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Promoting Policy
Coherence for Development
   Exploring new opportunities for
            measurement



              Niels Keijzer
        PCD focal points meeting
          OECD, 9 February 2012
A blast from the past?
• 2007: Joint-evaluation of EU
  mechanisms promoting Policy Coherence
  for Development
• What impact of mechanisms?
   changed sector policies, improved
   reporting on PCD, increased levels
   of awareness…no common view
• “In the absence of a clearly stated
   view of what type and level of
   impact is realistic to seek to
   achieve, it will be hard to
   formulate clear result-oriented action
   plans and progress will continue to
   be hard to measure.”                Page 2
One can only measure progress
to PCD objectives if one has…:
• …PCD objectives.
• Existing objectives are process- instead of
  result-oriented (i.e. “taking into account”,
  “creating mechanisms”, …)
• What is needed is managing expectations:
• Baseline: what are the effects of policy X
  on developing countries today?
• Objectives: how should the effects of policy
  X have changed by year Y?
• Next step: how to know whether this
  happens? (i.e. defining indicators and
  information needs)

                                          Page 3
Chickens and Eggs?
• Setting PCD objectives and then measure
  effects?
• Or measure first to be able to better define
  objectives?
• … low investments in research and
  measurement partly explain the limited
  progress in clarifying objectives
• Some issues worth further exploring for
  measurement relate to what is measured,
  how it is done, and who does it




                                            Page 4
What to measure?
•   Inputs (actions, opportunities): direct
    actions and inputs, e.g. a decision to review
    a policy, a new mechanism [e.g.: review of
    the EU’s fisheries policy]
•   Outputs (changes in policies): actual
    changes in policies, or changes at the policy
    implementation level [e.g.: stricter human
    rights conditions in fisheries agreements]
•   Outcomes (‘effects’ in developing
    countries): what has 'changed' in
    developing countries and does it have
    anything to do with the policies? [e.g.:
    decreased overfishing in LDCs]
Once objectives are set, indicators could be
    formulated at these levels
                                               Page 5
How to measure? Types and timing

1. Before (Ex-ante): analysing
   economic, environmental and social
   effects of proposed policy, outlines
   potential synergies and trade-offs
2. After (Ex-post): evaluations
   addressing PCD, either commissioned
   by the leading ministry or as part of
   development cooperation evaluation
3. Continuous (programming and
   monitoring): Country Strategy
   Papers for development cooperation
   can identify key policies, monitoring
   can be done at HQ and/or field level


                                      Page 6
How to measure? (2)
• Theory-based, or use existing data, or
  gather new data
• Data can be quantitative or qualitative
• Currently insufficient research, hence (?)
  discussions on PCD mainly stress the
  ‘mission impossible’ aspect
• Causal chains are complex (a change in
  policy in an OECD country having something
  to do with well-being of farmers in country
  X), best use a mix of methods
• Better operationalisation of development
  objectives also needed (what is ‘contributing
  to poverty reduction’?)
                                           Page 7
Who does the measuring?
• Ongoing: preparation of the OECD strategy
  on development, exploration of country case
  studies by the DAC, and attempts to make
  progress at national level (SE, NL, IE)
• EC has made tentative progress in impact
  assessments looking at effects of policy
  options on developing countries (e.g.
  agriculture, fisheries)
• The CDI has been active since 2003, NGOs
  like Fairpolitics EU invest in case studies
• ECDPM is doing a study for BMZ and DGIS
  to explore next steps for PCD monitoring
  and comparisons between countries

                                         Page 8
Questions for discussion
• Getting the overview: which countries have
  invested in specific studies or are trying to get
  a national monitoring process going?
• Who (pays)? Line ministries (referee +
  player?), development ministry (PCD police?),
  independent evaluation body (e.g. UK or SE)?
• Unclear PCD results: how do OECD
  members justify investments?
• Can the DAC peer-reviews be improved to
  ensure a more detailed analysis of the results
  of PCD efforts (now process-oriented), e.g. in
  the field studies?
• Busan outcome document: will the new
  Global Partnership for Effective Development
  Cooperation work on this?
                                               Page 9
European Centre for Development Policy
        Management (ECDPM)
      Onze Lieve Vrouweplein 21
        NL 6211 HE Maastricht
           The Netherlands


