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DATABASE MANAGEMENT SYSTEMS

      MALLA REDDY ENGG. COLLEGE

     II B. Tech CSE       II Semester

           UNIT-III PPT SLIDES

Text Books: (1) DBMS by Raghu Ramakrishnan
            (2) DBMS by Sudarshan and Korth
INDEX
               UNIT-3 PPT SLIDES
S.NO          Module as per                     Lecture                 PPT
              Session planner                        No                  Slide NO
------------------------------------------------------------------------------------------
1. Introduction to relational model L1                            L1- 1 to L1- 13
2. Enforcing integrity constraints                      L2         L2- 1 to L2- 3
3. Logical Database Design                                   L3 L3- 1 to L3- 6
4. Logical Database Design                                   L4 L4- 1 to L4 -6
5. Introduction to Views                                         L5         L5- 1 to
      L5- 10
6. Relational Algebra                                  L6          L6- 1 to L6- 17
7. Tuple Relational Calculus                           L7          L7- 1 to L7- 3
8. Domain Relational Calculus                          L8          L8- 1 to L8- 7
Relational Database: Definitions

•   Relational database: a set of relations
•   Relation: made up of 2 parts:
     – Instance : a table, with rows and columns.
       #Rows = cardinality, #fields = degree / arity.
     – Schema : specifies name of relation, plus name and type of each
       column.
         • E.G. Students (sid: string, name: string, login: string,
           age: integer, gpa: real).
•   Can think of a relation as a set of rows or tuples (i.e., all rows are
    distinct).




                                Slide No:L1-1
Example Instance of Students Relation




         sid    name      login        age   gpa
        53666   Jones jones@cs         18    3.4
        53688   Smith smith@eecs       18    3.2
        53650   Smith smith@math       19    3.8

   Cardinality = 3, degree = 5, all rows distinct
   Do all columns in a relation instance have to
    be distinct?
                       Slide No:L1-2
Relational Query Languages

• A major strength of the relational model: supports
  simple, powerful querying of data.
• Queries can be written intuitively, and the DBMS
  is responsible for efficient evaluation.
   – The key: precise semantics for relational queries.
   – Allows the optimizer to extensively re-order
     operations, and still ensure that the answer
     does not change.




                      Slide No:L1-3
The SQL Query Language

                        sid     name    login     age gpa
SELECT *               53666 Jones     jones@cs   18   3.4
FROM Students S        53688 Smith smith@ee 18         3.2
WHERE S.age=18

•To find just names and logins, replace the first line:

 SELECT S.name, S.login




                    Slide No:L1-4
Querying Multiple Relations

•   What does the following    SELECT S.name, E.cid
    query compute?             FROM Students S, Enrolled E
                               WHERE S.sid=E.sid AND E.grade=“A”


    Given the following instances            sid          cid   grade
    of Enrolled and Students:               53831   Carnatic101  C
     sid    name      login  age gpa        53831   Reggae203    B
                                            53650   Topology112  A
    53666   Jones jones@cs   18 3.4         53666   History105   B
    53688   Smith smith@eecs 18 3.2
    53650   Smith smith@math 19 3.8
                                                    S.name E.cid
                              we get:               Smith  Topology112


                                Slide No:L1-5
Creating Relations in SQL

• Creates the Students                 CREATE TABLE Students
  relation. Observe that the                (sid: CHAR(20),
  type of each field      is                 name: CHAR(20),
  specified, and enforced by                 login: CHAR(10),
    the DBMS whenever                        age: INTEGER,
  tuples are added or                        gpa: REAL)
  modified.
• As another example, the              CREATE TABLE Enrolled
  Enrolled table holds                      (sid: CHAR(20),
  information about courses                  cid: CHAR(20),
      that students take.                    grade: CHAR(2))



                       Slide No:L1-6
Destroying and Altering Relations
DROP TABLE Students
• Destroys the relation Students. The schema
  information and the tuples are deleted.



 ALTER TABLE Students
       ADD COLUMN firstYear: integer

   The schema of Students is altered by adding a
    new field; every tuple in the current instance is
    extended with a null value in the new field.



                        Slide No:L1-7
Adding and Deleting Tuples

•   Can insert a single tuple using:


         INSERT INTO Students (sid, name, login, age, gpa)
         VALUES (53688, ‘Smith’, ‘smith@ee’, 18, 3.2)

   Can delete all tuples satisfying some condition (e.g.,
    name = Smith):

               DELETE
               FROM Students S
               WHERE S.name = ‘Smith’




                             Slide No:L1-8
Integrity Constraints (ICs)
•   IC: condition that must be true for any instance of the database;
    e.g., domain constraints.
     – ICs are specified when schema is defined.
     – ICs are checked when relations are modified.

•   A legal instance of a relation is one that satisfies all specified ICs.
     – DBMS should not allow illegal instances.

•   If the DBMS checks ICs, stored data is more faithful to real-world
    meaning.
     – Avoids data entry errors, too!




                                  Slide No:L1-9
Primary Key Constraints

• A set of fields is a key for a relation if :
   1. No two distinct tuples can have same values in all key
      fields, and
   2. This is not true for any subset of the key.
   – Part 2 false? A superkey.
   – If there’s >1 key for a relation, one of the keys is chosen
      (by DBA) to be the primary key.
• E.g., sid is a key for Students. (What about name?) The set
  {sid, gpa} is a superkey.




                              Slide No:L1-10
Primary and Candidate Keys in SQL

•   Possibly many candidate keys (specified using UNIQUE), one of which is
    chosen as the primary key.


   “For a given student and course, CREATE TABLE Enrolled
    there is a single grade.” vs.        (sid CHAR(20)
    “Students can take only one            cid CHAR(20),
    course, and receive a single grade     grade CHAR(2),
    for that course; further, no two       PRIMARY KEY (sid,cid) )
    students in a course receive the
    same grade.”                       CREATE TABLE Enrolled
   Used carelessly, an IC can          (sid CHAR(20)
    prevent the storage of database       cid CHAR(20),
    instances that arise in practice!     grade CHAR(2),
                                          PRIMARY KEY (sid),
                                          UNIQUE (cid, grade) )
                                 Slide No:L1-11
Foreign Keys, Referential Integrity
•   Foreign key : Set of fields in one relation that is used to `refer’ to a
    tuple in another relation. (Must correspond to primary key of the
    second relation.) Like a `logical pointer’.
•   E.g. sid is a foreign key referring to Students:
     – Enrolled(sid: string, cid: string, grade: string)
     – If all foreign key constraints are enforced, referential integrity is
        achieved, i.e., no dangling references.
     – Can you name a data model w/o referential integrity?

         • Links in HTML!




                                  Slide No:L1-12
Foreign Keys in SQL

 •   Only students listed in the Students relation should be allowed to enroll
     for courses.


        CREATE TABLE Enrolled
         (sid CHAR(20), cid CHAR(20), grade CHAR(2),
          PRIMARY KEY (sid,cid),
          FOREIGN KEY (sid) REFERENCES Students )

Enrolled
 sid           cid   grade             Students
53666    Carnatic101  C                 sid      name      login    age   gpa
53666    Reggae203    B                53666     Jones jones@cs     18    3.4
53650    Topology112  A                53688     Smith smith@eecs   18    3.2
53666    History105   B                53650     Smith smith@math   19    3.8

                                Slide No:L1-13
Enforcing Referential Integrity
•   Consider Students and Enrolled; sid in Enrolled is a foreign key that
    references Students.
•   What should be done if an Enrolled tuple with a non-existent student id
    is inserted? (Reject it!)
•   What should be done if a Students tuple is deleted?
     – Also delete all Enrolled tuples that refer to it.
     – Disallow deletion of a Students tuple that is referred to.
     – Set sid in Enrolled tuples that refer to it to a default sid.
     – (In SQL, also: Set sid in Enrolled tuples that refer to it to a special
        value null, denoting `unknown’ or `inapplicable’.)
•   Similar if primary key of Students tuple is updated.




