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3GPP Self-evaluation
               Methodology and Results

               “Self-evaluation Results”
                     Tetsushi Abe, NTT DOCOMO
                    3GPP TSG-RAN1 Vice-Chairman




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     1
3GPP Self-evaluation for LTE-Advanced
              Summary

      The 3GPP self-evaluation has shown that the LTE
     Release 10 & beyond (LTE-Advanced) SRIT and the
     individual FDD RIT and TDD RIT components
     completely satisfy the criteria of Step 7 and should
     move forward to Step 8 of the process.
      In particular, the SRIT and the individual FDD RIT and
     TDD RIT components meet all the requirements in all
     four of the four defined test environments.
      The evaluation results were based on the rigorous
     calibration effort.

                                                                        RIT: Radio Interface Technology
                                                                        SRIT: Sets of RIT



 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                   2
Outline
1.   Main assumptions (Recap)                                           4.   Results: VoIP
     1.1 Evaluated DL schemes                                                4.1 FDD
     1.2 Evaluated UL schemes                                                4.2 TDD
     1.3 DL control overhead assumptions                                5.   Results: Mobility
2.   Results: Peak spectrum efficiency                                       5.1 FDD
     2.1 DL peak spectrum efficiency                                         5.2 TDD
     2.2 UL peak spectrum efficiency                                    6.   Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7.   Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                  3
Outline
1.   Main assumptions (Recap)                                           4.   Results: VoIP
     1.1 Evaluated DL schemes                                                4.1 FDD
     1.2 Evaluated UL schemes                                                4.2 TDD
     1.3 DL control overhead assumptions                                5.   Results: Mobility
2.   Results: Peak spectrum efficiency                                       5.1 FDD
     2.1 DL peak spectrum efficiency                                         5.2 TDD
     2.2 UL peak spectrum efficiency                                    6.   Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7.   Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                  4
1.1 Evaluated downlink schemes
         (Full-buffer spectrum efficiency)
 LTE Rel-8
               Single-user MIMO                              Single-layer beamforming
                  (SU-MIMO)                                       (Single-layer BF)
                 Ex)                                                   Ex)




 LTE-Advanced
Multi-user MIMO              Coordinated scheduling/beamforming Joint processing CoMP
  (MU-MIMO)                         CoMP (CS/CB-CoMP)                  (JP-CoMP)
Ex)                                 Ex)                                      Ex)
                                               Suppress / Avoid




                                 Various schemes have been evaluated
© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                      5
1.2 Evaluated uplink schemes
           (Full-buffer spectrum efficiency)
 LTE Rel-8
    Single-input multiple-output                                        Multi-user MIMO
               (SIMO)                                                     (MU-MIMO)
               Ex)                                                      Ex)




 LTE-Advanced
    Single-user MIMO (SU-MIMO)                                             CoMP
             MU-MIMO
              Ex)                                                 Ex)




                             Various schemes have been evaluated
© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                        6
1.3 DL control channel overhead assumption


                              1 subframe = 1.0 msec = 14 OFDM symbols

                DL control                                        Data

  L: OFDM symbols (L=1, 2, 3)



       Downlink performances have been evaluated taking into account the
       downlink overhead for L = 1, 2 and 3 cases
       Dynamic assignment of L is supported already in the Rel. 8 specification
         Average overhead depends on the environments




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                7
Outline
1.   Main assumptions (Recap)                                           4.   Results: VoIP
     1.1 Evaluated DL schemes                                                4.1 FDD
     1.2 Evaluated UL schemes                                                4.2 TDD
     1.3 DL control overhead assumptions                                5.   Results: Mobility
2.   Results: Peak spectrum efficiency                                       5.1 FDD
     2.1 DL peak spectrum efficiency                                         5.2 TDD
     2.2 UL peak spectrum efficiency                                    6.   Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7.   Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                  8
2.1 Downlink peak spectrum efficiency
    LTE Rel. 8 fulfills ITU-R requirements
    Further improved performance can be achieved by using additional technology
   features (8-layer spatial multiplexing)

         DL peak spectrum efficiency for FDD
       Scheme                   Spectral efficiency [b/s/Hz]              Assumptions
                                                                             4 layers (LTE Rel-8)
ITU-R Requirement                                 15                         8 layers (LTE-A)
Rel. 8 4-layer spatial                                                       1 symbols for DL control channel
                                                16.3                         Common RS (LTE Rel-8)
    multiplexing
                                                                             Common + Demodulation RS (LTE-A)
   8-layer spatial                                                           PBCH and Sync. Signal overhead
                                                30.6
    multiplexing                                                             For TDD,
                                                                                  4 DL : 2 SP : 4 UL
         DL peak spectrum efficiency for TDD
                                                                                  12 DwPTS : 1 GP : 1 UpPTS
       Scheme                  Spectral efficiency [b/s/Hz]
ITU-R Requirement                                15
Rel. 8 4-layer spatial
                                               16.0
    multiplexing
   8-layer spatial
                                               30.0
    multiplexing

   © 3GPP 2009                                     th
   © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                 Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                     9
2.2 Uplink peak spectrum efficiency
 LTE-A with 2-layer spatial multiplexing fulfills ITU-R requirements
 Further improved performance can be achieved by using additional technology
features (4-layer spatial multiplexing)

              UL peak spectral efficiency for FDD
         Scheme                       Spectral efficiency [b/s/Hz]      Assumptions
                                                                        2 layers
 ITU-R Requirement                                     6.75             4 layers
     2 layer spatial                                                    UL control channel
                                                       8.4               (1 PRB / 10MHz / 1 msec)
      multiplexing
                                                                         Physical random access channel
     4 layer spatial                                                     (6 PRB / 10MHz / 10 msec)
                                                       16.8
      multiplexing

          UL peak spectral efficiency for TDD
         Scheme                       Spectral efficiency [b/s/Hz]
 ITU-R Requirement                                     6.75
     2 layer spatial
                                                       8.1
      multiplexing
     4 layer spatial
                                                       16.1
      multiplexing
© 3GPP 2009                                      th
© 3GPP 2009    <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                               10
Outline
1.   Main assumptions (Recap)                                           4  Results: VoIP
     1.1 Evaluated DL schemes                                               4.1 FDD
     1.2 Evaluated UL schemes                                               4.2 TDD
     1.3 DL control overhead assumptions                                5. Results: Mobility
2.   Results: Peak spectrum efficiency                                      5.1 FDD
     2.1 DL peak spectrum efficiency                                        5.2 TDD
     2.2 UL peak spectrum efficiency                                    6. Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7. Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                11
3.1 Indoor (InH) results




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     12
3.1 Indoor environment (Downlink, FDD)
   LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead
   (L = 3)) fulfills ITU-R requirements
   Further improved performance can be achieved by using additional
  technology features (MU-MIMO 4x2)
                                         Spectrum Efficiency: FDD DL, Indoor (InH)
                                                                                                    ITU-R requirement
                      7                                                             6.6
                                                                                              6.1
  (bps/Hz/cell)



                      6                                                                                  5.5
   Cell average




                                          4.8        4.5
                      5                                          4.1
                      4        3.0
                      3
                      2
                      1
                      0

                    0.3                                                             0.26
                                         0.23                                                0.24
                  0 .2 5                            0.21                                                0.22
Cell edge
(bps/Hz)




                                                                0.19
                    0.2
                  0 .1 5
                                0.1
                    0.1
                  0 .0 5
                       0
                                        Rel-8 S U-M IM O 4 x 2 (A)                   M U-M IM O 4 x 2 (C )
                                                L = 1, 2, 3                              L = 1, 2, 3


 © 3GPP 2009                                                 th
 © 3GPP 2009               <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                           Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                         13
3.1 Indoor environment (Downlink, TDD)
  LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead
  (L = 3)) fulfills ITU-R requirements
  Further improved performance can be achieved by using additional
 technology features (MU-MIMO 4x2)
                                Spectrum Efficiency: TDD DL, Indoor (InH)
                                                                                                       ITU-R requirement
                                                                               6.7
                  7                                                                    6.1
                                                                                                5.6
  (bps/Hz/cell)



