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Functional Appliance
Mej (B) Dr Akbar S Hussin
BDS (Malaya), Grad Dip Clin Dent (Adelaide)
D Clin Dent (Orthodontics)(Adelaide), MOrth RCS (Edinburgh)
Functional Appliance

 A variety of fixed or removable
 appliances
 Designed to ‘reposition’ the mandible
 Leading to muscle stretching
 Forces transmitted to dentition and
 basal bone
Functional Appliance

 Muscular forces generated by altering
 the mandibular position sagitally &
 vertically
 Resulting in orthodontic & orthopaedic
 changes                          Bishara, 1989

 Most effective skeletal Cl II tx
 (retrognathia)
 Most effective during active growth
Functional Appliance

 Growth modification involving
 functional appliances have the
 objectives of acting as a therapeutic
 biomechanical interference to cause
 clinically significant morphological
 alterations in a growing child’s
 dentition and craniofacial skeleton
                            Vig & Vig, 1986
The
First
Functional
Appliance
Breastfeeding

 Places beneficial orthopaedic forces on
 the jaws
 Helps to develop airways (pacifier
 suckling deforms airways)
 Cultivates positive down & forward
 growing forces required by both upper
 & lower jaws
                                 Page, 2001
Breastfeeding

 Suckling forces generally act to form
 wide dental arches
 Suckling also promotes good swallow
 muscle tone which assists proper jaw
 and airway development

                               Page, 2001
Functional Appliances

 Andreasen Activator
 Bionator
 Frankle Functional Regulator FR2
 Harvold Activator
 Teuscher Appliance
 Clark Twin Blocks
 Herbst Appliance
Frankel appliance
Clark Twin Blocks
Herbst Appliance
Timing of Tx

 Effective during active growth
 The faster the growth, the faster the
 response, the shorter the tx time
 Most common time for tx – pubertal
 growth spurt
 Early tx - 9-10 yrs
 Definitive tx - 12-13yrs
Early tx

 To intercept a developing problem
 – Improve aesthetics
 – Decreased trauma risk to anterior teeth
 – Early correction of deleterious habit
 – Improve eventual prognosis
 – Decrease length of definitive tx

                               Twelftree, 1998
Early tx

 Ideal tx time – when four upper
 incisors have erupted
 Most common – correction of large OJ
 caused by retrognathic mandible
 Tx - Reposition mandible forward
 Tx discontinued once correction
 achieved
 Some relapse will occur
Definitive tx

 During pubertal growth spurt
 Usually all permanent teeth have
 erupted
 Correction of max-mand discrepancy
 usually followed by fixed appliance tx
 Functional appliance may also be used
 during fixed appliance tx
Effects of Tx

 Skeletal
 – Condylar growth
     Increased condylar remodelling
     Increased glenoid fossa remodelling
 – Increased lower face height



                                  Ruf et al., 2002
Effects of Tx

 Dentoalveolar
 – Retroclination of upper incisors
 – Proclination of lower incisors
 – Mesial eruption of lower posterior teeth
Mode of Action of
Functional Appliances
 Dentoalveolar changes
 Restriction of forward growth of maxilla
 Stimulation of mandibular growth beyond
 what is normally seen in growing children
 Redirection of condylar growth from upward
 and forward directed growth to posterior
 direction
Mode of Action of
Functional Appliances
 Changes in neuromuscular anatomy
 and function that would induce bone
 remodelling
 Adaptive changes to glenoid fossa
 location to a more anterior and vertical
 direction
Dento-Alveolar Effects

 Dento-alveolar changes – 60-70%
 – Inhibition of downward and forward
   eruption of maxillary teeth
 – Retroclination upper incisors
 – Proclination of lower incisors
Orthopaedic Effects

 Orthopaedic changes – 30-40%
 – Condylar growth
     Increased condylar remodelling
     Increased glenoid fossa remodelling
 – Increased lower facial height
Clark Twin Blocks

 Consists of separate upper & lower
 appliances
 More comfortable & aesthetic
 Pt able to eat & speak without
 restriction of tongue, lip & mandible
 movements
 Pt able to cooperate to wear appliance
 24hrs
                               Fricker, 1998
Clark Twin Blocks
Clark Twin Blocks

 Constructed to a protrusive bite
 With appliances in mouth, pt not able
 to occlude in former distal position
 Mandible forced to adopt protrusive
 bite
Clark Twin Blocks

 Block ~ 5-6mm thick between molars
 (mouth open beyond freeway space)
 so that pt cannot return to former
 distal occlusion
Orthodontics and Dentofacial
       Orthopaedics:
A Comprehensive Textbook
CTB design

 Baseplate
 – Upper – up to 6s
 – Lower – up to ½ cusps of 5s
 Expansion screw
 – Necessary only when compensatory
   expansion needed to accommodate lower
   arch as the mandible translates forward
CTB design

