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U.S. Consumer Product Safety
Commission
Selling Safe Consumer Electrical
Products In
The United States
John Golden
Regional Product Safety Attaché (Asia-Pacific)
U.S. Embassy, Beijing
This presentation was prepared by CPSC staff. It has not been reviewed or approved by
the Commission and may not reflect its views.
Electrical Product Hazards
• Electricity is a powerful, useful energy source that is
potentially hazardous.
• Product failures or misuse can cause fires, electric
shock, thermal burns (such as from exposure to hot
surfaces) and chemical burns (such as from batteries).
• Equipment that generates, distributes or uses electrical
energy should be compliant with standards and
installed according to applicable electrical codes to
mitigate safety risks.
Electrical Product Hazards
U.S. Data - From 2006 to 2008:
50,100 structure fires per year
- 400 deaths, 2,990 injuries & $1.3 billion
property losses
- Fires caused mostly by:
- Electric cooking equipment
- Electrical distribution system
components
- Electric heating and cooling equipment
53 electrocutions on average per year
Electrical Product Hazard Prevention
Strategies
• Supporting improvements
to voluntary
standards/codes
CPSC staff promotes
electrical safety through
a multi-pronged
approach

}

• Creating and enforcing
technical regulations and
bans

• Identifying products with
defects and hazards
through surveillance
activities and recalls
• Developing education
programs for consumers
Voluntary Consensus Standards
• The electrical product safety system primarily relies
on compliance with voluntary industry-consensus
standards.
• Wholesalers and retailers specify which standard a
supplier must meet.
• Three technical regulations for electrical products
under CPSC’s jurisdiction.
•
Voluntary Consensus Standards
• CPSC’s regulations do not require 3rd party
certification for electrical products, but there is
a high rate of voluntary participation
– Many retailers will only sell electrical products if they
have been certified
– Some states and municipalities require certification for
all electrical products to be sold in those jurisdictions
– The Occupational Safety and Health Administration
(OSHA) requires certification for electrical products
used in the workplace
CPSC staff strongly recommends that manufacturers or
exporters/importers seek 3rd party certification for their
electrical products as a means of hazard mitigation.
Voluntary Consensus Standards
• Since CPSC staff relies primarily on voluntary
standards over mandatory regulations for electrical
products, the staff actively participates in the
process of maintaining the standards by addressing
emerging hazards through development and
adoption of new or modified requirements.
• This continuous process begins with reviewing
information from CPSC’s data collection systems.
Incident Databases
IPII
Injury
and
potential
injury
incident
data*

DTHS

Death
certificates

INDP

In-depth
investigations

NEISS

National
Electronic
Injury
Surveillance
System

NFIRS

National
Fire
Incident
Reporting
System

*Hotline, On-line consumer reports, Newspapers,

News on Internet
Voluntary Standards - Staff
Participation
Analyze
injury/death data
for hazard
patterns

Participate in
committees

Propose
standards
development
or revisions

Review
standards for
inadequacies

Conduct tests
and evaluations
to support
findings
Voluntary Standards Process
Case Study #1: In 2004, document shredding machines were
implicated in a number of finger amputations in small
children.
Data Analysis

CPSC staff reviewed incident
databases for paper shredder
incidents to determine the causes
and scenarios that may lead to
finger injuries.
Voluntary Standards Process
Case Study #1: Document Shredding Machines
Data Analysis

The most severe injuries,
amputations, occurred when a
child was feeding paper into a
shredder (even under adult
supervision) and did not release
the paper in time and their hand
was pulled into the opening.
Voluntary Standards Process
Case Study #1: Document Shredding Machines

Standards Review

CPSC staff reviewed UL 60950-1
Information Technology
Equipment – Safety – Part 1:
General Requirements for
accessibility to moving parts
requirements for paper
shredders
Voluntary Standards Process
Case Study #1: Paper Shredders

Evaluation

CPSC staff examined paper
shredders for design variations
and to assess the efficacy of
accessibility probes
Voluntary Standards Process
Case Study #1: Document Shredding Machines

Standards Revision

CPSC staff issued a report of test
results showing design/standard
vulnerabilities and proposed a
working group to discuss
findings.
Voluntary Standards Process
Case Study #1: Document Shredding Machines

Standards Panel Participation

CPSC staff participated in UL
60950 working group to develop
new test requirements to reduce
access to hazardous moving
parts.
Voluntary Standards Process
Case Study #1: Document Shredding Machines

