1. Research and
Innovation is key
for Europe's future
Wolfgang Burtscher
Deputy Director-General
European Commission
Directorate-General for Research and Innovation
BOZEN, 16/11/2018

2. RESEARCH AND
INNOVATION ARE KEY FOR
RESOLVING SOCIETAL
CHALLENGES

3. The world is faced with societal risks
IPCC 2018

4. The world is faced with societal risks
4

5. Societal risks are inter-related
5

6. 17 Sustainable Development Goals
6
Solutions are also inter-related

7. Research and innovation –
The main engines of future growth and jobs

8. THE EU’S RESEARCH AND
INNOVATION
PERFORMANCE FROM A
GLOBAL PERSPECTIVE

9. The EU is still a scientific powerhouse
(R&D expenditure)
9
World expenditure on R&D - % distribution

10. The EU is still a scientific powerhouse
(scientific publications)
10
World share of scientific publications

11. But the EU does not spend enough on R&I (1)
11

12. But the EU does not spend enough on R&I (2)
12

13. The problem is the lack of
business expenditure on R&D (1)
13

14. The problem is the lack of
business expenditure on R&D (2)
14

15. The EU’s share of world patents is falling

16. The European venture capital market remains
less developed

17. The number of private unicorn companies
is much lower in Europe

18. Not all EU Member States on track to achieve
national R&D expenditure targets

19. The EU is also marked by an innovation divide

20. ICT

21. ICT has a smaller role in the economy of the EU
than in that of competitors

22. Europe’s investment in R&D in the ICT sector also
lags behind

23. And so does Europe’s business investment in R&D
in the ICT sector

24. Europe lags in particular as regards some of the
‘new-generation ICT technologies’, including AI

25. Europe lags in particular as regards some of the
‘new-generation ICT technologies’, including AI

26. ACTION AT EU LEVEL:
ACHIEVEMENT OF A
EUROPEAN RESEARCH AREA
(A UNIFIED AREA OPEN TO THE WORLD,
IN WHICH SCIENTIFIC KNOWLEDGE,
TECHNOLOGY AND RESEARCHERS
CIRCULATE FREELY)

27.  6 priorities:
 => More effective national research systems
 => Optimal transnational co-operation and competition,
including ‘optimal transnational cooperation and competition’
and ‘Research Infrastructures’
 => An open labour market for researchers
 => Gender equality and gender mainstreaming in research
 => Optimal circulation, access to and transfer of scientific
knowledge, including ‘Knowledge circulation’ and ‘Open Access’
 => International cooperation

28. ACTION AT EU LEVEL:
EU FRAMEWORK
PROGRAMMES FOR
RESEARCH AND
INNOVATION

29.  EU Framework Programmes:
 =>Large-scale, multi-annual programmes financed from the
EU budget supporting research AND innovation (“from lab to
market”)
 =>Focused on supporting scientific excellence, resolving
societal challenges, promoting industrial competitiveness
 =>Focused mainly on cross-border, cross-sector (public,
private), cross-disciplinary collaboration (consortia)
 =>Also well-known mono-beneficiary schemes (e.g. European
Research Council, Marie Sklodowska Curie)
 =>Excellence as the main selection criteria

30. Horizon 2020
(2014-2020, EUR 77 billion)
Excellent
science
Industrial
leadership
Societal
challenges
EUR 24.2 billion
EUR 16.5 billion EUR 29.9 billion

31.  Horizon 2020 implementation so far:
 -186,313 eligible proposals submitted so far
 -Requesting EUR 333.51 billion
 -21,250 proposals retained after evaluation so far (12.05%
success rate)
 -Involving 93,273 participations (14.98% success rate)
 -Requesting EUR 38,67 billion (13.83% success rate)

32.  Examples of EU-funded projects:
 Health:
 Beating immune reactions for healthier heart valve implants:
 Immune reactions reduce the lifespan of animal-derived heart valves implanted in cardiac
patients. An EU-funded project discovered how to overcome this limitation, to produce
valves with improved biocompatibility and novel immunological strategies that will benefit
younger patients in particular.
 Combined vaccine strategy targets both hepatitis C virus and HIV:
 An EU-funded project developed a simple, affordable and effective vaccine strategy to
prevent the incidence of both hepatitis C virus and HIV-1. This could significantly increase
the life expectancy of people receiving antiretroviral therapy for HIV-1.

