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Certification Commission
                       for Healthcare
                       Information Technology




CCHIT Roundtables:
     Interoperability 09 and Beyond
     Open Source Forum

Mark Leavitt, MD, PhD – Chairman
Amit Trivedi – Certification Manager & Strategic Work Group Leader, Interoperability
Dennis Wilson – Certification Technology Director



Hyatt Regency McCormick Place
Chicago, IL
Apr 6, 2009
Roundtable Sessions

Session #1: 1:00 – 2:00pm CDT
Interoperability 09 and Beyond



Session #2: 2:00 – 3:00pm CDT
Open Source Forum




                                 © 2009 | Slide 2 | Apr 6, 2009
Agenda


•   09 Interoperability Criteria
•   09 Interoperability Testing
•   Laika EHR 2009
•   Roadmap
•   Q&A




                                   © 2009 | Slide 3 | Apr 6, 2009
09 Interoperability Criteria
                             08 Criteria                       09 Criteria
                  • Registration, Medication, and   • Registration, Medication, and
                    Allergy modules                   Allergy modules
CCD/C32
Import & Export   • File/Display: Level 2           • File/Display: Level 2
                  • Generate/Format: Level 2        • Generate/Format: Level 3

Lab Result        • Import HL7 2.5.1
                                                    (no changes from 08)
                    ORU messages
Import
DICOM             • Display image via
                                                    (no changes from 08)
                    WADO or C-Move protocol
Image Display
                  • NCPDP SCRIPT 8.1
eRX               • New, Refill, Eligibility,       (no changes from 08)
Transactions        Formulary, and Med Hx
                    transactions
                                                    • Advanced Interoperability
                                                    • PIX or PDQ query
XDS
                                                    • XDS.a or XDS.b:
Transactions
                                                      • Provide & Register
                                                      • Query + Retrieve

                                                                   © 2009 | Slide 4 | Apr 6, 2009
CCD/C32 Coding
Level 2 = “Structured Naratives”
Level 3 = “Coded Vocabularies”
Sections Requiring Coding:
    Medications:
        Product Code: NDC or RxNorm
         (use of NDF-RT or FDA UNII not required)
    Allergy / Drug Sensitivity:
        Product Code: RxNorm (meds), FDA UNII (food/substances)
         (use of NDF-RT codes not required)
        Adverse Event Type: SNOMED CT
        Severity Code: SNOMED CT
    Conditions, Immunizations, Encounters, Procedures, Results,
     Vital Signs, Pregnancy


                                                      © 2009 | Slide 5 | Apr 6, 2009
Advanced Interoperability




              Advanced Criteria:
              •Required for
              incentives?
              •Distinguished from
              basic criteria




                     © 2009 | Slide 6 | Apr 6, 2009
09 Interoperability Testing
                                     09 Testing Procedures
                     Laika test cases for Display/File and Generate/Format
CCD/C32
                     •Checklists for Display verification
Import & Export
                     •Level 3 coding validated, code sets checked
                     ORU messages dynamically generated with
Lab Result Import
                     conformance tools
DICOM
                     Images served by DICOM server
Image Display

eRX Transactions     surescripts certification accepted

                     Laika test cases for: XDS Provide & Register,
                     Query/Retrieve, PIX Feed/Query, PDQ
XDS Transactions
                     •Checklists for queries
                     •Comparison of transaction results in test servers


                                                                © 2009 | Slide 7 | Apr 6, 2009
Laika EHR 2009

                                                                     XDS
                                             DICOM


                                               PDQ               Registry
                                                                   XDS
        EHR
Under
Test                       Supplier

        for
Certification                                       Repository
                                             PIX
Mgr



                                                        Laika
2009

• Complete, ready to use, fully integrated
                                              AWS
Instance
of
Laika
  test environment                             2009
Environment
• Private virtual instances allocated for
  practice and final inspection testing



                                                          © 2009 | Slide 8 | Apr 6, 2009
Testing Endpoints
Laika Interface    https://<hostname>.compute-1.amazonaws.com

XDS.a Registry     https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsregistrya

XDS.a Repository   https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsrepositorya

XDS.b Registry     https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsregistryb

XDS.b Repository   https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsrepositoryb

XDS tools          https://<hostname>.compute-1.amazonaws.com:9080/xdstools

PIX Mgr            mllp://<hostname>.compute-1.amazonaws.com:3600

PDQ Supplier       mllp://<hostname>.compute-1.amazonaws.com:3601

ATNA Log           (BSD syslog)://<hostname>.compute-1.amazonaws.com:5140

WADO               http://<hostname>.compute-1.amazonaws.com/wado?requestType=WADO …


                   Additional configuration parameters:
                   • Patient Identifier Assigning Authority Domains OID
                   • Document Source sourceId OID
                   • Digital certificates
                   • XDS metadata code set

                                                                              © 2009 | Slide 9 | Apr 6, 2009
Laika Components
                                           Source

                    Generator: custom
CCD/C32
Import & Export     Validation: NIST schematron, UMLS vocabularies

DICOM
                    DICOM server: dcm4chee
Image Display


XDS                 NIST Registry/Repository


PIX Manager
                    Open Health Tools OpenPIXPDQ
PDQ Supplier


Interface Engine    Mirth HL7 Interface Engine



                                                         © 2009 | Slide 10 | Apr 6, 2009
Laika Test Case Types
CCD/C32:
  • Display & File
  • Generate & Format
PIX/PDQ:
  • PIX Feed
  • PIX Query
  • PDQ Query
XDS:
  • Query & Retrieve Document
  • Provide & Register Document




                                  © 2009 | Slide 11 | Apr 6, 2009
Laika Example Test Case

                                                                            XDS

                    [ITI‐19]
Node
Authentication
                                                                          Registry
                                                                            XDS
EHR
Under
Test
                                                                         Repository
for
Certification   [ITI‐14]
XDS.a
Register
Document
                    or
                    [ITI‐41]
XDS.b
Provide
&
Register
Document
Set‐b
                                                                         Laika
2009


                    [ITI‐20]
Record
Audit
Event
                                                                        Instance
of
                                                                        Laika
2009
                                                                       Environment




                                                                          © 2009 | Slide 12 | Apr 6, 2009
Laika Example Test Case




Assign test case from view of patients in XDS Registry




                                                 © 2009 | Slide 13 | Apr 6, 2009
Laika Example Test Case


• Provide XDS metadata
  attributes expected from
  Provide & Register transaction

• Values not supplied are
  ignored




                                     © 2009 | Slide 14 | Apr 6, 2009
Laika Example Test Case




Executing test case triggers compare of expected versus actual values in
 XDS Registry
                                                           © 2009 | Slide 15 | Apr 6, 2009
Laika Example Test Case



ATNA log browser enables
 inspection of required entries




                                     © 2009 | Slide 16 | Apr 6, 2009
Laika Example Test Case



Checklists support inspection
 of query transactions




                                     © 2009 | Slide 17 | Apr 6, 2009
Project Contributors

• MITRE Corporation
• CitiusTech
• OpenSourcery

http://laika.sourceforge.net/
 Contributors welcome!


                          © 2009 | Slide 18 | Apr 6, 2009
Looking Ahead




                © 2009 | Slide 19 | Apr 6, 2009
Criteria Roadmap: 10, 11+

Additional CDA document types for quality reporting and
data exchanges:
   • HITSP C48 – Encounter Document
   • HITSP C34 - Patient Level Quality Data Message
   • HITSP C37 – Lab Report Document
   • HITSP C38 - Patient Level Quality Data Document
   • HITSP C78 – Immunization Document




                                           © 2009 | Slide 20 | Apr 6, 2009
Criteria Roadmap: 10, 11+

Further requirements around XDS transactions:
   • Document Replacement and Addendum
   • XDS-I (Cross Enterprise Image Information Sharing
     integration profile)
   • PIX Update Notifications
   • XCA – (Cross Community Access) HIE to HIE
     gateways




                                          © 2009 | Slide 21 | Apr 6, 2009
Criteria Roadmap: 10, 11+
CCD/C32 Discrete Data Processing:
  • Display of data captured from external sources
  • Compare and selective update clinical list items
  • “Round trip” creation of CCD elements previously
    imported