Standards Panel Participation

Panel voted to accept proposed
changes to UL 60950-1 to address
moving parts accessibility
Voluntary Standards Process
Case Study #2: Flexible Lighting Products (Rope Lights)

Data Analysis

CPSC staff was receiving reports
of incidents involving rope
lights, which had been in use as
a commercial product, but was
being sold for residential use.
Raised concerns about possible
risks of shock or fire.
A rope light is a string of series and/or series-parallel connected lamps
enclosed in a flexible polymeric tube or extrusion.
Voluntary Standards Process
Case Study #2 : Rope Lights

Standards Review

There was no standard for rope
lights. Although similar to
holiday lights, rope lights differ
in several ways, including
installation longer than 90 days,
which put them out of the scope
of the holiday lighting standard.
Voluntary Standards Process
Case Study #2 : Rope Lights

Evaluation

CPSC staff examined the rope
lights and defined the areas of
concern for residential use, such
as field configuration (cutting
lights to length).
Voluntary Standards Process
Case Study #2 : Rope Lights

Standards Revision

CPSC staff proposed
development of a standard for
rope lights based on identified
potential hazards.
Voluntary Standards Process
Case Study #2 : Rope Lights

Standards Panel Participation

First Edition of UL 2388 –
Standard for Safety of Flexible
Lighting Products was issued
July 3, 2002
Technical Regulations
Only three technical regulations for electrical
products under CPSC’s jurisdiction:

• 16 CFR 1505 – Requirements for electricallyoperated toys or other electrically operated
articles intended for use by children
• 16 CFR 1204 – Safety Standard for
Omnidirectional Citizens Band Base Station
Antennas
• 16 CFR 1120.3(a) – Requirements for
handheld hair dryers require integral
immersion protection in accordance with
UL 859 and UL 1727
Other Requirements
Safe Installation = Electrical Safety
• The National Electrical Code (NEC) covers the
installation of electrical equipment in public and
private premises.
– Product standards requirements are in
accordance with the NEC.
• The NEC is a consensus code published by the
National Fire Protection Association.
– This is NOT a national standard, but it is widely
adopted as law by state and local municipalities.
Recalls
A product for which it has been
preliminarily determined to create
a substantial product safety
hazard must be recalled, i.e.,
removed from sale and those in
consumer’s hands must be
remedied through repair,
replacement, or refund, as
appropriate under the
circumstances.
Consumer Education
Besides working to make
products safer, CPSC staff
strives to make consumers
safer users through
information and education
and engaging them in
thinking about safety first.
Consumer Education
• www.cpsc.gov
• www.SaferProducts.gov

• Press releases
• Neighborhood Safety Network
• Publications
• News Conferences
• Social media
Responsibility to Comply
• Compliance with applicable regulations, standards
and the NEC are highly effective ways to mitigate
hazards from equipment that generates, distributes,
or uses electrical energy.

All equally responsible
Manufacturers
Importers

Distributors

Retailers

• Importers, although reliant on foreign producers, are
directly responsible for the safety of products they
bring into the United States.
Responsibility to Comply
Manufacturers and importers should follow best
practices to ensure that their products do not pose
undue risks and need to be recalled.
• Comply with consensus standards and technical
regulations
• Obtain third-party certification for products
• Implement a rigorous recordkeeping system to
document all relevant aspects of design and
manufacturing to assure that all changes can be easily
tracked
• Maintain quality and configuration control
• Assess impact of material or component substitutions
Follow Best Practices –
Avoid Unsafe Products
Case Study #3: This hair dryer
is missing an immersion
detection current interrupter
(IDCI) plug and presents a
risk of electrocution if
dropped in water. It violates
the requirements under 16
CFR 1120.3(a) .

CPSC seized products at the
port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #4: Uncertified
luminaire did not meet voluntary
standards requirements. It was
assembled with poor
workmanship, lacked proper strain
relief on the power cord and did
not have a polarized plug. Unit
posed fire and shock hazards.

CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #5: Uncertified
decorative lighting string did not
meet voluntary standards
requirements. The wire was
undersized, plug lacked overcurrent
protection, strain relief was
inadequate and circuit enclosure
was not flame-resistant. Unit posed
fire and shock hazards.

CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #6: Uncertified
handheld work light did not
meet voluntary standards
requirements. Deficiencies
included assembly with poor
workmanship, undersized
wire, inadequate strain relief
on the power cord and
substandard components. Unit
posed fire and shock hazards.
CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #7: Uncertified
portable electric fan did not
meet voluntary standard
requirements; deficiencies
included motor without
thermal protection, undersized
wire, inadequate strain relief
on the power cord and lack of
integral overcurrent protection
in plug. Unit posed fire and
shock hazards.
CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #8: Remote
control toy helicopters
provided with rechargeable
lithium-ion batteries without
charge/discharge control
circuitry or thermal
protection, allowing batteries
to be overcharged or overdischarged, overheat and
ignite. Posed fire hazard.
Units recalled.
Follow Best Practices –
Avoid Unsafe Products
Case Study #9: Uncertified 6-outlet
current tap did not meet the
voluntary standard. It was poorly
constructed from inadequate
materials. Sheet metal was too
thin and flimsy and lacked
strength to properly contact plug
blades. Resulting loose
connections can arc and overheat.
Ground pin was poorly fastened to
grounding bus. Unit posed fire
and shock hazards.

CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #10: Uncertified
power strip was not compliant
with the standard. Power cord
and internal wiring were
severely undersized, and the
cord strain relief was inadequate.
Sheet metal buses were too thin
and flimsy and deformed when a
plug was inserted. Internal
connections were poorly made
and easily came loose. Unit
posed fire and shock hazards.
CPSC seized units at the port.
Follow Best Practices –
Avoid Unsafe Products
Case Study #11: Third-party certified
dehumidifier involved in fire
incidents. Poor recordkeeping and
failure to follow process controls
allowed non-flame resistant plastic
resins to be used in enclosure
molding in place of approved
polymeric material. Insufficient
flame-resistance allowed internal
failure to ignite surrounding plastic
and propagate flames beyond unit.

Units recalled.
Summary
Electrical product safety does not happen by accident; it
requires diligence and vigelance from producer to user.
• Be aware of CPSC regulations
• Follow applicable voluntary standards during design
and manufacturing of products
• Obtain third-party certification for products
• Follow best manufacturing practices to ensure products
are built consistently and with proper quality and safety
John Golden
Regional Product Safety Attaché (Asia-Pacific)
U.S. Embassy, Beijing
Phone: 86-10-8531-3318
Fax: 86-10-8531-3652
E-mail: jgolden@cpsc.gov
E-mail: goldenjx@state.gov
39

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Electrical Product Safety Standards and Regulations

