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IMS
Vol. 9, No. 1   January-February 2009




                           ISO Management Systems
                         When Results Count. ISO Standards.         ISSN 1680-8096




 •	 ISO 9000 video
 •	 ISO 50001 and energy
 •	 Standards
    and sustainability


     “ Big D ” becomes “ Green D ”




                                                            IS O/IEC
                                                             2 7001
                                                                 SMEs
     ISO 22000 and
     a million daily meals


                                                            for
                                        Ship registry and
                                        ISO 9001
© ISO Management Systems, www.iso.org/ims



                                                by Roger Frost                                               EDITORIAL




You can count on ISO standards                                   The following examples, large and small, cover both
                                                                 management systems and “ other standards ” – and include
                                                                 a striking negative example.

                                                                 •	 MPEG-2
Y   ou may have noticed that there is a slogan under the
   ISO Management Systems title on the cover page of the         The MPEG-2 coding standard has facilitated the worldwide
magazine. The slogan reads : “  hen Results Count. ISO
                              W                                  growth of the digital television and DVD industries, including
Standards.”                                                                                            the diffusion of some
                                                                                                       3.5 billion DVD
Given our emphasis                                                                                     machines and 40 billion
on ISO’s management                                                                                    DVDs. an estimated
system standards and                                                                                   market of USD 2.5 trillion.
the results they deliver
for users – as reported                                                                                   • Product data
by the users themselves                                                                                   exchange
– it’s easy to forget that
ISO has more than                                                                                         The ISO Standard for
17  4 00 “ other ”  Inter-                                                                                Exchange of Product
national Standards and                                                                                    Data (STEP), which
related documents to                                                                                      addresses the exchange
offer.                                                                                                    of digital product
                                                                                                          information, has been
The sheer scale of                                                                                        calculated as having
the implementation                                                                                        the potential to save
of some of them, for                                                                                      USD 928 million a year
example, the metric                                                                                       by reducing interoper-
system, makes it rather                                                                                   ability problems in the
difficult, if not impos-                                                                                  automotive, aerospace
sible, to come up with                                                                                    and shipbuilding indus-
precise, totally accurate                                                                                 tries alone.
data on the results they
help to achieve.                                                                                          • Freight containers
Another complication is that a number                                           It is estimated that more than 90   of the world
                                                                                                                  %
of standards, such as for freight container                                     trade in non-bulk goods is transported in
dimensions and many information technol-           Some standards provide       freight containers conforming to ISO specifi-
ogy standards, provide benefits not only for     spin-off benefits for much     cations. Containerization has reduced the time
specific users like the transport and IT         of the world’s population      and cost of moving goods across the oceans to
sectors, but potentially for all sectors.                                       market by 84  % and 35  % respectively.
Indeed, it could be argued that some stand-
ards like these provide spin-off benefits for                                   •	 Space
much of the world’s population.
                                                                 The failure to adhere to the international metric system of
It is relatively simple for individual users of ISO manage-      measurement (now the ISO 80000 series) cost US taxpayers
ment system standards to calculate the benefits that they        USD 125 million at the end of September 1999 when
bring their organizations. For the reasons given above, it is    NASA’s Mars Climate Orbiter was lost in space because
often necessary to have recourse to estimations and projec-      engineers had failed to make the conversion from Imperial
tions to convey an idea of the results delivered by other        units to metric, a costly mistake that sent the spacecraft
standards.                                                       fatally close to the surface of Mars.


                                                                                            ISO Management Systems – January-February 2009  1
© ISO Management Systems, www.iso.org/ims



               EDITORIAL




•	 Oil and gas                                               •	 Cranes

A multinational company calculated that if the systematic    Maintenance programmes based on International Standards
use of ISO standards could be expected to save 1  % of       of the millions of cranes in use around the world are
the industry’s annual expenditure, then the saving would     estimated to save USD 3 billion annually.
amount to USD 180 million and represent a return on
investment of 25 to 1.                                       •	 Petroleum company

                                                             Average benefits of ISO 9000 implementation were some
•	 Concrete
                                                             nine times the costs over the first year.
It is estimated that the world trade in concrete is USD
13-14 trillion and that implementing ISO standards could     •	 International development bank
increase this by 1-2  % over a decade. With an annual        An ISO 14001-based resource conservation programme
production of concrete estimated to be 15 billion tons       helped save over USD 250  0 00 through electricity, water,
and about 1 % of the world’s population having jobs that     paper, and solid waste reduction at its HQ from 2003 to
directly relate to the concrete construction industry, the   2006.
value of ISO standards impacting the world trade in
concrete, the quality and longevity of concrete and the      •	 City council
environmental impact of concrete production is potentially
                                                             As a result of a combined ISO 9000 and risk management
enormous.
                                                             programme implemented by a city council, its insurer
                                                             waived an 8  % increase in its premium. 			            •




 Counting on ISO standards




2  IMS – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                                                  CONTENTS




                                                                                                             VIEWPOINT                                                         23
                                                                                                                                                                                5

                                                                                  ISO/TC 207 can get even better
                                                                                  Dr. Robert Page, the new Chair of ISO/TC 207, Environmental management,
                                                                                  writes : “ISO/TC 207 is built on incredible foundations – its institutional strength,
                                                                                  global reach and collective will to develop standards that matter. It is against this
                                                                                  backdrop that ISO/TC 207 can get even better, to address calls for greater market
IMS 1-2009 E.indd 1                           29.12.2008 10:43:29                 relevance and more effective tools.”

                                                                                                          SPECIAL REPORT                                                        6

                       ISO MANAGEMENT
                       SYSTEMS is published
                                                                    ISO/IEC 27001 for SMEs
                       six times a year                             Information security management systems for
                       by the Central                               small and medium-sized enteprises
          Secretariat of ISO (International                         Athough many large organizations have been quick to see the benefits of
          Organization for Standardization)
          and is available in English,
                                                                    ISO/IEC 27001:2005 – the information security management system standard
          French and Spanish editions.                              – many SMEs have been slow adopters because of a lack of basic advice
                                                                    in its implementation. This will change with development of a new ISO
          Publisher : ISO Central Secretariat,                      handbook to demystify the process, due for publication in 2009.
          1, ch. de la Voie-Creuse,
          Case postale 56, CH-1211 Geneva 20,                                                                ISO INSIDER                                                       10
          Switzerland.
          Tel. 	    + 41 22 749 01 11.                              ISO publishes new edition of ISO 9001
          Fax 	     + 41 22 733 34 30.                              ISO has published ISO 9001:2008, the latest edition of the International Standard
          E-mail 	 central@iso.org
          Web 	 www.iso.org
                                                                    used by organizations in 175 countries as the framework for their quality manage-
                                                                    ment systems (QMS). ISO 9001:2008, Quality management system – Requirements,
          Editor in Chief : Roger Frost.
                                                                    is the fourth edition of the standard first published in 1987.
          Contributing Editor : Garry Lambert.
                                                                    ISO launches video clip  : “  he ISO 9000 family – Global management
                                                                                                T
          Artwork : Pascal Krieger and
          Pierre Granier.                                           standards ” • ISO 50001 – future management system standard for
                                                                    energy • How ISO contributes to a sustainable world • ISO Guide will
          A one-year subscription
          (six issues) to ISO MANAGEMENT                            help reduce environmental impacts of products • Material flow cost
          SYSTEMS costs 128 Swiss francs.                           accounting with ISO 14051
          Subscription enquiries : Sonia
          Rosas-Friot, ISO Central Secretariat.                                                           INTERNATIONAL                                                        23
                                                                                                                                                                               19
          Tel. 	   + 41 22 749 03 36.
          Fax 	    + 41 22 749 09 47.                                                          The “ Big D ” becomes the “ Green D ”
          E-mail 	 sales@iso.org                                                               Dallas is largely known across the globe for being big…  ig money,
                                                                                                                                                        b
          Advertising enquiries :                                                              big business, and big hair (the hair styles made famous by the Dallas
          ISO Central Secretariat,                                                             TV series)…and is appropriately nicknamed, “  ig D  . However,
                                                                                                                                               B    ”
          Case postale 56, CH-1211 Geneva 20,                                                  the “  ig D  is now known as “  reen D  as a result of a three-year
                                                                                                    B      ”                    G         ”
          Switzerland.
                                                                                               ISO 14001 implementation and certification programme across all
          Contact : Régis Brinster.
          Tel. 	   + 41 22 749 02 44.
                                                                                               major city departments, a first in any US municipal organization.
          E-mail 	 brinster@iso.org                                 •	Isle of Man Ship Registry – anchored to ISO 9001
          © ISO, January-February 2009
                                                                    •	ISO 22000 helps India’s Akshaya Patra Foundation feed
          ISSN 1680-8096                                              a million needy children daily
          The views expressed in                                    •	Case studies show value of ISO/IEC 27001 conformity
          ISO MANAGEMENT SYSTEMS are
          those of the authors. The advertising                                                    STANDARDS FOR SERVICES                                                      37
          of products, services, events or
          training courses in this publication                      •	European initiatives for sheltered housing
          does not imply their approval by ISO.
                                                                      and airport security
          Cover photo   Montage ISO
                      :
                                                                                                             NEXT ISSUE                                                        40



                                                                                                                                 ISO Management Systems – January-February 2009  3
© ISO Management Systems, www.iso.org/ims



                                                                                                                   VIEWPOINT




It was a great honour for me                                             significant and important         institutional strength, global
to accept the nomination as                                              contribution to sustainable       reach and collective will to
the Chair of ISO techni-                                                 development. Born out of          develop standards that mat-
cal committee ISO/TC 207,                                                the 1991 Rio Earth Summit,        ter. It is against this back-
Environmental management.                                                ISO/TC 207 has epitomized         drop that ISO/TC 207 can
I have had the pleasure to                                               that Summit’s Agenda 21           get even better, to address
know several past Chairs                                                 and its focus on how govern-      calls for greater market rel-
of this eminent committee,                                               ments, enterprises and non-       evance and more effective
such as George Connell and      by Robert Page                           governmental organisations        tools.
Daniel Gagnier, and will                                                 could co-operate to achieve