      Tel: 011 31 43 350 2900
      Fax: 011 31 43 350 2902
   Website: http://www.ecdpm.org

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Promoting Policy Coherence for Development: Exploring new opportunities for measurement

  • 1. Promoting Policy Coherence for Development Exploring new opportunities for measurement Niels Keijzer PCD focal points meeting OECD, 9 February 2012
  • 2. A blast from the past? • 2007: Joint-evaluation of EU mechanisms promoting Policy Coherence for Development • What impact of mechanisms? changed sector policies, improved reporting on PCD, increased levels of awareness…no common view • “In the absence of a clearly stated view of what type and level of impact is realistic to seek to achieve, it will be hard to formulate clear result-oriented action plans and progress will continue to be hard to measure.” Page 2
  • 3. One can only measure progress to PCD objectives if one has…: • …PCD objectives. • Existing objectives are process- instead of result-oriented (i.e. “taking into account”, “creating mechanisms”, …) • What is needed is managing expectations: • Baseline: what are the effects of policy X on developing countries today? • Objectives: how should the effects of policy X have changed by year Y? • Next step: how to know whether this happens? (i.e. defining indicators and information needs) Page 3
  • 4. Chickens and Eggs? • Setting PCD objectives and then measure effects? • Or measure first to be able to better define objectives? • … low investments in research and measurement partly explain the limited progress in clarifying objectives • Some issues worth further exploring for measurement relate to what is measured, how it is done, and who does it Page 4
  • 5. What to measure? • Inputs (actions, opportunities): direct actions and inputs, e.g. a decision to review a policy, a new mechanism [e.g.: review of the EU’s fisheries policy] • Outputs (changes in policies): actual changes in policies, or changes at the policy implementation level [e.g.: stricter human rights conditions in fisheries agreements] • Outcomes (‘effects’ in developing countries): what has 'changed' in developing countries and does it have anything to do with the policies? [e.g.: decreased overfishing in LDCs] Once objectives are set, indicators could be formulated at these levels Page 5
  • 6. How to measure? Types and timing 1. Before (Ex-ante): analysing economic, environmental and social effects of proposed policy, outlines potential synergies and trade-offs 2. After (Ex-post): evaluations addressing PCD, either commissioned by the leading ministry or as part of development cooperation evaluation 3. Continuous (programming and monitoring): Country Strategy Papers for development cooperation can identify key policies, monitoring can be done at HQ and/or field level Page 6
  • 7. How to measure? (2) • Theory-based, or use existing data, or gather new data • Data can be quantitative or qualitative • Currently insufficient research, hence (?) discussions on PCD mainly stress the ‘mission impossible’ aspect • Causal chains are complex (a change in policy in an OECD country having something to do with well-being of farmers in country X), best use a mix of methods • Better operationalisation of development objectives also needed (what is ‘contributing to poverty reduction’?) Page 7
  • 8. Who does the measuring? • Ongoing: preparation of the OECD strategy on development, exploration of country case studies by the DAC, and attempts to make progress at national level (SE, NL, IE) • EC has made tentative progress in impact assessments looking at effects of policy options on developing countries (e.g. agriculture, fisheries) • The CDI has been active since 2003, NGOs like Fairpolitics EU invest in case studies • ECDPM is doing a study for BMZ and DGIS to explore next steps for PCD monitoring and comparisons between countries Page 8
  • 9. Questions for discussion • Getting the overview: which countries have invested in specific studies or are trying to get a national monitoring process going? • Who (pays)? Line ministries (referee + player?), development ministry (PCD police?), independent evaluation body (e.g. UK or SE)? • Unclear PCD results: how do OECD members justify investments? • Can the DAC peer-reviews be improved to ensure a more detailed analysis of the results of PCD efforts (now process-oriented), e.g. in the field studies? • Busan outcome document: will the new Global Partnership for Effective Development Cooperation work on this? Page 9
  • 10. European Centre for Development Policy Management (ECDPM) Onze Lieve Vrouweplein 21 NL 6211 HE Maastricht The Netherlands Tel: 011 31 43 350 2900 Fax: 011 31 43 350 2902 Website: http://www.ecdpm.org