33.  Examples of EU-funded projects:
 Security:
 Super-sensitive scanners search crowds in real time:
 Long, inefficient queues at airports and security checkpoints could soon be a thing of the
past, thanks to EU-funded researchers who have designed slimline, hyper-sensitive
scanners that survey crowds in real time.
 State-of-the-art radar to keep coastal borders safe:
 An EU-funded project has developed a high-tech detection system to combat coastal
crime such as smuggling, human trafficking, drug running, spying and terrorism. The
software should keep maritime border security up to date and improve defence across
Europe and further afield.

34.  Examples of EU-funded projects:
 Agriculture:
 Uncorking the flavour and character of local wines:
 An EU-funded project has given European vintners the tools to make premium wines with
local character. Researchers have pinpointed wild yeasts and bacteria that promise to
serve up additional choice and flavour for consumers.
 Boosting wheat yields in the face of climate change:
 Rising temperatures due to climate change are reducing crop yields, which compromises
food security. EU-funded researchers are working to make wheat less susceptible to heat
so that it remains a safe and reliable food source.

35.  Examples of EU-funded projects:
 Space exploration:
 Three habitable Earth-like planets observed:
 A team of researchers, led by ERC grantee Michaël Gillon, has discovered three
potentially habitable planets that orbit an ultra-cool dwarf star, no further away than 40
light years from Earth.

36. 25 June 2018 Version 23│
Horizon Europe
is the Commission proposal for a € 100 billion research and
innovation funding programme for seven years (2021-2027)
to strengthen the EU's scientific and technological bases
to boost Europe's innovation capacity, competitiveness
and jobs
to deliver on citizens' priorities and sustain our socio-economic model and values
Additional € 4.1 billion are proposed to be allocated for
defence research, in a separate proposal for a European
Defence Fund

37. 25 June 2018 Version 23│
Horizon Europe: evolution not revolution
Specific objectives of the Programme
Foster all forms of innovation and
strengthen market deployment
Foster all forms of innovation and
strengthen market deployment
Strengthen the impact of R&I
in supporting EU policies
Strengthen the impact of R&I
in supporting EU policies
Support the creation and diffusion
of high-quality knowledge
Support the creation and diffusion
of high-quality knowledge
Optimise the Programme’s delivery for impact in a strengthened ERA
Strengthening the European Research Area
Reforming and Enhancing the European R&I systemSharing excellence
Pillar 1
Open Science
European Research Council
Marie Skłodowska-Curie Actions
Research Infrastructures
Pillar 3
Open Innovation
European Innovation Council
European innovation ecosystems
European Institute of Innovation
and Technology
Pillar 2
Global Challenges and
Industrial Competitiveness
• Health
• Inclusive and Secure Society
• Digital and Industry
• Climate, Energy and Mobility
• Food and natural resources
Joint Research Centre
Clusters

38. 25 June 2018 Version 23│
Budget: €100 billion* (2021-2027)
26,74 %
54,61 %
13,99 %
2,18 %2,49 %
€ billion
In current prices
Open Science
Global Challenges &
Ind. Competitiveness
Open Innovation
Strengthening ERA
Euratom
* This envelope includes EUR 3.5 billion
allocated under the InvestEU Fund.