                                ISO/TC 207
work to build on their im-                                               sustainable development.
portant legacy.
                                                                         While a success against              Continuity and
It has been over 20 years
since Ms. Gro Harlem            can get even                             any measure, ISO/TC 207
                                                                         and its ISO 14000 family of
                                                                                                              change should
                                                                                                           not be viewed as
Brundtland  authored Our                                                 standards now compete in a        competing visions
Common Future, the semi-
nal report of the United Na-
                                better                                   more crowded market-place
                                                                         addressing a myriad of envi-
tions Commission on Envi-                                                ronmental and sustainabil-
                                                                                                           Continuity      and   change
ronment and Development.        Dr. Robert Page has succeeded            ity issues.
                                                                                                           should not be viewed as
This report introduced the      Mr. Daniel Gagnier as the new                                              competing visions, but as
concept of sustainable de-      Chair of ISO/TC 207. Dr. Page is
velopment to the world as
                                                                         Integrative thinking              a necessary and powerful
                                currently the TransAlta Professor
                                                                                                           reality in today’s world.
“ d evelopment that meets       of Environmental Management              New challenges include the        In ISO/TC 207, the axiom
the needs of the present        and Sustainability, Energy and En-       “ f ragmentation ” of environ-    “ t hings must change so they
without compromising the        vironmental Systems Group, Insti-        mental issues and analysis –      can remain the same ” is an
ability of future generations   tute for Sustainable Energy, Envi-       which needs to be balanced        operating principle.
to meet their own needs ” .     ronment, & Economy, University           with integrative thinking
                                of Calgary, Canada, where he is          that recognizes inter-rela-       Within this context, it is my
Ms. Bruntland’s report rec-
                                also an Adjunct Professor in the         tionships and cause-effect        sincere belief that the col-
ognized that sustainable
                                Haskayne School of Business. He          relationships.                    lective expertise, ability and
development in practice re-     is also the acting Chair of the Go-
quired the integration, or a                                                                               commitment of our stand-
                                vernment of Canada’s National            The need for public cred-
systems view, of economy,                                                                                  ards experts – from all walks
                                Round Table on the Environment           ibility and market relevance
society and environment.                                                                                   of life and corners of the
                                and the Economy (NRTEE).                 has never been greater, but
It recognized the needs of                                                                                 world – can and will increase
                                                                         must be balanced against
                                He is known nationally and interna-                                        the “ sustainability footprint ”
the world’s poor and the in-                                             the rigour and decentral-
herent limitations on what
                                tionally for his work on energy and
                                                                         ized participation inherent
                                                                                                           of ISO standards.             •
                                the environment in areas such as
the Earth’s environment                                                  in the ISO process. The role
                                climate change, emissions trading,
can support. Organizations                                               of developing countries, and
                                biodiversity and protected spaces,
large and small, governmen-                                              their active participation,
                                environmental impact assessment,
tal, business or non-govern-                                             in ISO and ISO/TC 207 re-
                                and policy and regulation.
mental, have been trying to                                              mains critical not only our
operationalize the concept      Dr. Page has served for the Govern-                                        Contact : ISO/TC 207 Secretary,
                                                                         credibility, but also to find-
of sustainable development      ment of Canada in international nego-                                      Kevin Boehmer.
                                                                         ing consensus on global en-
ever since.                     tiations on the Conference of the Par-
                                                                         vironmental issues.               E-mail kevin.boehmer@csa.ca
                                ties for the Kyoto Protocol, the North
Since 1996, ISO/TC 207          American Free Trade negotiations, and    ISO/TC 207 is built on in-        Web www.tc207.org
standards have made a           trade and the environment.               credible foundations – its        Web www.csa.ca




                                                                                                   ISO Management Systems – January-February 2009  5
© ISO Management Systems, www.iso.org/ims



    SPECIAL REPORT




                                            Information security
                                            management systems
                                            for small and medium-sized
                                            enteprises
                                            Although many large organizations have been quick to see the benefits
                                            of ISO/IEC 27001:2005 – the information security management system
                                            standard – many SMEs have been slow adopters because of a lack of
                                            basic advice in its implementation. This will change with development
                                            of a new ISO handbook to demystify the process, due for publication
            by Edward Humphreys             in 2009.




                   Visiting Professor
                 Edward Humphreys
 (FH University of Applied Science,
         Hagenberg, Upper Austria),
       is Convenor of ISO/IEC JTC 1,
            Information technology,
    subcommittee SC 27, IT security
  techniques, working group WG 1,
 Information security management
                            systems.

           E-mail edwardj7@msn.com




6  ISO Management Systems – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                                  SPECIAL REPORT




ISO/IEC 27001:2005, Infor-          IEC 27001 implementation
                                                                                  ISO/IEC 27002                   Yes     Partial       No      Comments
mation technology – Secu-           does not need to be costly or
                                                                                  Control Questions
rity techniques – Information       resource intensive.
security management systems
                                    Step-by-step ISMS implemen-
– Requirements, is one of a
                                    tation enables the SME to be                  Do you have software                        4                 Not all the
family of information security                                                    implemented in your                                           computers
                                    able to achieve a basic level
management systems (ISMS)                                                         computers to detect,                                          in the busi-
                                    of cost-effective protection                  prevent and recover from                                      ness have
standards (see box) for use by
                                    without much effort. And by fol-              a malicious code attack                                       this software
all organizations regardless of                                                   (e.g. from a virus attack) ?                                  installed.
                                    lowing two to three more steps,
size and sector.
                                    the organization can achieve a                Do all your staff know                      4
Well over 5  000 organizations      fully ISO/IEC 27001-conform-                  about the dangers of
                                    ing ISMS when appropriate to                  malicious code attack (e.g.
have already certified their                                                      from a virus attack) and
ISMS in conformity with ISO/        the business.                                 are they trained in the use
IEC 27001, and many more are                                                      of the software used to
                                                                                  detect, prevent and recover
in process of doing so – testi-     Basic protection                              from such attacks ?
mony to its broad applicability
in helping protect business         All organizations need a base-                Do you regularly update          4
                                                                                  the software used to
assets and information, and the     line of security to provide a                 detect, prevent and recover
reason why the ISMS strandard       minimum level of protection.                  from a malicious code
has become the common infor-        For example, virus attacks can                attack (e.g. from a virus
                                                                                  attack) ?
mation security language within     threaten any organization,
and between many different          including SMEs. They should
types of enterprise.                have back-up systems in place
                                    to protect against information               Figure 1 – Example of a typical information security gap analysis.
However, while many large           loss or destruction, and ensure
organizations have been quick       physical protection of person-               •	 protection of personnel data         Risk assessment
to see the benefits, many small     nel data and equipment.                         and company records.
to medium sized enterprises                                                                                              The objective of a risk assess-
(SMEs) are still slow to adopt                                                   Implementing a basic level of           ment is to identify the risks
the standard because of a lack                                                   protection is an appropriate            confronting an SME so that an
of basic advice on its imple-
                                         SMEs are still slow                     starting point for any SME,             appropriate set of information
mentation.                             to adopt ISO/IEC 27001                    beginning with a simple gap             security controls can be imple-
                                                                                 analysis to identify the protec-        mented to reduce those risks
Help will shortly be at hand                                                     tion already in place, and what         to an acceptable level.
following the development of a                                                   it lacks. Above is a typical gap
                                    ISO/IEC 27002:2005 provides a                                                        Yet risk assessment is seen
new ISO handbook designed to                                                     analysis checklist using the
                                    code of practice that describes                                                      by many SMEs as a formida-
provide much needed guidance                                                     controls listed in ISO/IEC
                                    the necessary controls for basic                                                     ble and time-consuming task
on ISO/IEC 27001 implementa-                                                     27002 (see Figure 1).
                                    protection, including  :                                                             requiring substantial resources.
tion for SMEs from all sectors,
due for publication in 2009. This   •	 a policy for high level informa-                                                  It does not need to be so. To
                                       tion security management ;
                                                                                 ISMS policy                             extend SME information pro-
article provides a preview.
                                                                                                                         tection beyond the baseline
                                    •	 user awareness ;                          An information security policy
                                                                                                                         level requires a risk assessment
Two approaches                                                                   statement can be a one-page
                                    •	 antivirus software ;                                                              exercise. However, the steps
                                                                                 document from senior manage-
                                                                                                                         involved are quite straight-
The handbook will offer a           •	 backup ;                                  ment listing policy objectives
                                                                                                                         forward as explained in the
“  tep-by-step  or “  ll-at-once 
 s            ”     a           ”                                                and commitment, displayed in
                                    •	 access controls ;                                                                 forthcoming ISO handbook.
approach to implementation                                                       the organization’s premises.
depending on the SME                •	 p h y s i c a l p r o t e c t i o n o f   This is a simple but effective          The baseline controls men-
resources available. It explains       premises and commercially                 daily reminder to employees             tioned are designed to reduce
that, irrespective of the size         sensitive paper-based files               of the importance of informa-           specific risks – such as anti-
and nature of the SME , ISO/           and documents ;                           tion security.                          virus software to reduce the



                                                                                                                 ISO Management Systems – January-February 2009  7
© ISO Management Systems, www.iso.org/ims



         SPECIAL REPORT




                                                                                                                 risk of a virus attack, back-ups
                                                                                                                 to minimize the risk of data
                                            The ISO/IEC 27000 family                                             loss through system failures,
                                                                                                                 physical protection to lower
                                                                                                                 the risk of equipment and
   The ISO/IEC 2700 family of information security management standards currently comprises four                 documentation theft.
   publications :

   ISO/IEC 27001:2005, Information technology – Security techniques – Information security management
      systems – Requirements                                                                                           ISO/IEC 27001
                                                                                                                  implementation does not
   ISO/IEC 27002:2005, Information technology – Security techniques – Code of practice for information
                                                                                                                     need to be costly
      security management

   ISO/IEC 27005:2008, Information technology – Security techniques – Information security risk management

   ISO/IEC 27006:2007, Information technology – Security techniques – Requirements for bodies providing          Typical vulnerabilities identi-
      audit and certification of information security management systems                                         fied by risk assessment can
                                                                                                                 include :
   The principal standard, ISO/IEC 27001:2005, covers all types of organizations (e.g. commercial enterprises,
                                                                                                                 •	 On-line information theft
   government agencies, not-for-profit organizations), and specifies the requirements for establishing, imple-
                                                                                                                    and fraud
   menting, operating, monitoring, reviewing, maintaining and improving a documented information security
   management system within the context of the organization’s overall business risks.                            This inclues on-line auction
                                                                                                                 frauds, “ phishing ” (e-mail
   It specifies requirements for the implementation of security controls customized to the needs of indi-        disguised as official bank
   vidual organizations or parts thereof.
                                                                                                                 communication), “ 4 19 ” scam
   ISO/IEC 27001:2005 is designed to ensure the selection of adequate and proportionate security                 letters, and numerous other
   controls that protect information assets and give confidence to interested parties, and is intended to        deceptions designed to lure
   be suitable for several different types of use, including the following :                                     users to part with personal
                                                                                                                 information, bank and credit
   •	 use within organizations to formulate security requirements and objectives                                 card details, social security
                                                                                                                 numbers or passwords.
   •	 use within organizations as a way to ensure that security risks are cost effectively managed

   •	 use within organizations to ensure compliance with laws and regulations                                    •	 System failures

   •	 use within an organization as a process framework for the implementation and management of                 These can can shut down an
      controls to ensure that the specific security objectives of an organization are met                        SME’s IT system and disrupt
                                                                                                                 normal business activity for
   •	 definition of new information security management processes                                                days with possibly serious
   •	 identification and clarification of existing information security management processes                     effects on revenue and com-
                                                                                                                 petitiveness.
   •	 use by the management of organizations to determine the status of information security manage-
      ment activities                                                                                            •	 Software problems

   •	 use by the internal and external auditors of organizations to determine the degree of compliance           These includes bugs, viruses,
      with the policies, directives and standards adopted by an organization                                     out of date programs and
                                                                                                                 unauthorised access which
   •	 use by organizations to provide relevant information about information security policies, directives,
                                                                                                                 can compromise information
      standards and procedures to trading partners and other organizations with whom they interact for
                                                                                                                 security.
      operational or commercial reasons

   •	 implementation of business-enabling information security                                                   •	 Misuse of company resources

   •	 use by organizations to provide relevant information about information security to customers.              These can done by external
                                                                                                                 users or SME staff, whether
                                                                                                                 accidental or intentional, and



8  ISO Management Systems – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                SPECIAL REPORT




can result in breaches of infor-
mation security.