                  6
   Cell average




                                    4.7         4.4
                  5                                        4.1
                  4        3.0
                  3
                  2
                  1
                  0

               0.3
                                                                               0.24
              0.25                  0.22
                                                0.2
                                                                                       0.22
                                                                                                 0.2
                                                           0.19
Cell edge
(bps/Hz)




               0.2
              0.15        0.1
               0.1
              0.05
                 0
                                    Rel-8 SU-MIMO 4 x 2 (A)                      MU-MIMO 4 x 2 (C)
                                           L = 1, 2, 3                              L = 1, 2, 3


© 3GPP 2009                                             th
© 3GPP 2009           <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                      Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                         14
3.1 Indoor environment (Uplink, FDD)
 LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
 Further improved performance can be achieved by using additional
technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4)

                                               Spectrum Efficiency: FDD UL, Indoor (InH)
                                                                               5.8               ITU-R requirement
                          6
      (bps/Hz/cell)

                                                                                               4.3
       Cell average



                          5
                          4              3.3                    3.3
                               2.25
                          3
                          2
                          1
                          0

                        0.5                                                    0.42

                        0.4
      Cell Edge
      (bps/Hz)




                                                                                              0.25
                                        0.23                    0.24
                        0.3
                        0.2
                            0.07
                        0.1
                          0
                                Rel-8 SIMO 1x4 (A) Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 SU-MIMO 2 x 4 (A)
                                                                              (A)


© 3GPP 2009                                             th
© 3GPP 2009           <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                      Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                   15
3.1 Indoor environment (Uplink, TDD)
 LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
 Further improved performance can be achieved by using additional
technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4)


                                       Spectrum Efficiency: TDD UL, Indoor (InH)
                                                                                                       ITU-R requirement
                                                                                    5.5
                  6
 (bps/Hz/cell)
  Cell average




                  5                                                                                       3.9
                  4             3.1                       3.1
                       2.25
                  3
                  2
                  1
                  0

                 0.5                                                                0.39
                 0.4
 Cell Edge
 (bps/Hz)




                                                          0.23                                            0.25
                 0.3            0.22

                 0.2
                       0.07
                 0.1
                   0
                        Rel-8 SIMO 1x4 (A)        Rel-8 SIMO 1x4 (C)        Rel-8 MU-MIMO 1x4 (A)   SU-MIMO 2 x 4 (A)




© 3GPP 2009                                          th
© 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                   Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                    16
3.2 Microcellular (UMi) results




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     17
3.2 Microcellular environment (Downlink, FDD)
      Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum
     DL control overhead (L = 3)) fulfills ITU-R requirements
      Further improved performance can be achieved by using additional
     technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)
                                         Spectrum Efficiency: FDD DL, Microcellular (UMi)                           ITU-R requirement
                       5                                                                                    4.5
                                                                                                                   4.1
                                                                                     3.6                                  3.7
                       4           3.5                      3.4
      (bps/Hz/cell)




                                         3.2                                                3.3
       Cell average




                                                                  3.1                                3
                                               2.9                       2.8
                             2.6
                       3
                       2
                       1
                       0
               0.15                                                                                         0.14
                                                                                                                   0.13
                                                           0.12                                                           0.12
                                                                  0.11               0.11
                                   0.1 0.096                             0.099              0.099
Cell edge




                      0.1                                                                           0.089
(bps/Hz)




                                               0.087
                             0.075

               0.05

                       0
                              MU-MIMO 4 x 2 (C)          MU-MIMO 4x2 (A)         CS/CB-CoMP4x2(C) JP-CoMP 4 x 2 (C)
                                 L = 1, 2, 3                L = 1, 2, 3              L = 1, 2, 3      L = 1, 2, 3
    © 3GPP 2009                                               th
    © 3GPP 2009             <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                            Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                 18
3.2 Microcellular environment (Downlink, TDD)
     Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum
    DL control overhead (L = 3)) fulfills ITU-R requirements
     Further improved performance can be achieved by using additional
    technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)
                     Spectrum Efficiency: TDD DL, Microcellular (UMi)                                             ITU-R requirement
                                                                                                          4.6
          5                                                                                                      4.2
                                                                                                                         3.9
                                                                                  3.6
                    4         3.5                                                        3.3
    (bps/Hz/cell)




                                     3.2               3.2
     Cell average




                                               3                                                 3.1
                                                              2.9   2.7
                        2.6
                    3

                    2
                    1
                0
             0.15
                              0.11                     0.11
                                     0.096                    0.1 0.095           0.1                     0.1
                                                                                        0.092                   0.092
                0.1                          0.089                                              0.086                   0.085
Cell edge
(bps/Hz)




                        0.075

             0.05


                    0
                         MU-MIMO 4 x 2 (C)           MU-MIMO 4x2 (A)          CS/CB-CoMP4x2(C)          JP-CoMP 4 x 2 (C)
                            L = 1, 2, 3                 L = 1, 2, 3               L = 1, 2, 3               L = 1, 2, 3
      © 3GPP 2009                                          th
      © 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                   19
3.2 Microcellular environment (Uplink, FDD)
      LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
      Further improved performance can be achieved by using additional
     technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and
     MU-MIMO 1x8)
                                    Spectrum Efficiency: FDD UL, Microcellular (UMi)
                                                                                                       ITU-R requirement
                    4
  (bps/Hz/cell)
   Cell average




                    3                                                    2.5                   2.5
                                        1.9
                         1.8
                    2

                    1

                    0
                   0.1                                                                        0.086
                                                                        0.077
                                       0.073
                  0.08
Cell Edge
(bps/Hz)




                         0.05
                  0.06
                  0.04
                  0.02
                    0
                                Rel-8 SIMO 1 x 4 (C)          Rel-8 MU-MIMO 1 x 4 (A)   MU-MIMO 2 x 4 (A)



       © 3GPP 2009                                         th
       © 3GPP 2009       <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                      20
3.2 Microcellular environment (Uplink, TDD)
      LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
      Further improved performance can be achieved by using additional
     technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and
     MU-MIMO 1x8)
                                   Spectrum Efficiency: TDD UL, Microcellular (UMi)
                                                                                                                ITU-R requirement
                     4
                                                                                                          3
  (bps/Hz/cell)




                                                                                     2.8
   Cell average




                     3                                       2.3
                                    1.9
                         1.8
                     2

                     1

                     0

                   0.1                                                                                  0.079
                                  0.07                     0.071                   0.068
                  0.08
Cell Edge
(bps/Hz)




                         0.05
                  0.06
                  0.04
                  0.02
                    0
                          Rel-8 SIMO 1 x 4 (C)     Rel-8 MU-MIMO 1 x 4        MU-MIMO 2 x 4 (A)   MU-MIMO 1 x 8 (E)
                                                           (A)


      © 3GPP 2009                                          th
      © 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                               21
3.3 Base coverage urban (UMa) results




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     22
3.3 Base coverage urban environment (Downlink, FDD)
        Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum
       DL control overhead (L = 3)) fulfills ITU-R requirements
        Further improved performance can be achieved by using additional
       technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)
                   Spectrum Efficiency: FDD DL, Base coverage urban (UMa)
                                                                                                         ITU-R requirement
                  4
                                                                2.9                        3
                               2.8
(bps/Hz/cell)




                                       2.6                              2.6                      2.7
 Cell average




                  3                          2.4                                  2.4                  2.5
                       2.2
                  2

                  1

                  0

                 0.1          0.079
                                      0.073 0.066
                                                              0.081
                                                                      0.074              0.08   0.073 0.066
                                                                                 0.067
Cell edge
(bps/Hz)