 Retention
 – Upper
     Adams clasps at upper 6s, 4s
 – Lower
     Adams clasps at lower 4s
     Ball clasps at lower anterior teeth
CTB design

 Occlusal blocks
 – Upper
     From 6s up to mesial of 5s
 – Lower
     From mid-cusp of lower 5s to
     mesial of lower 4
 – Occlusal inclined plane – 70o
Orthodontics and Dentofacial
       Orthopaedics:
A Comprehensive Textbook
Orthodontics and Dentofacial
Appliances for Cl II div 2          Orthopaedics:
                              A Comprehensive Textbook
Bite Registration

                    Boxing wax
                    Wooden spatula
                    Hot water
Pt bites with incisors edge to edge.
   ~ 6mm separation of molars
Fold wax lengthwise twice to 1/3 size
           Do not flatten
Turn folded wax lengthwise and fold
   once with spatula in between
Crimp lower edge against spatula
         Do not flatten
Pt bites with incisor edge to edge
Stages of Tx

 1st stage
 – To correct anteroposterior relationship from
   skeletal Cl II to Cl I
 2nd stage
 – Settling of posterior teeth into occlusion from Cl
   II molar relationship to Cl I
 – Upper bite blocks trimmed to allow eruption of
   lower posterior teeth
 – Lower bite blocks trimmed to level occlusal plane
Orthodontics and Dentofacial
       Orthopaedics:
A Comprehensive Textbook
Stages of Tx

 In deep bite cases, trim blocks
 In reduced or open bite cases, do not
 trim blocks
Tx Protocol

 Full-time wear for first 6 months
 – Worn at all times including eating and
   sleeping
 – Removed only for brushing of teeth
 – Not to be worn during sporting activities
 Night-time wear for next 6-9 months
 Finishing may be undertaken with
 fixed appliances
Before


After
Pre CTB




Post CTB
Advantages of CTB Tx

 Comfortable – pt able to eat, speak
 Aesthetic – appliance not obvious
 Mandible able to move freely
 Compliance – can be removable or
 temporarily cemented
 Improved facial appearance
 Normal speech
Advantages of CTB Tx

 Easy to manage clinically
 Not easily breakable
 Allows independent arch development
 Improvement of vertical height
 Allows for asymmetrical correction
 Rapid & efficient correction of skeletal
 discrepancy & malocclusion
Advantages of CTB Tx

 Tx can be undertaken from childhood
 to early adulthood
 May be integrated with fixed
 appliances
 Tx of TMJ dysfunction – splint allows
 displaced disc to be recaptured
 Tx of sleep apnoea – increases airway
 space
That’s All
 F lks

