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Open Archives for Library and
Information Science:
an international experience
Antonella de Robbio and Paula Sequeiros

IV EBIB Conference: Open Access - Internet in libraries
7th December 2007
Torun, Poland
7th December 2007
underlying concepts
Open Access (OA) as the motivation

2
underlying concepts
Open Access (OA) as the motivation


global effort to redefine the mechanisms of
scholarly communication to make LIS
research more visible and accessible

3
underlying concepts
Open Access (OA) as the motivation


global effort to redefine the mechanisms of
scholarly communication to make LIS
research more visible and accessible

Trend towards digital libraries and selfarchiving

4
E-LIS
e-prints in Library and
Science
http://eprints.rclis.org

Information

5
E-LIS
•

established in 2003

6
E-LIS
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant

7
E-LIS
•
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant
first international Open Archive for Library and
Information Science

8
E-LIS
•
•
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant
first international Open Archive for Library and
Information Science
a part of the RCLIS project

9
E-LIS
•
•
•
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant
first international Open Archive for Library and
Information Science
a part of the RCLIS project
international team of voluntary librarians

10
E-LIS
•
•
•
•
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant
first international Open Archive for Library and
Information Science
a part of the RCLIS project
international team of voluntary librarians
not-for-profit project

11
E-LIS
•
•
•
•
•
•
•

established in 2003
GNU ePrints software, OAI/PMH compliant
first international Open Archive for Library and
Information Science
a part of the RCLIS project
international team of voluntary librarians
not-for-profit project
freely accessible to users (search and full-text)
12
the archive: documents
6%

preprints (6%)
postprints (35%)
59%

35%

unpublished (59%)

13
the archive: documents
articles (25%)

7%

200 journals

papers (9%)
250 conferences
25%

unpublished (59%)
other (7%)

59%

9%

14
the archive: documents

reviewed (62%)

38%

62%

15
growth of records in archive (Oct. 2007)

16
growth of records in archive (Oct. 2007)

17
what goes in and how
LIS topics and interrelated disciplines, scientific
or technical

18
what goes in and how
LIS topics and interrelated disciplines, scientific
or technical
•

finished documents, published or
unpublished, any language or format

19
what goes in and how
LIS topics and interrelated disciplines, scientific
or technical
•

finished documents, published or
unpublished, any language or format

•

authors self-archive

20
what goes in and how
LIS topics and interrelated disciplines, scientific
or technical
•
•

finished documents, published or
unpublished, any language or format
authors self-archive

and
•

agreements with institutions and library
associations

21
submissions and authors

60% of submissions
mediated by E-LIS editors

38%

30% self-archived
62%

2540 authors

22
23
24
25
value-added tools for editors and for
users
•

automatic alerts for editors

26
value-added tools for editors and for
users
•
•

automatic alerts for editors
full metadata display

27
value-added tools for editors and for
users
•
•
•

automatic alerts for editors
full metadata display
full-text search

28
value-added tools for editors and for
users
•
•
•
•

automatic alerts for editors
full metadata display
full-text search
counter in homepage

29
value-added tools for editors and for
users
•
•
•
•
•

automatic alerts for editors
full metadata display
full-text search
counter in homepage
statistics from Webalizer

30
value-added tools for editors and for
users

reference linking with ParaTools

31
32
organisational model:
E-LIS teams
initiative's strategic issues

33
organisational model:
E-LIS teams
initiative's strategic issues
• future direction

34
organisational model:
E-LIS teams
initiative's strategic issues
• future direction
• policies and impact on the user
community

35
organisational model:
E-LIS teams
initiative's strategic issues
• future direction
• policies and impact on the user
community
• connection with other scientific
communities
36
organisational model:
E-LIS administration
•

archive’s international and future
vision

37
organisational model:
E-LIS administration
•
•

archive’s international and future
vision
understanding of national and
international needs

38
organisational model:
E-LIS administration
•
•
•

archive’s international and future
vision
understanding of national and
international needs
world framework of Open Access
strategic issues
39
international & local
•

5 continents

40
international & local
•
•

5 continents
42 countries

41
international & local
•
•
•

5 continents
42 countries
common vision

42
international & local
•
•
•

•

5 continents
42 countries
common vision
&
cultural individuality

43
international context
similar initiatives (LIS domain)
E-LIS

44
international context
similar initiatives (LIS domain)
E-LIS
•

clearly international

45
international context
similar initiatives (LIS domain)
E-LIS
•
•

clearly international
not commercially-driven (no external
funding; no profit)

