regional	
  agreements	
  
and	
  arrangements	
  for	
  the	
  
proper	
  management	
  of	
  
transboundary	
  aquifers;	
  
From	
  taking	
  into	
  account	
  (2009)	
  to	
  
guidance	
  (2013)	
  

o  Opening	
  of	
  the	
  
UNECE	
  Water	
  
Conven;on	
  to	
  all	
  
UN	
  Member	
  States	
  
§  Model	
  
Provisions	
  on	
  
Transboundary	
  
Groundwaters	
  
adopted	
  by	
  the	
  
sixth	
  MOP	
  to	
  the	
  
UNECE	
  Water	
  
Conven;on	
  
Thank	
  you!	
  
§  Francesco	
  Sindico	
  
	
  

Director,	
  Strathclyde	
  Centre	
  for	
  Environmental	
  Law	
  and	
  Governance	
  
hhp://www.strath.ac.uk/scelg/	
  	
  
	
  
Programme	
  Director,	
  Strathclyde	
  LLM	
  in	
  Climate	
  Change	
  Law	
  and	
  Policy	
  
hhp://www.strath.ac.uk/humani;es/courses/law/courses/
climate_change_law_policy_llm/	
  	
  
	
  
Glasgow	
  Statement	
  on	
  Interna;onal	
  Water	
  Coopera;on	
  and	
  Transboundary	
  
Aquifers	
  
hhp://www.strath.ac.uk/media/facul;es/hass/law/scelg/
Glasgow_Statement_on_Interna;onal_Warer_Coopera;on_and_Transb
oundary_Aquifers.pdf	
  	
  

	
  
	
  
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The Guarani Aquifer Agreement: the Role of Non State Actors

