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topic 4
Theory of the Origin
of the State
BackBackBack
Theories On The Origin Of
The State
Theories On The Origin Of
The State
The Theory of
Divine Origin
The Theory of
Divine Origin
The Theory of
Force
The Theory of
Force
The Theory of
Social Contract
The Theory of
Social Contract
The Patriarchal
Vs. Matriarchal
Theories
The Patriarchal
Vs. Matriarchal
Theories
The Historical or
Evolutionary
Theory
The Historical or
Evolutionary
Theory
introduction
There are an abundance of literature
on the subject on the states and its
origins.
Academic approaches to the theory of
the state include the archaeological/
historical approach, which asks: “How,
which or what was the first state, how it
first exist?”
The origins of the state – basic
necessities related to the desire for
quality of life. BackBackBack
BackBackBack
4 aspect relates to the origins of the
state:
i) Aspect of biology – evolution of the
society
ii) Aspect of economy
iii) Aspect of culture
iv) Aspect of military
the theory of divine originthe theory of divine origin
The State, its advocates maintain was
created by God and governed by His
deputy or vicegerent.
He (God) sent His deputy to rule over
them.
The ruler was a divinely appointed
agent and he was responsible for his
actions to God alone.
As the ruler was the deputy of God,
obedience to him was held to be a
religious duty and resistance a sin.
Nobody could limit his will and restrict
his power.
His word was law and his actions were
always just and benevolent.
To complain against the authority of the
ruler and to characterize his actions as
unjust was a sin for which there was
divine punishment.
This theory is so enunciated, believed
in and accepted, thus, implied:
i) That God deliberately created the
State and this specific act of His
grace was to save mankind from
destruction.
ii) God sent his Deputy or Vice-regent
to rule over mankind.
the divine rights of kings
Monarchy is divinely ordained and the
King draws his authority from God.
Monarchy is hereditary and it is the
divine right of a King that it should pass
from father to son
The King is answerable to God alone
Resistance to the lawful authority of a
King is a sin
the theory of forcethe theory of force
Emphasizes the origin of the State in
the subordination of the weak to the
strong.
A person physically stronger than
captured and enslaved the weak.
Having increased the number of his
followers, over whom he exercised
undisputed authority, he became a
tribal chief.
The powerful conquered the weak - this
process of conquest and domination
continued till the victorious tribe
secured control over a definite territory
Implications Of The Theory Of Force:
i) Force is not only a historical factor,
but is present essential feature of
the State
ii) The States were born of force only
iii) Power is their justification and raison
d’etre
iv) The maintenance and extension of
power within and without is the sole
aim of the State
the theory of social contractthe theory of social contract
It postulates a state of nature as the
original conditions mankind and a
social contract.
Some political thinkers who advocated
- pre-social Vs. pre-political.
The state of nature was not an
organized society.
Each man living therein led a life of his
own, uncontrolled by any laws of
human imposition.
Thomas HobbesThomas Hobbes
He published his book, the Leviathan,
in 1651. In this book he gave a striking
exposition of the theory of Social
Contract.
His object was to defend the absolute
power of the monarch and he used the
doctrine of the Social Contract to
support it.
The State of Nature:
characterized as the pre-social phase
of human nature
“the liberty that each man has to use
his own power for the preservation of
his own nature.”
Man not at all social, indeed “nothing
but grief in the company of his fellows”-
all being almost equally selfish, self-
seeking, egoistic, brutal and
aggressive.
The Contract:
Agreed to surrender their natural rights
into the hands of common superior and
to obey his commands.
A contract binding each and all to
unquestioning obedience to a
sovereign could really establish a
stable commonwealth.
John LockeJohn Locke
He is an English political philosopher,
espoused the cause of limited
monarchy in England.
The theory of John Locke is found in
his Two Treaties on Civil Government
published in 1690 defended the
ultimate right of the people to depose
the monarch from his authority if he
ever deprived them of their “liberties
and properties.”
The State of Nature:
It was pre-political and not pre-social
Man was neither selfish, nor self-
seeking, nor aggressive.
Men were equal and free to act they
thought fit, but within the bounds of the
law of nature.
Need for Civil Society
According to Locke, this “ill condition”
was due to three important wants
which remained unsatisfied in the state
of nature:
i) The want of an established, settled,
known law
ii) The want of a known and indifferent
judge, and
iii) The want of an executing power to
enforce just decisions.
The social contract was no more than a
transfer of certain rights and powers so
that man’s remaining rights would be
protected and preserved.
The contract was for limited and
specific purposes and what was given
up was transferred to the community as
a whole and not to a man or to a
assembly of men.
Two Contracts:
i) A Social Contract which brought into
being the civil society or the State.
ii) A governmental contract when society
in its corporate capacity established a
government and selected a ruler to
remove the inconveniences, which
necessitates the formation of the civil
society or the State.
Locke recognized the existence of 3
powers in the civil society or the State:
legislative, executive and federative
Jean Jacques RousseauJean Jacques Rousseau
He is the great French writer of the 18th
century, elaborated his theory in his
famous work “The Social Contract”
published in 1762.
