PRESENTED BY
PAUL R. HALES, J.D.
HHS MANDATORY EMAIL & TEXT
MESSAGE ENCRYPTION RULES
WITH ONLY ONE EXCEPTION FOR
INFORMED PATIENTS
EDUCATIONAL WEBINAR
1
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Health Information – HIPAA
Protecting Patient Privacy is Our Job®
Legal Education – Not Legal Advice
AttorneyHales.com @hipaaetool 314-534-3534
PaulHales@AttorneyHales.com
Email & Text Message – HIPAA Compliance
PAUL R. HALES
ATTORNEY AT LAW
2
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Identifying Information Health Care
The 18 “Identifiers”
3
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
5. Fax number
6. Email address
7. Social Security Number
8. Medical record number
9. Health Plan beneficiary
number
10. Account Number
11. Certificate/license number
12. Vehicle Identifiers and serial
numbers, including license
plate numbers
13. Device Identifiers and serial
numbers
1. Name
2. Address
3. Dates directly related to an
Individual, including birth date,
admission date, discharge date,
date of death; and all ages over
89 and all elements of dates
(including year) indicating an
Individual’s age, except
elements indicating age 90 or
older may be combined into a
single category – age 90 or older
4. Telephone number
14. Web Universal Resource
Locators (URLs)
15. Internet Protocol (IP) address
number
16. Biometric Identifiers, including
finger and voice prints
17. Full face photographic images
and any comparable images
18. Any other unique identifying
number, characteristic, or code
capable of identifying the
Individual and not used for any
other purpose
Email & Text Message – HIPAA Compliance
45 CFR §164.514(b)(2)

Email & Text Message – HIPAA Compliance
4
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
Unencrypted Emails – Text Messages – Electronic Transmission
https://www.hhs.gov/sites/default/files/ocr/privacy/hipaa/understanding/coveredentities/De-identification/hhs_deid_guidance.pdf
1. Protected Health Information
Protected health information (PHI) is information, including demographic
information, which relates to:
• the individual‘s past, present, or future physical or mental health or condition,
• the provision of health care to the individual, or
• the past, present, or future payment for the provision of health care to the
individual,
and that identifies the individual or for which there is a reasonable basis to
believe can be used to identify the individual.
45 CFR § 160.103

Email & Text Message – HIPAA Compliance
Health Care
Provider:
Hi Paul, your
appointment on
March 27, 2023
is at 2:00 PM.
Reply RS to
reschedule – OK
to confirm.
Thu, 8:00 am
From: Health Care Provider
Sent: Thurs. Mar. 23, 2023 8:00 AM
To: Paul Hales
Subject: Appointment
Hi Paul,
Your appointment on March 27,
2023 is at 2:00 PM. If you need to
cancel or postpone, please notify us
before 5:00 PM on March 24 or you
will be charged a No-Show Fee of
$25.
Thank you,
Health Care Provider
Internet “Guidance” Examples
• Don’t put PHI in Email Subject Line
• Don’t put PHI in Email or Text
• Put only Minimum Necessary PHI
in Email or Text
• Patient providing cell number is
consent to receive PHI Texts
“TCPA – HIPAA Compliant”
Myths!
5
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
Unencrypted Emails – Text Messages – Electronic Transmission