                                Slide No:L2-1
Referential Integrity in SQL
•   SQL/92 and SQL:1999 support all
    4 options on deletes and updates.
     – Default is NO ACTION
       (delete/update is rejected)         CREATE TABLE Enrolled
     – CASCADE (also delete all             (sid CHAR(20),
       tuples that refer to deleted          cid CHAR(20),
       tuple)
     – SET NULL / SET DEFAULT
                                             grade CHAR(2),
       (sets foreign key value of            PRIMARY KEY (sid,cid),
       referencing tuple)                    FOREIGN KEY (sid)
                                              REFERENCES Students
                                                  ON DELETE CASCADE
                                                  ON UPDATE SET
                                                  DEFAULT )



                                  Slide No:L2-2
Where do ICs Come From?

•   ICs are based upon the semantics of the real-world enterprise
    that is being described in the database relations.
•   We can check a database instance to see if an IC is violated, but
    we can NEVER infer that an IC is true by looking at an instance.
     – An IC is a statement about all possible instances!
     – From example, we know name is not a key, but the assertion
       that sid is a key is given to us.
•   Key and foreign key ICs are the most common; more general ICs
    supported too.




                             Slide No:L2-3
Logical DB Design: ER to Relational

• Entity sets to tables:




                                           CREATE TABLE Employees
             name                             (ssn CHAR(11),
 ssn                       lot                name CHAR(20),
                                              lot INTEGER,
           Employees                          PRIMARY KEY (ssn))




                           Slide No:L3-1
Relationship Sets to Tables

•   In translating a relationship set to
    a relation, attributes of the
    relation must include:                       CREATE TABLE Works_In(
     – Keys for each participating                ssn CHAR(11),
        entity set (as foreign keys).             did INTEGER,
          • This set of attributes                since DATE,
            forms a superkey for the
                                                  PRIMARY KEY (ssn, did),
            relation.
     –   All descriptive attributes.              FOREIGN KEY (ssn)
                                                     REFERENCES Employees,
                                                  FOREIGN KEY (did)
                                                     REFERENCES Departments)




                                       Slide No:L3-2
Review: Key Constraints

•   Each dept has at most
    one manager, according
    to the key constraint                            since
    on Manages.                     name                               dname
                             ssn            lot                  did           budget



                                Employees          Manages         Departments




                                                             Translation to
                                                             relational model?

      1-to-1     1-to Many   Many-to-1       Many-to-Many
                                   Slide No:L3-3
Translating ER Diagrams with Key
                          Constraints
•   Map relationship to a
    table:                     CREATE TABLE Manages(
     – Note that did is the     ssn CHAR(11),
        key now!                did INTEGER,
     – Separate tables for      since DATE,
        Employees and           PRIMARY KEY (did),
        Departments.            FOREIGN KEY (ssn) REFERENCES Employees,
•   Since each department       FOREIGN KEY (did) REFERENCES Departments)
    has a unique manager,
    we could instead combine
    Manages and                CREATE TABLE Dept_Mgr(
    Departments.                 did INTEGER,
                                 dname CHAR(20),
                                 budget REAL,
                                 ssn CHAR(11),
                                 since DATE,
                                 PRIMARY KEY (did),
                                 FOREIGN KEY (ssn) REFERENCES Employees)

                                 Slide No:L3-4
Review: Participation Constraints

•   Does every department have a manager?
    –   If so, this is a participation constraint: the participation of Departments
        in Manages is said to be total (vs. partial).
         • Every did value in Departments table must appear in a row
           of the Manages table (with a non-null ssn value!)

                                          since
                     name                                   dname
            ssn                lot                   did              budget

                   Employees            Manages            Departments


                                          Works_In



                                           since

                                     Slide No:L3-5
Participation Constraints in SQL

•   We can capture participation constraints involving one entity set in a binary
    relationship, but little else (without resorting to CHECK constraints).




             CREATE TABLE Dept_Mgr(
              did INTEGER,
              dname CHAR(20),
              budget REAL,
              ssn CHAR(11) NOT NULL,
              since DATE,
              PRIMARY KEY (did),
              FOREIGN KEY (ssn) REFERENCES Employees,
                ON DELETE NO ACTION)


                                   Slide No:L3-6
Review: Weak Entities

•   A weak entity can be identified uniquely only by considering the primary
    key of another (owner) entity.
     – Owner entity set and weak entity set must participate in a one-to-many
       relationship set (1 owner, many weak entities).
     – Weak entity set must have total participation in this identifying
       relationship set.




                   name
                                              cost     pname         age
         ssn                  lot



                Employees                    Policy         Dependents




                                    Slide No:L4-1
Translating Weak Entity Sets

•   Weak entity set and identifying relationship set are translated
    into a single table.
     – When the owner entity is deleted, all owned weak entities
        must also be deleted.



       CREATE TABLE Dep_Policy (
        pname CHAR(20),
        age INTEGER,
        cost REAL,
        ssn CHAR(11) NOT NULL,
        PRIMARY KEY (pname, ssn),
        FOREIGN KEY (ssn) REFERENCES Employees,
          ON DELETE CASCADE)


                             Slide No:L4-2
Review: ISA Hierarchies
                                                                  name
 As in C++, or other                                  ssn                    lot
PLs, attributes are
inherited.                                                      Employees

 If we declare A ISA B,
                                  hourly_wages   hours_worked
every A entity is also                                             ISA
                                                                            contractid
considered to be a B
entity.                                                                  Contract_Emps
                                                    Hourly_Emps

•   Overlap constraints: Can Joe be an Hourly_Emps as well as a
    Contract_Emps entity? (Allowed/disallowed)
•   Covering constraints: Does every Employees entity also have to be an
    Hourly_Emps or a Contract_Emps entity? (Yes/no)




                                 Slide No:L4-3
Translating ISA Hierarchies to Relations

• General approach:
   –   3 relations: Employees, Hourly_Emps and Contract_Emps.
        • Hourly_Emps: Every employee is recorded in
          Employees. For hourly emps, extra info recorded in
          Hourly_Emps (hourly_wages, hours_worked, ssn); must
          delete Hourly_Emps tuple if referenced Employees tuple
          is deleted).
        • Queries involving all employees easy, those involving
          just Hourly_Emps require a join to get some attributes.
• Alternative: Just Hourly_Emps and Contract_Emps.
   –   Hourly_Emps: ssn, name, lot, hourly_wages, hours_worked.
   –   Each employee must be in one of these two subclasses.




                              Slide No:L4-4
Review: Binary vs. Ternary Relationships
                                  name
                           ssn                   lot                            pname       age
•   What are the
    additional                     Employees                  Covers
    constraints in the
                                                                                    Dependents
    2nd diagram?               Bad design                      Policies

                                                   policyid              cost


                                 name                                           pname        age
                         ssn               lot
                                                                                        Dependents
                               Employees

                                            Purchaser
                                                                  Beneficiary


                               Better design                  Policies

                                   Slide No:L4-5
                                                   policyid         cost
Binary vs. Ternary Relationships (Contd.)
                    CREATE TABLE Policies (
• The key
                     policyid INTEGER,
  constraints allow
  us to combine      cost REAL,
  Purchaser with     ssn CHAR(11) NOT NULL,
  Policies and       PRIMARY KEY (policyid).
  Beneficiary with FOREIGN KEY (ssn) REFERENCES Employees,
  Dependents.          ON DELETE CASCADE)
• Participation       CREATE TABLE Dependents (
  constraints lead   pname CHAR(20),
  to NOT NULL
                     age INTEGER,
  constraints.
                     policyid INTEGER,
• What if Policies
                     PRIMARY KEY (pname, policyid).
  is a weak entity
  set?               FOREIGN KEY (policyid) REFERENCES Policies,
                       ON DELETE CASCADE)
                           Slide No:L4-6
Views

    •   A view is just a relation, but we store a definition, rather than a
        set of tuples.



           CREATE VIEW YoungActiveStudents (name, grade)
                AS SELECT S.name, E.grade
                FROM Students S, Enrolled E
                WHERE S.sid = E.sid and S.age<21

   Views can be dropped using the DROP VIEW command.
      How to handle DROP TABLE if there’s a view on the table?
        • DROP TABLE command has options to let the user
          specify this.

                                     Slide No:L5-1
Views and Security


• Views can be used to present necessary information (or a
  summary), while hiding details in underlying relation(s).
   – Given YoungStudents, but not Students or Enrolled,
     we can find students s who have are enrolled, but not
     the cid’s of the courses they are enrolled in.