                       0.06
                0.05


                  0
                              MU-MIMO 4 x 2 (C)             CS/CB-CoMP 4 x 2 (C)         JP-CoMP 4 x 2 (A)
                                 L = 1, 2, 3                     L = 1, 2, 3                L = 1, 2, 3

        © 3GPP 2009                                       th
        © 3GPP 2009     <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                         23
3.3 Base coverage urban environment (Downlink, TDD)
        Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum
       DL control overhead (L = 3)) fulfills ITU-R requirements
        Further improved performance can be achieved by using additional
       technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)
                              Spectrum Efficiency: TDD DL, Base coverage urban (UMa)
                                                                                                        ITU-R requirement
                    4                                                                     3.6
                                                                                                 3.3
                                                                                                       3.1
                                2.9                              2.9
 (bps/Hz/cell)




                                                                         2.6
  Cell average




                                        2.6
                    3                           2.4                               2.4
                        2.2
                    2

                    1

                    0

                  0.1          0.079                            0.083
                                                                        0.075
                                                                                         0.09   0.082 0.076
                                       0.071   0.067                              0.07
Cell edge
(bps/Hz)




                        0.06
                 0.05


                   0
                               MU-MIMO 4 x 2 (C)             CS/CB-CoMP 4 x 2 (C)        JP-CoMP 4 x 2 (C)
                                  L = 1, 2, 3                     L = 1, 2, 3                L = 1, 2, 3

       © 3GPP 2009                                         th
       © 3GPP 2009       <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                       24
3.3 Base coverage urban environment (Uplink, FDD)
        LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
        Further improved performance can be achieved by using additional
       technology features (e.g., CoMP 1x4, CoMP 2x4)

                                Spectrum Efficiency: FDD UL, Base coverage urban (UMa)
                                                                                                  ITU-R requirement
                      3
                                                                                          2.1
   (bps/Hz/cell)
    Cell average




                                        1.5                               1.7
                      2
                          1.4

                      1

                      0


                   0.15
                                                                                         0.099
                                                                         0.086
Cell Edge
(bps/Hz)




                    0.1
                                       0.062

                   0.05    0.03

                     0
                                Rel-8 SIMO 1 x 4(C)                 CoMP 1 x 4 (A)   CoMP 2 x 4 (C)


       © 3GPP 2009                                          th
       © 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                          Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                25
3.3 Base coverage urban environment (Uplink, TDD)
          LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
          Further improved performance can be achieved by using additional
         technology features (e.g., CoMP 1x4, CoMP 2x4)

                                Spectrum Efficiency: TDD UL, Base coverage urban (UMa)                           ITU-R requirement
                                                                                                          2.7
                      3
                                                                                         2
   (bps/Hz/cell)
    Cell average




                                                             1.9
                      2             1.5
                          1.4

                      1


                      0

                   0.15
                                                                                       0.097
                                                            0.09
Cell Edge
(bps/Hz)




                    0.1                                                                                  0.076
                                  0.062

                   0.05    0.03

                     0
                           Rel-8 SIMO 1x4 (C)          CoMP 1 x 4 (C)              CoMP 2 x 4 (C)   MU-MIMO 1 x 8 (E)


        © 3GPP 2009                                         th
        © 3GPP 2009       <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                          Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                              26
3.4 High speed (RMa) results




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     27
3.4 High Speed Environment (Downlink, FDD)
          LTE Rel. 8 with SU-MIMO 4x2 (even with maximum
         DL control overhead (L = 3)) fulfills ITU-R requirements
          Further improved performance can be achieved by using additional
         technology features (e.g., MU-MIMO 4x2)
                                 Spectrum Efficiency: FDD DL, High speed (RMa)
                                                                                                                   ITU-R requirement
                                                                                       3.9
                   4                                                                                3.5
                                                                                                            3.2
(bps/Hz/cell)
 Cell average




                   3           2.3
                                       2.1                     2.1      2
                                               1.9                               1.8
                   2
                       1.1
                   1

                   0

                0.15
                                                                                             0.11
                                                                                                    0.099   0.09
Cell edge
(bps/Hz)




                 0.1          0.081   0.076   0.069           0.067   0.063   0.057
                       0.04
                0.05

                  0
                        Rel-8 SU-MIMO 4 x 2 (C)           Rel-8 SU-MIMO 4 x 2 (A)            MU-MIMO 4 x 2 (C)
                               L = 1, 2, 3                       L = 1, 2, 3                    L = 1, 2, 3

        © 3GPP 2009                                       th
        © 3GPP 2009     <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                   28
3.4 High Speed Environment (Downlink, TDD)
         LTE Rel. 8 with SU-MIMO 4x2 (even with maximum
        DL control overhead (L = 3)) fulfills ITU-R requirements
         Further improved performance can be achieved by using additional
        technology features (e.g., MU-MIMO 4x2)

                                   Spectrum Efficiency: TDD DL, High speed (RMa)                           ITU-R requirement
                   4                                                                      3.5
                                                                                                 3.2       3
(bps/Hz/cell)
 Cell average




                   3
                               2      1.9                       1.9
                                               1.8                      1.7      1.6
                   2
                       1.1
                   1

                   0

                0.15
                                                                                         0.098
                                                                                                 0.089
Cell edge
(bps/Hz)




                                                                                                         0.083
                 0.1          0.072   0.067   0.063
                                                               0.057   0.053
                       0.04                                                      0.049
                0.05

                  0
                         Rel-8 SU-MIMO 4 x 2 (C)           Rel-8 SU-MIMO 4 x 2 (A)       MU-MIMO 4 x 2 (C)
                                L = 1, 2, 3                       L = 1, 2, 3               L = 1, 2, 3

       © 3GPP 2009                                        th
       © 3GPP 2009      <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                           29
3.4 High Speed Environment (Uplink, FDD)
       LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
       Further improved performance can be achieved by using additional
      technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4)

                                     Spectrum Efficiency: FDD UL, High speed (RMa)
                                                                                                     ITU-R requirement
                      3
                                                                          2.2                2.3
   (bps/Hz/cell)
    Cell average




                                        1.8
                      2

                          0.7
                      1

                      0
                   0.15                                                                      0.13

                                                                         0.097
Cell Edge
(bps/Hz)




                                       0.082
                    0.1

                   0.05
                          0.015
                     0
                                Rel-8 SIMO 1x4 (C)              Rel-8 MU-MIMO 1x4 (A)   CoMP 2 x 4 (A)




       © 3GPP 2009                                          th
       © 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                          Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                   30
3.4 High Speed Environment (Uplink, TDD)
       LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements
       Further improved performance can be achieved by using additional
      technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4)

                                     Spectrum Efficiency: TDD UL, High speed (RMa)                              ITU-R requirement
                                                                                                         2.6
                      3                                                                 2.5
   (bps/Hz/cell)




                                                             2.1
    Cell average




                                    1.8
                      2

                          0.7
                      1

                      0

                                                                                        0.15
                   0.15
                                                            0.093                                         0.1
Cell Edge
(bps/Hz)




                                   0.08
                    0.1

                   0.05
                          0.015
                     0
                           Rel-8 SIMO 1 x 4 (C)     Rel-8 MU-MIMO 1 x 4            CoMP 2 x 4 (A)   MUMIMO 1 x 8 (E)
                                                            (A)


       © 3GPP 2009                                          th
       © 3GPP 2009        <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                          Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                              31
Outline
1.   Main assumptions (Recap)                                           4  Results: VoIP
     1.1 Evaluated DL schemes                                               4.1 FDD
     1.2 Evaluated UL schemes                                               4.2 TDD
     1.3 DL control overhead assumptions                                5. Results: Mobility
2.   Results: Peak spectrum efficiency                                      5.1 FDD
     2.1 DL peak spectrum efficiency                                        5.2 TDD
     2.2 UL peak spectrum efficiency                                    6. Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7. Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                32
4.1 VoIP results (FDD)