  • 1. U.S. Consumer Product Safety Commission Selling Safe Consumer Electrical Products In The United States John Golden Regional Product Safety Attaché (Asia-Pacific) U.S. Embassy, Beijing This presentation was prepared by CPSC staff. It has not been reviewed or approved by the Commission and may not reflect its views.
  • 2. Electrical Product Hazards • Electricity is a powerful, useful energy source that is potentially hazardous. • Product failures or misuse can cause fires, electric shock, thermal burns (such as from exposure to hot surfaces) and chemical burns (such as from batteries). • Equipment that generates, distributes or uses electrical energy should be compliant with standards and installed according to applicable electrical codes to mitigate safety risks.
  • 3. Electrical Product Hazards U.S. Data - From 2006 to 2008: 50,100 structure fires per year - 400 deaths, 2,990 injuries & $1.3 billion property losses - Fires caused mostly by: - Electric cooking equipment - Electrical distribution system components - Electric heating and cooling equipment 53 electrocutions on average per year
  • 4. Electrical Product Hazard Prevention Strategies • Supporting improvements to voluntary standards/codes CPSC staff promotes electrical safety through a multi-pronged approach } • Creating and enforcing technical regulations and bans • Identifying products with defects and hazards through surveillance activities and recalls • Developing education programs for consumers
  • 5. Voluntary Consensus Standards • The electrical product safety system primarily relies on compliance with voluntary industry-consensus standards. • Wholesalers and retailers specify which standard a supplier must meet. • Three technical regulations for electrical products under CPSC’s jurisdiction. •
  • 6. Voluntary Consensus Standards • CPSC’s regulations do not require 3rd party certification for electrical products, but there is a high rate of voluntary participation – Many retailers will only sell electrical products if they have been certified – Some states and municipalities require certification for all electrical products to be sold in those jurisdictions – The Occupational Safety and Health Administration (OSHA) requires certification for electrical products used in the workplace CPSC staff strongly recommends that manufacturers or exporters/importers seek 3rd party certification for their electrical products as a means of hazard mitigation.
  • 7. Voluntary Consensus Standards • Since CPSC staff relies primarily on voluntary standards over mandatory regulations for electrical products, the staff actively participates in the process of maintaining the standards by addressing emerging hazards through development and adoption of new or modified requirements. • This continuous process begins with reviewing information from CPSC’s data collection systems.
  • 9. Voluntary Standards - Staff Participation Analyze injury/death data for hazard patterns Participate in committees Propose standards development or revisions Review standards for inadequacies Conduct tests and evaluations to support findings
  • 10. Voluntary Standards Process Case Study #1: In 2004, document shredding machines were implicated in a number of finger amputations in small children. Data Analysis CPSC staff reviewed incident databases for paper shredder incidents to determine the causes and scenarios that may lead to finger injuries.
  • 11. Voluntary Standards Process Case Study #1: Document Shredding Machines Data Analysis The most severe injuries, amputations, occurred when a child was feeding paper into a shredder (even under adult supervision) and did not release the paper in time and their hand was pulled into the opening.
  • 12. Voluntary Standards Process Case Study #1: Document Shredding Machines Standards Review CPSC staff reviewed UL 60950-1 Information Technology Equipment – Safety – Part 1: General Requirements for accessibility to moving parts requirements for paper shredders
  • 13. Voluntary Standards Process Case Study #1: Paper Shredders Evaluation CPSC staff examined paper shredders for design variations and to assess the efficacy of accessibility probes
  • 14. Voluntary Standards Process Case Study #1: Document Shredding Machines Standards Revision CPSC staff issued a report of test results showing design/standard vulnerabilities and proposed a working group to discuss findings.
  • 15. Voluntary Standards Process Case Study #1: Document Shredding Machines Standards Panel Participation CPSC staff participated in UL 60950 working group to develop new test requirements to reduce access to hazardous moving parts.
  • 16. Voluntary Standards Process Case Study #1: Document Shredding Machines Standards Panel Participation Panel voted to accept proposed changes to UL 60950-1 to address moving parts accessibility
  • 17. Voluntary Standards Process Case Study #2: Flexible Lighting Products (Rope Lights) Data Analysis CPSC staff was receiving reports of incidents involving rope lights, which had been in use as a commercial product, but was being sold for residential use. Raised concerns about possible risks of shock or fire. A rope light is a string of series and/or series-parallel connected lamps enclosed in a flexible polymeric tube or extrusion.
  • 18. Voluntary Standards Process Case Study #2 : Rope Lights Standards Review There was no standard for rope lights. Although similar to holiday lights, rope lights differ in several ways, including installation longer than 90 days, which put them out of the scope of the holiday lighting standard.
  • 19. Voluntary Standards Process Case Study #2 : Rope Lights Evaluation CPSC staff examined the rope lights and defined the areas of concern for residential use, such as field configuration (cutting lights to length).
  • 20. Voluntary Standards Process Case Study #2 : Rope Lights Standards Revision CPSC staff proposed development of a standard for rope lights based on identified potential hazards.
  • 21. Voluntary Standards Process Case Study #2 : Rope Lights Standards Panel Participation First Edition of UL 2388 – Standard for Safety of Flexible Lighting Products was issued July 3, 2002