                         Slide No:L5-2
View Definition
• A relation that is not of the conceptual model but is
  made visible to a user as a “virtual relation” is called
  a view.
• A view is defined using the create view statement
  which has the form

      create view v as < query expression >
  where <query expression> is any legal SQL
  expression. The view name is represented by v.
• Once a view is defined, the view name can be used to
  refer to the virtual relation that the view generates.




                           Slide No:L5-3
Example Queries
• A view consisting of branches and their customers
    create view all_customer as
            (select branch_name, customer_name
             from depositor, account
            where depositor.account_number =
                    account.account_number )
            union
            (select branch_name, customer_name
            from borrower, loan
            where borrower.loan_number = loan.loan_number )

   Find all customers of the Perryridge branch
        select customer_name
                from all_customer
                where branch_name = 'Perryridge'


                              Slide No:L5-4
Uses of Views
• Hiding some information from some users
   – Consider a user who needs to know a customer’s name,
     loan number and branch name, but has no need to see
     the loan amount.
   – Define a view
             (create view cust_loan_data as
               select customer_name, borrower.loan_number,
     branch_name
              from borrower, loan
              where borrower.loan_number = loan.loan_number
     )
   – Grant the user permission to read cust_loan_data, but
     not borrower or loan
• Predefined queries to make writing of other queries
  easier
   – Common example: Aggregate queries used for statistical
     analysis of data
                       Slide No:L5-5
Processing of Views
• When a view is created
   – the query expression is stored in the database along with
     the view name
   – the expression is substituted into any query using the
     view
• Views definitions containing views
   – One view may be used in the expression defining another
     view
   – A view relation v1 is said to depend directly on a view
     relation v2 if v2 is used in the expression defining v1
   – A view relation v1 is said to depend on view relation v2 if
     either v1 depends directly to v2 or there is a path of
     dependencies from v1 to v2
   – A view relation v is said to be recursive if it depends on
     itself.                 Slide No:L5-6
View Expansion
• A way to define the meaning of views defined in terms of
  other views.
• Let view v1 be defined by an expression e1 that may itself
  contain uses of view relations.
• View expansion of an expression repeats the following
  replacement step:
    repeat
      Find any view relation vi in e1
      Replace the view relation vi by the expression
  defining vi
    until no more view relations are present in e1
• As long as the view definitions are not recursive, this
  loop will terminate

                          Slide No:L5-7
With Clause
• The with clause provides a way of defining a
  temporary view whose definition is available only to
  the query in which the with clause occurs.
• Find all accounts with the maximum balance

     with max_balance (value) as
        select max (balance)
        from account
     select account_number
     from account, max_balance
     where account.balance = max_balance.value




                      Slide No:L5-8
Complex Queries using With Clause
• Find all branches where the total account deposit is
  greater than the average of the total account deposits at
  all branches.
        with branch_total (branch_name, value) as
             select branch_name, sum (balance)
             from account
             group by branch_name
       with branch_total_avg (value) as
             select avg (value)
             from branch_total
       select branch_name
       from branch_total, branch_total_avg
       where branch_total.value >= branch_total_avg.value

   • Note: the exact syntax supported by your database may
     vary slightly.
      – E.g. Oracle syntax is of the form
        with branch_total as ( select .. ),
             branch_total_avg as ( select .. )
        select …           Slide No:L5-9
Update of a View
• Create a view of all loan data in the loan relation,
  hiding the amount attribute
        create view loan_branch as
              select loan_number, branch_name
              from loan
• Add a new tuple to loan_branch
        insert into loan_branch
              values ('L-37‘, 'Perryridge‘)
  This insertion must be represented by the insertion
  of the tuple
              ('L-37', 'Perryridge', null )
  into the loan relation


                      Slide No:L5-10
Formal Relational Query Languages

• Two mathematical Query Languages form the
  basis for “real” languages (e.g. SQL), and for
  implementation:
   – Relational Algebra: More operational, very useful for
     representing execution plans.
   – Relational Calculus: Lets users describe what they
     want, rather than how to compute it. (Non-
     operational, declarative.)




                         Slide No:L6-1
Preliminaries


• A query is applied to relation instances, and the result of a
  query is also a relation instance.
   – Schemas of input relations for a query are fixed (but query
     will run regardless of instance!)
   – The schema for the result of a given query is also fixed!
     Determined by definition of query language constructs.
• Positional vs. named-field notation:
   – Positional notation easier for formal definitions, named-
     field notation more readable.
   – Both used in SQL




                           Slide No:L6-2
Example Instances
                                       R1 sid    bid   day
                                            22   101 10/10/96
                                            58   103 11/12/96
• “Sailors” and “Reserves”
  relations for our examples.         sid   sname rating age
• We’ll use positional or     S1
  named field notation,               22    dustin  7    45.0
  assume that names of
  fields in query results are         31    lubber  8    55.5
  `inherited’ from names of           58    rusty   10 35.0
  fields in query input
  relations.                      sid       sname rating age
                               S2
                                  28        yuppy   9    35.0
                                  31        lubber  8    55.5
                                  44        guppy   5    35.0
                                  58        rusty   10 35.0
                           Slide No:L6-3
Relational Algebra


• Basic operations:
   –  Selection (σ   ) Selects a subset of rows from relation.
   – Projection ( π   ) Deletes unwanted columns from relation.
   – Cross-product (
   – Set-difference (
                      ×   ) Allows us to combine two relations.
                         ) Tuples in reln. 1, but not in reln. 2.
                      −
   – Union (  ) Tuples in reln. 1 and in reln. 2.
• Additional operations:
   – Intersection, join, division, renaming: Not essential, but (very!)
      useful.
• Since each operation returns a relation, operations can be composed!
  (Algebra is “closed”.)



                              Slide No:L6-4
Projection
                                            sname    rating
                                            yuppy    9
• Deletes attributes that are not
  in projection list.                       lubber   8
• Schema of result contains                 guppy    5
  exactly the fields in the                 rusty    10
  projection list, with the same
  names that they had in the
                                           π sname,rating(S2)
  (only) input relation.
• Projection operator has to
  eliminate duplicates! (Why??)                  age
   –   Note: real systems typically              35.0
       don’t do duplicate elimination
       unless the user explicitly asks           55.5
                                               π age(S2)
       for it. (Why not?)


                           Slide No:L6-5
Selection
                                      sid      sname      rating   age
•   Selects rows that satisfy         28       yuppy      9        35.0
    selection condition.              58       rusty      10       35.0
                                                    σrating >8(S2)
•   No duplicates in result!
    (Why?)
•   Schema of result identical to
    schema of (only) input
    relation.                                  sname rating
•   Result relation can be the
    input for another relational
                                               yuppy 9
    algebra operation! (Operator               rusty 10
    composition.)

                                         π sname,rating(σ rating >8(S2))



                                    Slide No:L6-6
Union, Intersection, Set-Difference
•   All of these operations take two       sid sname rating age
    input relations, which must be
    union-compatible:                      22          dustin    7       45.0
     – Same number of fields.
                                           31          lubber    8       55.5
     – `Corresponding’ fields have
        the same type.
                                           58          rusty     10      35.0
•   What is the schema of result?          44          guppy     5       35.0
                                           28          yuppy     9       35.0

                                                                S1∪ S2
    sid sname       rating age               sid sname rating age
    22 dustin       7      45.0              31 lubber 8      55.5
                                             58 rusty  10     35.0
              S1− S2
                                                                S1∩ S2
                                       Slide No:L6-7
Cross-Product
• Each row of S1 is paired with each row of R1.
• Result schema has one field per field of S1 and R1,
  with field names `inherited’ if possible.
   – Conflict: Both S1 and R1 have a field called sid.

      (sid) sname rating age         (sid) bid   day
       22   dustin     7      45.0    22    101 10/10/96
       22   dustin     7      45.0    58    103 11/12/96
       31   lubber     8      55.5    22    101 10/10/96
       31   lubber     8      55.5    58    103 11/12/96
       58   rusty      10     35.0    22    101 10/10/96
       58   rusty      10     35.0    58    103 11/12/96

 Renaming operator:       ρ (C(1→ sid1, 5 → sid 2), S1× R1)

                            Slide No:L6-8
Joins

                           R  c S = σ c ( R × S)
                              
• Condition Join:
(sid)   sname    rating     age      (sid)     bid   day
22      dustin   7          45.0     58        103   11/12/96
31      lubber   8          55.5     58        103   11/12/96
            S1                          R1
                    S1. sid < R1. sid

• Result schema same as that of cross-product.
• Fewer tuples than cross-product, might be able
  to compute more efficiently
• Sometimes called a theta-join.