                             LTE Rel. 8 fulfills ITU-R requirements for all the environments

                                                             Number of VoIP Users, FDD                   ITU-R requirement
                           150       140
                           140               131
Capacity (user/MHz/cell)




                           130
                           120
                           110
                           100                                                                           91      94
                            90                                   80
                            80                                           75
                                                                                           68     69
                            70
                            60
                            50
                            40
                            30
                            20
                            10
                             0
                                       Indoor                   Urban Micro               Urban Macro    High Speed
                                     (A) and (C)                 (A) and (C)               (A) and (C)   (A) and (C)

          Evaluated schemes
           DL: Rel. 8 (4x2, 1x2)
           UL: Rel. 8 (1x4 )
    © 3GPP 2009                                                    th
    © 3GPP 2009                  <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                 Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                    33
4.2 VoIP results (TDD)

                             LTE Rel. 8 fulfills ITU-R requirements for all the environments

                                                            Number of VoIP Users, FDD                    ITU-R requirement
                           150
                                    137
                           140              130
Capacity (user/MHz/cell)




                           130
                           120
                           110
                           100                                                                                   92
                            90                                                                            86
                            80                                  74      74
                                                                                           65     67
                            70
                            60
                            50
                            40
                            30
                            20
                            10
                             0
                                      Indoor                   Urban Micro                Urban Macro    High Speed
                                    (A) and (C)                 (A) and (C)                (A) and (C)   (A) and (C)

                  Evaluated schemes
                   DL: Rel. 8 (4x2 or 1x2)
                   UL: Rel. 8 (1x4)
             © 3GPP 2009                                           th
             © 3GPP 2009         <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                 Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                        34
Outline
1.   Main assumptions (Recap)                                           4  Results: VoIP
     1.1 Evaluated DL schemes                                               4.1 FDD
     1.2 Evaluated UL schemes                                               4.2 TDD
     1.3 DL control overhead assumptions                                5. Results: Mobility
2.   Results: Peak spectrum efficiency                                      5.1 FDD
     2.1 DL peak spectrum efficiency                                        5.2 TDD
     2.2 UL peak spectrum efficiency                                    6. Simulator calibration
3.   Results: Full-buffer spectrum efficiency                           7. Conclusion
     3.1 Indoor (InH)
     3.2 Microcellular (UMi)
     3.3 Base coverage urban (UMa)
     3.4 High speed (RMa)




 © 3GPP 2009                                     th
 © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                35
5.1 Mobility results (FDD)

                                     LTE Rel. 8 fulfills ITU-R requirements for all the environments

                                                                          Mobility Capacity, FDD                             ITU-R requirement
                                 4
  Spectral efficiency (bps/Hz)




                                                   3.15
                                 3
                                           2.56


                                 2
                                                                                1.42                         1.36                   1.45
                                                                        1.21                                                 1.22
                                                          1.0                                         1.08
                                 1                                                     0.75                         0.55
                                                                                                                                           0.25
                                 0
                                          Indoor (InH)              Microcelluar (UMi)            Base Coverage Urban      High speed (RMa)
                                          NLOS     LOS                 NLOS LOS                          (UMa)              NLOS      LOS
                                                                                                      NLOS LOS


Evaluated schemes
 Rel. 8 UL (1x4)

 © 3GPP 2009                                                               th
 © 3GPP 2009                             <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                 36
5.2 Mobility results (TDD)

                                     LTE Rel. 8 fulfills ITU-R requirements for all the environments
                                                                                                                             ITU-R requirement
                                                                          Mobility Capacity,TDD
                                 4
  Spectral efficiency (bps/Hz)




                                                   3.11
                                 3
                                           2.63


                                 2
                                                                                1.48
                                                                                                             1.36                   1.38
                                                          1.0           1.14
                                                                                                      0.95                   1.03
                                 1                                                     0.75                         0.55
                                                                                                                                           0.25
                                 0
                                          Indoor (InH)              Microcelluar (UMi)            Base Coverage Urban      High speed (RMa)
                                          NLOS     LOS                 NLOS LOS                          (UMa)              NLOS      LOS
                                                                                                      NLOS LOS

Evaluated schemes
 Rel. 8 UL (1x4)

  © 3GPP 2009                                                              th
  © 3GPP 2009                            <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                                 37
Outline
1.      Main assumptions (Recap)                                        4  Results: VoIP
        1.1 Evaluated DL schemes                                            4.1 FDD
        1.2 Evaluated UL schemes                                            4.2 TDD
        1.3 DL control overhead assumptions                             5. Results: Mobility
2.      Results: Peak spectrum efficiency                                   5.1 FDD
        2.1 DL peak spectrum efficiency                                     5.2 TDD
        2.2 UL peak spectrum efficiency                                 6. Simulator calibration
3.      Results: Full-buffer spectrum efficiency                        7. Conclusion
        3.1 Indoor (InH)
        3.2 Microcellular (UMi)
        3.3 Base coverage urban (UMa)
        3.4 High speed (RMa)




     © 3GPP 2009                                     th
     © 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                   Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                            38
6 Simulator calibration
                          How to reproduce 3GPP results?

Recommended simulator calibration procedures

Step 1: Implement ITU-R environments
           Check that pathloss and geometry distributions are in line
          with 3GPP results
Step2: Implement basic LTE models (1 x 2)
           Check that spectral efficiency and user-throughput are in line
          with 3GPP results
Step3: Implement Rel-8 functionality (DL 4 x 2 SU-MIMO, UL 1 x 4
          SIMO)
           Check that Rel-8 performance is in line with 3GPP results
               This should enable reaching most ITU-R requirements
Step4: Implement advanced LTE functionality
           Check that remaining ITU requirements can be reached

© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,          39
6 Simulator calibration
                    Step1 results: Coupling gain
                                                          Calibration
                100
                    90
                    80
                    70
       C.D.F. [%]




                    60
                    50
                                                                                        InH
                    40                                                                  UM i

                    30                                                                  UM a

                                                                                        RM a
                    20
                                                                                        Case 13D
                    10                                                                  Case 12D

                     0
                      -140               -120         -100          -80           -60              -40
                                                  Coupling gain (Prx-Ptx) [dB]
Ref: 3GPP TR36.814 ver 1.5.0                                                      Averaged over 17 sources
   © 3GPP 2009                                             th
   © 3GPP 2009           <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                            40
6 Simulator calibration
  Step1 results: DL wideband SINR (Geometry)
                                                          Calibration
                   100
                       90
                       80
                       70
          C.D.F. [%]




                       60
                       50
                                                                                     InH
                       40                                                            UM i

                       30                                                            UM a

                                                                                     RM a
                       20
                                                                                     Case 13D
                       10                                                            Case 12D

                        0
                            -10            0          10        20           30                 40
                                          Downlink wideband SINR (geometry) [dB]
Ref: 3GPP TR36.814 ver 1.5.0                                                    Averaged over 17 sources
   © 3GPP 2009                                           th
   © 3GPP 2009         <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                       Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                          41
6 Simulator calibration
Step 1 results: DL per UE SINR after MRC combining

                                                  Downlink Calibration
                       100
                                   1x2
                       90

                       80

                       70

                       60
          C.D.F. [%]




                       50

                       40                                                                   InH
                                                                                            UMi
                       30
                                                                                            UMa
                       20                                                                   RMa
                                                                                            Case 13D
                       10
                                                                                            Case 12D
                        0
                             -10         0            10            20           30    40              50
                                               DL Per UE Average SINR [dB]
Ref: 3GPP TR36.814 ver 1.5.0                                                          Averaged over 16 sources
   © 3GPP 2009                                            th
   © 3GPP 2009          <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                42
6 Simulator calibration
          Step 1 results: UL per UE SINR
                                                       Uplink Calibration
                        100

