Court Case 2

W
William KritsonisProfessor, PhD Program in Educational Leadership at Prairie View A&M University/ The Texas A&M University System

School Law - Educational Law & Policies - Litigation Law - Privacy Law - Employment Law - Court Cases - Educational Leadership -William Allan Kritsonis, PhD

Case Two

                                 Court of Appeals of Texas,
                                   Houston (14th Dist.).

            GALVESTON INDEPENDENT SCHOOL DISTRICT, Appellant,
                                    v.
                          Brent JACO, Appellee.
                           No. 14-08-00271-CV.

                                        LITIGANTS

Plaintiff’s –Appellant: GALVESTON INDEPENDENT SCHOOL DISTRICT

Defendant-Appellees: Brent Jaco

                                      BACKGROUND

        Employee athletic director brought action against employer school district,
alleging the district took adverse personnel action against him in violation of the Texas
Whistleblower Act. District sought dismissal of action in plea to jurisdiction. The 56th
District Court, Galveston County, Lonnie Cox, J., denied plea. District appealed.

                                           FACTS

        Brent Jaco was employed by the District as Director of Athletics and
Extracurricular Activities. On or about November 9, 2005, Jaco learned that a student on
the Ball High School football team was in violation of a University Interscholastic
League ("UIL") rule regarding parent residency. Jaco discussed the possible UIL
violation with school officials, and with the District's approval, he submitted a written
report to the UIL on November 9, 2005 regarding the violation. As a result of the
violation, Ball High School's football team was barred from participating in the playoffs.

         On December 16, 2005, the District reassigned Jaco to the position of athletic
trainer. On January 6, 2006, Jaco appealed the transfer through the District's
administrative grievance process. After a hearing, the District reinstated Jaco's job *479
position as Director of Extracurricular Activities, but not Director of Athletics. Thereafter,
the District did not offer Jaco his previous position of Director of Athletics or Director of
Extracurricular Activities for the 2006-07 school year. Instead, on May 1, 2006, the
District offered Jaco a term contract as a teacher.

        On April 4, 2006, Jaco filed suit against the District, alleging violations under the
Texas Whistleblower's Act.The District initially filed a no-evidence and traditional
summary-judgment motion, which the trial court denied, and we dismissed the District's
interlocutory appeal for want of jurisdiction. The District then filed a plea to the
jurisdiction in which it asserted that (a) the District's actions do not constitute an adverse
employment act, (b) the UIL rule is not a law, and (c) the UIL is not an "an appropriate
law enforcement authority" as that term is used in Code. The trial court denied the plea,
and this interlocutory appeal ensued.
In three issues, the District challenges the trial court's denial of its plea to the jurisdiction,
arguing that (a) the pleadings and evidence show no waiver of immunity from suit, (b)
Jaco admitted he did not report a violation of law to an appropriate law enforcement
agency, and (c) Jaco admitted he never suffered a material adverse employment action.
Although the District argued for the first time in its reply brief that Jaco admits he failed
to exhaust his administrative remedies, we do not have jurisdiction to consider grounds
outside those raised in the plea to the jurisdiction.