                          Slide No:L6-9
Joins

• Equi-Join: A special case of condition join where the
  condition c contains only equalities.
      sid    sname    rating age         bid   day
      22     dustin   7      45.0        101   10/10/96
      58     rusty    10     35.0        103   11/12/96

                      S1          R1
                              sid
• Result schema similar to cross-product, but only one
  copy of fields for which equality is specified.
• Natural Join: Equijoin on all common fields.

                        Slide No:L6-10
Division

• Not supported as a primitive operator, but useful for
  expressing queries like:
                                    Find sailors who have
  reserved all boats.
            {                              }
• Let A have 2 fields, , y ∈ A ∀ have only field y:
   – A/B =
              x | ∃ x x and y; B y ∈ B


   – i.e., A/B contains all x tuples (sailors) such that for
     every y tuple (boat) in B, there is an xy tuple in A.
   – Or: If the set of y values (boats) associated with an x
     value (sailor) in A contains all y values in B, the x
                   ∪
     value is in A/B.
• In general, x and y can be any lists of fields; y is the list
  of fields in B, and x y is the list of fields of A.
                          Slide No:L6-11
Examples of Division A/B


sno   pno       pno                pno    pno
s1    p1        p2                 p2     p1
s1    p2                           p4     p2
s1    p3         B                        p4
s1    p4                            B2
                 1                         B3
s2    p1        sno
s2    p2        s1                  sno
s3    p2                                  sno
                s2                  s1    s1
s4    p2        s3                  s4
s4    p4        s4

      A         A/B1               A/B2    A/B3
                  Slide No:L6-12
Expressing A/B Using Basic Operators


•   Division is not essential op; just a useful shorthand.
     – (Also true of joins, but joins are so common that systems implement
        joins specially.)
•   Idea: For A/B, compute all x values that are not `disqualified’ by some y
    value in B.
     – x value is disqualified if by attaching y value from B, we obtain an xy
        tuple that is not in A.




         Disqualified x values:         π x ((π x ( A) × B) − A)

            A/B:         π x ( A) −     all disqualified tuples

                                 Slide No:L6-13
Find names of sailors who’ve reserved boat
                         #103
    • Solution 1:     π sname((σ              Reserves)  Sailors)
                                                         
                                   bid =103
   Solution 2:     ρ (Temp1, σ                  Re serves)
                                    bid = 103

                    ρ ( Temp2, Temp1  Sailors)
                                      
                    π sname (Temp2)

    Solution 3:    π sname (σ                (Re serves  Sailors))
                                                          
                                 bid =103


                             Slide No:L6-14
Find names of sailors who’ve reserved a red boat
•   Information about boat color only available in Boats; so need an
    extra join:




    π sname ((σ                Boats)  Re serves  Sailors)
                                                    
                color =' red '
       A more efficient solution:

      π sname (π ((π   σ               Boats)  Re s)  Sailors)
                                                      
                sid bid color =' red '

       A query optimizer can find this, given the first solution!


                                Slide No:L6-15
Find sailors who’ve reserved a red or a green boat
•   Can identify all red or green boats, then find sailors who’ve
    reserved one of these boats:


ρ (Tempboats, (σ                                                Boats))
                         color =' red ' ∨ color =' green '
π sname(Tempboats  Re serves  Sailors)
                              

   Can also define Tempboats using union! (How?)


   What happens if ∨ is replaced by ∧ in this query?

                                Slide No:L6-16
Find sailors who’ve reserved a red and a green boat
 •   Previous approach won’t work! Must identify sailors who’ve
     reserved red boats, sailors who’ve reserved green boats, then find
     the intersection (note that sid is a key for Sailors):




ρ (Tempred, π             ((σ                      Boats)  Re serves))
                                                           
                    sid         color =' red '

ρ (Tempgreen, π            ((σ                       Boats)  Re serves))
                                                             
                     sid         color =' green'

π sname((Tempred ∩ Tempgreen)  Sailors)
                               

                                  Slide No:L6-17
Relational Calculus


• Comes in two flavors: Tuple relational calculus (TRC)
  and Domain relational calculus (DRC).
• Calculus has variables, constants, comparison ops,
  logical connectives and quantifiers.
   – TRC: Variables range over (i.e., get bound to) tuples.
   – DRC: Variables range over domain elements (= field
     values).
   – Both TRC and DRC are simple subsets of first-order
     logic.
• Expressions in the calculus are called formulas. An
  answer tuple is essentially an assignment of constants
  to variables that make the formula evaluate to true.

                          Slide No:L7-1
Domain Relational Calculus


•   Query has the form:
                                                   
            
            
            
                x1, x2,..., xn | p x1, x2,..., xn
                                    
                                    
                                    
                                    
                                                    
                                                    
                                                    
                                                  



   Answer includes all tuples x1, x2,..., xn that
    make the formula p x1, x2,..., xn  be true.
                                         
                        
                                              


   Formula is recursively defined, starting with
    simple atomic formulas (getting tuples from
    relations or making comparisons of values),
    and building bigger and better formulas using
    the logical connectives.
                            Slide No:L7-2
DRC Formulas



•   Atomic formula:
     –     x1, x2,..., xn ∈ Rname,       or X op Y, or X op constant
     –   op is one of <, >, =, ≤, ≥, ≠
•   Formula:
     – an atomic formula, or
     ¬ p, p ∧ q, p ∨ q
     –                     , where p and q are formulas, or
     –∃X ( p( X ))     , where variable X is free in p(X), or
     ∀ X ( p( X ))
     –                 , where variable X is free in p(X)
•                     ∃X
    The use of quantifiers      and ∀X    is said to bind X.
     – A variable that is not bound is free.




                                    Slide No:L7-3
Free and Bound Variables



•   The use of quantifiers       and   ∃X       ∀X
                                           in a formula is said to bind X.
     – A variable that is not bound is free.

•   Let us revisit the definition of a query:




                                                    
             
             
             
                 x1, x2,..., xn | p x1, x2,..., xn
                                   
                                   
                                   
                                   
                                                     
                                                     
                                                     
                                                   

   There is an important restriction: the variables
    x1, ..., xn that appear to the left of `|’ must be the
    only free variables in the formula p(...).


                                Slide No:L8-1
Find all sailors with a rating above 7
            
            
            
            
                I, N,T, A | I, N,T, A ∈ Sailors ∧ T > 7   
                                                          
                                                          
                                                          
                                                         




• The condition       I, N,T, A ∈ Sailors      ensures that
  the domain variables I, N, T and A are bound to fields
  of the same Sailors tuple.
• The term      I, N,T, A to the left of `|’ (which should be
   read as such that) says that every tuple I, N,T, A
  that satisfies T>7 is in the answer.
• Modify this query to answer:
   – Find sailors who are older than 18 or have a rating
     under 9, and are called ‘Joe’.

                               Slide No:L8-2
Find sailors rated > 7 who have reserved boat #103




    I, N,T, A | I, N, T, A ∈ Sailors ∧ T > 7 ∧



     ∃ Ir, Br, D Ir, Br, D ∈ Re serves ∧ Ir = I ∧ Br = 103
                                                                               
                                                                               
                                                                               
                                                                               
                                                                                 


•     We have used  ∃ Ir , Br , D ( . . .) as a shorthand for
                  ∃ Ir ( ∃ Br ( ∃ D ( . . .) ) )
•     Note the use of    ∃
                         to find a tuple in Reserves that `joins with’ the
      Sailors tuple under consideration.