                        90

                        80

                        70

                        60
           C.D.F. [%]




                        50

                        40                                                                   InH
                                                                                             UMi
                        30
                                                                                             UMa
                        20                                                                   RMa
                                                                                             Case 13D
                        10
                                                                                             Case 12D
                          0
                              -5              0                5                  10    15              20
                                                  UL Per UE Average SINR [dB]
Ref: 3GPP TR36.814 ver 1.5.0                                                           Averaged over 16 sources
   © 3GPP 2009                                             th
   © 3GPP 2009           <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                         Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                43
6 Simulator calibration
      Step 2 results: DL user throughput
                                                    Downlink Calibration
                       100
                                 1x2
                       90

                       80

                       70
         C.D.F . [%]




                       60

                       50

                       40
                                                                                       InH
                       30                                                              UMi

                       20                                                              UMa
                                                                                       RMa
                       10                                                              Case 1 3D
                                                                                       Case 1 2D
                        0
                             0            0, 1            0,2              0,3   0,4               0,5
                                          Normalized User Throughput [bps/Hz]
Ref: 3GPP TR36.814 ver 1.5.0                                                      Averaged over 16 sources
   © 3GPP 2009                                            th
   © 3GPP 2009          <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                             44
6 Simulator calibration
       Step2 results: UL user throughput
                                                         Uplink Calibration
                        100
                                    1x2
                        90

                        80

                        70
           C.D.F. [%]




                        60

                        50

                        40
                                                                                         InH
                        30                                                               UMi
                                                                                         UMa
                        20
                                                                                         RMa
                        10                                                               Case 1 3D
                                                                                         Case 1 2D
                          0
                              0,0           0,1               0,2                0,3   0,4           0,5
                                              Normalized User Throughput [bps/Hz]
Ref: 3GPP TR36.814 ver 1.5.0                                                            Averaged over 16 sources
   © 3GPP 2009                                            th
   © 3GPP 2009          <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                        Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                 45
6 Simulator calibration
  Step 2 results: DL Spectrum efficiency 1-by-2
                                                               Spectrum efficiency calibration, DL
                                 3                                                                                               0.3
    Cell average (bps/Hz/cell)




                                      2.3




                                                                                                                                       Cell Edge (bps/Hz)
                                 2                                                                                               0.2
                                                                                                          1.5
                                                        1.2                                   1.2
                                                                                                                       1.1
                                 1   0.082                          1                                                            0.1

                                                       0.028             0.022                           0.035
                                                                                          0.027                       0.026

                                 0                                                                                               0
                                      InH               UMi              UMa                  RMa      Case 1, 3D   Case 1, 2D



                                                                                                    Averaged over 16 sources



Ref: 3GPP TR36.814 ver 1.5.0
   © 3GPP 2009                                                         th
   © 3GPP 2009                       <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                     Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                              46
6 Simulator calibration
 Step 2 results: UL spectrum efficiency 1-by-2
                                                            Spectrum efficiency calibration, UL
                               2                                                                                              0.2
                                   1.77
  Cell average (bps/Hz/cell)




                                                                                                                                    Cell Edge (bps/Hz)
                                                                                                       0.99
                               1   0.084
                                                     0.91
                                                                                         0.86                                 0.1
                                                                                                                    0.74

                                                                0.68
                                                    0.033              0.026             0.034        0.036        0.031



                               0                                                                                              0
                                    InH              UMi               UMa               RMa        Case 1, 3D   Case 1, 2D


                                                                                                 Averaged over 16 sources



Ref: 3GPP TR36.814 ver 1.5.0
                    © 3GPP 2009                                       th
                    © 3GPP 2009     <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                                    Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,                                          47
6 Simulator calibration
                   Step 3 and 4 results




                                Results shown in Slide 13 - 31




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     48
6 Simulator calibration: parameters (1)
               Parameter                                                   Value
         Duplex method                                                      FDD
 Downlink transmission scheme                                            1x2 SIMO
       Downlink scheduler                                 Round robin with full bandwidth allocation
    Downlink link adaptation                        Wideband CQI, no PMI on PUCCH (mode 1-0)
                                                                      5ms periodicity,
                                         6ms delay total (measurement in subframe n is used in subframe n+6)
                                                              CQI measurement error: None
                                                   MCSs based on LTE transport formats [TR36.213]
        Downlink HARQ                                          Maximum four transmissions
    Downlink receiver type                                                   MRC
  Uplink transmission scheme                                              1x2 SIMO
       Uplink scheduler                     Frequency Domain Multiplexing – non-channel dependent, share
                                         available bandwidth between users connected to the cell, all users get
                                                          resources in every uplink subframe.
                                           With M users and Nrb PRBs available, Mh=mod(Nrb,M) users get
                                         floor(Nrb/M)+1 PRBs whereas Ml=M-Mh users get floor(Nrb/M) PRBs
     Uplink Power control                                      P0 = -106dBm, alpha = 1.0
     Uplink Link adaptation                Based on delayed measurements. Ideal channel estimate from UL
                                              transmission in subframe n can be used for rate adaptation in
                                                                       subframe n+7
                                                   MCSs based on LTE transport formats [TR36.213]
          Uplink HARQ                                          Maximum four transmissions
                                                              Proponent to specify IR or CC
       Uplink receiver type                                    MMSE in frequency domain,
                                                                   MRC over antennas
                                                            (no intercell interference rejection)
 © 3GPP 2009                                      th
 © 3GPP 2009    <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
                Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,         Ref: 3GPP TR36.814 ver 1.5.0     49
6 Simulator calibration: parameters (2)
              Parameter                                                   Value
      Antenna configuration                                   Vertically polarized antennas
                                                            0.5 wavelength separation at UE,
                                                         10 wavelength separation at basestation
        Channel estimation                                 Ideal, both demodulation and sounding
   Control Channel overhead,              LTE: L=3 symbols for DL CCHs, M=4 resource blocks for UL CCH,
    Acknowledgements etc.                           overhead for demodulation reference signals,
       BS antenna downtilt                         ITU Indoor, indoor hotspot scenario (InH): N/A
                                              ITU Microcellular, urban micro-cell scenario (Umi): 12deg
                                         ITU Base coverage urban, Urban macro-cell scenario (Uma): 12deg
                                              ITU High speed, Rural macro-cell scenario (Rma): 6 deg
                                                              Case 1 3GPP 3D: 15 deg
                                                               Case 1 3GPP 2D: N/A
              Feeder loss                 0dB, except for the ITU scenarios in step 1a where a feeder loss of
                                                                     2dB is used.
          Channel model                                   According to ITU for ITU scenarios
                                                     SCM urban macro high spread for 3GPP case 1
  Intercell interference modeling                                         Explicit




© 3GPP 2009                                      th
© 3GPP 2009    <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
               Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,         Ref: 3GPP TR36.814 ver 1.5.0        50
7. Conclusion

     The 3GPP self-evaluation has shown that the LTE
    Release 10 & beyond (LTE-Advanced) SRIT and the
    individual FDD RIT and TDD RIT components
    completely satisfy the criteria of Step 7 and should
    move forward to Step 8 of the process.
     In particular, the SRIT and the individual FDD RIT and
    TDD RIT components meet all the requirements in all
    four of the four defined test environments.
     The evaluation results were based on the rigorous
    calibration effort.