The State of Nature:
man in this state of nature was a “noble
savage” who led a life of primitive
simplicity and idyllic happiness.
He was independent, contented, self-
sufficient, healthy, and fearless and
“without need of his fellows or desire to
harm them.”
Emergence of Civil Society:
individuals became a collective unity –
a society
“puts his person and all his power in
common under the supreme direction
of the general will and in our corporate
capacity we receive each member as
an indivisible part of the whole.”
General Will:
only one contract - social and political
The individual surrendered himself
completely and unconditionally to the
will of the body of which he became a
member.
The body so created was a moral and
collective body and Rousseau called it
the General Will.
The unique feature of the General Will:
It represented collective good as
distinguished from the private interests
of its members.
It was the will of all the citizens when
they were willing not their own private
but the general good.
all citizens willing the best interests of
the community and its lasting welfare, it
must it must be sovereign.
partriarchalpartriarchal Vs. matriarchal theoryVs. matriarchal theory
The Patriarchal TheoryThe Patriarchal Theory
State is an enlargement of the family
Originally, the family consisted of a
man, his wife and children.
The father was the head of the family
and his control and authority was
complete in all respects over all its
members.
When his children married there was
expansion in the original family and it
led to the establishment of new
families.
But the authority of the father and head
of the original family remained
unabated as before
all lived and functioned under the
recognized authority of the senior living
male member of the original family.
With the lapse of time many members
withdrew from the parent tribe and
settled in new lands in search of their
living.
SIR HENRY MAINE’S PATRIARCHAL
THEORY – more explanation about
patriarchal theory
The Matriarchal TheoryThe Matriarchal Theory
Mc Lennan, Jenks and Morgan are the
notable exponents of the Matriarchal
Theory.
They reject outright the proposition that
the patriarchal family was the earliest
form of society. Kinship could only be
traced through mother, matriarch.
The advocates of this theory maintain
that patriarchal family is possible where
either the monogamous or the
polygamous institution of marriage
exists.
The earliest form of marriage was
polyandry, one wife having several
husbands.
“the credit of having discovered the
clan, a maternally organized, hereditary
and unilateral unit, unilateral because
children trader this system belonged to
the clan of their mother, without regard
to the clan of their father.”
the historical orthe historical or
evolutionary theoryevolutionary theory
It explains that the State is the product of
growth, a slow and steady evolution
extending over a long period of time and
shaping itself into the complex structure
of a modern State.
Important Factors Of Rising And
Growth Of The State:
i) Kinship
ii) Religion
iii) Property and Defense
iv) Force
v) Political Consciousness
- THE END -

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C4 theory of origin of the state

  • 1. topic 4 Theory of the Origin of the State
  • 2. BackBackBack Theories On The Origin Of The State Theories On The Origin Of The State The Theory of Divine Origin The Theory of Divine Origin The Theory of Force The Theory of Force The Theory of Social Contract The Theory of Social Contract The Patriarchal Vs. Matriarchal Theories The Patriarchal Vs. Matriarchal Theories The Historical or Evolutionary Theory The Historical or Evolutionary Theory
  • 3. introduction There are an abundance of literature on the subject on the states and its origins. Academic approaches to the theory of the state include the archaeological/ historical approach, which asks: “How, which or what was the first state, how it first exist?” The origins of the state – basic necessities related to the desire for quality of life. BackBackBack
  • 4. BackBackBack 4 aspect relates to the origins of the state: i) Aspect of biology – evolution of the society ii) Aspect of economy iii) Aspect of culture iv) Aspect of military
  • 5. the theory of divine originthe theory of divine origin The State, its advocates maintain was created by God and governed by His deputy or vicegerent. He (God) sent His deputy to rule over them. The ruler was a divinely appointed agent and he was responsible for his actions to God alone. As the ruler was the deputy of God, obedience to him was held to be a religious duty and resistance a sin.
  • 6. Nobody could limit his will and restrict his power. His word was law and his actions were always just and benevolent. To complain against the authority of the ruler and to characterize his actions as unjust was a sin for which there was divine punishment.
  • 7. This theory is so enunciated, believed in and accepted, thus, implied: i) That God deliberately created the State and this specific act of His grace was to save mankind from destruction. ii) God sent his Deputy or Vice-regent to rule over mankind.
  • 8. the divine rights of kings Monarchy is divinely ordained and the King draws his authority from God. Monarchy is hereditary and it is the divine right of a King that it should pass from father to son The King is answerable to God alone Resistance to the lawful authority of a King is a sin
  • 9. the theory of forcethe theory of force Emphasizes the origin of the State in the subordination of the weak to the strong. A person physically stronger than captured and enslaved the weak. Having increased the number of his followers, over whom he exercised undisputed authority, he became a tribal chief.