  • 22. Technical Regulations Only three technical regulations for electrical products under CPSC’s jurisdiction: • 16 CFR 1505 – Requirements for electricallyoperated toys or other electrically operated articles intended for use by children • 16 CFR 1204 – Safety Standard for Omnidirectional Citizens Band Base Station Antennas • 16 CFR 1120.3(a) – Requirements for handheld hair dryers require integral immersion protection in accordance with UL 859 and UL 1727
  • 23. Other Requirements Safe Installation = Electrical Safety • The National Electrical Code (NEC) covers the installation of electrical equipment in public and private premises. – Product standards requirements are in accordance with the NEC. • The NEC is a consensus code published by the National Fire Protection Association. – This is NOT a national standard, but it is widely adopted as law by state and local municipalities.
  • 24. Recalls A product for which it has been preliminarily determined to create a substantial product safety hazard must be recalled, i.e., removed from sale and those in consumer’s hands must be remedied through repair, replacement, or refund, as appropriate under the circumstances.
  • 25. Consumer Education Besides working to make products safer, CPSC staff strives to make consumers safer users through information and education and engaging them in thinking about safety first.
  • 26. Consumer Education • www.cpsc.gov • www.SaferProducts.gov • Press releases • Neighborhood Safety Network • Publications • News Conferences • Social media
  • 27. Responsibility to Comply • Compliance with applicable regulations, standards and the NEC are highly effective ways to mitigate hazards from equipment that generates, distributes, or uses electrical energy. All equally responsible Manufacturers Importers Distributors Retailers • Importers, although reliant on foreign producers, are directly responsible for the safety of products they bring into the United States.
  • 28. Responsibility to Comply Manufacturers and importers should follow best practices to ensure that their products do not pose undue risks and need to be recalled. • Comply with consensus standards and technical regulations • Obtain third-party certification for products • Implement a rigorous recordkeeping system to document all relevant aspects of design and manufacturing to assure that all changes can be easily tracked • Maintain quality and configuration control • Assess impact of material or component substitutions
  • 29. Follow Best Practices – Avoid Unsafe Products Case Study #3: This hair dryer is missing an immersion detection current interrupter (IDCI) plug and presents a risk of electrocution if dropped in water. It violates the requirements under 16 CFR 1120.3(a) . CPSC seized products at the port.
  • 30. Follow Best Practices – Avoid Unsafe Products Case Study #4: Uncertified luminaire did not meet voluntary standards requirements. It was assembled with poor workmanship, lacked proper strain relief on the power cord and did not have a polarized plug. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 31. Follow Best Practices – Avoid Unsafe Products Case Study #5: Uncertified decorative lighting string did not meet voluntary standards requirements. The wire was undersized, plug lacked overcurrent protection, strain relief was inadequate and circuit enclosure was not flame-resistant. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 32. Follow Best Practices – Avoid Unsafe Products Case Study #6: Uncertified handheld work light did not meet voluntary standards requirements. Deficiencies included assembly with poor workmanship, undersized wire, inadequate strain relief on the power cord and substandard components. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 33. Follow Best Practices – Avoid Unsafe Products Case Study #7: Uncertified portable electric fan did not meet voluntary standard requirements; deficiencies included motor without thermal protection, undersized wire, inadequate strain relief on the power cord and lack of integral overcurrent protection in plug. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 34. Follow Best Practices – Avoid Unsafe Products Case Study #8: Remote control toy helicopters provided with rechargeable lithium-ion batteries without charge/discharge control circuitry or thermal protection, allowing batteries to be overcharged or overdischarged, overheat and ignite. Posed fire hazard. Units recalled.
  • 35. Follow Best Practices – Avoid Unsafe Products Case Study #9: Uncertified 6-outlet current tap did not meet the voluntary standard. It was poorly constructed from inadequate materials. Sheet metal was too thin and flimsy and lacked strength to properly contact plug blades. Resulting loose connections can arc and overheat. Ground pin was poorly fastened to grounding bus. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 36. Follow Best Practices – Avoid Unsafe Products Case Study #10: Uncertified power strip was not compliant with the standard. Power cord and internal wiring were severely undersized, and the cord strain relief was inadequate. Sheet metal buses were too thin and flimsy and deformed when a plug was inserted. Internal connections were poorly made and easily came loose. Unit posed fire and shock hazards. CPSC seized units at the port.
  • 37. Follow Best Practices – Avoid Unsafe Products Case Study #11: Third-party certified dehumidifier involved in fire incidents. Poor recordkeeping and failure to follow process controls allowed non-flame resistant plastic resins to be used in enclosure molding in place of approved polymeric material. Insufficient flame-resistance allowed internal failure to ignite surrounding plastic and propagate flames beyond unit. Units recalled.
  • 38. Summary Electrical product safety does not happen by accident; it requires diligence and vigelance from producer to user. • Be aware of CPSC regulations • Follow applicable voluntary standards during design and manufacturing of products • Obtain third-party certification for products • Follow best manufacturing practices to ensure products are built consistently and with proper quality and safety
  • 39. John Golden Regional Product Safety Attaché (Asia-Pacific) U.S. Embassy, Beijing Phone: 86-10-8531-3318 Fax: 86-10-8531-3652 E-mail: jgolden@cpsc.gov E-mail: goldenjx@state.gov 39