© 3GPP 2009                                     th
© 3GPP 2009   <3GPPWorld Congress, Barcelona, 19 February 2009 2009>
              Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18,     51

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LTE and LTE-A Self Evalulation Results Rev

  • 1. 3GPP Self-evaluation Methodology and Results “Self-evaluation Results” Tetsushi Abe, NTT DOCOMO 3GPP TSG-RAN1 Vice-Chairman © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 1
  • 2. 3GPP Self-evaluation for LTE-Advanced Summary The 3GPP self-evaluation has shown that the LTE Release 10 & beyond (LTE-Advanced) SRIT and the individual FDD RIT and TDD RIT components completely satisfy the criteria of Step 7 and should move forward to Step 8 of the process. In particular, the SRIT and the individual FDD RIT and TDD RIT components meet all the requirements in all four of the four defined test environments. The evaluation results were based on the rigorous calibration effort. RIT: Radio Interface Technology SRIT: Sets of RIT © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 2
  • 3. Outline 1. Main assumptions (Recap) 4. Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 3
  • 4. Outline 1. Main assumptions (Recap) 4. Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 4
  • 5. 1.1 Evaluated downlink schemes (Full-buffer spectrum efficiency) LTE Rel-8 Single-user MIMO Single-layer beamforming (SU-MIMO) (Single-layer BF) Ex) Ex) LTE-Advanced Multi-user MIMO Coordinated scheduling/beamforming Joint processing CoMP (MU-MIMO) CoMP (CS/CB-CoMP) (JP-CoMP) Ex) Ex) Ex) Suppress / Avoid Various schemes have been evaluated © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 5
  • 6. 1.2 Evaluated uplink schemes (Full-buffer spectrum efficiency) LTE Rel-8 Single-input multiple-output Multi-user MIMO (SIMO) (MU-MIMO) Ex) Ex) LTE-Advanced Single-user MIMO (SU-MIMO) CoMP MU-MIMO Ex) Ex) Various schemes have been evaluated © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 6
  • 7. 1.3 DL control channel overhead assumption 1 subframe = 1.0 msec = 14 OFDM symbols DL control Data L: OFDM symbols (L=1, 2, 3) Downlink performances have been evaluated taking into account the downlink overhead for L = 1, 2 and 3 cases Dynamic assignment of L is supported already in the Rel. 8 specification Average overhead depends on the environments © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 7
  • 8. Outline 1. Main assumptions (Recap) 4. Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 8
  • 9. 2.1 Downlink peak spectrum efficiency LTE Rel. 8 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (8-layer spatial multiplexing) DL peak spectrum efficiency for FDD Scheme Spectral efficiency [b/s/Hz] Assumptions 4 layers (LTE Rel-8) ITU-R Requirement 15 8 layers (LTE-A) Rel. 8 4-layer spatial 1 symbols for DL control channel 16.3 Common RS (LTE Rel-8) multiplexing Common + Demodulation RS (LTE-A) 8-layer spatial PBCH and Sync. Signal overhead 30.6 multiplexing For TDD, 4 DL : 2 SP : 4 UL DL peak spectrum efficiency for TDD 12 DwPTS : 1 GP : 1 UpPTS Scheme Spectral efficiency [b/s/Hz] ITU-R Requirement 15 Rel. 8 4-layer spatial 16.0 multiplexing 8-layer spatial 30.0 multiplexing © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 9
  • 10. 2.2 Uplink peak spectrum efficiency LTE-A with 2-layer spatial multiplexing fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (4-layer spatial multiplexing) UL peak spectral efficiency for FDD Scheme Spectral efficiency [b/s/Hz] Assumptions 2 layers ITU-R Requirement 6.75 4 layers 2 layer spatial UL control channel 8.4 (1 PRB / 10MHz / 1 msec) multiplexing Physical random access channel 4 layer spatial (6 PRB / 10MHz / 10 msec) 16.8 multiplexing UL peak spectral efficiency for TDD Scheme Spectral efficiency [b/s/Hz] ITU-R Requirement 6.75 2 layer spatial 8.1 multiplexing 4 layer spatial 16.1 multiplexing © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 10
  • 11. Outline 1. Main assumptions (Recap) 4 Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 11
  • 12. 3.1 Indoor (InH) results © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 12
  • 13. 3.1 Indoor environment (Downlink, FDD) LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (MU-MIMO 4x2) Spectrum Efficiency: FDD DL, Indoor (InH) ITU-R requirement 7 6.6 6.1 (bps/Hz/cell) 6 5.5 Cell average 4.8 4.5 5 4.1 4 3.0 3 2 1 0 0.3 0.26 0.23 0.24 0 .2 5 0.21 0.22 Cell edge (bps/Hz) 0.19 0.2 0 .1 5 0.1 0.1 0 .0 5 0 Rel-8 S U-M IM O 4 x 2 (A) M U-M IM O 4 x 2 (C ) L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 13
  • 14. 3.1 Indoor environment (Downlink, TDD) LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (MU-MIMO 4x2) Spectrum Efficiency: TDD DL, Indoor (InH) ITU-R requirement 6.7 7 6.1 5.6 (bps/Hz/cell) 6 Cell average 4.7 4.4 5 4.1 4 3.0 3 2 1 0 0.3 0.24 0.25 0.22 0.2 0.22 0.2 0.19 Cell edge (bps/Hz) 0.2 0.15 0.1 0.1 0.05 0 Rel-8 SU-MIMO 4 x 2 (A) MU-MIMO 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 14
  • 15. 3.1 Indoor environment (Uplink, FDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4) Spectrum Efficiency: FDD UL, Indoor (InH) 5.8 ITU-R requirement 6 (bps/Hz/cell) 4.3 Cell average 5 4 3.3 3.3 2.25 3 2 1 0 0.5 0.42 0.4 Cell Edge (bps/Hz) 0.25 0.23 0.24 0.3 0.2 0.07 0.1 0 Rel-8 SIMO 1x4 (A) Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 SU-MIMO 2 x 4 (A) (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 15
  • 16. 3.1 Indoor environment (Uplink, TDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4) Spectrum Efficiency: TDD UL, Indoor (InH) ITU-R requirement 5.5 6 (bps/Hz/cell) Cell average 5 3.9 4 3.1 3.1 2.25 3 2 1 0 0.5 0.39 0.4 Cell Edge (bps/Hz) 0.23 0.25 0.3 0.22 0.2 0.07 0.1 0 Rel-8 SIMO 1x4 (A) Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 (A) SU-MIMO 2 x 4 (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 16
  • 17. 3.2 Microcellular (UMi) results © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 17
  • 18. 3.2 Microcellular environment (Downlink, FDD) Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2) Spectrum Efficiency: FDD DL, Microcellular (UMi) ITU-R requirement 5 4.5 4.1 3.6 3.7 4 3.5 3.4 (bps/Hz/cell) 3.2 3.3 Cell average 3.1 3 2.9 2.8 2.6 3 2 1 0 0.15 0.14 0.13 0.12 0.12 0.11 0.11 0.1 0.096 0.099 0.099 Cell edge 0.1 0.089 (bps/Hz) 0.087 0.075 0.05 0 MU-MIMO 4 x 2 (C) MU-MIMO 4x2 (A) CS/CB-CoMP4x2(C) JP-CoMP 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 18
  • 19. 3.2 Microcellular environment (Downlink, TDD) Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2) Spectrum Efficiency: TDD DL, Microcellular (UMi) ITU-R requirement 4.6 5 4.2 3.9 3.6 4 3.5 3.3 (bps/Hz/cell) 3.2 3.2 Cell average 3 3.1 2.9 2.7 2.6 3 2 1 0 0.15 0.11 0.11 0.096 0.1 0.095 0.1 0.1 0.092 0.092 0.1 0.089 0.086 0.085 Cell edge (bps/Hz) 0.075 0.05 0 MU-MIMO 4 x 2 (C) MU-MIMO 4x2 (A) CS/CB-CoMP4x2(C) JP-CoMP 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 19