                                  Slide No:L8-3
Find sailors rated > 7 who’ve reserved a red boat






    I, N, T, A | I, N, T, A ∈Sailors ∧T >7 ∧





    ∃ Ir, Br, D Ir, Br, D ∈Re serves ∧ Ir = I ∧
                 
                 
                 
                 



    ∃B, BN, C B, BN, C ∈Boats ∧ B =Br ∧C =' red '
                 
                 
                 
                 
                                                                      
                                                                      
                                                                      
                                                                      
                                                                     


•    Observe how the parentheses control the scope of each quantifier’s
     binding.
•    This may look cumbersome, but with a good user interface, it is very
     intuitive. (MS Access, QBE)




                                 Slide No:L8-4
Find sailors who’ve reserved all boats

        
        
        
        
            I, N,T, A | I, N, T, A ∈Sailors ∧
        



    ∀ B, BN,C ¬ B, BN,C ∈Boats ∨
                                                  
                                                  
                                                  
                                                  
                                                  

    
    
    
        ∃ Ir, Br, D      
                         
                            Ir, Br, D ∈Re serves ∧ I = Ir ∧ Br = B          
                                                                             
                                                                             
                                                                           
                                                                              



•   Find all sailors I such that for each 3-tuple B, BN,C        either it is not
    a tuple in Boats or there is a tuple in Reserves showing that sailor I has
    reserved it.




                                    Slide No:L8-5
Find sailors who’ve reserved all boats (again!)

     
     
     
     
           I, N,T, A | I, N, T, A ∈ Sailors ∧
     


    ∀ B, BN, C ∈ Boats
                
                
                ∃ Ir, Br, D ∈Re serves I = Ir ∧ Br = B
                                                   
                                                   
                                                   
                                                   
                                                               
                                                               
                                                               
                                                               
                                                                




•   Simpler notation, same query. (Much clearer!)
•   To find sailors who’ve reserved all red boats:



    ....
            
            
               C ≠ ' red ' ∨ ∃ Ir, Br, D ∈ Re serves I = Ir ∧ Br = B
                                                       
                                                       
                                                       
                                                       
                                                                         
                                                                         
                                                                         
                                                                         
    .                                                                     




                                   Slide No:L8-6
Unsafe Queries, Expressive Power

• It is possible to write syntactically correct calculus
  queries that have an infinite number of answers!
  Such queries are called unsafe.
   – e.g.,  S | ¬  S ∈ Sailors 
                               
            
                                
                                
                                  



• It is known that every query that can be expressed
  in relational algebra can be expressed as a safe
  query in DRC / TRC; the converse is also true.
• Relational Completeness: Query language (e.g., SQL)
  can express every query that is expressible in
  relational algebra/calculus.