•	 Delayed response to security
   incidents
Immediate reporting of any
potential security risks should
be routine with measures taken
to correct the problem before
it can have a negative impact
on the organization.
The risk assessment should only
focus on those areas requiring
protection to avoid unnecessary
expenditure on information
security solutions covering less
risky areas of the business.
Regardless of the measures
taken, it is impossible to reduce
information security risks to
zero. The SME should imple-
ment the necessary controls to
reduce the risks to an accept-
able residual level without
overspending on information
security measures. There is a
                                    Maintaining an ISMS                                                 the new risks. Regular reviews
point at which the benefits
                                                                                                        not only ensure the continuing
gained are outweighed by the        Implementing the controls set      It is impossible to reduce       effectiveness of the system, but
cost of implementing more and       out in ISO/IEC 27001 is an       information security risks to      can be far more cost effective
more security.                      important aspect of protect-                  zero                  than more substantial periodic
                                    ing information, but just as                                        system upgrades.
                                    important is maintaining the
  The new handbook will             day-to-day effectiveness of                                         Better protection
                                                                     Managing its information
        demystify                   the ISMS. If the system is not
                                                                     security enables an SME to
                                    regularly managed then the                                          In this article, I have high-
      ISO/IEC 27001                                                  make system improvements
                                    investment in security can be                                       lighted some of the advice
                                                                     and upgrades when necessary
                                    wasted.                                                             given in the forthcoming ISO
                                                                     to protect its investment in
                                                                                                        handbook. It will also include
                                                                     security. This involves regular
                                                                                                        checklists, scorecards and case
                                                                     monitoring, and reviewing
                                                                                                        studies to help SMEs focus on
                                                                     any changes in operations
                                                                                                        the key aspects of protecting
                                                                     that might affect the level
                                                                                                        their business information
                                                                     of protection that has been
                                                                                                        using ISO/IEC 27001 as the
                                                                     implemented.
                                                                                                        ISMS tool. In essencethe new
                                                                     If changes in business condi-      handbook will help to simplify
                                                                     tions are significant enough to    and demystify ISO/IEC 27001
                                                                     increase information security      requirements and give SMEs
                                                                     risks, then the SME will have      a clearer understanding of
                                                                     to consider changing the set       how best to protect their busi-
                                                                     of ISMS controls to counter        nesses. 			                   •



                                                                                                ISO Management Systems – January-February 2009  9
© ISO Management Systems, www.iso.org/ims



        ISO INSIDER




ISO publishes new edition                                                      ISO/TC 176, which is respon-
                                                                               sible for the ISO 9000 fam-
                                                                                                                  Although certification of con-
                                                                                                                  formity to ISO 9001 is not

of ISO 9001                                                                    ily, unites expertise from 80
                                                                               participating countries and
                                                                                                                  a requirement of the stand-
                                                                                                                  ard, it is frequently used in
                                                                               19 international or regional       both public and private sec-
                                                                               organizations, plus other tech-    tors to increase confidence
by Roger Frost                                                                 nical committees. The review       in the products and services
                                                                               of ISO 9001 resulting in the       provided by certified organi-
                                                                               2008 edition was carried out       zations, between partners in
                                                                               by subcommittee SC 2 of ISO/       business-to-business relations,
                                                                               TC 176.                            in the selection of suppliers in
                                                                                                                  supply chains and in the right
                                                                                                                  to tender for procurement
                                                                               User survey                        contracts. Up to the end of
                                                                               This review has benefited from     December 2007, at least 951   86
                                                                                                                                              4
                                                                               a number of inputs, including      ISO 9001:2000 certificates had
                                                                               the following : a justification    been issued in 175 countries
                                                                               study against the criteria of      and economies.
                                                                               ISO Guide 72:2001, Guidelines
                                                                               for the justification and devel-
                                                                               opment of management system
                                                                               standards ; feedback from the
                                                                                                                     ISO has also developed
                                                                               ISO/TC 176 interpretations         an introduction and support
                                                                               process ; a two-year systematic              package
                                                                               review of ISO 9001:2000 within
                                                                               ISO/TC 176 / SC2  ; a worldwide
                                                                               user survey carried out by ISO/    ISO (which does not itself
ISO has published ISO 9001:                 experience of implementing         TC 176/SC 2, and further data      carry out certification) and
2008, the latest edition of the             the standard worldwide and         from national surveys.             the International Accredita-
International Standard used by              introduces changes intended
                                                                               ISO Secretary-General Alan         tion Forum (IAF) have agreed
organizations in 175 countries as           to improve consistency with
                                                                               Bryden commented : “ T he          on an implementation plan to
the framework for their quality             the environmental manage-
                                                                               revised ISO 9001 results from a    ensure a smooth transition of
management systems (QMS).                   ment system standard, ISO
                                                                               structured process giving weight   accredited certification to ISO
                                            14001:2$004.
ISO 9001:2008, Quality man-                                                    to the needs of users and to the   9001:2008. The details of the
agement system – Require-                   All ISO standards – currently      likely impacts and benefits of     plan are given in a joint com-
ments, is the fourth edition of             more than 17  400 – are periodi-   the revisions. ISO 9001:2008       muniqué by the two organiza-
the standard first published in             cally reviewed. Several factors    is therefore the outcome of a      tions which is available on the
1987 and which has become the               combine to render a standard       rigorous examination confirm-      ISO Web site.
global benchmark for provid-                out of date, such as technologi-
                                                                               ing its fitness for use as the     ISO 9001:2008, Quality man-
ing assurance about the ability             cal evolution, new methods and
                                                                               international benchmark for        agement system – Requirements,
to satisfy quality requirements             materials, new quality and safe-
                                                                               quality management.                costs 114 Swiss francs and is
                                            ty requirements, or questions
and to enhance customer sat-                                                                                      available from ISO national
                                            of interpretation and applica-     ISO/TC 176/SC 2 has also
isfaction in supplier-customer                                                                                    member institutes (listed with
                                            tion. To take account of such      developed an introduction and
relationships.                                                                                                    contact details on the ISO Web
                                            factors and to ensure that ISO     support package of documents
ISO 9001:2008 contains no new               standards are maintained at the    explaining what the differences    site www.iso.org) and from ISO
requirements compared to the                state of the art, ISO has a rule   are between ISO 9001:2008          Central Secretariat (sales@iso.
2000 edition, which it replaces.            requiring them to be periodi-      and the year 2000 version, why     org). 			                    •
It provides clarifications to the           cally reviewed and a decision      and what they mean for users.
existing requirements of ISO                taken to confirm, withdraw or      These documents are available
9001:2000 based on eight years’             revise the documents.              on the ISO Web site.



10  ISO Management Systems – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                                                                   ISO INSIDER




                             ISO launches video clip : “  he ISO 9000
                                                        T                                                           The ISO 9000 family is devel-
                                                                                                                    oped and maintained by ISO
                                                                                                                                                       50001 – future
                             family – Global management standards“                                                  technical committee ISO/TC         management
                                                                                                                    176, Quality management and
                                                                                                                    quality assurance.                 system standard
                             by Roger Frost
                                                                                                                    The video concept was created      for energy
                                                                                                                    by Communication Services,
                                                                                                                    ISO Central Secretariat (ISO/
                                                                                                                                                       by Edwin Pinero and
                             ISO has just launched a video      efficiency and effectiveness of                     CS). Post-production by Com-
                                                                                                                                                       Jason Knopes
                             clip in which users share their    the ISO 9000 approach.                              munication and Information
                             perspectives of earlier ISO                                                            services (ISO/CS) and Taurus
                                                                ISO Secretary-General Alan                          Studio (sound). Geneva, Swit-
                             9001 editions and other stand-
                                                                Bryden comments  : “  henever
                                                                                     W                              zerland www.taurus-studio.
                             ards in the ISO 9000 family
                                                                the ISO 9000 family is evoked,                      com. Production input by True-
                             which has become the global
                                                                the emphasis is usually on ISO                      world Communications, Unit-
                             benchmark for qualtiy manage-
                                                                9001 certification. This video is                   ed Kingdom,www.trueworld.
                             ment systems.
                                                                refreshing because the users                        media.officelive.com
                             The ISO 9000 family – Global       emphasize the importance and
                             management standards takes         benefits of ISO 9000 aspects                        The ISO 9000 family – Glo-
                             the form of a fictional televi-    such as management commit-                          bal management standards
                             sion business news report on       ment, metrics, customer focus,                      can be downloaded free of
                             ISO 9000 in which real users       continual improvement, knowl-                       charge from ISO’s Web site.
                             speak from their personal          edge transfer, cost savings and                     It is also available (Eng-
                             experience in the varied con-      the eight quality management                        lish only) in high resolu-
                             texts of multinational industry,   principles.”                                        tion on DVD in PAL (ISBN
                             a humanitarian aid organiza-                                                           978-92-67-10485-0) and NTSC
                             tion and a police department,                                                          (ISBN 978-92-67-10486-7)
                             which ISO says underlines                                                              versions for being shown in
                             the combination of flexibility,        Users emphasize the                             conference settings. The DVD
                                                                  importance and benefits                           version is also free, although
                                                                    of ISO 9000 aspects                             postage and handling will
                                                                                                                    be charged. It is available
                                                                                                                    from ISO national member
                                                                                                                    institutes (listed with contact
                                                                                               The video includes   details on the ISO Web site        ISO has identified energy
                                                                                               interviews with      www.iso.org) and from ISO          management as one of the
                                                                                               ISO 9000 users       Central Secretariat (sales@        top five fields 1) meriting the
                                                                                               from : the inter-    iso.org). 		                  •    development and promotion
                                                                                               national oil and                                        of International Standards.
                                                                                               gas industry ; the                                      Effective energy management
                                                                                               Cambodia Trust,                                         is a priority focus because of
                                                                                               a humanitarian                                          the significant potential to
                                                                                               aid organization                                        save energy and reduce green-
                                                                                               with headquar-                                          house gas (GHG) emissions
                                                                                               ters in the United                                      worldwide.
                                                                                               Kingdom, and the
                                                                                               Phoenix Police
                                                                                        18.12.20
                                                                                                08 10
                                                                                                      :49:00
                                                                                                                                                       1) Priorities also include calculation
                                                                                               Department, Ari-                                        methods, biofuels, retrofitting
                                                                                                                                                       and refurbishing, and buildings as
                                                                                               zona, USA.                                              determined by the ISO Council Standing
         - ISO 90
                 01_clip.i
                          ndd 1                                                                                                                        Committee on Strategies Energy Task
ace CD
                                                                                                                                                       Force in 2007.