46
international context
similar initiatives (LIS domain)
E-LIS
•
•
•

clearly international
not commercially-driven (no external
funding; no profit)
based on voluntary work
47
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff

48
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff
•

mission, aims and objectives; target audience
and communities involved

49
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff
•
•

mission, aims and objectives; target audience
and communities involved
submission policies: who can deposit and
how

50
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff
•
•
•

mission, aims and objectives; target audience
and communities involved
submission policies: who can deposit and
how
metadata quality

51
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff
•
•
•
•

mission, aims and objectives; target audience
and communities involved
submission policies: who can deposit and
how
metadata quality
copyright policies
52
E-LIS policies
policy concerns are discussed and
democratically agreed upon by the editorial
staff
•
•
•
•
•

mission, aims and objectives; target audience
and communities involved
submission policies: who can deposit and
how
metadata quality
copyright policies
organisational model
53
copyright policies
RoMEO Project recommendations
concerning the self-archiving of documents
Know your rights! of Project Romeo
www.lboro.ac.uk/departments/ls/
disresearch/romeo/Know-your-rights
.doc

54
copyright policies
• author

retains property after deposit
authors responsible for ensuring that documents
have no restrictions on electronic distribution
pre-refereed preprints - author holds copyright (no
need for permission)
refereed postprints, author can try to modify the
copyright transfer agreement to allow selfarchiving
failing that, can append a link to published paper
55
copyright policies
• author

retains property after deposit
• authors responsible for ensuring that documents
have no restrictions on electronic distribution
pre-refereed preprints - author holds copyright (no
need for permission)
refereed postprints, author can try to modify the
copyright transfer agreement to allow selfarchiving
failing that, can append a link to published paper
56
copyright policies
• author

retains property after deposit
• authors responsible for ensuring that documents
have no restrictions on electronic distribution
• pre-refereed

preprints - author holds copyright
(no need for permission)
refereed postprints, author can try to modify the
copyright transfer agreement to allow selfarchiving
failing that, can append a link to published paper
57
copyright policies
• author

retains property after deposit
• authors responsible for ensuring that documents
have no restrictions on electronic distribution
• pre-refereed

preprints - author holds copyright
(no need for permission)
• refereed postprints, author can try to modify the
copyright transfer agreement to allow selfarchiving
failing that, can append a link to published paper
58
copyright policies
• author

retains property after deposit
• authors responsible for ensuring that documents
have no restrictions on electronic distribution
• pre-refereed

preprints - author holds copyright
(no need for permission)
• refereed postprints, author can try to modify the
copyright transfer agreement to allow selfarchiving
• failing that, can link to published paper
59
organisational model
•

over 60 editors
sharing a common vision
–
contributing to E-LIS with their own
experience and competence
–

60
organisational model
•

over 60 editors
sharing a common vision
–
contributing to E-LIS with their own
experience and competence
–

•

administration team

61
national metadata
undergoing debate - launching of a service
provider to harvest and gather national
metadata from national LIS archives which
could become a part of the RCLIS
infrastructure

62
E-LIS policies
preservation issues
preservation metadata - designed for
identifying and managing digital content
over a long period of time

63
preservation
JISC Circular 4/04, note 10
no «formal preservation policy» was being
followed



«de facto rules on file formats and transformations
but no provision for acquiring the source
versions»
«strategy for preservation should be determined
by the nature and need of the repository, and
should be driven by repository policy rather than
the other way around»
64
preservation
JISC Circular 4/04, note 10
no «formal preservation policy» was being
followed



«de facto rules on file formats and
transformations but no provision for acquiring the
source versions»



«strategy for preservation should be determined
by the nature and need of the repository, and
should be driven by repository policy rather than
the other way around»
65
preservation
JISC Circular 4/04, note 10
no «formal preservation policy» was being
followed



«de facto rules on file formats and
transformations but no provision for acquiring the
source versions»



«strategy for preservation should be determined
by the nature and need of the repository, and
should be driven by repository policy rather than
the other way around»