                        Slide No:L8-7

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Unit 03 dbms

  • 1. DATABASE MANAGEMENT SYSTEMS MALLA REDDY ENGG. COLLEGE II B. Tech CSE II Semester UNIT-III PPT SLIDES Text Books: (1) DBMS by Raghu Ramakrishnan (2) DBMS by Sudarshan and Korth
  • 2. INDEX UNIT-3 PPT SLIDES S.NO Module as per Lecture PPT Session planner No Slide NO ------------------------------------------------------------------------------------------ 1. Introduction to relational model L1 L1- 1 to L1- 13 2. Enforcing integrity constraints L2 L2- 1 to L2- 3 3. Logical Database Design L3 L3- 1 to L3- 6 4. Logical Database Design L4 L4- 1 to L4 -6 5. Introduction to Views L5 L5- 1 to L5- 10 6. Relational Algebra L6 L6- 1 to L6- 17 7. Tuple Relational Calculus L7 L7- 1 to L7- 3 8. Domain Relational Calculus L8 L8- 1 to L8- 7
  • 3. Relational Database: Definitions • Relational database: a set of relations • Relation: made up of 2 parts: – Instance : a table, with rows and columns. #Rows = cardinality, #fields = degree / arity. – Schema : specifies name of relation, plus name and type of each column. • E.G. Students (sid: string, name: string, login: string, age: integer, gpa: real). • Can think of a relation as a set of rows or tuples (i.e., all rows are distinct). Slide No:L1-1
  • 4. Example Instance of Students Relation sid name login age gpa 53666 Jones jones@cs 18 3.4 53688 Smith smith@eecs 18 3.2 53650 Smith smith@math 19 3.8  Cardinality = 3, degree = 5, all rows distinct  Do all columns in a relation instance have to be distinct? Slide No:L1-2
  • 5. Relational Query Languages • A major strength of the relational model: supports simple, powerful querying of data. • Queries can be written intuitively, and the DBMS is responsible for efficient evaluation. – The key: precise semantics for relational queries. – Allows the optimizer to extensively re-order operations, and still ensure that the answer does not change. Slide No:L1-3
  • 6. The SQL Query Language sid name login age gpa SELECT * 53666 Jones jones@cs 18 3.4 FROM Students S 53688 Smith smith@ee 18 3.2 WHERE S.age=18 •To find just names and logins, replace the first line: SELECT S.name, S.login Slide No:L1-4
  • 7. Querying Multiple Relations • What does the following SELECT S.name, E.cid query compute? FROM Students S, Enrolled E WHERE S.sid=E.sid AND E.grade=“A” Given the following instances sid cid grade of Enrolled and Students: 53831 Carnatic101 C sid name login age gpa 53831 Reggae203 B 53650 Topology112 A 53666 Jones jones@cs 18 3.4 53666 History105 B 53688 Smith smith@eecs 18 3.2 53650 Smith smith@math 19 3.8 S.name E.cid we get: Smith Topology112 Slide No:L1-5
  • 8. Creating Relations in SQL • Creates the Students CREATE TABLE Students relation. Observe that the (sid: CHAR(20), type of each field is name: CHAR(20), specified, and enforced by login: CHAR(10), the DBMS whenever age: INTEGER, tuples are added or gpa: REAL) modified. • As another example, the CREATE TABLE Enrolled Enrolled table holds (sid: CHAR(20), information about courses cid: CHAR(20), that students take. grade: CHAR(2)) Slide No:L1-6
  • 9. Destroying and Altering Relations DROP TABLE Students • Destroys the relation Students. The schema information and the tuples are deleted. ALTER TABLE Students ADD COLUMN firstYear: integer  The schema of Students is altered by adding a new field; every tuple in the current instance is extended with a null value in the new field. Slide No:L1-7
  • 10. Adding and Deleting Tuples • Can insert a single tuple using: INSERT INTO Students (sid, name, login, age, gpa) VALUES (53688, ‘Smith’, ‘smith@ee’, 18, 3.2)  Can delete all tuples satisfying some condition (e.g., name = Smith): DELETE FROM Students S WHERE S.name = ‘Smith’ Slide No:L1-8
  • 11. Integrity Constraints (ICs) • IC: condition that must be true for any instance of the database; e.g., domain constraints. – ICs are specified when schema is defined. – ICs are checked when relations are modified. • A legal instance of a relation is one that satisfies all specified ICs. – DBMS should not allow illegal instances. • If the DBMS checks ICs, stored data is more faithful to real-world meaning. – Avoids data entry errors, too! Slide No:L1-9
  • 12. Primary Key Constraints • A set of fields is a key for a relation if : 1. No two distinct tuples can have same values in all key fields, and 2. This is not true for any subset of the key. – Part 2 false? A superkey. – If there’s >1 key for a relation, one of the keys is chosen (by DBA) to be the primary key. • E.g., sid is a key for Students. (What about name?) The set {sid, gpa} is a superkey. Slide No:L1-10
  • 13. Primary and Candidate Keys in SQL • Possibly many candidate keys (specified using UNIQUE), one of which is chosen as the primary key.  “For a given student and course, CREATE TABLE Enrolled there is a single grade.” vs. (sid CHAR(20) “Students can take only one cid CHAR(20), course, and receive a single grade grade CHAR(2), for that course; further, no two PRIMARY KEY (sid,cid) ) students in a course receive the same grade.” CREATE TABLE Enrolled  Used carelessly, an IC can (sid CHAR(20) prevent the storage of database cid CHAR(20), instances that arise in practice! grade CHAR(2), PRIMARY KEY (sid), UNIQUE (cid, grade) ) Slide No:L1-11
  • 14. Foreign Keys, Referential Integrity • Foreign key : Set of fields in one relation that is used to `refer’ to a tuple in another relation. (Must correspond to primary key of the second relation.) Like a `logical pointer’. • E.g. sid is a foreign key referring to Students: – Enrolled(sid: string, cid: string, grade: string) – If all foreign key constraints are enforced, referential integrity is achieved, i.e., no dangling references. – Can you name a data model w/o referential integrity? • Links in HTML! Slide No:L1-12
  • 15. Foreign Keys in SQL • Only students listed in the Students relation should be allowed to enroll for courses. CREATE TABLE Enrolled (sid CHAR(20), cid CHAR(20), grade CHAR(2), PRIMARY KEY (sid,cid), FOREIGN KEY (sid) REFERENCES Students ) Enrolled sid cid grade Students 53666 Carnatic101 C sid name login age gpa 53666 Reggae203 B 53666 Jones jones@cs 18 3.4 53650 Topology112 A 53688 Smith smith@eecs 18 3.2 53666 History105 B 53650 Smith smith@math 19 3.8 Slide No:L1-13
  • 16. Enforcing Referential Integrity • Consider Students and Enrolled; sid in Enrolled is a foreign key that references Students. • What should be done if an Enrolled tuple with a non-existent student id is inserted? (Reject it!) • What should be done if a Students tuple is deleted? – Also delete all Enrolled tuples that refer to it. – Disallow deletion of a Students tuple that is referred to. – Set sid in Enrolled tuples that refer to it to a default sid. – (In SQL, also: Set sid in Enrolled tuples that refer to it to a special value null, denoting `unknown’ or `inapplicable’.) • Similar if primary key of Students tuple is updated. Slide No:L2-1
  • 17. Referential Integrity in SQL • SQL/92 and SQL:1999 support all 4 options on deletes and updates. – Default is NO ACTION (delete/update is rejected) CREATE TABLE Enrolled – CASCADE (also delete all (sid CHAR(20), tuples that refer to deleted cid CHAR(20), tuple) – SET NULL / SET DEFAULT grade CHAR(2), (sets foreign key value of PRIMARY KEY (sid,cid), referencing tuple) FOREIGN KEY (sid) REFERENCES Students ON DELETE CASCADE ON UPDATE SET DEFAULT ) Slide No:L2-2
  • 18. Where do ICs Come From? • ICs are based upon the semantics of the real-world enterprise that is being described in the database relations. • We can check a database instance to see if an IC is violated, but we can NEVER infer that an IC is true by looking at an instance. – An IC is a statement about all possible instances! – From example, we know name is not a key, but the assertion that sid is a key is given to us. • Key and foreign key ICs are the most common; more general ICs supported too. Slide No:L2-3
  • 19. Logical DB Design: ER to Relational • Entity sets to tables: CREATE TABLE Employees name (ssn CHAR(11), ssn lot name CHAR(20), lot INTEGER, Employees PRIMARY KEY (ssn)) Slide No:L3-1
  • 20. Relationship Sets to Tables • In translating a relationship set to a relation, attributes of the relation must include: CREATE TABLE Works_In( – Keys for each participating ssn CHAR(11), entity set (as foreign keys). did INTEGER, • This set of attributes since DATE, forms a superkey for the PRIMARY KEY (ssn, did), relation. – All descriptive attributes. FOREIGN KEY (ssn) REFERENCES Employees, FOREIGN KEY (did) REFERENCES Departments) Slide No:L3-2
  • 21. Review: Key Constraints • Each dept has at most one manager, according to the key constraint since on Manages. name dname ssn lot did budget Employees Manages Departments Translation to relational model? 1-to-1 1-to Many Many-to-1 Many-to-Many Slide No:L3-3
  • 22. Translating ER Diagrams with Key Constraints • Map relationship to a table: CREATE TABLE Manages( – Note that did is the ssn CHAR(11), key now! did INTEGER, – Separate tables for since DATE, Employees and PRIMARY KEY (did), Departments. FOREIGN KEY (ssn) REFERENCES Employees, • Since each department FOREIGN KEY (did) REFERENCES Departments) has a unique manager, we could instead combine Manages and CREATE TABLE Dept_Mgr( Departments. did INTEGER, dname CHAR(20), budget REAL, ssn CHAR(11), since DATE, PRIMARY KEY (did), FOREIGN KEY (ssn) REFERENCES Employees) Slide No:L3-4
  • 23. Review: Participation Constraints • Does every department have a manager? – If so, this is a participation constraint: the participation of Departments in Manages is said to be total (vs. partial). • Every did value in Departments table must appear in a row of the Manages table (with a non-null ssn value!) since name dname ssn lot did budget Employees Manages Departments Works_In since Slide No:L3-5
  • 24. Participation Constraints in SQL • We can capture participation constraints involving one entity set in a binary relationship, but little else (without resorting to CHECK constraints). CREATE TABLE Dept_Mgr( did INTEGER, dname CHAR(20), budget REAL, ssn CHAR(11) NOT NULL, since DATE, PRIMARY KEY (did), FOREIGN KEY (ssn) REFERENCES Employees, ON DELETE NO ACTION) Slide No:L3-6