                                          DECISION

         Because jurisdiction is a question of law, the trial court's ruling on a plea to the
jurisdiction is subject to de novo review. In a suit against a governmental unit, the
plaintiff must affirmatively demonstrate the trial court's jurisdiction by alleging a valid
waiver of immunity. To determine if the plaintiff has met that burden, "we consider the
facts alleged by the plaintiff and, to the extent it is relevant to the jurisdictional issue, the
evidence submitted by the parties. (stating that the plaintiff has the burden to plead facts
affirmatively showing that the trial court has subject-matter jurisdiction). We do not
consider the merits of the plaintiff's case, but focus instead on the pleadings and the
evidence pertinent to the jurisdictional inquiry. We construe the pleadings liberally in
favor of conferring jurisdiction. Nevertheless, a waiver of immunity must be clear and
unambiguous. Thus, we determine whether the plaintiff has pleaded a claim for which a
governmental unit has waived immunity by reading the pleadings broadly *480 and the
alleged waiver narrowly. If the pleadings do not contain sufficient facts to affirmatively
demonstrate the trial court's jurisdiction but do not affirmatively demonstrate incurable
defects in jurisdiction, the issue is one of pleading sufficiency, and the plaintiff should be
afforded the opportunity to amend. If, on the other hand, the pleadings affirmatively
negate the existence of jurisdiction, then a plea to the jurisdiction may be granted without
allowing the plaintiff an opportunity to amend
In its first issue, the District argues that the trial court's denial of its plea is erroneous
because the District's substantive arguments, addressed here in its second and third issues,
are jurisdictional. The District contends in its second issue that the trial court erred in
denying its plea to the jurisdiction because "Jaco admits he did not report a violation of
law to an appropriate law enforcement agency, which is fatal to his assertion of a waiver
of governmental immunity and, generally, his claim." This statement encompasses the
District's three subsidiary arguments that (a) Jaco admits he did not make a "report," (b)
the UIL's parental residency rule is not a "law," and (c) the UIL is not the appropriate
agency to which a violation should be reported. The District argues in its third issue that
no adverse employment action occurred because it merely changed Jaco's title and he
accepted a contract as a teacher the following year. Before reaching the merits of these
arguments, we must first determine if they raise jurisdictional issues.

        Although the District attempts to analogize a claim under the Whistleblower Act
to a claim under the Texas Tort Claims Act ("the TTCA"), there are significant
differences between the two. The TTCA creates a statutory scheme in which immunity to
suit and immunity to liability are coextensive. Consequently, the elements of a TTCA
claim can be considered jurisdictional, because evidence that challenges an element of
the claim necessarily challenges the trial court's subject-matter jurisdiction. A party
therefore can demonstrate the trial court's lack of jurisdiction over a TTCA claim by
establishing that the claim lacks merit.The Whistleblower Act, however, the waiver of
immunity from suit is broader than the waiver of immunity from liability.
In this case the court reached this conclusion even though it held that Brent could not
prevail on the merits because he did not suffer an adverse personnel action.

                                            DICTA

        The Court of Appeals, Eva M. Guzman, J., held that school athletic director was a
public employee who alleged a violation of the Whistleblower Act in manner as to
establish district's waiver of immunity. Affirmed.

                                      IMPLICATIONS

        The trial court concludes that the District has failed to raise a jurisdictional issue;
It was affirm the trial court's denial of its plea to the jurisdiction.