                                                                                                                                              ISO Management Systems – January-February 2009  11
                                                                  18.12.2008 10:46:52
© ISO Management Systems, www.iso.org/ims



            ISO INSIDER




Existing ISO standards for                           A pressing need            International framework
quality management systems
                                                                                The future ISO 50001 will estab-
(ISO 9000 series) and envi-
                                                                                lish an international frame-
                                                                                                                               The authors
ronmental management sys-
                                                                                work for industrial and com-
tems (ISO 14000 series) have
                                                                                mercial facilities, or entire
successfully stimulated sub-
                                                                                companies, to manage all
stantial, continual efficiency
                                                                                aspects of energy, includ-
improvements within organi-
                                                                                ing procurement and use.
zations around the globe. An
                                                                                The standard will provide
energy management standard
                                                                                organizations and com-
is expected to similarly achieve
                                                                                panies with technical and
major, long-term increases in
                                                                                management strategies to
energy efficiency – 20  % or
                                                “  he urgency to reduce
                                                  T                             increase energy efficiency,
more in industrial facilities 2).
                                                GHG emissions, the reality      reduce costs, and improve
                                                of higher prices from reduced   environmental performance.             Edwin Pinero         Jason Knopes
                                                availability of fossil fuels,                                             is Chair of       is Secretary of
                                                                                Based on broad applicability
    ISO 50001 will provide                      and the need to promote                                                 ISO/PC 242.         ISO/PC 242.
                                                                                across national economic sec-
strategies to increase energy                   efficiency and the use of
                                                                                tors, the standard could influ-
   efficiency, reduce costs,                    renewable energy sources
                                                                                ence up to 60 % of the world’s
 and improve environmental                      provide a strong rationale
                                                                                energy demand3). Corporations,      It is envisioned that the future
                                                for developing this new
          performance                                                           supply chain partnerships, utili-   standard will provide organi-
                                                standard, building on the
                                                most advanced good practices    ties, energy service companies,     zations and companies with
                                                and existing national or        and others are expected to use      a recognized framework for
Early on, the United Nations                    regional standards.”            ISO 50001 as a tool to reduce       integrating energy efficiency
Industrial Development Organ-                                                   energy use and carbon emis-         into their management prac-
ization (UNIDO) recognized                                       Alan Bryden    sions in their own facilities       tices. Multi-national organi-
industry’s need to mount an                             ISO Secretary-General   (as well as those belonging         zations will have access to a
effective response to climate                                      2003-2008    to their customers or suppli-       single, harmonized standard
change and to the proliferation                                                 ers) and to benchmark their         for implementation across the
of national energy manage-                                                      achievements.                       organization with a logical and
                                            Discussions between US
ment standards.                                                                                                     consistent methodology for
                                            experts and ISO’s US mem-           As part of the standard devel-
In March 2007, UNIDO hosted                                                                                         identifying and implementing
                                            ber, the American National          opment process, ISO/PC 242
a meeting of experts, includ-                                                                                       energy efficiency improve-
                                            Standards Institute (ANSI) led      will define relevant terms and
ing representatives from the                                                                                        ments. The standard will also :
                                            to a formal proposal for ISO to     develop management system
ISO Central Secretariat and                 establish a committee on this       requirements along with pro-        •	 a s s i s t o r g a n i z a t i o n s i n
nations that have adopted                   subject. In February 2008, the      viding guidance for use, imple-        making better use of their
energy management standards.                ISO Technical Management            mentation, measurement, and            existing energy-consuming
That meeting led to submission              Board (TMB) approved the            metrics associated with the            assets ;
of a UNIDO communication                    establishment of a new project      standard.
                                                                                                                    •	 offer guidance on bench-
to the ISO Central Secretariat              committee, ISO/PC 242, Energy
                                                                                To provide compatibility and           marking, measuring, doc-
requesting that ISO consider                management, to develop the
                                                                                integration opportunities with         umenting, and reporting
undertaking work on an inter-               future ISO 50001 management
                                                                                other management systems, it           energy intensity improve-
national energy management                  system standard for energy.
                                                                                is anticipated that the standard       ments and their projected
standard.
                                            ANSI is serving as the commit-      will foster the same manage-           impact on reductions in
                                            tee Secretariat in partnership      ment system principles of con-         GHG emissions ;
2) McKane, et al, 2007 in UNIDO             with ISO’s national member          tinual improvement and use
publication, Policies for Promoting         for Brazil, Associação Bra-         the Plan-Do-Check-Act cycle         3) International Energy Agency
Industrial Energy Efficiency in                                                                                     International Energy Outlook 2007,
Developing Countries and Transition
                                            sileira de Normas Técnicas          employed in ISO 9001 and            industrial and commercial world energy
Economies, V.08-52434-April 2008.           (ABNT).                             ISO 14001.                          use




12  ISO Management Systems – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                          ISO INSIDER




•	 create transparency and
   facilitate communication on
                                     country’s national mirror com-
                                     mittee which will coordinate
                                                                            How ISO contributes
   the management of energy          the country’s participation            to a sustainable world
   resources ;                       in developing the standard.
                                     Contact information for ISO
•	 promote energy manage-                                                   by Roger Frost
                                     members in each country is
   ment best practice and rein-
                                     available on ISO’s Web site
   force good energy manage-
                                     www.iso.org.
   ment behaviour ;
                                     Countries wishing to actively          ISO has just published a new           The brochure is entitled How
•	 assist facilities in evaluating
                                     participate and send repre-            brochure providing a concise           ISO’s technical programme and
   and prioritizing the imple-
                                     sentatives to ISO/PC 242 meet-         overview of how ISO’s techni-          standards contribute to a sus-
   mentation of new energy-
                                     ings should confirm their par-         cal programme, which has so            tainable world. It explains how
   efficient technologies ;
                                     ticipation status with the ISO         far produced more than 17 400          International Standards of the
•	 provide a framework for           Central Secretariat (contact           International Standards, contrib-      type developed by ISO, based
   promoting energy efficien-        Trevor Vyze – vyze@iso.org)            ute to a sustainable world.            on a double level of consen-
   cy throughout the supply          and should also inform the                                                    sus, between stakeholders and
   chain ;                                                                  ISO – a multi-sector, multi-stake-
                                     ISO/PC 242 Secretary, Jason                                                   between countries, contribute to
                                                                            holder international organization
•	 facilitate energy manage-         Knopes, of ANSI (JKnopes@                                                     the three dimensions of sustain-
                                                                            – is the leader for the production
   ment improvements in the          ansi.org) and Co-Secretary                                                    able development – economic,
                                                                            of consensus-based International
   context of GHG emission           Felipe Viera, of ABNT, (Felipe.                                               environmental and social. They :
                                                                            Standards. ISO’s membership
   reduction projects.               Vieira@abnt.org.br). 	       •
                                                                            comprises the national standards       •	 support the facilitation of
The first meeting of ISO/PC                                                 bodies of 157 countries. This net-        global trade, the dissemina-
242 was held on 8-10 Septem-                                                work is complemented by more              tion of new technologies,
ber 2008 near Washington D.C.                                               than 600 international and                good business practices and
The meeting was attended by                                                 regional partners and the partici-        the relations between eco-
more than 80 delegates from 25                                              pation of close to 100 000 experts.       nomic actors ;
ISO national member bodies
from all regions of the world,
as well as representation from
UNIDO, which has liaison
status with ISO/PC 242.

Excellent progress was made in
the technical discussions and a
first working draft has already
been circulated for comment. A
major point of discussion is the
need to ensure compatibility
with the existing suite of ISO
management system standards.
The committee therefore took
the key decision to base the
draft on the common elements
found in all of ISO’s manage-
ment system standards. The
2nd ISO/PC 242 meeting will
take place in Rio de Janeiro,
Brazil in March 2009.

Energy leaders are encour-
aged to participate in their

                                       Brochure_sustainable_world.indd C1                                                                             29.09.2008 17:26:03



                                                                                                          ISO Management Systems – January-February 2009  13
© ISO Management Systems, www.iso.org/ims



                                                ISO INSIDER




                                                                                                                                                                                 ISO Guide will help reduce
                                                                                                                                                                                 environmental impacts of products
                                                                                                                                                                       7:06
                                                                                                                                                               08 17:2



                                                                                                                                                                                 by Sandrine Tranchard,
                                                                                                                                                       29.09.20




                                                                                 able_wo
                                                                                        rld.indd
                                                                                                   9
                                                                                                                                                                                 Communication Officer, ISO Central Secretariat
                                                                         _sustain
                                                                 Brochure




Brochure
        _sustaina
                 ble_world
                          .indd 2




                                                                                                                                                                                 ISO has published an up-            This Guide is intended for
                                                                                                       29.09.20
                                                                                                               08 17:2
                                                                                                                       6:26
                                                                                                                                                                                 dated edition of its guide to       use by all those involved in
                                                                 Brochure_sustainable_world.indd 6                                                         29.09.2008 17:26:40