  • 25. Review: Weak Entities • A weak entity can be identified uniquely only by considering the primary key of another (owner) entity. – Owner entity set and weak entity set must participate in a one-to-many relationship set (1 owner, many weak entities). – Weak entity set must have total participation in this identifying relationship set. name cost pname age ssn lot Employees Policy Dependents Slide No:L4-1
  • 26. Translating Weak Entity Sets • Weak entity set and identifying relationship set are translated into a single table. – When the owner entity is deleted, all owned weak entities must also be deleted. CREATE TABLE Dep_Policy ( pname CHAR(20), age INTEGER, cost REAL, ssn CHAR(11) NOT NULL, PRIMARY KEY (pname, ssn), FOREIGN KEY (ssn) REFERENCES Employees, ON DELETE CASCADE) Slide No:L4-2
  • 27. Review: ISA Hierarchies name  As in C++, or other ssn lot PLs, attributes are inherited. Employees  If we declare A ISA B, hourly_wages hours_worked every A entity is also ISA contractid considered to be a B entity. Contract_Emps Hourly_Emps • Overlap constraints: Can Joe be an Hourly_Emps as well as a Contract_Emps entity? (Allowed/disallowed) • Covering constraints: Does every Employees entity also have to be an Hourly_Emps or a Contract_Emps entity? (Yes/no) Slide No:L4-3
  • 28. Translating ISA Hierarchies to Relations • General approach: – 3 relations: Employees, Hourly_Emps and Contract_Emps. • Hourly_Emps: Every employee is recorded in Employees. For hourly emps, extra info recorded in Hourly_Emps (hourly_wages, hours_worked, ssn); must delete Hourly_Emps tuple if referenced Employees tuple is deleted). • Queries involving all employees easy, those involving just Hourly_Emps require a join to get some attributes. • Alternative: Just Hourly_Emps and Contract_Emps. – Hourly_Emps: ssn, name, lot, hourly_wages, hours_worked. – Each employee must be in one of these two subclasses. Slide No:L4-4
  • 29. Review: Binary vs. Ternary Relationships name ssn lot pname age • What are the additional Employees Covers constraints in the Dependents 2nd diagram? Bad design Policies policyid cost name pname age ssn lot Dependents Employees Purchaser Beneficiary Better design Policies Slide No:L4-5 policyid cost
  • 30. Binary vs. Ternary Relationships (Contd.) CREATE TABLE Policies ( • The key policyid INTEGER, constraints allow us to combine cost REAL, Purchaser with ssn CHAR(11) NOT NULL, Policies and PRIMARY KEY (policyid). Beneficiary with FOREIGN KEY (ssn) REFERENCES Employees, Dependents. ON DELETE CASCADE) • Participation CREATE TABLE Dependents ( constraints lead pname CHAR(20), to NOT NULL age INTEGER, constraints. policyid INTEGER, • What if Policies PRIMARY KEY (pname, policyid). is a weak entity set? FOREIGN KEY (policyid) REFERENCES Policies, ON DELETE CASCADE) Slide No:L4-6
  • 31. Views • A view is just a relation, but we store a definition, rather than a set of tuples. CREATE VIEW YoungActiveStudents (name, grade) AS SELECT S.name, E.grade FROM Students S, Enrolled E WHERE S.sid = E.sid and S.age<21  Views can be dropped using the DROP VIEW command.  How to handle DROP TABLE if there’s a view on the table? • DROP TABLE command has options to let the user specify this. Slide No:L5-1
  • 32. Views and Security • Views can be used to present necessary information (or a summary), while hiding details in underlying relation(s). – Given YoungStudents, but not Students or Enrolled, we can find students s who have are enrolled, but not the cid’s of the courses they are enrolled in. Slide No:L5-2
  • 33. View Definition • A relation that is not of the conceptual model but is made visible to a user as a “virtual relation” is called a view. • A view is defined using the create view statement which has the form create view v as < query expression > where <query expression> is any legal SQL expression. The view name is represented by v. • Once a view is defined, the view name can be used to refer to the virtual relation that the view generates. Slide No:L5-3
  • 34. Example Queries • A view consisting of branches and their customers create view all_customer as (select branch_name, customer_name from depositor, account where depositor.account_number = account.account_number ) union (select branch_name, customer_name from borrower, loan where borrower.loan_number = loan.loan_number ) Find all customers of the Perryridge branch select customer_name from all_customer where branch_name = 'Perryridge' Slide No:L5-4
  • 35. Uses of Views • Hiding some information from some users – Consider a user who needs to know a customer’s name, loan number and branch name, but has no need to see the loan amount. – Define a view (create view cust_loan_data as select customer_name, borrower.loan_number, branch_name from borrower, loan where borrower.loan_number = loan.loan_number ) – Grant the user permission to read cust_loan_data, but not borrower or loan • Predefined queries to make writing of other queries easier – Common example: Aggregate queries used for statistical analysis of data Slide No:L5-5
  • 36. Processing of Views • When a view is created – the query expression is stored in the database along with the view name – the expression is substituted into any query using the view • Views definitions containing views – One view may be used in the expression defining another view – A view relation v1 is said to depend directly on a view relation v2 if v2 is used in the expression defining v1 – A view relation v1 is said to depend on view relation v2 if either v1 depends directly to v2 or there is a path of dependencies from v1 to v2 – A view relation v is said to be recursive if it depends on itself. Slide No:L5-6
  • 37. View Expansion • A way to define the meaning of views defined in terms of other views. • Let view v1 be defined by an expression e1 that may itself contain uses of view relations. • View expansion of an expression repeats the following replacement step: repeat Find any view relation vi in e1 Replace the view relation vi by the expression defining vi until no more view relations are present in e1 • As long as the view definitions are not recursive, this loop will terminate Slide No:L5-7
  • 38. With Clause • The with clause provides a way of defining a temporary view whose definition is available only to the query in which the with clause occurs. • Find all accounts with the maximum balance with max_balance (value) as select max (balance) from account select account_number from account, max_balance where account.balance = max_balance.value Slide No:L5-8
  • 39. Complex Queries using With Clause • Find all branches where the total account deposit is greater than the average of the total account deposits at all branches. with branch_total (branch_name, value) as select branch_name, sum (balance) from account group by branch_name with branch_total_avg (value) as select avg (value) from branch_total select branch_name from branch_total, branch_total_avg where branch_total.value >= branch_total_avg.value • Note: the exact syntax supported by your database may vary slightly. – E.g. Oracle syntax is of the form with branch_total as ( select .. ), branch_total_avg as ( select .. ) select … Slide No:L5-9
  • 40. Update of a View • Create a view of all loan data in the loan relation, hiding the amount attribute create view loan_branch as select loan_number, branch_name from loan • Add a new tuple to loan_branch insert into loan_branch values ('L-37‘, 'Perryridge‘) This insertion must be represented by the insertion of the tuple ('L-37', 'Perryridge', null ) into the loan relation Slide No:L5-10
  • 41. Formal Relational Query Languages • Two mathematical Query Languages form the basis for “real” languages (e.g. SQL), and for implementation: – Relational Algebra: More operational, very useful for representing execution plans. – Relational Calculus: Lets users describe what they want, rather than how to compute it. (Non- operational, declarative.) Slide No:L6-1
  • 42. Preliminaries • A query is applied to relation instances, and the result of a query is also a relation instance. – Schemas of input relations for a query are fixed (but query will run regardless of instance!) – The schema for the result of a given query is also fixed! Determined by definition of query language constructs. • Positional vs. named-field notation: – Positional notation easier for formal definitions, named- field notation more readable. – Both used in SQL Slide No:L6-2
  • 43. Example Instances R1 sid bid day 22 101 10/10/96 58 103 11/12/96 • “Sailors” and “Reserves” relations for our examples. sid sname rating age • We’ll use positional or S1 named field notation, 22 dustin 7 45.0 assume that names of fields in query results are 31 lubber 8 55.5 `inherited’ from names of 58 rusty 10 35.0 fields in query input relations. sid sname rating age S2 28 yuppy 9 35.0 31 lubber 8 55.5 44 guppy 5 35.0 58 rusty 10 35.0 Slide No:L6-3
  • 44. Relational Algebra • Basic operations: – Selection (σ ) Selects a subset of rows from relation. – Projection ( π ) Deletes unwanted columns from relation. – Cross-product ( – Set-difference ( × ) Allows us to combine two relations. ) Tuples in reln. 1, but not in reln. 2. − – Union (  ) Tuples in reln. 1 and in reln. 2. • Additional operations: – Intersection, join, division, renaming: Not essential, but (very!) useful. • Since each operation returns a relation, operations can be composed! (Algebra is “closed”.) Slide No:L6-4
  • 45. Projection sname rating yuppy 9 • Deletes attributes that are not in projection list. lubber 8 • Schema of result contains guppy 5 exactly the fields in the rusty 10 projection list, with the same names that they had in the π sname,rating(S2) (only) input relation. • Projection operator has to eliminate duplicates! (Why??) age – Note: real systems typically 35.0 don’t do duplicate elimination unless the user explicitly asks 55.5 π age(S2) for it. (Why not?) Slide No:L6-5