66
preservation
PRESERV (PReservation Eprint SERVices)
a JISC project researching and developing
infrastructural digital preservation services for
institutional repositories

67
preservation
PRESERV (PReservation Eprint SERVices)
a JISC project researching and developing
infrastructural digital preservation services for
institutional repositories


offering a tool integrated into ROAR (Registry of
Open Access Repositories http://roar.eprints.org
/

68
preservation
PRESERV (PReservation Eprint SERVices)
a JISC project researching and developing
infrastructural digital preservation services for
institutional repositories




offering a tool integrated into ROAR (Registry of
Open Access Repositories http://roar.eprints.org
/
E-LIS responded to survey and «is working to
allow for a Preserv profile within ROAR
69
preservation
PRONOM-DROID
The National Archives - database of file formats,
PRONOM, to identify repositories content using
DROID (Digital Record Object Identification)
open source software
file format identification service applied to data
collected by the Celestial harvester
graphical view of a repository is broken down by
file formats through ROAR’s user interface

70
preservation
PRONOM-DROID
The National Archives - database of file formats,
PRONOM, to identify repositories content using
DROID (Digital Record Object Identification)
open source software
file format identification service applied to data
collected by the Celestial harvester
•

graphical view of a repository is broken down by
file formats through ROAR’s user interface

71
preservation
OpenDOAR (The Directory of Open Access
Repositories
http://www.opendoar.org/

72
preservation
OpenDOAR (The Directory of Open Access
Repositories
http://www.opendoar.org/
•

tool that supports preservation policy

73
preservation
OpenDOAR (The Directory of Open Access
Repositories
http://www.opendoar.org/
•
•

tool that supports preservation policy
preservation policy definition form allows
for external partnerships

74
preservation
GNU EPrints v.3 (Jan. 2007),
supports the preservation of digital objects

75
preservation
GNU EPrints v.3 (Jan. 2007),
supports the preservation of digital objects

records the history of changes to a
document

76
preservation
GNU EPrints v.3 (Jan. 2007),
supports the preservation of digital objects

records the history of changes to a
document

preserves rights declarations

77
preservation
E-LIS (Morrisson et al., 2007)


(then a) total of 5077 records

78
preservation
E-LIS (Morrisson et al., 2007)
(then a) total of 5077 records

86% were found to be PDF/MS-Word


79
preservation
August 2007, E-LIS
project DRAMBORA (Digital Repository
Audit Method Based on Risk Assessment)

80
preservation
purpose of the DRAMBORA toolkit
[…]


identifying the risks and vulnerabilities
associated with the mandate, activities
and assets



assessing and calculating the risks



defining risk management measures
[…]
81
preservation
results of auditing:
E-LIS needs to improve at technical
management level, while at content level it
showed to be well-prepared

82
conclusions
1.

LIS
computing science and technology bibliometric and citation analysis
an interesting reference case to other
communities

83
conclusions
2.

diversification of nationalities and
languages
–
–

82 countries
36 languages

84
conclusions
2.

diversification of nationalities and
languages
intensive collaboration
librarians:

from

85

Polish
conclusions
2.

diversification of nationalities and
languages
intensive collaboration
librarians:
–

from

quality papers in E-LIS

86

Polish
conclusions
2.

diversification of nationalities and
languages
intensive collaboration
librarians:
–
–

from

quality papers in E-LIS
very high bibliometric skills

87

Polish
conclusions
2.

diversification of nationalities and
languages
intensive collaboration
librarians:
–
–
–

from

Polish

quality papers in E-LIS
very high bibliometric skills
excellent
editors
Bozena
Bednarek-Michalska and Lidia Derfert
-Wolf
88
conclusions
3.

international LIS network
stimulated by
–

extension of OA concept to LIS

89
conclusions
3.

international LIS network
stimulated by
extension of OA concept to LIS
facilitated by
– dissemination of material within the
community
–

90
conclusions
4.

E-LIS contributing to outline
global vision of LIS domain
challenges and opportunities
motivation to engage in such a venture
and to further develop international
research activities
91
conclusions
4.

E-LIS contributing to outline
global vision of LIS domain
challenges and opportunities
motivation to engage in such a venture
and to further develop international
research activities
92
conclusions
4.

E-LIS contributing to outline
global vision of LIS domain
challenges and opportunities
motivation to engage and to further
develop international
research activities
93

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