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ETHICS IN
RESEARCH
Dr. Maria Kalyvaki
Dr. Maria Kalyvaki 2
What is Ethics?
Ήθος = Ethos
Research Ethics
Research ethics concerns the responsibility of researchers to be
honest and respectful to all individuals who are affected by their
research studies or their reports of the studies’ results.
https://ahrecs.com/wp-content/uploads/2017/09/0604-Overprotective-IRB.jpeg
3
History
4
Unethical Examples
5
• Breaking and re-breaking of bones ( to see how many times they
could be broken before healing failed to occur) Nazi
• Patients had been injected with live cancer cells (Jewish Chronic
Disease Hospital, NY, 1963)
• 400 men had been left to suffer with syphilis long after a cure
(penicillin) was available. (Tuskegee,Alabama, 1932-72)
• Milgram’s study sustained no physical harm, they suffered shame
and embarrassment for having behaved inhumanely toward their
fellow human beings.(1963)
Milgram’s
https://youtu.be/yr5cjyokVUs
https://www.simplypsychology.org/milgram.html
6
Aim:
Milgram (1963) was interested in researching how far people would go
in obeying an instruction if it involved harming another person.
Stanley Milgram was interested in how easily ordinary people could
be influenced into committing atrocities, for example,Germans in
WWII.
There were four prods and if one was not obeyed,
then the experimenter (Mr. Williams) read out the
next prod, and so on.
Prod 1: Please continue.
Prod 2: The experiment requires you to continue.
Prod 3: It is absolutely essential that you continue.
Prod 4: You have no other choice but to continue.
Milgram’s (2)
• Milgram (1963) wanted to investigate whether Germans were
particularly obedient to authority figures as this was a common
explanation for the Nazi killings inWorldWar II.
• Milgram selected participants for his experiment by newspaper
advertising for male participants to take part in a study of learning
atYaleUniversity.
• The procedure was that the participant was paired with another
person and they drew lots to find out who would be the ‘learner’
and who would be the ‘teacher.’The draw was fixed so that the
participant was always the teacher, and the learner was one of
Milgram’s confederates (pretending to be a real participant).
Dr. Maria Kalyvaki 7
Results:
65% (two-thirds) of participants (i.e., teachers) continued to the highest level
of 450 volts.All the participants continued to 300 volts.
Milgram did more than one experiment – he carried out 18 variations of his
study.All he did was alter the situation (IV) to see how this affected
obedience (DV).
Conclusion:
Ordinary people are likely to follow orders given by an authority figure, even
to the extent of killing an innocent human being. Obedience to authority is
ingrained in us all from the way we are brought up.
People tend to obey orders from other people if they recognize their
authority as morally right and/or legally based.This response to legitimate
authority is learned in a variety of situations, for example in the family,
school, and workplace.
8
Ethics Codes
9
First Code
10
• Nuremberg Code, a set of 10 guidelines for the ethical treatment of
human participants in research. 1949
The Belmont Report
11
25 years later
• National ResearchAct. 1974
• The Belmont Report, 1979
The Belmont Report 1979
12
( 1) Individuals should consent to participate in studies and those who
cannot give their consent, such as children, people with diminished
abilities, and prisoners, need to be protected.
( 2)The researcher not harm the participants, minimize risks, and
maximize possible benefits.
( 3) fairness in procedures for selecting participants.
APA Guide
13
• The researcher is obligated to protect participants from physical or
psychological harm.
• During or after a study, participants may feel increased anxiety,
anger, lower self- esteem, or mild depression, especially in
situations in which they feel they have been cheated, tricked,
deceived, or insulted.
Table 4.2 (APA guide)
14
The general concept of informed consent is that human participants
should be given complete information about the research and their
roles in it before agreeing to participate.
Clinical Equipoise
15
Clinical Equipoise
16
This means that a researcher can compare treatments when:
a. there is honest uncertainty about which treatment is best.
b. there is honest professional disagreement among experts
concerning which treatment is best.
Explain why and ensure
understanding
17
• Researchers often tell participants exactly what will be done in the
study but do not explain why.
• Simply telling participants about the research does not necessarily
mean they are informed, especially in situations in which the
participants may not be competent enough to understand.
Voluntary Participation
18
Participants may feel coerced to participate or perceive that they
have limited choice.
Deception
19
• Passive deception ( or omission) is the withholding or omitting of
information; the researcher intentionally does not tell participants
some information about the study.
• Active deception ( or commission) is the presenting of
misinformation about the study to participants.The most common
form of active deception is misleading participants about the
specific purpose of the study.