                                           © 2009 | Slide 22 | Apr 6, 2009
Thank you!
Q&A

For more information:
www.cchit.org
Roundtable Sessions

Session #1: 1:00 – 2:00pm CDT
Interoperability 09 and Beyond



Session #2: 2:00 – 3:00pm CDT
Open Source Forum




                                 © 2009 | Slide 24 | Apr 6, 2009

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CCHIT Roundtables at HIMSS 09

  • 1. Certification Commission for Healthcare Information Technology CCHIT Roundtables:  Interoperability 09 and Beyond  Open Source Forum Mark Leavitt, MD, PhD – Chairman Amit Trivedi – Certification Manager & Strategic Work Group Leader, Interoperability Dennis Wilson – Certification Technology Director Hyatt Regency McCormick Place Chicago, IL Apr 6, 2009
  • 2. Roundtable Sessions Session #1: 1:00 – 2:00pm CDT Interoperability 09 and Beyond Session #2: 2:00 – 3:00pm CDT Open Source Forum © 2009 | Slide 2 | Apr 6, 2009
  • 3. Agenda • 09 Interoperability Criteria • 09 Interoperability Testing • Laika EHR 2009 • Roadmap • Q&A © 2009 | Slide 3 | Apr 6, 2009
  • 4. 09 Interoperability Criteria 08 Criteria 09 Criteria • Registration, Medication, and • Registration, Medication, and Allergy modules Allergy modules CCD/C32 Import & Export • File/Display: Level 2 • File/Display: Level 2 • Generate/Format: Level 2 • Generate/Format: Level 3 Lab Result • Import HL7 2.5.1 (no changes from 08) ORU messages Import DICOM • Display image via (no changes from 08) WADO or C-Move protocol Image Display • NCPDP SCRIPT 8.1 eRX • New, Refill, Eligibility, (no changes from 08) Transactions Formulary, and Med Hx transactions • Advanced Interoperability • PIX or PDQ query XDS • XDS.a or XDS.b: Transactions • Provide & Register • Query + Retrieve © 2009 | Slide 4 | Apr 6, 2009
  • 5. CCD/C32 Coding Level 2 = “Structured Naratives” Level 3 = “Coded Vocabularies” Sections Requiring Coding:  Medications:  Product Code: NDC or RxNorm (use of NDF-RT or FDA UNII not required)  Allergy / Drug Sensitivity:  Product Code: RxNorm (meds), FDA UNII (food/substances) (use of NDF-RT codes not required)  Adverse Event Type: SNOMED CT  Severity Code: SNOMED CT  Conditions, Immunizations, Encounters, Procedures, Results, Vital Signs, Pregnancy © 2009 | Slide 5 | Apr 6, 2009
  • 6. Advanced Interoperability Advanced Criteria: •Required for incentives? •Distinguished from basic criteria © 2009 | Slide 6 | Apr 6, 2009
  • 7. 09 Interoperability Testing 09 Testing Procedures Laika test cases for Display/File and Generate/Format CCD/C32 •Checklists for Display verification Import & Export •Level 3 coding validated, code sets checked ORU messages dynamically generated with Lab Result Import conformance tools DICOM Images served by DICOM server Image Display eRX Transactions surescripts certification accepted Laika test cases for: XDS Provide & Register, Query/Retrieve, PIX Feed/Query, PDQ XDS Transactions •Checklists for queries •Comparison of transaction results in test servers © 2009 | Slide 7 | Apr 6, 2009
  • 8. Laika EHR 2009 XDS DICOM PDQ Registry XDS EHR
Under
Test Supplier for
Certification Repository PIX
Mgr Laika
2009 • Complete, ready to use, fully integrated AWS
Instance
of
Laika test environment 2009
Environment • Private virtual instances allocated for practice and final inspection testing © 2009 | Slide 8 | Apr 6, 2009