  • 20. 3.2 Microcellular environment (Uplink, FDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and MU-MIMO 1x8) Spectrum Efficiency: FDD UL, Microcellular (UMi) ITU-R requirement 4 (bps/Hz/cell) Cell average 3 2.5 2.5 1.9 1.8 2 1 0 0.1 0.086 0.077 0.073 0.08 Cell Edge (bps/Hz) 0.05 0.06 0.04 0.02 0 Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4 (A) MU-MIMO 2 x 4 (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 20
  • 21. 3.2 Microcellular environment (Uplink, TDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and MU-MIMO 1x8) Spectrum Efficiency: TDD UL, Microcellular (UMi) ITU-R requirement 4 3 (bps/Hz/cell) 2.8 Cell average 3 2.3 1.9 1.8 2 1 0 0.1 0.079 0.07 0.071 0.068 0.08 Cell Edge (bps/Hz) 0.05 0.06 0.04 0.02 0 Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4 MU-MIMO 2 x 4 (A) MU-MIMO 1 x 8 (E) (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 21
  • 22. 3.3 Base coverage urban (UMa) results © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 22
  • 23. 3.3 Base coverage urban environment (Downlink, FDD) Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2) Spectrum Efficiency: FDD DL, Base coverage urban (UMa) ITU-R requirement 4 2.9 3 2.8 (bps/Hz/cell) 2.6 2.6 2.7 Cell average 3 2.4 2.4 2.5 2.2 2 1 0 0.1 0.079 0.073 0.066 0.081 0.074 0.08 0.073 0.066 0.067 Cell edge (bps/Hz) 0.06 0.05 0 MU-MIMO 4 x 2 (C) CS/CB-CoMP 4 x 2 (C) JP-CoMP 4 x 2 (A) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 23
  • 24. 3.3 Base coverage urban environment (Downlink, TDD) Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2) Spectrum Efficiency: TDD DL, Base coverage urban (UMa) ITU-R requirement 4 3.6 3.3 3.1 2.9 2.9 (bps/Hz/cell) 2.6 Cell average 2.6 3 2.4 2.4 2.2 2 1 0 0.1 0.079 0.083 0.075 0.09 0.082 0.076 0.071 0.067 0.07 Cell edge (bps/Hz) 0.06 0.05 0 MU-MIMO 4 x 2 (C) CS/CB-CoMP 4 x 2 (C) JP-CoMP 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 24
  • 25. 3.3 Base coverage urban environment (Uplink, FDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CoMP 1x4, CoMP 2x4) Spectrum Efficiency: FDD UL, Base coverage urban (UMa) ITU-R requirement 3 2.1 (bps/Hz/cell) Cell average 1.5 1.7 2 1.4 1 0 0.15 0.099 0.086 Cell Edge (bps/Hz) 0.1 0.062 0.05 0.03 0 Rel-8 SIMO 1 x 4(C) CoMP 1 x 4 (A) CoMP 2 x 4 (C) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 25
  • 26. 3.3 Base coverage urban environment (Uplink, TDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., CoMP 1x4, CoMP 2x4) Spectrum Efficiency: TDD UL, Base coverage urban (UMa) ITU-R requirement 2.7 3 2 (bps/Hz/cell) Cell average 1.9 2 1.5 1.4 1 0 0.15 0.097 0.09 Cell Edge (bps/Hz) 0.1 0.076 0.062 0.05 0.03 0 Rel-8 SIMO 1x4 (C) CoMP 1 x 4 (C) CoMP 2 x 4 (C) MU-MIMO 1 x 8 (E) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 26
  • 27. 3.4 High speed (RMa) results © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 27
  • 28. 3.4 High Speed Environment (Downlink, FDD) LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2) Spectrum Efficiency: FDD DL, High speed (RMa) ITU-R requirement 3.9 4 3.5 3.2 (bps/Hz/cell) Cell average 3 2.3 2.1 2.1 2 1.9 1.8 2 1.1 1 0 0.15 0.11 0.099 0.09 Cell edge (bps/Hz) 0.1 0.081 0.076 0.069 0.067 0.063 0.057 0.04 0.05 0 Rel-8 SU-MIMO 4 x 2 (C) Rel-8 SU-MIMO 4 x 2 (A) MU-MIMO 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 28
  • 29. 3.4 High Speed Environment (Downlink, TDD) LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2) Spectrum Efficiency: TDD DL, High speed (RMa) ITU-R requirement 4 3.5 3.2 3 (bps/Hz/cell) Cell average 3 2 1.9 1.9 1.8 1.7 1.6 2 1.1 1 0 0.15 0.098 0.089 Cell edge (bps/Hz) 0.083 0.1 0.072 0.067 0.063 0.057 0.053 0.04 0.049 0.05 0 Rel-8 SU-MIMO 4 x 2 (C) Rel-8 SU-MIMO 4 x 2 (A) MU-MIMO 4 x 2 (C) L = 1, 2, 3 L = 1, 2, 3 L = 1, 2, 3 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 29
  • 30. 3.4 High Speed Environment (Uplink, FDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4) Spectrum Efficiency: FDD UL, High speed (RMa) ITU-R requirement 3 2.2 2.3 (bps/Hz/cell) Cell average 1.8 2 0.7 1 0 0.15 0.13 0.097 Cell Edge (bps/Hz) 0.082 0.1 0.05 0.015 0 Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 (A) CoMP 2 x 4 (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 30
  • 31. 3.4 High Speed Environment (Uplink, TDD) LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirements Further improved performance can be achieved by using additional technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4) Spectrum Efficiency: TDD UL, High speed (RMa) ITU-R requirement 2.6 3 2.5 (bps/Hz/cell) 2.1 Cell average 1.8 2 0.7 1 0 0.15 0.15 0.093 0.1 Cell Edge (bps/Hz) 0.08 0.1 0.05 0.015 0 Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4 CoMP 2 x 4 (A) MUMIMO 1 x 8 (E) (A) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 31
  • 32. Outline 1. Main assumptions (Recap) 4 Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 32
  • 33. 4.1 VoIP results (FDD) LTE Rel. 8 fulfills ITU-R requirements for all the environments Number of VoIP Users, FDD ITU-R requirement 150 140 140 131 Capacity (user/MHz/cell) 130 120 110 100 91 94 90 80 80 75 68 69 70 60 50 40 30 20 10 0 Indoor Urban Micro Urban Macro High Speed (A) and (C) (A) and (C) (A) and (C) (A) and (C) Evaluated schemes DL: Rel. 8 (4x2, 1x2) UL: Rel. 8 (1x4 ) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 33
  • 34. 4.2 VoIP results (TDD) LTE Rel. 8 fulfills ITU-R requirements for all the environments Number of VoIP Users, FDD ITU-R requirement 150 137 140 130 Capacity (user/MHz/cell) 130 120 110 100 92 90 86 80 74 74 65 67 70 60 50 40 30 20 10 0 Indoor Urban Micro Urban Macro High Speed (A) and (C) (A) and (C) (A) and (C) (A) and (C) Evaluated schemes DL: Rel. 8 (4x2 or 1x2) UL: Rel. 8 (1x4) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 34
  • 35. Outline 1. Main assumptions (Recap) 4 Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 35
  • 36. 5.1 Mobility results (FDD) LTE Rel. 8 fulfills ITU-R requirements for all the environments Mobility Capacity, FDD ITU-R requirement 4 Spectral efficiency (bps/Hz) 3.15 3 2.56 2 1.42 1.36 1.45 1.21 1.22 1.0 1.08 1 0.75 0.55 0.25 0 Indoor (InH) Microcelluar (UMi) Base Coverage Urban High speed (RMa) NLOS LOS NLOS LOS (UMa) NLOS LOS NLOS LOS Evaluated schemes Rel. 8 UL (1x4) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 36
  • 37. 5.2 Mobility results (TDD) LTE Rel. 8 fulfills ITU-R requirements for all the environments ITU-R requirement Mobility Capacity,TDD 4 Spectral efficiency (bps/Hz) 3.11 3 2.63 2 1.48 1.36 1.38 1.0 1.14 0.95 1.03 1 0.75 0.55 0.25 0 Indoor (InH) Microcelluar (UMi) Base Coverage Urban High speed (RMa) NLOS LOS NLOS LOS (UMa) NLOS LOS NLOS LOS Evaluated schemes Rel. 8 UL (1x4) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 37