Email & Text Message – HIPAA Compliance
3 STEP SAFEGUARD – PATIENT EMAILS & TEXT MESSAGES
Standard (Unencrypted) Emails & Text Messages
1. Notify “Duty to Warn”
Some level of risk information in an Unencrypted Email or Text
Message can be read by someone else
2. Let the Patient Decide
If the Patient prefers Unencrypted Email or Text Message the
Patient has the right to receive them
3. Document in Writing
Your Warning and Patient’s Decision to receive Unencrypted
Email or Text Message
6
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Email & Text Message – HIPAA Compliance
3 STEP SAFEGUARD – PATIENT EMAILS & TEXT MESSAGES
Standard (Unencrypted) Emails & Text Messages – Background
2013 Privacy Rule – effective September 23, 2013 “Duty to Warn”
January 25, 2013 – 78 FR 5634
2014 Security Rule – Encryption Reasonable & Appropriate Safeguard
Unencrypted Email permitted if Individual warned of risks prefers Unencrypted Email
February 6, 2014 – 79 FR 7302
2020 Privacy Rule Access Guidance – Updated
https://www.hhs.gov/hipaa/for-professionals/privacy/guidance/access/index.html
https://www.hhs.gov/hipaa/court-order-right-of-access/index.html
October 20, 2020 – updating 2016 guidance
2018 Text Message “Duty to Warn” Confirmation
OCR Director Roger Severino – HIMSS Annual Conference
March 6, 2018
7
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Email & Text Message – HIPAA Compliance
3 STEP SAFEGUARD – PATIENT EMAILS & TEXT MESSAGES
Standard (Unencrypted) Emails & Text Messages – Background
2018 Text Message “Duty to Warn” Confirmation
Recorded exchange between attendee and OCR Director
Q.Do OCR guidelines for Unencrypted Email apply to
Unencrypted Text Messages – if a patient is educated and
agrees to the risk and doesn’t want to use secure texting?
A. “I don’t see a difference.” – between an Unencrypted Email
and an Unencrypted Text Message
Q. “I guess I have to avoid the secure texting vendors who may
want to shoot me now.”
8
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Email & Text Message – HIPAA Compliance
3 STEP SAFEGUARD – PATIENT EMAILS & TEXT MESSAGES
3 Step Safeguard if Patient says “No”
1. Do Not Send
Unencrypted Email or Text Message
2. Take Action to Prevent Sending
• Implement Measures to Block
• Notify everyone responsible for sending Unencrypted Email
and Text Message (Workforce or BA) of Individual’s Restriction
3. Document in Writing
Your Warning – Individual’s Response – Your Action and – Notice
of Restriction to Business Associate Vendor
9
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Email & Text Message – HIPAA Compliance
10
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
3 STEP SAFEGUARD – PATIENT EMAILS & TEXT MESSAGES
Summary – HIPAA Requirement for (Unencrypted) Emails & Text Messages
Beware and Be Very Careful
whenever you see or hear
“HIPAA Compliant”
from Vendors
or “Experts” on the Internet

Email & Text Message – HIPAA Compliance
Telephone Consumer Protection Act of 1991
Health Insurance Portability and Accountability Act of 1996
1991 TCPA
Subject: Telecommunications Sent by Automatic Telephone Dialing System – ATDS
Landline Telephone – Fax – Cell phone – Text Messages
Purpose:Protect Consumers from Nuisance & Invasion of Privacy
Exception – “Safe Harbor” – Consumer’s Prior Express Consent
Enforcement: FCC, State Attorneys General, Civil Fines, Private Lawsuits
HIPAA Rules (authorized by 1996 Act)
Subject: Health Information
Purpose:Protect Individually Identifiable Health Information
Enforcement: Government Agencies, Civil Money and Criminal Penalties
No Private Right to Sue
11
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC

Email & Text Message – HIPAA Compliance
12
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
Telephone Consumer Protection Act of 1991
Health Insurance Portability and Accountability Act of 1996
2015 FCC TCPA Order
“Healthcare Text Message Exemption”
Key Special Condition
Text Messages by or on behalf of Healthcare Provider
“must comply with HIPAA privacy rules”
FCC 15-72 Declaratory Ruling and Order July 15, 2015, Paragraph 147(3) @ Page 72
HIPAA Privacy Rules Compliance
3 Step Safeguard
“Duty to Warn”

Email & Text Message – HIPAA Compliance
13
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
Concluding Discussion, Questions, Comments
It’s Your Turn
Questions, Comments, Suggestions

Email & Text Message – HIPAA Compliance
Thank You
Paul Hales, J. D.
PaulHales@AttorneyHales.com
314-534-3534
14
www.thehipaaetool.com Protecting Patient Privacy is our Job® © 2023 ET&C Group LLC
Register Now