Submitted to Dr. William Allan Kritsonis

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Court Case 2

  • 1. Case Two Court of Appeals of Texas, Houston (14th Dist.). GALVESTON INDEPENDENT SCHOOL DISTRICT, Appellant, v. Brent JACO, Appellee. No. 14-08-00271-CV. LITIGANTS Plaintiff’s –Appellant: GALVESTON INDEPENDENT SCHOOL DISTRICT Defendant-Appellees: Brent Jaco BACKGROUND Employee athletic director brought action against employer school district, alleging the district took adverse personnel action against him in violation of the Texas Whistleblower Act. District sought dismissal of action in plea to jurisdiction. The 56th District Court, Galveston County, Lonnie Cox, J., denied plea. District appealed. FACTS Brent Jaco was employed by the District as Director of Athletics and Extracurricular Activities. On or about November 9, 2005, Jaco learned that a student on the Ball High School football team was in violation of a University Interscholastic League ("UIL") rule regarding parent residency. Jaco discussed the possible UIL violation with school officials, and with the District's approval, he submitted a written report to the UIL on November 9, 2005 regarding the violation. As a result of the violation, Ball High School's football team was barred from participating in the playoffs. On December 16, 2005, the District reassigned Jaco to the position of athletic trainer. On January 6, 2006, Jaco appealed the transfer through the District's administrative grievance process. After a hearing, the District reinstated Jaco's job *479 position as Director of Extracurricular Activities, but not Director of Athletics. Thereafter, the District did not offer Jaco his previous position of Director of Athletics or Director of Extracurricular Activities for the 2006-07 school year. Instead, on May 1, 2006, the District offered Jaco a term contract as a teacher. On April 4, 2006, Jaco filed suit against the District, alleging violations under the Texas Whistleblower's Act.The District initially filed a no-evidence and traditional summary-judgment motion, which the trial court denied, and we dismissed the District's interlocutory appeal for want of jurisdiction. The District then filed a plea to the jurisdiction in which it asserted that (a) the District's actions do not constitute an adverse
  • 2. employment act, (b) the UIL rule is not a law, and (c) the UIL is not an "an appropriate law enforcement authority" as that term is used in Code. The trial court denied the plea, and this interlocutory appeal ensued. In three issues, the District challenges the trial court's denial of its plea to the jurisdiction, arguing that (a) the pleadings and evidence show no waiver of immunity from suit, (b) Jaco admitted he did not report a violation of law to an appropriate law enforcement agency, and (c) Jaco admitted he never suffered a material adverse employment action. Although the District argued for the first time in its reply brief that Jaco admits he failed to exhaust his administrative remedies, we do not have jurisdiction to consider grounds outside those raised in the plea to the jurisdiction. DECISION Because jurisdiction is a question of law, the trial court's ruling on a plea to the jurisdiction is subject to de novo review. In a suit against a governmental unit, the plaintiff must affirmatively demonstrate the trial court's jurisdiction by alleging a valid waiver of immunity. To determine if the plaintiff has met that burden, "we consider the facts alleged by the plaintiff and, to the extent it is relevant to the jurisdictional issue, the evidence submitted by the parties. (stating that the plaintiff has the burden to plead facts affirmatively showing that the trial court has subject-matter jurisdiction). We do not consider the merits of the plaintiff's case, but focus instead on the pleadings and the evidence pertinent to the jurisdictional inquiry. We construe the pleadings liberally in favor of conferring jurisdiction. Nevertheless, a waiver of immunity must be clear and unambiguous. Thus, we determine whether the plaintiff has pleaded a claim for which a governmental unit has waived immunity by reading the pleadings broadly *480 and the alleged waiver narrowly. If the pleadings do not contain sufficient facts to affirmatively demonstrate the trial court's jurisdiction but do not affirmatively demonstrate incurable defects in jurisdiction, the issue is one of pleading sufficiency, and the plaintiff should be afforded the opportunity to amend. If, on the other hand, the pleadings affirmatively negate the existence of jurisdiction, then a plea to the jurisdiction may be granted without allowing the plaintiff an opportunity to amend In its first issue, the District argues that the trial court's denial of its plea is erroneous because the District's substantive arguments, addressed here in its second and third issues, are jurisdictional. The District contends in its second issue that the trial court erred in denying its plea to the jurisdiction because "Jaco admits he did not report a violation of law to an appropriate law enforcement agency, which is fatal to his assertion of a waiver of governmental immunity and, generally, his claim." This statement encompasses the District's three subsidiary arguments that (a) Jaco admits he did not make a "report," (b) the UIL's parental residency rule is not a "law," and (c) the UIL is not the appropriate agency to which a violation should be reported. The District argues in its third issue that no adverse employment action occurred because it merely changed Jaco's title and he accepted a contract as a teacher the following year. Before reaching the merits of these arguments, we must first determine if they raise jurisdictional issues. Although the District attempts to analogize a claim under the Whistleblower Act to a claim under the Texas Tort Claims Act ("the TTCA"), there are significant
  • 3. differences between the two. The TTCA creates a statutory scheme in which immunity to suit and immunity to liability are coextensive. Consequently, the elements of a TTCA claim can be considered jurisdictional, because evidence that challenges an element of the claim necessarily challenges the trial court's subject-matter jurisdiction. A party therefore can demonstrate the trial court's lack of jurisdiction over a TTCA claim by establishing that the claim lacks merit.The Whistleblower Act, however, the waiver of immunity from suit is broader than the waiver of immunity from liability. In this case the court reached this conclusion even though it held that Brent could not prevail on the merits because he did not suffer an adverse personnel action. DICTA The Court of Appeals, Eva M. Guzman, J., held that school athletic director was a public employee who alleged a violation of the Whistleblower Act in manner as to establish district's waiver of immunity. Affirmed. IMPLICATIONS The trial court concludes that the District has failed to raise a jurisdictional issue; It was affirm the trial court's denial of its plea to the jurisdiction. Submitted to Dr. William Allan Kritsonis