39. 25 June 2018 Version 23│
European Innovation Council
Support to innovations with breakthrough and disruptive nature and scale
up potential that are too risky for private investors.
Support to innovations with breakthrough and disruptive nature and scale
up potential that are too risky for private investors.
Pathfinder: grants
(from early technology
to pre- commercial)
Accelerator:
grants & blended finance
(from pre-commercial
to market & scale-up)
European
Innovation
Council
Helping innovators create markets of the future,
leverage private finance, scale up their companies,
Two complementary instruments bridging the gap from idea to investable project
Innovation centric, risk taking & agile, pro-
active management and follow up

40. 25 June 2018 Version 23│
R&I Missions
R&I Missions
Relating EU's research and innovation better
to society and citizens' needs; with strong
visibility and impact
 Horizon Europe proposal defines mission characteristics and elements of
governance
 Specific missions will be co-designed with Member States, stakeholders
and citizens and programmed within the Global Challenges and Industrial
Competitiveness pillar (drawing on inputs from other pillars)
A mission is a portfolio of actions intended to achieve a bold and
inspirational as well as measurable goal within a set timeframe,
with impact for science and technology, society and citizens
that goes beyond individual actions.

41. 25 June 2018 Version 23│
 Pillar 1: ‘Bottom-up’ support via European Research Council, Marie
Sklodowska Curie, Research Infrastructures
 Pillar 2:
 Digital cross-cutting in all clusters
 Specific support via cluster 3: “Digital and Industry”
• Key digital technologies (nano-electronics; sensing technologies, part of the Internet of
Things; alternative technologies such as neuromorphic computing or quantum
computing; computing architectures and low-power processors for a wide range of
applications; computing hardware designs, security-protection; photonics; system
engineering technologies for autonomous systems; software technologies; emerging
technologies)
• AI and robotics (enabling AI technologies such as machine learning; robotics; user-
driven AI technologies; research competences for AI; technologies for open AI platforms
like algorithms)
• Next generation internet (Future network and service infrastructures, including beyond
5G, Internet of Things, distributed clouds, blockchains; Human centric Internet
applications, including trust and privacy, Multi-modal interaction concepts, language
independency and trustworthy media; Distributed processing and data analytics, incl.
distributed ledger technologies, embedded Artificial Intelligence)
• Advanced computing and big data (high performance computing; big data; reduced
carbon footprint of ICT)
 Pillar 3: Support via European Innovation Council, European Institute of
Innovation and Technology
Support for digital via Horizon Europe

42. 25 June 2018 Version 23│
 Communication on Artificial Intelligence (4/2018):
 Boost the EU's technological and industrial capacity and AI uptake
across the economy, both by the private and public sectors. This
includes investments in research and innovation and better access to
data.
 Prepare for socio-economic changes brought about by AI by
encouraging the modernisation of education and training systems,
nurturing talent, anticipating changes in the labour market, supporting
labour market transitions and adaptation of social protection systems.
 Ensure an appropriate ethical and legal framework, based on the
Union's values and in line with the Charter of Fundamental Rights of the
EU. This includes forthcoming guidance on existing product liability
rules, a detailed analysis of emerging challenges, and cooperation with
stakeholders, through a European AI Alliance, for the development of AI
ethics guidelines.
Broader EU policy support for Artificial Intelligence

43. 25 June 2018 Version 23│
Next steps
Parliament and Council negotiations on Union budget
2021-2027, including budget for Horizon Europe
Strategic planning to prepare first work
programmes under Horizon Europe, including co-
design of missions and setting up of partnerships
Parliament and Council negotiations on the basis of
the Commission proposal for Horizon Europe
Envisaged start of Horizon Europe
OngoingOngoing
From
7 June
From
7 June
2nd
half
2018/2019
2nd
half
2018/2019
1 January
2021
1 January
2021

44. 25 June 2018 Version 23│
Thank you!
#HorizonEU
© European Union, 2018. | Images source: © darkovujic, #82863476; © Konovalov Pavel, #109031193; 2018. Fotolia.com
http://ec.europa.eu/horizon-europe