  • 10. The powerful conquered the weak - this process of conquest and domination continued till the victorious tribe secured control over a definite territory Implications Of The Theory Of Force: i) Force is not only a historical factor, but is present essential feature of the State ii) The States were born of force only
  • 11. iii) Power is their justification and raison d’etre iv) The maintenance and extension of power within and without is the sole aim of the State
  • 12. the theory of social contractthe theory of social contract It postulates a state of nature as the original conditions mankind and a social contract. Some political thinkers who advocated - pre-social Vs. pre-political. The state of nature was not an organized society. Each man living therein led a life of his own, uncontrolled by any laws of human imposition.
  • 13. Thomas HobbesThomas Hobbes He published his book, the Leviathan, in 1651. In this book he gave a striking exposition of the theory of Social Contract. His object was to defend the absolute power of the monarch and he used the doctrine of the Social Contract to support it.
  • 14. The State of Nature: characterized as the pre-social phase of human nature “the liberty that each man has to use his own power for the preservation of his own nature.” Man not at all social, indeed “nothing but grief in the company of his fellows”- all being almost equally selfish, self- seeking, egoistic, brutal and aggressive.
  • 15. The Contract: Agreed to surrender their natural rights into the hands of common superior and to obey his commands. A contract binding each and all to unquestioning obedience to a sovereign could really establish a stable commonwealth.
  • 16. John LockeJohn Locke He is an English political philosopher, espoused the cause of limited monarchy in England. The theory of John Locke is found in his Two Treaties on Civil Government published in 1690 defended the ultimate right of the people to depose the monarch from his authority if he ever deprived them of their “liberties and properties.”
  • 17. The State of Nature: It was pre-political and not pre-social Man was neither selfish, nor self- seeking, nor aggressive. Men were equal and free to act they thought fit, but within the bounds of the law of nature.
  • 18. Need for Civil Society According to Locke, this “ill condition” was due to three important wants which remained unsatisfied in the state of nature: i) The want of an established, settled, known law ii) The want of a known and indifferent judge, and iii) The want of an executing power to enforce just decisions.
  • 19. The social contract was no more than a transfer of certain rights and powers so that man’s remaining rights would be protected and preserved. The contract was for limited and specific purposes and what was given up was transferred to the community as a whole and not to a man or to a assembly of men.
  • 20. Two Contracts: i) A Social Contract which brought into being the civil society or the State. ii) A governmental contract when society in its corporate capacity established a government and selected a ruler to remove the inconveniences, which necessitates the formation of the civil society or the State. Locke recognized the existence of 3 powers in the civil society or the State: legislative, executive and federative
  • 21. Jean Jacques RousseauJean Jacques Rousseau He is the great French writer of the 18th century, elaborated his theory in his famous work “The Social Contract” published in 1762. The State of Nature: man in this state of nature was a “noble savage” who led a life of primitive simplicity and idyllic happiness.
  • 22. He was independent, contented, self- sufficient, healthy, and fearless and “without need of his fellows or desire to harm them.” Emergence of Civil Society: individuals became a collective unity – a society “puts his person and all his power in common under the supreme direction of the general will and in our corporate capacity we receive each member as an indivisible part of the whole.”
  • 23. General Will: only one contract - social and political The individual surrendered himself completely and unconditionally to the will of the body of which he became a member. The body so created was a moral and collective body and Rousseau called it the General Will.
  • 24. The unique feature of the General Will: It represented collective good as distinguished from the private interests of its members. It was the will of all the citizens when they were willing not their own private but the general good. all citizens willing the best interests of the community and its lasting welfare, it must it must be sovereign.
  • 25. partriarchalpartriarchal Vs. matriarchal theoryVs. matriarchal theory The Patriarchal TheoryThe Patriarchal Theory State is an enlargement of the family Originally, the family consisted of a man, his wife and children. The father was the head of the family and his control and authority was complete in all respects over all its members.
  • 26. When his children married there was expansion in the original family and it led to the establishment of new families. But the authority of the father and head of the original family remained unabated as before all lived and functioned under the recognized authority of the senior living male member of the original family.
  • 27. With the lapse of time many members withdrew from the parent tribe and settled in new lands in search of their living. SIR HENRY MAINE’S PATRIARCHAL THEORY – more explanation about patriarchal theory
  • 28. The Matriarchal TheoryThe Matriarchal Theory Mc Lennan, Jenks and Morgan are the notable exponents of the Matriarchal Theory. They reject outright the proposition that the patriarchal family was the earliest form of society. Kinship could only be traced through mother, matriarch.
  • 29. The advocates of this theory maintain that patriarchal family is possible where either the monogamous or the polygamous institution of marriage exists. The earliest form of marriage was polyandry, one wife having several husbands.
  • 30. “the credit of having discovered the clan, a maternally organized, hereditary and unilateral unit, unilateral because children trader this system belonged to the clan of their mother, without regard to the clan of their father.”
  • 31. the historical orthe historical or evolutionary theoryevolutionary theory It explains that the State is the product of growth, a slow and steady evolution extending over a long period of time and shaping itself into the complex structure of a modern State.
  • 32. Important Factors Of Rising And Growth Of The State: i) Kinship ii) Religion iii) Property and Defense iv) Force v) Political Consciousness