Justified Deception
20
• The deception must be justified in terms of some significant benefit
that outweighs the risk to the participants.The researcher must
consider all alternatives to deception and must justify the rejection
of any alternative procedures.
Debriefing
21
The final point is that deceived participants must receive a debriefing
that provides a full description of the true purpose of the study,
including the use and purpose of deception, after the study is
completed.
Confidentiality
22
TheAPA ethical guidelines require that researchers ensure the
confidentiality of their research participants.
Ensuring that participants’ records are kept anonymous.
The Institutional Review Board
23
Each institution or agency is required to establish a committee called
an Institutional Review Board ( IRB), which is composed of both
scientists and nonscientists.
Ethical Issues and Scientific
Integrity
24
Reporting of Research
25
a. Researchers do not fabricate data. (They do not make false,
deceptive, or fraudulent statements concerning their
publications or research findings.)
b. If they discover significant errors in their published data, they
take reasonable steps to correct such errors in a correction,
re-traction, erratum, or other appropriate publication means.
c. They do not present portions of another’s work or data as
their own, even if the other work or data source is cited
occasionally.
Error and fraud
26
• It is important to distinguish between error and fraud.
•Fraud, is an explicit effort to falsify or misrepresent data.
Watch the video
Fredric Mishkin a full professor atColumbia BusinessSchool.
SafeguardsAgainst Fraud
Dr. Maria Kalyvaki 27
SafeguardsAgainst Fraud
28
• A safeguard against fraud is peer review, which takes place when a
researcher submits a research article for publication.
• Replication is repetition of a research study using the same basic
procedures used in the original to test the accuracy.
Plagiarism
29
You can literally copy an entire paper word for word and present it as
your own work or you can copy and paste passages from articles and
sites found on the Internet.
30
What about
31
You may be inspired by someone’s ideas or influenced by the phrases
someone used to express a concept.
After working on a project for an extended time, it can become difficult to
separate your own words and ideas from those that come to you from outside
sources.As a result, outside ideas and phrases can appear in your paper
without appropriate citation.
Misleading graphs
Screen grab of chart showing unemployment rate under President Obama. (Fox
News)
Dr. Maria Kalyvaki 32
Dr. Maria Kalyvaki 33
Dr. Maria Kalyvaki 34
https://www.mediamatters.org/embed/
static/clips/2013/10/28/32636/fnc-
foxandfriends-20131028-dishonestchart
Dr. Maria Kalyvaki 35
Moreover, Fox's comparison of the two figures compares apples to oranges.

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ethicsinresearch-210413161153.pptx

  • 2. Dr. Maria Kalyvaki 2 What is Ethics? Ήθος = Ethos
  • 3. Research Ethics Research ethics concerns the responsibility of researchers to be honest and respectful to all individuals who are affected by their research studies or their reports of the studies’ results. https://ahrecs.com/wp-content/uploads/2017/09/0604-Overprotective-IRB.jpeg 3
  • 5. Unethical Examples 5 • Breaking and re-breaking of bones ( to see how many times they could be broken before healing failed to occur) Nazi • Patients had been injected with live cancer cells (Jewish Chronic Disease Hospital, NY, 1963) • 400 men had been left to suffer with syphilis long after a cure (penicillin) was available. (Tuskegee,Alabama, 1932-72) • Milgram’s study sustained no physical harm, they suffered shame and embarrassment for having behaved inhumanely toward their fellow human beings.(1963)
  • 6. Milgram’s https://youtu.be/yr5cjyokVUs https://www.simplypsychology.org/milgram.html 6 Aim: Milgram (1963) was interested in researching how far people would go in obeying an instruction if it involved harming another person. Stanley Milgram was interested in how easily ordinary people could be influenced into committing atrocities, for example,Germans in WWII. There were four prods and if one was not obeyed, then the experimenter (Mr. Williams) read out the next prod, and so on. Prod 1: Please continue. Prod 2: The experiment requires you to continue. Prod 3: It is absolutely essential that you continue. Prod 4: You have no other choice but to continue.