                                                                                                                                                                                 reducing the potential envi-        the drafting of product stand-
                                                                                                                                                                                 ronmental impact of products        ards. Standards writers are
                                    •	 support good environmental                                                         tees developing standards for
                                                                                                                                                                                 by taking environmental as-         not expected to become en-
                                       practice and information,                                                          energy, food, water, the environ-
                                                                                                                                                                                 pects into account in product       vironmental experts but, by
                                       energy efficiency and the                                                          ment, health, fire safety, building,
                                                                                                                                                                                 standards.                          using this Guide, they are en-
                                       dissemination of new, eco-                                                         transport, nanotechnologies,
                                                                                                                                                                                                                     couraged to :
                                       friendly and energy per-                                                           social responsibility and people                       Every product has an impact
                                       formance technologies ;                                                            with disabilities.                                     on the environment during all       •	 identify and understand
                                                                                                                                                                                 stages of its life-cycle, from         basic environmental aspects
                                    •	 contribute to consumer                                                             It also describes how ISO’s
                                                                                                                                                                                 extraction of resources to             and impacts related to the
                                       protection, safety at work,                                                        standardization work benefits
                                                                                                                                                                                 end-of-life treatment and the          product under considera-
                                       healthcare, security and                                                           from strategic management and
                                                                                                                                                                                 need to reduce the potential           tion ; and
                                       other social interests which                                                       policy inputs that also contribute
                                                                                                                                                                                 adverse impacts on the envi-
                                       may require technical or                                                           to sustainability. These inputs                                                            •	 determine when it is pos-
                                                                                                                                                                                 ronment of a product is rec-
                                       management standards for                                                           come from the TMB and ISO                                                                     sible and when it is not
                                                                                                                                                                                 ognized around the world.
                                       the related products and                                                           policy development committees                                                                 possible to deal with an
                                       services.                                                                          for consumer affairs, develop-                         The newly published ISO                environmental issue through
                                                                                                                          ing countries and conformity                           Guide 64:2008, Guide for               a product standard.
                                    ISO Secretary-General Alan
                                                                                                                          assessment.                                            addressing environmental is-
                                    Bryden commented  : “While
                                                                                                                                                                                 sues in product standards, is       However, the identification of
                                    the content of the majority of                                                        How ISO’s technical pro-
                                                                                                                                                                                 a practical tool for address-       these aspects and the pre-
                                    ISO standards is technical, their                                                     gramme and standards contrib-
                                                                                                                                                                                 ing these issues, as well as        diction of their impacts is a
                                    implementation goes beyond                                                            ute to a sustainable world, 20
                                                                                                                                                                                 a contribution to sustainable       complex process. When writ-
                                    solving technical problems to                                                         pages, A5 landscape format,
                                                                                                                                                                                 international trade.                ing a product standard, it is
                                    delivering positive results in                                                        is available in English (ISBN
                                    economic, environmental and                                                           978-92-67-10484-3) and French
                                    societal spheres.”                                                                    (ISBN 978-92-67-20484-0) edi-
                                                                                                                          tions, free of charge, from ISO
                                    Survey                                                                                national member institutes (list-
                                                                                                                          ed with contact details on the
                                    The new brochure is based on
                                                                                                                          ISO Web site www.iso.org) and
                                    a survey launched in 2007 by
                                                                                                                          from ISO Central Secretariat
                                    the ISO Technical Management
                                                                                                                          (sales@iso.org). It can also be
                                    Board (TMB) of the technical
                                                                                                                          downloaded as a PDF file from
                                    committees that development
                                                                                                                          the ISO Web site. 		            •
                                    ISO standards. 
                                    They were asked how they felt
                                    their standards contributed to
                                    sustainable development. The
                                    brochure gives a selection of
                                    examples provided by commit-



                                    14  ISO Management Systems – January-February 2009
© ISO Management Systems, www.iso.org/ims



                                                                                                                ISO INSIDER




important to ensure that an
evaluation as to how products
                                    potential adverse environ-
                                    mental impacts at different
                                                                    Material flow cost accounting
can affect the environment at       stages of the entire product    with ISO 14051
different stages of their life-     life-cycle ;
cycle is carried out as early
                                  •	 emphasize that taking into
as possible in the process of                                       by Katsuhiko Kokubu, Marcelo Kos Silveira Campos, Yoshikuni
                                     account environmental
developing the standard.                                            Furukawa, and Hiroshi Tachikawa
                                     issues in product standards
                                     is a complex process and
Step-by-step                         requires balancing compet-
                                     ing priorities ;
ISO Guide 64:2008 proposes a
step-by-step approach, based      •	 recommend the use of life-
on the principle of life-cycle       cycle analysis when defining
analysis, in order to promote        environmental provisions
a reduction of potential ad-         for a product for which a
verse environmental impacts          standard is being drafted ;
caused by products.                  and

The implementation of ISO         •	 to promote the future devel-
Guide 64:2008 will help to           opment of relevant sector
make standards writers aware         guides for addressing envi-
of how it is possible to make        ronmental issues in prod-
an effective contribution to         uct standards by standards
environmental improvement            writers, consistent with the
through a product standard,          principles and approaches
and how to reduce potential          of this Guide.
adverse environmental im-
pacts of products.
                                       Taking into account
Through a helpful tool (the           environmental issues
environmental checklist), the         in product standards
writer of product standards                is complex
can assess the relevant prod-
uct environmental aspects,
based on the availability of      ISO Guide 64: 2008, Guide
environmental information,        for addressing environmental
product and environmental         issues in product standards,
knowledge and the applica-        was developed by the Work-
tion of life-cycle analysis.                                        Material flow cost account-          ment, is currently working on
                                  ing Group, Inclusion of envi-
                                                                    ing (MFCA), an environmen-           the development of ISO 14051,
Primarily intended for prod-      ronmental aspects in product
                                                                    tal management accounting            Environmental management –
uct standards writers, the ob-    standards, ISO/TC 207, En-
                                                                    developed in Germany in the          Material flow cost accounting
jectives of ISO Guide 64:2008     vironmental management. It
                                                                    late 1990s and since adopted         – General framework, targeted
are to :                          costs 132 Swiss francs and is
                                                                    widely in Japan, focuses on trac-    for publication early in 2011.
                                  available from ISO national
•	 outline the relationship                                         ing waste, emissions and non-
                                  member institutes (listed with                                         ISO 14051 will be complemen-
   between the provisions in                                        products, and can help boost an
                                  contact details on the ISO                                             tary to the ISO 14000 fam-
   product standards and the                                        organization’s economic and
                                  Web site www.iso.org) and                                              ily of environmental manage-
   environmental aspects and                                        environmental performance.
                                  from ISO Central Secretariat                                           ment system standards (EMS),
   impacts of the product ;
                                  (sales@iso.org). 		          •    To standardize MFCA practices,       including life cycle assessment
•	 assist in drafting or revis-                                     working group (WG) 8 of ISO          (ISO 14040, ISO 14044), envi-
   ing provisions in product                                        technical committee ISO/TC           ronmental performance evalu-
   standards in order to reduce                                     207, Environmental manage-           ation (ISO 14031), and the



                                                                                                ISO Management Systems – January-February 2009  15
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs
ISO 27001 for SMEs