  • 38. Outline 1. Main assumptions (Recap) 4 Results: VoIP 1.1 Evaluated DL schemes 4.1 FDD 1.2 Evaluated UL schemes 4.2 TDD 1.3 DL control overhead assumptions 5. Results: Mobility 2. Results: Peak spectrum efficiency 5.1 FDD 2.1 DL peak spectrum efficiency 5.2 TDD 2.2 UL peak spectrum efficiency 6. Simulator calibration 3. Results: Full-buffer spectrum efficiency 7. Conclusion 3.1 Indoor (InH) 3.2 Microcellular (UMi) 3.3 Base coverage urban (UMa) 3.4 High speed (RMa) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 38
  • 39. 6 Simulator calibration How to reproduce 3GPP results? Recommended simulator calibration procedures Step 1: Implement ITU-R environments Check that pathloss and geometry distributions are in line with 3GPP results Step2: Implement basic LTE models (1 x 2) Check that spectral efficiency and user-throughput are in line with 3GPP results Step3: Implement Rel-8 functionality (DL 4 x 2 SU-MIMO, UL 1 x 4 SIMO) Check that Rel-8 performance is in line with 3GPP results This should enable reaching most ITU-R requirements Step4: Implement advanced LTE functionality Check that remaining ITU requirements can be reached © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 39
  • 40. 6 Simulator calibration Step1 results: Coupling gain Calibration 100 90 80 70 C.D.F. [%] 60 50 InH 40 UM i 30 UM a RM a 20 Case 13D 10 Case 12D 0 -140 -120 -100 -80 -60 -40 Coupling gain (Prx-Ptx) [dB] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 17 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 40
  • 41. 6 Simulator calibration Step1 results: DL wideband SINR (Geometry) Calibration 100 90 80 70 C.D.F. [%] 60 50 InH 40 UM i 30 UM a RM a 20 Case 13D 10 Case 12D 0 -10 0 10 20 30 40 Downlink wideband SINR (geometry) [dB] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 17 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 41
  • 42. 6 Simulator calibration Step 1 results: DL per UE SINR after MRC combining Downlink Calibration 100 1x2 90 80 70 60 C.D.F. [%] 50 40 InH UMi 30 UMa 20 RMa Case 13D 10 Case 12D 0 -10 0 10 20 30 40 50 DL Per UE Average SINR [dB] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 16 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 42
  • 43. 6 Simulator calibration Step 1 results: UL per UE SINR Uplink Calibration 100 90 80 70 60 C.D.F. [%] 50 40 InH UMi 30 UMa 20 RMa Case 13D 10 Case 12D 0 -5 0 5 10 15 20 UL Per UE Average SINR [dB] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 16 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 43
  • 44. 6 Simulator calibration Step 2 results: DL user throughput Downlink Calibration 100 1x2 90 80 70 C.D.F . [%] 60 50 40 InH 30 UMi 20 UMa RMa 10 Case 1 3D Case 1 2D 0 0 0, 1 0,2 0,3 0,4 0,5 Normalized User Throughput [bps/Hz] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 16 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 44
  • 45. 6 Simulator calibration Step2 results: UL user throughput Uplink Calibration 100 1x2 90 80 70 C.D.F. [%] 60 50 40 InH 30 UMi UMa 20 RMa 10 Case 1 3D Case 1 2D 0 0,0 0,1 0,2 0,3 0,4 0,5 Normalized User Throughput [bps/Hz] Ref: 3GPP TR36.814 ver 1.5.0 Averaged over 16 sources © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 45
  • 46. 6 Simulator calibration Step 2 results: DL Spectrum efficiency 1-by-2 Spectrum efficiency calibration, DL 3 0.3 Cell average (bps/Hz/cell) 2.3 Cell Edge (bps/Hz) 2 0.2 1.5 1.2 1.2 1.1 1 0.082 1 0.1 0.028 0.022 0.035 0.027 0.026 0 0 InH UMi UMa RMa Case 1, 3D Case 1, 2D Averaged over 16 sources Ref: 3GPP TR36.814 ver 1.5.0 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 46
  • 47. 6 Simulator calibration Step 2 results: UL spectrum efficiency 1-by-2 Spectrum efficiency calibration, UL 2 0.2 1.77 Cell average (bps/Hz/cell) Cell Edge (bps/Hz) 0.99 1 0.084 0.91 0.86 0.1 0.74 0.68 0.033 0.026 0.034 0.036 0.031 0 0 InH UMi UMa RMa Case 1, 3D Case 1, 2D Averaged over 16 sources Ref: 3GPP TR36.814 ver 1.5.0 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 47
  • 48. 6 Simulator calibration Step 3 and 4 results Results shown in Slide 13 - 31 © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 48
  • 49. 6 Simulator calibration: parameters (1) Parameter Value Duplex method FDD Downlink transmission scheme 1x2 SIMO Downlink scheduler Round robin with full bandwidth allocation Downlink link adaptation Wideband CQI, no PMI on PUCCH (mode 1-0) 5ms periodicity, 6ms delay total (measurement in subframe n is used in subframe n+6) CQI measurement error: None MCSs based on LTE transport formats [TR36.213] Downlink HARQ Maximum four transmissions Downlink receiver type MRC Uplink transmission scheme 1x2 SIMO Uplink scheduler Frequency Domain Multiplexing – non-channel dependent, share available bandwidth between users connected to the cell, all users get resources in every uplink subframe. With M users and Nrb PRBs available, Mh=mod(Nrb,M) users get floor(Nrb/M)+1 PRBs whereas Ml=M-Mh users get floor(Nrb/M) PRBs Uplink Power control P0 = -106dBm, alpha = 1.0 Uplink Link adaptation Based on delayed measurements. Ideal channel estimate from UL transmission in subframe n can be used for rate adaptation in subframe n+7 MCSs based on LTE transport formats [TR36.213] Uplink HARQ Maximum four transmissions Proponent to specify IR or CC Uplink receiver type MMSE in frequency domain, MRC over antennas (no intercell interference rejection) © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, Ref: 3GPP TR36.814 ver 1.5.0 49
  • 50. 6 Simulator calibration: parameters (2) Parameter Value Antenna configuration Vertically polarized antennas 0.5 wavelength separation at UE, 10 wavelength separation at basestation Channel estimation Ideal, both demodulation and sounding Control Channel overhead, LTE: L=3 symbols for DL CCHs, M=4 resource blocks for UL CCH, Acknowledgements etc. overhead for demodulation reference signals, BS antenna downtilt ITU Indoor, indoor hotspot scenario (InH): N/A ITU Microcellular, urban micro-cell scenario (Umi): 12deg ITU Base coverage urban, Urban macro-cell scenario (Uma): 12deg ITU High speed, Rural macro-cell scenario (Rma): 6 deg Case 1 3GPP 3D: 15 deg Case 1 3GPP 2D: N/A Feeder loss 0dB, except for the ITU scenarios in step 1a where a feeder loss of 2dB is used. Channel model According to ITU for ITU scenarios SCM urban macro high spread for 3GPP case 1 Intercell interference modeling Explicit © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, Ref: 3GPP TR36.814 ver 1.5.0 50
  • 51. 7. Conclusion The 3GPP self-evaluation has shown that the LTE Release 10 & beyond (LTE-Advanced) SRIT and the individual FDD RIT and TDD RIT components completely satisfy the criteria of Step 7 and should move forward to Step 8 of the process. In particular, the SRIT and the individual FDD RIT and TDD RIT components meet all the requirements in all four of the four defined test environments. The evaluation results were based on the rigorous calibration effort. © 3GPP 2009 th © 3GPP 2009 <3GPPWorld Congress, Barcelona, 19 February 2009 2009> Mobile LTE-Advanced Evaluation Workshop, Dec. 17-18, 51