  • 1. 13  December  2013   UNECE  and  UNIGE  Pla7orm  for  Interna;onal  Water  Law     Palais  des  Na;ons,  Room  V   Public  Par*cipa*on  and  Water  Resources   Management:  Where  Do  We  Stand  in   Interna*onal  Law?   The  Guarani  Aquifer   Agreement  and  the  role  of   non-­‐State  Actors   Francesco  Sindico   Reader  in  Interna;onal  Environmental  Law   School  of  Law,  University  of  Strathclyde,  Glasgow  
  • 2. Context   o  2010:  Seminar  @  the  University  of  Surrey,   Guildford,  UK  &  2011:  Conference  @  the   University  of  Sao  Paulo,  Brazil     §  13.3  Interna;onal  Community  Law  Review   (2011)   §  123.3  Bole;n  Geologico  Minero  (2012)   o  15-­‐16  October  2013  Interna;onal   Roundtable  Conference  “Interna;onal   Water  Coopera;on  and  the  Management   of  Transboundary  Aquifers”,  Glasgow       §  Glasgow  Statement  on  Interna;onal  Water   Coopera;on  and  Transboundary  Aquifers  
  • 3. Outline   o  The  Guarani  Aquifer  Agreement   §  Aquifers  and  Transboundary  Aquifers  (TBA):  A   Hydrogeological  and  an  Interna;onal  Law   Approxima;on     o  Non  State  Actors  and  Public  Par;cipa;on  in   the  Guarani  Aquifer  Agreement    
  • 4. The  Guarani  Aquifer  Agreement   o  The  Guarani  Aquifer  System   §  Transboundary  aquifer  system   (Argen;na,  Brazil,  Paraguay  and   Uruguay)   §  Underground  geological   forma;on  (container  /  rock)   §  Groundwater  contained  therein   o  Water  resources  are  not  (yet)  in   crisis   §  Climate  Change   §  Popula;on  increase  and  change   in  land  use      
  • 5. The  Guarani  Aquifer  Agreement   o  The  long  road  to  coopera;on   §  Guarani  Project  (2003/09)   §  Nego;a;ons  in  2004/05   §  Guarani  Aquifer  Agreement   (2010)     o  Implementa;on  of  the  Guarani   Aquifer  Agreement  (2013)   §  Commission  under  the  Treaty  of   the  River  Plate  Basin  (art.  15)   §  Ra;fied  only  by  Uruguay  and   Argen;na   §  Key  role  of  Brazil      
  • 6. The  Guarani  Aquifer  Agreement   UNILC  Drae  Ar;cles  on   the  Law  of  TBA  (2008)   Guarani  Aquifer   Agreement  takes  into   account  the  Drae   Ar;cles(2010)   A/68/470  (2013)  takes   note  of  the  Guarani   Aquifer  Agreement       o  The  Guarani  Aquifer  Agreement   §  One  of  the  few  examples  of   interna;onal  trea;es  in  the  field   of  TBA  management   §  Refers  to  the  UNILC  Drae  Ar;cles   §  Recent  discussion  at  the  UNGA   6th  Commihee  on  the  future  of   the  Drae  Ar;cles  refers  to  the   Guarani  Aquifer  Agreement   •  And  to  the  Model  Provisions   on  Transboundary   Groundwaters    
  • 7. Non  State  Actors  and  Public  Par>cipa>on   in  the  Guarani  Aquifer  Agreement   §  No  tangible  presence  of  public   par;cipa;on  in  the  Agreement…     §  But  if  public  par;cipa;on  is  a   component  of  other  obliga;ons   provided  for  in  the  Agreement…       §  And  if  public  par;cipa;on  is  part  of  (or   becoming  part  of)  general   interna;onal  law…     §  Then….  It  will  s;ll  be  relevant/ applicable.    
  • 8. Non  State  Actors  and  Public  Par>cipa>on   in  the  Guarani  Aquifer  Agreement   o  But  if  public  par;cipa;on  is  a   component  of  other  obliga;ons   provided  for  in  the  Agreement…     §  Environmental  impact   assessment  (GAA,  arts.  9  and  10)   §  Rela;onship  between  public   par;cipa;on  and  Environmental   Impact  Assessment        
  • 9. Non  State  Actors  and  Public  Par>cipa>on   in  the  Guarani  Aquifer  Agreement   o  And  if  public  par;cipa;on  is  part  of  (or  becoming  part  of)   general  interna;onal  law…     §  GAA  art.  5:  “When  the  Par;es  intend  to  undertake   studies,  ac;vi;es  or  work  related  to  parts  of  the  GAS  that   are  located  in  their  respec;ve  territories,  and  that  may   have  effects  beyond  their  respec;ve  boundaries,  they   shall  act  in  agreement  with  the  principles  and  norms  of   applicable  interna>onal  law.”      
  • 10. Non  State  Actors  and  Public  Par>cipa>on   in  the  Guarani  Aquifer  Agreement   o  River  Uruguay  Treaty   o  Guarani  Aquifer  Agreement       §  Does  not  require  EIA   §  Does  not  require  public   §  Par;es  to  the  treaty  are   par;cipa;on  (public   TBA   not  par;es  to  the  ESPOO   consulta;on)   dimension   Conven;on   §  Par;es  to  the  GAA  are   §  S;ll,  the  ICJ  made  it  clear   not  par;es  to  the  Aarhus   that  Argen;na  and   Conven;on   Uruguay  were  bound  by   §  Are  the  GAA  Par;es   the  interna;onal  legal   bound  by  an  emerging   EIA  and   obliga;on  to  undertake   interna;onal  legal   public   an  EIA   obliga;on  to  carry  out   par>cipa>on     public  consulta;on?      
  • 11. Non  State  Actors  and  Public  Par>cipa>on   in  the  management  of  a  TBA   May  cause   significant  harm   in  State  B   •  To  the   groundwater   and/or   •  To  the   geological   forma;on   Ac;vity  in  State  A   •  Groundwater   exploita;on   •  Shale  gas  exploita;on   •  Underground   infrastructure  (metro)   TBA   Public  in  State  B   Business   Public  in   State  A   State  A  
  • 12. Conclusion   Espoo   Conven;on  /   Aarhus   Conven;on   Uruguay  River  /   Guarani  Aquifer   Environmental   Impact   Assessment  /   Public   par>cipa>on  
  • 13. Conclusion   o  Then….   §  Public  par;cipa;on  is  applicable/ relevant  to  the  GAA  countries   §  GAA  is  not  yet  in  force,  but  this   would  not  maher   §  Relevant  in  the  context  of  shale   gas  explora;on/exploita;on  in   Brazil      
  • 14. Conclusions   o  A/68/470,  The  Law  of   Transboundary  Aquifers   §  “Commends  to  the  ahen;on  of   Governments  the  drae  ar;cles   on  the  law  of  transboundary   aquifers  annexed  to  the  present   resolu;on  as  guidance  for   bilateral  or  regional  agreements   and  arrangements  for  the   proper  management  of   transboundary  aquifers;   From  taking  into  account  (2009)  to   guidance  (2013)   o  Opening  of  the   UNECE  Water   Conven;on  to  all   UN  Member  States   §  Model   Provisions  on   Transboundary   Groundwaters   adopted  by  the   sixth  MOP  to  the   UNECE  Water   Conven;on  
  • 15. Thank  you!   §  Francesco  Sindico     Director,  Strathclyde  Centre  for  Environmental  Law  and  Governance   hhp://www.strath.ac.uk/scelg/       Programme  Director,  Strathclyde  LLM  in  Climate  Change  Law  and  Policy   hhp://www.strath.ac.uk/humani;es/courses/law/courses/ climate_change_law_policy_llm/       Glasgow  Statement  on  Interna;onal  Water  Coopera;on  and  Transboundary   Aquifers   hhp://www.strath.ac.uk/media/facul;es/hass/law/scelg/ Glasgow_Statement_on_Interna;onal_Warer_Coopera;on_and_Transb oundary_Aquifers.pdf