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ISO 27001 for SMEs

  • 1. IMS Vol. 9, No. 1 January-February 2009 ISO Management Systems When Results Count. ISO Standards. ISSN 1680-8096 • ISO 9000 video • ISO 50001 and energy • Standards and sustainability “ Big D ” becomes “ Green D ” IS O/IEC 2 7001 SMEs ISO 22000 and a million daily meals for Ship registry and ISO 9001
  • 2.
  • 3. © ISO Management Systems, www.iso.org/ims by Roger Frost EDITORIAL You can count on ISO standards The following examples, large and small, cover both management systems and “ other standards ” – and include a striking negative example. • MPEG-2 Y ou may have noticed that there is a slogan under the ISO Management Systems title on the cover page of the The MPEG-2 coding standard has facilitated the worldwide magazine. The slogan reads : “  hen Results Count. ISO W growth of the digital television and DVD industries, including Standards.” the diffusion of some 3.5 billion DVD Given our emphasis machines and 40 billion on ISO’s management DVDs. an estimated system standards and market of USD 2.5 trillion. the results they deliver for users – as reported • Product data by the users themselves exchange – it’s easy to forget that ISO has more than The ISO Standard for 17  4 00 “ other ”  Inter- Exchange of Product national Standards and Data (STEP), which related documents to addresses the exchange offer. of digital product information, has been The sheer scale of calculated as having the implementation the potential to save of some of them, for USD 928 million a year example, the metric by reducing interoper- system, makes it rather ability problems in the difficult, if not impos- automotive, aerospace sible, to come up with and shipbuilding indus- precise, totally accurate tries alone. data on the results they help to achieve. • Freight containers Another complication is that a number It is estimated that more than 90   of the world % of standards, such as for freight container trade in non-bulk goods is transported in dimensions and many information technol- Some standards provide freight containers conforming to ISO specifi- ogy standards, provide benefits not only for spin-off benefits for much cations. Containerization has reduced the time specific users like the transport and IT of the world’s population and cost of moving goods across the oceans to sectors, but potentially for all sectors. market by 84  % and 35  % respectively. Indeed, it could be argued that some stand- ards like these provide spin-off benefits for • Space much of the world’s population. The failure to adhere to the international metric system of It is relatively simple for individual users of ISO manage- measurement (now the ISO 80000 series) cost US taxpayers ment system standards to calculate the benefits that they USD 125 million at the end of September 1999 when bring their organizations. For the reasons given above, it is NASA’s Mars Climate Orbiter was lost in space because often necessary to have recourse to estimations and projec- engineers had failed to make the conversion from Imperial tions to convey an idea of the results delivered by other units to metric, a costly mistake that sent the spacecraft standards. fatally close to the surface of Mars. ISO Management Systems – January-February 2009  1
  • 4. © ISO Management Systems, www.iso.org/ims EDITORIAL • Oil and gas • Cranes A multinational company calculated that if the systematic Maintenance programmes based on International Standards use of ISO standards could be expected to save 1  % of of the millions of cranes in use around the world are the industry’s annual expenditure, then the saving would estimated to save USD 3 billion annually. amount to USD 180 million and represent a return on investment of 25 to 1. • Petroleum company Average benefits of ISO 9000 implementation were some • Concrete nine times the costs over the first year. It is estimated that the world trade in concrete is USD 13-14 trillion and that implementing ISO standards could • International development bank increase this by 1-2  % over a decade. With an annual An ISO 14001-based resource conservation programme production of concrete estimated to be 15 billion tons helped save over USD 250  0 00 through electricity, water, and about 1 % of the world’s population having jobs that paper, and solid waste reduction at its HQ from 2003 to directly relate to the concrete construction industry, the 2006. value of ISO standards impacting the world trade in concrete, the quality and longevity of concrete and the • City council environmental impact of concrete production is potentially As a result of a combined ISO 9000 and risk management enormous. programme implemented by a city council, its insurer waived an 8  % increase in its premium. • Counting on ISO standards 2  IMS – January-February 2009
  • 5. © ISO Management Systems, www.iso.org/ims CONTENTS VIEWPOINT 23 5 ISO/TC 207 can get even better Dr. Robert Page, the new Chair of ISO/TC 207, Environmental management, writes : “ISO/TC 207 is built on incredible foundations – its institutional strength, global reach and collective will to develop standards that matter. It is against this backdrop that ISO/TC 207 can get even better, to address calls for greater market IMS 1-2009 E.indd 1 29.12.2008 10:43:29 relevance and more effective tools.” SPECIAL REPORT 6 ISO MANAGEMENT SYSTEMS is published ISO/IEC 27001 for SMEs six times a year Information security management systems for by the Central small and medium-sized enteprises Secretariat of ISO (International Athough many large organizations have been quick to see the benefits of Organization for Standardization) and is available in English, ISO/IEC 27001:2005 – the information security management system standard French and Spanish editions. – many SMEs have been slow adopters because of a lack of basic advice in its implementation. This will change with development of a new ISO Publisher : ISO Central Secretariat, handbook to demystify the process, due for publication in 2009. 1, ch. de la Voie-Creuse, Case postale 56, CH-1211 Geneva 20, ISO INSIDER 10 Switzerland. Tel. + 41 22 749 01 11. ISO publishes new edition of ISO 9001 Fax + 41 22 733 34 30. ISO has published ISO 9001:2008, the latest edition of the International Standard E-mail central@iso.org Web www.iso.org used by organizations in 175 countries as the framework for their quality manage- ment systems (QMS). ISO 9001:2008, Quality management system – Requirements, Editor in Chief : Roger Frost. is the fourth edition of the standard first published in 1987. Contributing Editor : Garry Lambert. ISO launches video clip  : “  he ISO 9000 family – Global management T Artwork : Pascal Krieger and Pierre Granier. standards ” • ISO 50001 – future management system standard for energy • How ISO contributes to a sustainable world • ISO Guide will A one-year subscription (six issues) to ISO MANAGEMENT help reduce environmental impacts of products • Material flow cost SYSTEMS costs 128 Swiss francs. accounting with ISO 14051 Subscription enquiries : Sonia Rosas-Friot, ISO Central Secretariat. INTERNATIONAL 23 19 Tel. + 41 22 749 03 36. Fax + 41 22 749 09 47. The “ Big D ” becomes the “ Green D ” E-mail sales@iso.org Dallas is largely known across the globe for being big…  ig money, b Advertising enquiries : big business, and big hair (the hair styles made famous by the Dallas ISO Central Secretariat, TV series)…and is appropriately nicknamed, “  ig D  . However, B ” Case postale 56, CH-1211 Geneva 20, the “  ig D  is now known as “  reen D  as a result of a three-year B ” G ” Switzerland. ISO 14001 implementation and certification programme across all Contact : Régis Brinster. Tel. + 41 22 749 02 44. major city departments, a first in any US municipal organization. E-mail brinster@iso.org • Isle of Man Ship Registry – anchored to ISO 9001 © ISO, January-February 2009 • ISO 22000 helps India’s Akshaya Patra Foundation feed ISSN 1680-8096 a million needy children daily The views expressed in • Case studies show value of ISO/IEC 27001 conformity ISO MANAGEMENT SYSTEMS are those of the authors. The advertising STANDARDS FOR SERVICES 37 of products, services, events or training courses in this publication • European initiatives for sheltered housing does not imply their approval by ISO. and airport security Cover photo   Montage ISO : NEXT ISSUE 40 ISO Management Systems – January-February 2009  3
  • 6.
  • 7. © ISO Management Systems, www.iso.org/ims VIEWPOINT It was a great honour for me significant and important institutional strength, global to accept the nomination as contribution to sustainable reach and collective will to the Chair of ISO techni- development. Born out of develop standards that mat- cal committee ISO/TC 207, the 1991 Rio Earth Summit, ter. It is against this back- Environmental management. ISO/TC 207 has epitomized drop that ISO/TC 207 can I have had the pleasure to that Summit’s Agenda 21 get even better, to address know several past Chairs and its focus on how govern- calls for greater market rel- of this eminent committee, ments, enterprises and non- evance and more effective such as George Connell and by Robert Page governmental organisations tools. Daniel Gagnier, and will could co-operate to achieve ISO/TC 207 work to build on their im- sustainable development. portant legacy. While a success against Continuity and It has been over 20 years since Ms. Gro Harlem can get even any measure, ISO/TC 207 and its ISO 14000 family of change should not be viewed as Brundtland  authored Our standards now compete in a competing visions Common Future, the semi- nal report of the United Na- better more crowded market-place addressing a myriad of envi- tions Commission on Envi- ronmental and sustainabil- Continuity and change ronment and Development. Dr. Robert Page has succeeded ity issues. should not be viewed as This report introduced the Mr. Daniel Gagnier as the new competing visions, but as concept of sustainable de- Chair of ISO/TC 207. Dr. Page is velopment to the world as Integrative thinking a necessary and powerful currently the TransAlta Professor reality in today’s world. “ d evelopment that meets of Environmental Management New challenges include the In ISO/TC 207, the axiom the needs of the present and Sustainability, Energy and En- “ f ragmentation ” of environ- “ t hings must change so they without compromising the vironmental Systems Group, Insti- mental issues and analysis – can remain the same ” is an ability of future generations tute for Sustainable Energy, Envi- which needs to be balanced operating principle. to meet their own needs ” . ronment, & Economy, University with integrative thinking of Calgary, Canada, where he is that recognizes inter-rela- Within this context, it is my Ms. Bruntland’s report rec- also an Adjunct Professor in the tionships and cause-effect sincere belief that the col- ognized that sustainable Haskayne School of Business. He relationships. lective expertise, ability and development in practice re- is also the acting Chair of the Go- quired the integration, or a commitment of our stand- vernment of Canada’s National The need for public cred- systems view, of economy, ards experts – from all walks Round Table on the Environment ibility and market relevance society and environment. of life and corners of the and the Economy (NRTEE). has never been greater, but It recognized the needs of world – can and will increase must be balanced against He is known nationally and interna- the “ sustainability footprint ” the world’s poor and the in- the rigour and decentral- herent limitations on what tionally for his work on energy and ized participation inherent of ISO standards. • the environment in areas such as the Earth’s environment in the ISO process. The role climate change, emissions trading, can support. Organizations of developing countries, and biodiversity and protected spaces, large and small, governmen- their active participation, environmental impact assessment, tal, business or non-govern- in ISO and ISO/TC 207 re- and policy and regulation. mental, have been trying to mains critical not only our operationalize the concept Dr. Page has served for the Govern- Contact : ISO/TC 207 Secretary, credibility, but also to find- of sustainable development ment of Canada in international nego- Kevin Boehmer. ing consensus on global en- ever since. tiations on the Conference of the Par- vironmental issues. E-mail kevin.boehmer@csa.ca ties for the Kyoto Protocol, the North Since 1996, ISO/TC 207 American Free Trade negotiations, and ISO/TC 207 is built on in- Web www.tc207.org standards have made a trade and the environment. credible foundations – its Web www.csa.ca ISO Management Systems – January-February 2009  5
  • 8. © ISO Management Systems, www.iso.org/ims SPECIAL REPORT Information security management systems for small and medium-sized enteprises Although many large organizations have been quick to see the benefits of ISO/IEC 27001:2005 – the information security management system standard – many SMEs have been slow adopters because of a lack of basic advice in its implementation. This will change with development of a new ISO handbook to demystify the process, due for publication by Edward Humphreys in 2009. Visiting Professor Edward Humphreys (FH University of Applied Science, Hagenberg, Upper Austria), is Convenor of ISO/IEC JTC 1, Information technology, subcommittee SC 27, IT security techniques, working group WG 1, Information security management systems. E-mail edwardj7@msn.com 6  ISO Management Systems – January-February 2009