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Functional Appliance Guide

  • 1. Functional Appliance Mej (B) Dr Akbar S Hussin BDS (Malaya), Grad Dip Clin Dent (Adelaide) D Clin Dent (Orthodontics)(Adelaide), MOrth RCS (Edinburgh)
  • 2. Functional Appliance A variety of fixed or removable appliances Designed to ‘reposition’ the mandible Leading to muscle stretching Forces transmitted to dentition and basal bone
  • 3. Functional Appliance Muscular forces generated by altering the mandibular position sagitally & vertically Resulting in orthodontic & orthopaedic changes Bishara, 1989 Most effective skeletal Cl II tx (retrognathia) Most effective during active growth
  • 4. Functional Appliance Growth modification involving functional appliances have the objectives of acting as a therapeutic biomechanical interference to cause clinically significant morphological alterations in a growing child’s dentition and craniofacial skeleton Vig & Vig, 1986
  • 6. Breastfeeding Places beneficial orthopaedic forces on the jaws Helps to develop airways (pacifier suckling deforms airways) Cultivates positive down & forward growing forces required by both upper & lower jaws Page, 2001
  • 7. Breastfeeding Suckling forces generally act to form wide dental arches Suckling also promotes good swallow muscle tone which assists proper jaw and airway development Page, 2001
  • 8. Functional Appliances Andreasen Activator Bionator Frankle Functional Regulator FR2 Harvold Activator Teuscher Appliance Clark Twin Blocks Herbst Appliance
  • 12. Timing of Tx Effective during active growth The faster the growth, the faster the response, the shorter the tx time Most common time for tx – pubertal growth spurt Early tx - 9-10 yrs Definitive tx - 12-13yrs
  • 13. Early tx To intercept a developing problem – Improve aesthetics – Decreased trauma risk to anterior teeth – Early correction of deleterious habit – Improve eventual prognosis – Decrease length of definitive tx Twelftree, 1998
  • 14. Early tx Ideal tx time – when four upper incisors have erupted Most common – correction of large OJ caused by retrognathic mandible Tx - Reposition mandible forward Tx discontinued once correction achieved Some relapse will occur
  • 15. Definitive tx During pubertal growth spurt Usually all permanent teeth have erupted Correction of max-mand discrepancy usually followed by fixed appliance tx Functional appliance may also be used during fixed appliance tx
  • 16. Effects of Tx Skeletal – Condylar growth Increased condylar remodelling Increased glenoid fossa remodelling – Increased lower face height Ruf et al., 2002
  • 17. Effects of Tx Dentoalveolar – Retroclination of upper incisors – Proclination of lower incisors – Mesial eruption of lower posterior teeth
  • 18. Mode of Action of Functional Appliances Dentoalveolar changes Restriction of forward growth of maxilla Stimulation of mandibular growth beyond what is normally seen in growing children Redirection of condylar growth from upward and forward directed growth to posterior direction
  • 19. Mode of Action of Functional Appliances Changes in neuromuscular anatomy and function that would induce bone remodelling Adaptive changes to glenoid fossa location to a more anterior and vertical direction
  • 20. Dento-Alveolar Effects Dento-alveolar changes – 60-70% – Inhibition of downward and forward eruption of maxillary teeth – Retroclination upper incisors – Proclination of lower incisors
  • 21. Orthopaedic Effects Orthopaedic changes – 30-40% – Condylar growth Increased condylar remodelling Increased glenoid fossa remodelling – Increased lower facial height
  • 22. Clark Twin Blocks Consists of separate upper & lower appliances More comfortable & aesthetic Pt able to eat & speak without restriction of tongue, lip & mandible movements Pt able to cooperate to wear appliance 24hrs Fricker, 1998
  • 24. Clark Twin Blocks Constructed to a protrusive bite With appliances in mouth, pt not able to occlude in former distal position Mandible forced to adopt protrusive bite
  • 25. Clark Twin Blocks Block ~ 5-6mm thick between molars (mouth open beyond freeway space) so that pt cannot return to former distal occlusion
  • 26. Orthodontics and Dentofacial Orthopaedics: A Comprehensive Textbook
  • 27. CTB design Baseplate – Upper – up to 6s – Lower – up to ½ cusps of 5s Expansion screw – Necessary only when compensatory expansion needed to accommodate lower arch as the mandible translates forward
  • 28. CTB design Retention – Upper Adams clasps at upper 6s, 4s – Lower Adams clasps at lower 4s Ball clasps at lower anterior teeth
  • 29. CTB design Occlusal blocks – Upper From 6s up to mesial of 5s – Lower From mid-cusp of lower 5s to mesial of lower 4 – Occlusal inclined plane – 70o
  • 30. Orthodontics and Dentofacial Orthopaedics: A Comprehensive Textbook
  • 31. Orthodontics and Dentofacial Appliances for Cl II div 2 Orthopaedics: A Comprehensive Textbook
  • 32. Bite Registration Boxing wax Wooden spatula Hot water
  • 33. Pt bites with incisors edge to edge. ~ 6mm separation of molars
  • 34. Fold wax lengthwise twice to 1/3 size Do not flatten
  • 35. Turn folded wax lengthwise and fold once with spatula in between
  • 36. Crimp lower edge against spatula Do not flatten
  • 37. Pt bites with incisor edge to edge
  • 38.
  • 39. Stages of Tx 1st stage – To correct anteroposterior relationship from skeletal Cl II to Cl I 2nd stage – Settling of posterior teeth into occlusion from Cl II molar relationship to Cl I – Upper bite blocks trimmed to allow eruption of lower posterior teeth – Lower bite blocks trimmed to level occlusal plane
  • 40. Orthodontics and Dentofacial Orthopaedics: A Comprehensive Textbook
  • 41. Stages of Tx In deep bite cases, trim blocks In reduced or open bite cases, do not trim blocks
  • 42. Tx Protocol Full-time wear for first 6 months – Worn at all times including eating and sleeping – Removed only for brushing of teeth – Not to be worn during sporting activities Night-time wear for next 6-9 months Finishing may be undertaken with fixed appliances
  • 45. Advantages of CTB Tx Comfortable – pt able to eat, speak Aesthetic – appliance not obvious Mandible able to move freely Compliance – can be removable or temporarily cemented Improved facial appearance Normal speech
  • 46. Advantages of CTB Tx Easy to manage clinically Not easily breakable Allows independent arch development Improvement of vertical height Allows for asymmetrical correction Rapid & efficient correction of skeletal discrepancy & malocclusion
  • 47. Advantages of CTB Tx Tx can be undertaken from childhood to early adulthood May be integrated with fixed appliances Tx of TMJ dysfunction – splint allows displaced disc to be recaptured Tx of sleep apnoea – increases airway space