  • 9. Testing Endpoints Laika Interface https://<hostname>.compute-1.amazonaws.com XDS.a Registry https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsregistrya XDS.a Repository https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsrepositorya XDS.b Registry https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsregistryb XDS.b Repository https://<hostname>.compute-1.amazonaws.com:9080/axis2/services/xdsrepositoryb XDS tools https://<hostname>.compute-1.amazonaws.com:9080/xdstools PIX Mgr mllp://<hostname>.compute-1.amazonaws.com:3600 PDQ Supplier mllp://<hostname>.compute-1.amazonaws.com:3601 ATNA Log (BSD syslog)://<hostname>.compute-1.amazonaws.com:5140 WADO http://<hostname>.compute-1.amazonaws.com/wado?requestType=WADO … Additional configuration parameters: • Patient Identifier Assigning Authority Domains OID • Document Source sourceId OID • Digital certificates • XDS metadata code set © 2009 | Slide 9 | Apr 6, 2009
  • 10. Laika Components Source Generator: custom CCD/C32 Import & Export Validation: NIST schematron, UMLS vocabularies DICOM DICOM server: dcm4chee Image Display XDS NIST Registry/Repository PIX Manager Open Health Tools OpenPIXPDQ PDQ Supplier Interface Engine Mirth HL7 Interface Engine © 2009 | Slide 10 | Apr 6, 2009
  • 11. Laika Test Case Types CCD/C32: • Display & File • Generate & Format PIX/PDQ: • PIX Feed • PIX Query • PDQ Query XDS: • Query & Retrieve Document • Provide & Register Document © 2009 | Slide 11 | Apr 6, 2009
  • 12. Laika Example Test Case XDS [ITI‐19]
Node
Authentication Registry XDS EHR
Under
Test Repository for
Certification [ITI‐14]
XDS.a
Register
Document or [ITI‐41]
XDS.b
Provide
&
Register
Document
Set‐b Laika
2009 [ITI‐20]
Record
Audit
Event Instance
of Laika
2009 Environment © 2009 | Slide 12 | Apr 6, 2009
  • 13. Laika Example Test Case Assign test case from view of patients in XDS Registry © 2009 | Slide 13 | Apr 6, 2009
  • 14. Laika Example Test Case • Provide XDS metadata attributes expected from Provide & Register transaction • Values not supplied are ignored © 2009 | Slide 14 | Apr 6, 2009
  • 15. Laika Example Test Case Executing test case triggers compare of expected versus actual values in XDS Registry © 2009 | Slide 15 | Apr 6, 2009
  • 16. Laika Example Test Case ATNA log browser enables inspection of required entries © 2009 | Slide 16 | Apr 6, 2009
  • 17. Laika Example Test Case Checklists support inspection of query transactions © 2009 | Slide 17 | Apr 6, 2009
  • 18. Project Contributors • MITRE Corporation • CitiusTech • OpenSourcery http://laika.sourceforge.net/  Contributors welcome! © 2009 | Slide 18 | Apr 6, 2009
  • 19. Looking Ahead © 2009 | Slide 19 | Apr 6, 2009
  • 20. Criteria Roadmap: 10, 11+ Additional CDA document types for quality reporting and data exchanges: • HITSP C48 – Encounter Document • HITSP C34 - Patient Level Quality Data Message • HITSP C37 – Lab Report Document • HITSP C38 - Patient Level Quality Data Document • HITSP C78 – Immunization Document © 2009 | Slide 20 | Apr 6, 2009
  • 21. Criteria Roadmap: 10, 11+ Further requirements around XDS transactions: • Document Replacement and Addendum • XDS-I (Cross Enterprise Image Information Sharing integration profile) • PIX Update Notifications • XCA – (Cross Community Access) HIE to HIE gateways © 2009 | Slide 21 | Apr 6, 2009
  • 22. Criteria Roadmap: 10, 11+ CCD/C32 Discrete Data Processing: • Display of data captured from external sources • Compare and selective update clinical list items • “Round trip” creation of CCD elements previously imported © 2009 | Slide 22 | Apr 6, 2009
  • 23. Thank you! Q&A For more information: www.cchit.org
  • 24. Roundtable Sessions Session #1: 1:00 – 2:00pm CDT Interoperability 09 and Beyond Session #2: 2:00 – 3:00pm CDT Open Source Forum © 2009 | Slide 24 | Apr 6, 2009