  • 9. © ISO Management Systems, www.iso.org/ims SPECIAL REPORT ISO/IEC 27001:2005, Infor- IEC 27001 implementation ISO/IEC 27002 Yes Partial No Comments mation technology – Secu- does not need to be costly or Control Questions rity techniques – Information resource intensive. security management systems Step-by-step ISMS implemen- – Requirements, is one of a tation enables the SME to be Do you have software 4 Not all the family of information security implemented in your computers able to achieve a basic level management systems (ISMS) computers to detect, in the busi- of cost-effective protection prevent and recover from ness have standards (see box) for use by without much effort. And by fol- a malicious code attack this software all organizations regardless of (e.g. from a virus attack) ? installed. lowing two to three more steps, size and sector. the organization can achieve a Do all your staff know 4 Well over 5  000 organizations fully ISO/IEC 27001-conform- about the dangers of ing ISMS when appropriate to malicious code attack (e.g. have already certified their from a virus attack) and ISMS in conformity with ISO/ the business. are they trained in the use IEC 27001, and many more are of the software used to detect, prevent and recover in process of doing so – testi- Basic protection from such attacks ? mony to its broad applicability in helping protect business All organizations need a base- Do you regularly update 4 the software used to assets and information, and the line of security to provide a detect, prevent and recover reason why the ISMS strandard minimum level of protection. from a malicious code has become the common infor- For example, virus attacks can attack (e.g. from a virus attack) ? mation security language within threaten any organization, and between many different including SMEs. They should types of enterprise. have back-up systems in place to protect against information Figure 1 – Example of a typical information security gap analysis. However, while many large loss or destruction, and ensure organizations have been quick physical protection of person- • protection of personnel data Risk assessment to see the benefits, many small nel data and equipment. and company records. to medium sized enterprises The objective of a risk assess- (SMEs) are still slow to adopt Implementing a basic level of ment is to identify the risks the standard because of a lack protection is an appropriate confronting an SME so that an of basic advice on its imple- SMEs are still slow starting point for any SME, appropriate set of information mentation. to adopt ISO/IEC 27001 beginning with a simple gap security controls can be imple- analysis to identify the protec- mented to reduce those risks Help will shortly be at hand tion already in place, and what to an acceptable level. following the development of a it lacks. Above is a typical gap ISO/IEC 27002:2005 provides a Yet risk assessment is seen new ISO handbook designed to analysis checklist using the code of practice that describes by many SMEs as a formida- provide much needed guidance controls listed in ISO/IEC the necessary controls for basic ble and time-consuming task on ISO/IEC 27001 implementa- 27002 (see Figure 1). protection, including  : requiring substantial resources. tion for SMEs from all sectors, due for publication in 2009. This • a policy for high level informa- It does not need to be so. To tion security management ; ISMS policy extend SME information pro- article provides a preview. tection beyond the baseline • user awareness ; An information security policy level requires a risk assessment Two approaches statement can be a one-page • antivirus software ; exercise. However, the steps document from senior manage- involved are quite straight- The handbook will offer a • backup ; ment listing policy objectives forward as explained in the “  tep-by-step  or “  ll-at-once  s ” a ” and commitment, displayed in • access controls ; forthcoming ISO handbook. approach to implementation the organization’s premises. depending on the SME • p h y s i c a l p r o t e c t i o n o f This is a simple but effective The baseline controls men- resources available. It explains premises and commercially daily reminder to employees tioned are designed to reduce that, irrespective of the size sensitive paper-based files of the importance of informa- specific risks – such as anti- and nature of the SME , ISO/ and documents ; tion security. virus software to reduce the ISO Management Systems – January-February 2009  7
  • 10. © ISO Management Systems, www.iso.org/ims SPECIAL REPORT risk of a virus attack, back-ups to minimize the risk of data The ISO/IEC 27000 family loss through system failures, physical protection to lower the risk of equipment and The ISO/IEC 2700 family of information security management standards currently comprises four documentation theft. publications : ISO/IEC 27001:2005, Information technology – Security techniques – Information security management systems – Requirements ISO/IEC 27001 implementation does not ISO/IEC 27002:2005, Information technology – Security techniques – Code of practice for information need to be costly security management ISO/IEC 27005:2008, Information technology – Security techniques – Information security risk management ISO/IEC 27006:2007, Information technology – Security techniques – Requirements for bodies providing Typical vulnerabilities identi- audit and certification of information security management systems fied by risk assessment can include : The principal standard, ISO/IEC 27001:2005, covers all types of organizations (e.g. commercial enterprises, • On-line information theft government agencies, not-for-profit organizations), and specifies the requirements for establishing, imple- and fraud menting, operating, monitoring, reviewing, maintaining and improving a documented information security management system within the context of the organization’s overall business risks. This inclues on-line auction frauds, “ phishing ” (e-mail It specifies requirements for the implementation of security controls customized to the needs of indi- disguised as official bank vidual organizations or parts thereof. communication), “ 4 19 ” scam ISO/IEC 27001:2005 is designed to ensure the selection of adequate and proportionate security letters, and numerous other controls that protect information assets and give confidence to interested parties, and is intended to deceptions designed to lure be suitable for several different types of use, including the following : users to part with personal information, bank and credit • use within organizations to formulate security requirements and objectives card details, social security numbers or passwords. • use within organizations as a way to ensure that security risks are cost effectively managed • use within organizations to ensure compliance with laws and regulations • System failures • use within an organization as a process framework for the implementation and management of These can can shut down an controls to ensure that the specific security objectives of an organization are met SME’s IT system and disrupt normal business activity for • definition of new information security management processes days with possibly serious • identification and clarification of existing information security management processes effects on revenue and com- petitiveness. • use by the management of organizations to determine the status of information security manage- ment activities • Software problems • use by the internal and external auditors of organizations to determine the degree of compliance These includes bugs, viruses, with the policies, directives and standards adopted by an organization out of date programs and unauthorised access which • use by organizations to provide relevant information about information security policies, directives, can compromise information standards and procedures to trading partners and other organizations with whom they interact for security. operational or commercial reasons • implementation of business-enabling information security • Misuse of company resources • use by organizations to provide relevant information about information security to customers. These can done by external users or SME staff, whether accidental or intentional, and 8  ISO Management Systems – January-February 2009
  • 11. © ISO Management Systems, www.iso.org/ims SPECIAL REPORT can result in breaches of infor- mation security. • Delayed response to security incidents Immediate reporting of any potential security risks should be routine with measures taken to correct the problem before it can have a negative impact on the organization. The risk assessment should only focus on those areas requiring protection to avoid unnecessary expenditure on information security solutions covering less risky areas of the business. Regardless of the measures taken, it is impossible to reduce information security risks to zero. The SME should imple- ment the necessary controls to reduce the risks to an accept- able residual level without overspending on information security measures. There is a Maintaining an ISMS the new risks. Regular reviews point at which the benefits not only ensure the continuing gained are outweighed by the Implementing the controls set It is impossible to reduce effectiveness of the system, but cost of implementing more and out in ISO/IEC 27001 is an information security risks to can be far more cost effective more security. important aspect of protect- zero than more substantial periodic ing information, but just as system upgrades. important is maintaining the The new handbook will day-to-day effectiveness of Better protection Managing its information demystify the ISMS. If the system is not security enables an SME to regularly managed then the In this article, I have high- ISO/IEC 27001 make system improvements investment in security can be lighted some of the advice and upgrades when necessary wasted. given in the forthcoming ISO to protect its investment in handbook. It will also include security. This involves regular checklists, scorecards and case monitoring, and reviewing studies to help SMEs focus on any changes in operations the key aspects of protecting that might affect the level their business information of protection that has been using ISO/IEC 27001 as the implemented. ISMS tool. In essencethe new If changes in business condi- handbook will help to simplify tions are significant enough to and demystify ISO/IEC 27001 increase information security requirements and give SMEs risks, then the SME will have a clearer understanding of to consider changing the set how best to protect their busi- of ISMS controls to counter nesses. • ISO Management Systems – January-February 2009  9
  • 12. © ISO Management Systems, www.iso.org/ims ISO INSIDER ISO publishes new edition ISO/TC 176, which is respon- sible for the ISO 9000 fam- Although certification of con- formity to ISO 9001 is not of ISO 9001 ily, unites expertise from 80 participating countries and a requirement of the stand- ard, it is frequently used in 19 international or regional both public and private sec- organizations, plus other tech- tors to increase confidence by Roger Frost nical committees. The review in the products and services of ISO 9001 resulting in the provided by certified organi- 2008 edition was carried out zations, between partners in by subcommittee SC 2 of ISO/ business-to-business relations, TC 176. in the selection of suppliers in supply chains and in the right to tender for procurement User survey contracts. Up to the end of This review has benefited from December 2007, at least 951   86 4 a number of inputs, including ISO 9001:2000 certificates had the following : a justification been issued in 175 countries study against the criteria of and economies. ISO Guide 72:2001, Guidelines for the justification and devel- opment of management system standards ; feedback from the ISO has also developed ISO/TC 176 interpretations an introduction and support process ; a two-year systematic package review of ISO 9001:2000 within ISO/TC 176 / SC2  ; a worldwide user survey carried out by ISO/ ISO (which does not itself ISO has published ISO 9001: experience of implementing TC 176/SC 2, and further data carry out certification) and 2008, the latest edition of the the standard worldwide and from national surveys. the International Accredita- International Standard used by introduces changes intended ISO Secretary-General Alan tion Forum (IAF) have agreed organizations in 175 countries as to improve consistency with Bryden commented : “ T he on an implementation plan to the framework for their quality the environmental manage- revised ISO 9001 results from a ensure a smooth transition of management systems (QMS). ment system standard, ISO structured process giving weight accredited certification to ISO 14001:2$004. ISO 9001:2008, Quality man- to the needs of users and to the 9001:2008. The details of the agement system – Require- All ISO standards – currently likely impacts and benefits of plan are given in a joint com- ments, is the fourth edition of more than 17  400 – are periodi- the revisions. ISO 9001:2008 muniqué by the two organiza- the standard first published in cally reviewed. Several factors is therefore the outcome of a tions which is available on the 1987 and which has become the combine to render a standard rigorous examination confirm- ISO Web site. global benchmark for provid- out of date, such as technologi- ing its fitness for use as the ISO 9001:2008, Quality man- ing assurance about the ability cal evolution, new methods and international benchmark for agement system – Requirements, to satisfy quality requirements materials, new quality and safe- quality management. costs 114 Swiss francs and is ty requirements, or questions and to enhance customer sat- available from ISO national of interpretation and applica- ISO/TC 176/SC 2 has also isfaction in supplier-customer member institutes (listed with tion. To take account of such developed an introduction and relationships. contact details on the ISO Web factors and to ensure that ISO support package of documents ISO 9001:2008 contains no new standards are maintained at the explaining what the differences site www.iso.org) and from ISO requirements compared to the state of the art, ISO has a rule are between ISO 9001:2008 Central Secretariat (sales@iso. 2000 edition, which it replaces. requiring them to be periodi- and the year 2000 version, why org). • It provides clarifications to the cally reviewed and a decision and what they mean for users. existing requirements of ISO taken to confirm, withdraw or These documents are available 9001:2000 based on eight years’ revise the documents. on the ISO Web site. 10  ISO Management Systems – January-February 2009
  • 13. © ISO Management Systems, www.iso.org/ims ISO INSIDER ISO launches video clip : “  he ISO 9000 T The ISO 9000 family is devel- oped and maintained by ISO 50001 – future family – Global management standards“ technical committee ISO/TC management 176, Quality management and quality assurance. system standard by Roger Frost The video concept was created for energy by Communication Services, ISO Central Secretariat (ISO/ by Edwin Pinero and ISO has just launched a video efficiency and effectiveness of CS). Post-production by Com- Jason Knopes clip in which users share their the ISO 9000 approach. munication and Information perspectives of earlier ISO services (ISO/CS) and Taurus ISO Secretary-General Alan Studio (sound). Geneva, Swit- 9001 editions and other stand- Bryden comments  : “  henever W zerland www.taurus-studio. ards in the ISO 9000 family the ISO 9000 family is evoked, com. Production input by True- which has become the global the emphasis is usually on ISO world Communications, Unit- benchmark for qualtiy manage- 9001 certification. This video is ed Kingdom,www.trueworld. ment systems. refreshing because the users media.officelive.com The ISO 9000 family – Global emphasize the importance and management standards takes benefits of ISO 9000 aspects The ISO 9000 family – Glo- the form of a fictional televi- such as management commit- bal management standards sion business news report on ment, metrics, customer focus, can be downloaded free of ISO 9000 in which real users continual improvement, knowl- charge from ISO’s Web site. speak from their personal edge transfer, cost savings and It is also available (Eng- experience in the varied con- the eight quality management lish only) in high resolu- texts of multinational industry, principles.” tion on DVD in PAL (ISBN a humanitarian aid organiza- 978-92-67-10485-0) and NTSC tion and a police department, (ISBN 978-92-67-10486-7) which ISO says underlines versions for being shown in the combination of flexibility, Users emphasize the conference settings. The DVD importance and benefits version is also free, although of ISO 9000 aspects postage and handling will be charged. It is available from ISO national member institutes (listed with contact The video includes details on the ISO Web site ISO has identified energy interviews with www.iso.org) and from ISO management as one of the ISO 9000 users Central Secretariat (sales@ top five fields 1) meriting the from : the inter- iso.org). • development and promotion national oil and of International Standards. gas industry ; the Effective energy management Cambodia Trust, is a priority focus because of a humanitarian the significant potential to aid organization save energy and reduce green- with headquar- house gas (GHG) emissions ters in the United worldwide. Kingdom, and the Phoenix Police 18.12.20 08 10 :49:00 1) Priorities also include calculation Department, Ari- methods, biofuels, retrofitting and refurbishing, and buildings as zona, USA. determined by the ISO Council Standing - ISO 90 01_clip.i ndd 1 Committee on Strategies Energy Task ace CD Force in 2007. ISO Management Systems – January-February 2009  11 18.12.2008 10:46:52