  • 7. Milgram’s (2) • Milgram (1963) wanted to investigate whether Germans were particularly obedient to authority figures as this was a common explanation for the Nazi killings inWorldWar II. • Milgram selected participants for his experiment by newspaper advertising for male participants to take part in a study of learning atYaleUniversity. • The procedure was that the participant was paired with another person and they drew lots to find out who would be the ‘learner’ and who would be the ‘teacher.’The draw was fixed so that the participant was always the teacher, and the learner was one of Milgram’s confederates (pretending to be a real participant). Dr. Maria Kalyvaki 7
  • 8. Results: 65% (two-thirds) of participants (i.e., teachers) continued to the highest level of 450 volts.All the participants continued to 300 volts. Milgram did more than one experiment – he carried out 18 variations of his study.All he did was alter the situation (IV) to see how this affected obedience (DV). Conclusion: Ordinary people are likely to follow orders given by an authority figure, even to the extent of killing an innocent human being. Obedience to authority is ingrained in us all from the way we are brought up. People tend to obey orders from other people if they recognize their authority as morally right and/or legally based.This response to legitimate authority is learned in a variety of situations, for example in the family, school, and workplace. 8
  • 10. First Code 10 • Nuremberg Code, a set of 10 guidelines for the ethical treatment of human participants in research. 1949
  • 11. The Belmont Report 11 25 years later • National ResearchAct. 1974 • The Belmont Report, 1979
  • 12. The Belmont Report 1979 12 ( 1) Individuals should consent to participate in studies and those who cannot give their consent, such as children, people with diminished abilities, and prisoners, need to be protected. ( 2)The researcher not harm the participants, minimize risks, and maximize possible benefits. ( 3) fairness in procedures for selecting participants.
  • 13. APA Guide 13 • The researcher is obligated to protect participants from physical or psychological harm. • During or after a study, participants may feel increased anxiety, anger, lower self- esteem, or mild depression, especially in situations in which they feel they have been cheated, tricked, deceived, or insulted.
  • 14. Table 4.2 (APA guide) 14 The general concept of informed consent is that human participants should be given complete information about the research and their roles in it before agreeing to participate.
  • 16. Clinical Equipoise 16 This means that a researcher can compare treatments when: a. there is honest uncertainty about which treatment is best. b. there is honest professional disagreement among experts concerning which treatment is best.
  • 17. Explain why and ensure understanding 17 • Researchers often tell participants exactly what will be done in the study but do not explain why. • Simply telling participants about the research does not necessarily mean they are informed, especially in situations in which the participants may not be competent enough to understand.
  • 18. Voluntary Participation 18 Participants may feel coerced to participate or perceive that they have limited choice.
  • 19. Deception 19 • Passive deception ( or omission) is the withholding or omitting of information; the researcher intentionally does not tell participants some information about the study. • Active deception ( or commission) is the presenting of misinformation about the study to participants.The most common form of active deception is misleading participants about the specific purpose of the study.
  • 20. Justified Deception 20 • The deception must be justified in terms of some significant benefit that outweighs the risk to the participants.The researcher must consider all alternatives to deception and must justify the rejection of any alternative procedures.
  • 21. Debriefing 21 The final point is that deceived participants must receive a debriefing that provides a full description of the true purpose of the study, including the use and purpose of deception, after the study is completed.
  • 22. Confidentiality 22 TheAPA ethical guidelines require that researchers ensure the confidentiality of their research participants. Ensuring that participants’ records are kept anonymous.
  • 23. The Institutional Review Board 23 Each institution or agency is required to establish a committee called an Institutional Review Board ( IRB), which is composed of both scientists and nonscientists.
  • 24. Ethical Issues and Scientific Integrity 24
  • 25. Reporting of Research 25 a. Researchers do not fabricate data. (They do not make false, deceptive, or fraudulent statements concerning their publications or research findings.) b. If they discover significant errors in their published data, they take reasonable steps to correct such errors in a correction, re-traction, erratum, or other appropriate publication means. c. They do not present portions of another’s work or data as their own, even if the other work or data source is cited occasionally.
  • 26. Error and fraud 26 • It is important to distinguish between error and fraud. •Fraud, is an explicit effort to falsify or misrepresent data. Watch the video Fredric Mishkin a full professor atColumbia BusinessSchool.
  • 28. SafeguardsAgainst Fraud 28 • A safeguard against fraud is peer review, which takes place when a researcher submits a research article for publication. • Replication is repetition of a research study using the same basic procedures used in the original to test the accuracy.
  • 29. Plagiarism 29 You can literally copy an entire paper word for word and present it as your own work or you can copy and paste passages from articles and sites found on the Internet.
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  • 31. What about 31 You may be inspired by someone’s ideas or influenced by the phrases someone used to express a concept. After working on a project for an extended time, it can become difficult to separate your own words and ideas from those that come to you from outside sources.As a result, outside ideas and phrases can appear in your paper without appropriate citation.
  • 32. Misleading graphs Screen grab of chart showing unemployment rate under President Obama. (Fox News) Dr. Maria Kalyvaki 32