  • 46. Selection sid sname rating age • Selects rows that satisfy 28 yuppy 9 35.0 selection condition. 58 rusty 10 35.0 σrating >8(S2) • No duplicates in result! (Why?) • Schema of result identical to schema of (only) input relation. sname rating • Result relation can be the input for another relational yuppy 9 algebra operation! (Operator rusty 10 composition.) π sname,rating(σ rating >8(S2)) Slide No:L6-6
  • 47. Union, Intersection, Set-Difference • All of these operations take two sid sname rating age input relations, which must be union-compatible: 22 dustin 7 45.0 – Same number of fields. 31 lubber 8 55.5 – `Corresponding’ fields have the same type. 58 rusty 10 35.0 • What is the schema of result? 44 guppy 5 35.0 28 yuppy 9 35.0 S1∪ S2 sid sname rating age sid sname rating age 22 dustin 7 45.0 31 lubber 8 55.5 58 rusty 10 35.0 S1− S2 S1∩ S2 Slide No:L6-7
  • 48. Cross-Product • Each row of S1 is paired with each row of R1. • Result schema has one field per field of S1 and R1, with field names `inherited’ if possible. – Conflict: Both S1 and R1 have a field called sid. (sid) sname rating age (sid) bid day 22 dustin 7 45.0 22 101 10/10/96 22 dustin 7 45.0 58 103 11/12/96 31 lubber 8 55.5 22 101 10/10/96 31 lubber 8 55.5 58 103 11/12/96 58 rusty 10 35.0 22 101 10/10/96 58 rusty 10 35.0 58 103 11/12/96  Renaming operator: ρ (C(1→ sid1, 5 → sid 2), S1× R1) Slide No:L6-8
  • 49. Joins R  c S = σ c ( R × S)  • Condition Join: (sid) sname rating age (sid) bid day 22 dustin 7 45.0 58 103 11/12/96 31 lubber 8 55.5 58 103 11/12/96 S1  R1 S1. sid < R1. sid • Result schema same as that of cross-product. • Fewer tuples than cross-product, might be able to compute more efficiently • Sometimes called a theta-join. Slide No:L6-9
  • 50. Joins • Equi-Join: A special case of condition join where the condition c contains only equalities. sid sname rating age bid day 22 dustin 7 45.0 101 10/10/96 58 rusty 10 35.0 103 11/12/96 S1  R1 sid • Result schema similar to cross-product, but only one copy of fields for which equality is specified. • Natural Join: Equijoin on all common fields. Slide No:L6-10
  • 51. Division • Not supported as a primitive operator, but useful for expressing queries like: Find sailors who have reserved all boats. { } • Let A have 2 fields, , y ∈ A ∀ have only field y: – A/B = x | ∃ x x and y; B y ∈ B – i.e., A/B contains all x tuples (sailors) such that for every y tuple (boat) in B, there is an xy tuple in A. – Or: If the set of y values (boats) associated with an x value (sailor) in A contains all y values in B, the x ∪ value is in A/B. • In general, x and y can be any lists of fields; y is the list of fields in B, and x y is the list of fields of A. Slide No:L6-11
  • 52. Examples of Division A/B sno pno pno pno pno s1 p1 p2 p2 p1 s1 p2 p4 p2 s1 p3 B p4 s1 p4 B2 1 B3 s2 p1 sno s2 p2 s1 sno s3 p2 sno s2 s1 s1 s4 p2 s3 s4 s4 p4 s4 A A/B1 A/B2 A/B3 Slide No:L6-12
  • 53. Expressing A/B Using Basic Operators • Division is not essential op; just a useful shorthand. – (Also true of joins, but joins are so common that systems implement joins specially.) • Idea: For A/B, compute all x values that are not `disqualified’ by some y value in B. – x value is disqualified if by attaching y value from B, we obtain an xy tuple that is not in A. Disqualified x values: π x ((π x ( A) × B) − A) A/B: π x ( A) − all disqualified tuples Slide No:L6-13
  • 54. Find names of sailors who’ve reserved boat #103 • Solution 1: π sname((σ Reserves)  Sailors)  bid =103  Solution 2: ρ (Temp1, σ Re serves) bid = 103 ρ ( Temp2, Temp1  Sailors)  π sname (Temp2)  Solution 3: π sname (σ (Re serves  Sailors))  bid =103 Slide No:L6-14
  • 55. Find names of sailors who’ve reserved a red boat • Information about boat color only available in Boats; so need an extra join: π sname ((σ Boats)  Re serves  Sailors)  color =' red '  A more efficient solution: π sname (π ((π σ Boats)  Re s)  Sailors)   sid bid color =' red ' A query optimizer can find this, given the first solution! Slide No:L6-15
  • 56. Find sailors who’ve reserved a red or a green boat • Can identify all red or green boats, then find sailors who’ve reserved one of these boats: ρ (Tempboats, (σ Boats)) color =' red ' ∨ color =' green ' π sname(Tempboats  Re serves  Sailors)    Can also define Tempboats using union! (How?)  What happens if ∨ is replaced by ∧ in this query? Slide No:L6-16
  • 57. Find sailors who’ve reserved a red and a green boat • Previous approach won’t work! Must identify sailors who’ve reserved red boats, sailors who’ve reserved green boats, then find the intersection (note that sid is a key for Sailors): ρ (Tempred, π ((σ Boats)  Re serves))  sid color =' red ' ρ (Tempgreen, π ((σ Boats)  Re serves))  sid color =' green' π sname((Tempred ∩ Tempgreen)  Sailors)  Slide No:L6-17
  • 58. Relational Calculus • Comes in two flavors: Tuple relational calculus (TRC) and Domain relational calculus (DRC). • Calculus has variables, constants, comparison ops, logical connectives and quantifiers. – TRC: Variables range over (i.e., get bound to) tuples. – DRC: Variables range over domain elements (= field values). – Both TRC and DRC are simple subsets of first-order logic. • Expressions in the calculus are called formulas. An answer tuple is essentially an assignment of constants to variables that make the formula evaluate to true. Slide No:L7-1
  • 59. Domain Relational Calculus • Query has the form:      x1, x2,..., xn | p x1, x2,..., xn            Answer includes all tuples x1, x2,..., xn that make the formula p x1, x2,..., xn  be true.       Formula is recursively defined, starting with simple atomic formulas (getting tuples from relations or making comparisons of values), and building bigger and better formulas using the logical connectives. Slide No:L7-2
  • 60. DRC Formulas • Atomic formula: – x1, x2,..., xn ∈ Rname, or X op Y, or X op constant – op is one of <, >, =, ≤, ≥, ≠ • Formula: – an atomic formula, or ¬ p, p ∧ q, p ∨ q – , where p and q are formulas, or –∃X ( p( X )) , where variable X is free in p(X), or ∀ X ( p( X )) – , where variable X is free in p(X) • ∃X The use of quantifiers and ∀X is said to bind X. – A variable that is not bound is free. Slide No:L7-3
  • 61. Free and Bound Variables • The use of quantifiers and ∃X ∀X in a formula is said to bind X. – A variable that is not bound is free. • Let us revisit the definition of a query:      x1, x2,..., xn | p x1, x2,..., xn            There is an important restriction: the variables x1, ..., xn that appear to the left of `|’ must be the only free variables in the formula p(...). Slide No:L8-1
  • 62. Find all sailors with a rating above 7     I, N,T, A | I, N,T, A ∈ Sailors ∧ T > 7       • The condition I, N,T, A ∈ Sailors ensures that the domain variables I, N, T and A are bound to fields of the same Sailors tuple. • The term I, N,T, A to the left of `|’ (which should be read as such that) says that every tuple I, N,T, A that satisfies T>7 is in the answer. • Modify this query to answer: – Find sailors who are older than 18 or have a rating under 9, and are called ‘Joe’. Slide No:L8-2
  • 63. Find sailors rated > 7 who have reserved boat #103     I, N,T, A | I, N, T, A ∈ Sailors ∧ T > 7 ∧  ∃ Ir, Br, D Ir, Br, D ∈ Re serves ∧ Ir = I ∧ Br = 103              • We have used ∃ Ir , Br , D ( . . .) as a shorthand for ∃ Ir ( ∃ Br ( ∃ D ( . . .) ) ) • Note the use of ∃ to find a tuple in Reserves that `joins with’ the Sailors tuple under consideration. Slide No:L8-3
  • 64. Find sailors rated > 7 who’ve reserved a red boat     I, N, T, A | I, N, T, A ∈Sailors ∧T >7 ∧  ∃ Ir, Br, D Ir, Br, D ∈Re serves ∧ Ir = I ∧     ∃B, BN, C B, BN, C ∈Boats ∧ B =Br ∧C =' red '           • Observe how the parentheses control the scope of each quantifier’s binding. • This may look cumbersome, but with a good user interface, it is very intuitive. (MS Access, QBE) Slide No:L8-4
  • 65. Find sailors who’ve reserved all boats     I, N,T, A | I, N, T, A ∈Sailors ∧  ∀ B, BN,C ¬ B, BN,C ∈Boats ∨                   ∃ Ir, Br, D    Ir, Br, D ∈Re serves ∧ I = Ir ∧ Br = B             • Find all sailors I such that for each 3-tuple B, BN,C either it is not a tuple in Boats or there is a tuple in Reserves showing that sailor I has reserved it. Slide No:L8-5
  • 66. Find sailors who’ve reserved all boats (again!)     I, N,T, A | I, N, T, A ∈ Sailors ∧  ∀ B, BN, C ∈ Boats   ∃ Ir, Br, D ∈Re serves I = Ir ∧ Br = B               • Simpler notation, same query. (Much clearer!) • To find sailors who’ve reserved all red boats: ....    C ≠ ' red ' ∨ ∃ Ir, Br, D ∈ Re serves I = Ir ∧ Br = B             .   Slide No:L8-6
  • 67. Unsafe Queries, Expressive Power • It is possible to write syntactically correct calculus queries that have an infinite number of answers! Such queries are called unsafe. – e.g.,  S | ¬  S ∈ Sailors                • It is known that every query that can be expressed in relational algebra can be expressed as a safe query in DRC / TRC; the converse is also true. • Relational Completeness: Query language (e.g., SQL) can express every query that is expressible in relational algebra/calculus. Slide No:L8-7

Editor's Notes

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  14. 3 The slides for this text are organized into several modules. Each lecture contains about enough material for a 1.25 hour class period. (The time estimate is very approximate--it will vary with the instructor, and lectures also differ in length; so use this as a rough guideline.) This covers Lectures 1 and 2 (of 6) in Module (5). Module (1): Introduction (DBMS, Relational Model) Module (2): Storage and File Organizations (Disks, Buffering, Indexes) Module (3): Database Concepts (Relational Queries, DDL/ICs, Views and Security) Module (4): Relational Implementation (Query Evaluation, Optimization) Module (5): Database Design (ER Model, Normalization, Physical Design, Tuning) Module (6): Transaction Processing (Concurrency Control, Recovery) Module (7): Advanced Topics
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