  • 14. © ISO Management Systems, www.iso.org/ims ISO INSIDER Existing ISO standards for A pressing need International framework quality management systems The future ISO 50001 will estab- (ISO 9000 series) and envi- lish an international frame- The authors ronmental management sys- work for industrial and com- tems (ISO 14000 series) have mercial facilities, or entire successfully stimulated sub- companies, to manage all stantial, continual efficiency aspects of energy, includ- improvements within organi- ing procurement and use. zations around the globe. An The standard will provide energy management standard organizations and com- is expected to similarly achieve panies with technical and major, long-term increases in management strategies to energy efficiency – 20  % or “  he urgency to reduce T increase energy efficiency, more in industrial facilities 2). GHG emissions, the reality reduce costs, and improve of higher prices from reduced environmental performance. Edwin Pinero Jason Knopes availability of fossil fuels, is Chair of is Secretary of Based on broad applicability ISO 50001 will provide and the need to promote ISO/PC 242. ISO/PC 242. across national economic sec- strategies to increase energy efficiency and the use of tors, the standard could influ- efficiency, reduce costs, renewable energy sources ence up to 60 % of the world’s and improve environmental provide a strong rationale energy demand3). Corporations, It is envisioned that the future for developing this new performance supply chain partnerships, utili- standard will provide organi- standard, building on the most advanced good practices ties, energy service companies, zations and companies with and existing national or and others are expected to use a recognized framework for Early on, the United Nations regional standards.” ISO 50001 as a tool to reduce integrating energy efficiency Industrial Development Organ- energy use and carbon emis- into their management prac- ization (UNIDO) recognized Alan Bryden sions in their own facilities tices. Multi-national organi- industry’s need to mount an ISO Secretary-General (as well as those belonging zations will have access to a effective response to climate 2003-2008 to their customers or suppli- single, harmonized standard change and to the proliferation ers) and to benchmark their for implementation across the of national energy manage- achievements. organization with a logical and Discussions between US ment standards. consistent methodology for experts and ISO’s US mem- As part of the standard devel- In March 2007, UNIDO hosted identifying and implementing ber, the American National opment process, ISO/PC 242 a meeting of experts, includ- energy efficiency improve- Standards Institute (ANSI) led will define relevant terms and ing representatives from the ments. The standard will also : to a formal proposal for ISO to develop management system ISO Central Secretariat and establish a committee on this requirements along with pro- • a s s i s t o r g a n i z a t i o n s i n nations that have adopted subject. In February 2008, the viding guidance for use, imple- making better use of their energy management standards. ISO Technical Management mentation, measurement, and existing energy-consuming That meeting led to submission Board (TMB) approved the metrics associated with the assets ; of a UNIDO communication establishment of a new project standard. • offer guidance on bench- to the ISO Central Secretariat committee, ISO/PC 242, Energy To provide compatibility and marking, measuring, doc- requesting that ISO consider management, to develop the integration opportunities with umenting, and reporting undertaking work on an inter- future ISO 50001 management other management systems, it energy intensity improve- national energy management system standard for energy. is anticipated that the standard ments and their projected standard. ANSI is serving as the commit- will foster the same manage- impact on reductions in tee Secretariat in partnership ment system principles of con- GHG emissions ; 2) McKane, et al, 2007 in UNIDO with ISO’s national member tinual improvement and use publication, Policies for Promoting for Brazil, Associação Bra- the Plan-Do-Check-Act cycle 3) International Energy Agency Industrial Energy Efficiency in International Energy Outlook 2007, Developing Countries and Transition sileira de Normas Técnicas employed in ISO 9001 and industrial and commercial world energy Economies, V.08-52434-April 2008. (ABNT). ISO 14001. use 12  ISO Management Systems – January-February 2009
  • 15. © ISO Management Systems, www.iso.org/ims ISO INSIDER • create transparency and facilitate communication on country’s national mirror com- mittee which will coordinate How ISO contributes the management of energy the country’s participation to a sustainable world resources ; in developing the standard. Contact information for ISO • promote energy manage- by Roger Frost members in each country is ment best practice and rein- available on ISO’s Web site force good energy manage- www.iso.org. ment behaviour ; Countries wishing to actively ISO has just published a new The brochure is entitled How • assist facilities in evaluating participate and send repre- brochure providing a concise ISO’s technical programme and and prioritizing the imple- sentatives to ISO/PC 242 meet- overview of how ISO’s techni- standards contribute to a sus- mentation of new energy- ings should confirm their par- cal programme, which has so tainable world. It explains how efficient technologies ; ticipation status with the ISO far produced more than 17 400 International Standards of the • provide a framework for Central Secretariat (contact International Standards, contrib- type developed by ISO, based promoting energy efficien- Trevor Vyze – vyze@iso.org) ute to a sustainable world. on a double level of consen- cy throughout the supply and should also inform the sus, between stakeholders and chain ; ISO – a multi-sector, multi-stake- ISO/PC 242 Secretary, Jason between countries, contribute to holder international organization • facilitate energy manage- Knopes, of ANSI (JKnopes@ the three dimensions of sustain- – is the leader for the production ment improvements in the ansi.org) and Co-Secretary able development – economic, of consensus-based International context of GHG emission Felipe Viera, of ABNT, (Felipe. environmental and social. They : Standards. ISO’s membership reduction projects. Vieira@abnt.org.br). • comprises the national standards • support the facilitation of The first meeting of ISO/PC bodies of 157 countries. This net- global trade, the dissemina- 242 was held on 8-10 Septem- work is complemented by more tion of new technologies, ber 2008 near Washington D.C. than 600 international and good business practices and The meeting was attended by regional partners and the partici- the relations between eco- more than 80 delegates from 25 pation of close to 100 000 experts. nomic actors ; ISO national member bodies from all regions of the world, as well as representation from UNIDO, which has liaison status with ISO/PC 242. Excellent progress was made in the technical discussions and a first working draft has already been circulated for comment. A major point of discussion is the need to ensure compatibility with the existing suite of ISO management system standards. The committee therefore took the key decision to base the draft on the common elements found in all of ISO’s manage- ment system standards. The 2nd ISO/PC 242 meeting will take place in Rio de Janeiro, Brazil in March 2009. Energy leaders are encour- aged to participate in their Brochure_sustainable_world.indd C1 29.09.2008 17:26:03 ISO Management Systems – January-February 2009  13
  • 16. © ISO Management Systems, www.iso.org/ims ISO INSIDER ISO Guide will help reduce environmental impacts of products 7:06 08 17:2 by Sandrine Tranchard, 29.09.20 able_wo rld.indd 9 Communication Officer, ISO Central Secretariat _sustain Brochure Brochure _sustaina ble_world .indd 2 ISO has published an up- This Guide is intended for 29.09.20 08 17:2 6:26 dated edition of its guide to use by all those involved in Brochure_sustainable_world.indd 6 29.09.2008 17:26:40 reducing the potential envi- the drafting of product stand- ronmental impact of products ards. Standards writers are • support good environmental tees developing standards for by taking environmental as- not expected to become en- practice and information, energy, food, water, the environ- pects into account in product vironmental experts but, by energy efficiency and the ment, health, fire safety, building, standards. using this Guide, they are en- dissemination of new, eco- transport, nanotechnologies, couraged to : friendly and energy per- social responsibility and people Every product has an impact formance technologies ; with disabilities. on the environment during all • identify and understand stages of its life-cycle, from basic environmental aspects • contribute to consumer It also describes how ISO’s extraction of resources to and impacts related to the protection, safety at work, standardization work benefits end-of-life treatment and the product under considera- healthcare, security and from strategic management and need to reduce the potential tion ; and other social interests which policy inputs that also contribute adverse impacts on the envi- may require technical or to sustainability. These inputs • determine when it is pos- ronment of a product is rec- management standards for come from the TMB and ISO sible and when it is not ognized around the world. the related products and policy development committees possible to deal with an services. for consumer affairs, develop- The newly published ISO environmental issue through ing countries and conformity Guide 64:2008, Guide for a product standard. ISO Secretary-General Alan assessment. addressing environmental is- Bryden commented  : “While sues in product standards, is However, the identification of the content of the majority of How ISO’s technical pro- a practical tool for address- these aspects and the pre- ISO standards is technical, their gramme and standards contrib- ing these issues, as well as diction of their impacts is a implementation goes beyond ute to a sustainable world, 20 a contribution to sustainable complex process. When writ- solving technical problems to pages, A5 landscape format, international trade. ing a product standard, it is delivering positive results in is available in English (ISBN economic, environmental and 978-92-67-10484-3) and French societal spheres.” (ISBN 978-92-67-20484-0) edi- tions, free of charge, from ISO Survey national member institutes (list- ed with contact details on the The new brochure is based on ISO Web site www.iso.org) and a survey launched in 2007 by from ISO Central Secretariat the ISO Technical Management (sales@iso.org). It can also be Board (TMB) of the technical downloaded as a PDF file from committees that development the ISO Web site. • ISO standards.  They were asked how they felt their standards contributed to sustainable development. The brochure gives a selection of examples provided by commit- 14  ISO Management Systems – January-February 2009
  • 17. © ISO Management Systems, www.iso.org/ims ISO INSIDER important to ensure that an evaluation as to how products potential adverse environ- mental impacts at different Material flow cost accounting can affect the environment at stages of the entire product with ISO 14051 different stages of their life- life-cycle ; cycle is carried out as early • emphasize that taking into as possible in the process of by Katsuhiko Kokubu, Marcelo Kos Silveira Campos, Yoshikuni account environmental developing the standard. Furukawa, and Hiroshi Tachikawa issues in product standards is a complex process and Step-by-step requires balancing compet- ing priorities ; ISO Guide 64:2008 proposes a step-by-step approach, based • recommend the use of life- on the principle of life-cycle cycle analysis when defining analysis, in order to promote environmental provisions a reduction of potential ad- for a product for which a verse environmental impacts standard is being drafted ; caused by products. and The implementation of ISO • to promote the future devel- Guide 64:2008 will help to opment of relevant sector make standards writers aware guides for addressing envi- of how it is possible to make ronmental issues in prod- an effective contribution to uct standards by standards environmental improvement writers, consistent with the through a product standard, principles and approaches and how to reduce potential of this Guide. adverse environmental im- pacts of products. Taking into account Through a helpful tool (the environmental issues environmental checklist), the in product standards writer of product standards is complex can assess the relevant prod- uct environmental aspects, based on the availability of ISO Guide 64: 2008, Guide environmental information, for addressing environmental product and environmental issues in product standards, knowledge and the applica- was developed by the Work- tion of life-cycle analysis. Material flow cost account- ment, is currently working on ing Group, Inclusion of envi- ing (MFCA), an environmen- the development of ISO 14051, Primarily intended for prod- ronmental aspects in product tal management accounting Environmental management – uct standards writers, the ob- standards, ISO/TC 207, En- developed in Germany in the Material flow cost accounting jectives of ISO Guide 64:2008 vironmental management. It late 1990s and since adopted – General framework, targeted are to : costs 132 Swiss francs and is widely in Japan, focuses on trac- for publication early in 2011. available from ISO national • outline the relationship ing waste, emissions and non- member institutes (listed with ISO 14051 will be complemen- between the provisions in products, and can help boost an contact details on the ISO tary to the ISO 14000 fam- product standards and the organization’s economic and Web site www.iso.org) and ily of environmental manage- environmental aspects and environmental performance. from ISO Central Secretariat ment system standards (EMS), impacts of the product ; (sales@iso.org). • To standardize MFCA practices, including life cycle assessment • assist in drafting or revis- working group (WG) 8 of ISO (ISO 14040, ISO 14044), envi- ing provisions in product technical committee ISO/TC ronmental performance evalu- standards in order to reduce 207, Environmental manage- ation (ISO 14031), and the ISO Management Systems – January-February 2009  15