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Your Work is Distinctive,
What AboutYour Name?
KAUST Seminar, Thuwal 26 January 2015
Laurel L. Haak, PhD
Executive Director, ORCID
L.Haak@orcid.org
http://orcid.org/0000-0001-5109-3700
Research
Evaluation &
Infrastructure
Discovery
Logic/TR
2006-2012
Science
Workforce
Policy
Natl Acad
2003-2006
26 January 2015 2
Narcolepsy
Hibernation
Stanford
Univ.
1988-1991
Circadian
Rhythms
GluRs
Stanford Univ.
1991-1997
Postdoc
Policy
AAAS
2001-2003
Ca2+ Sparks
K Channels
NIH
1997-2002
2012-
Why ORCID?
http://orcid.org/0000-0001-5109-3700
Research à Policy à Infrastructure
Algorithms not enough
•  Different versions (full
name vs. initials)
•  Shared names
•  Transliteration
•  Accents and other ALT
characters
•  Name changes
•  Multiple family names
J. Å. S. Sørensen
J.Aa. S. Sørensen
J. Åge S. Sørensen
J.Aage S. Sørensen
J. Åge Smærup Sørensen
J.Aage Smaerup Sørensen
An Arab name may be
transliterated in several
ways (Abdul Rahman,Abdoul
Rahman,Abdur Rahman,
Abdurahman,Abd al-Rahman,
or Abd ar-Rahman). A single
individual may try several
ways of transliterating his
or her name, and non-
Arabic speakers often
confuse Arabic two-word
first names with last names.
4
Digital scholarly communications require
information that is machine readable
5
What is ORCID?
ORCID provides a persistent digital identifier that
distinguishes you from every other researcher
Through integration in key research workflows
such as manuscript and grant submission, ORCID
supports automated linkages between you and
your professional activities, ensuring that your
work is appropriately attributed and discoverable
6
ORCID is a registry
•  Free, non-proprietary
registry of persistent
unique public identifiers
for researchers
•  Community-led initiative
supported by member fees
•  Open data, software,APIs,
and documentation
7
ORCID is more than a
registry (but not a profile
system or a repository)
ORCID provides plumbing for
research information
26 January 2015 orcid.org	

 8
9
Repositories
Funders
Higher
Education
and
Employers
Professional
Associations
Other
person
identifiers
Publishers
ORCID is a hub
ISNI
Researcher ID
Scopus Author ID
Internal identifiers
FundRefID
GrantID
ISNI
Ringgold ID
Member ID
Abstract ID
DOI
URI
Thesis ID
DOI
ISBNWith other
identifiers,
ORCID enables
machine-readable
connections with:
•  works
•  organizations
•  person IDs
ORCID iDs are being embedded in articles
Community integrations
…and publication search engines
26 January 2015 orcid.org	

 11
…and also in theses, personnel records…
26 January 2015 orcid.org	

 12
26 January 2015 orcid.org	

 13
… and association membership systems …
26 January 2015 orcid.org	

 14
…and data management
… and datasets…
Witt 2014
PeerJ 2015
26 January 2015 orcid.org	

 15
... and grants…
26 January 2015 orcid.org	

 16
•  ORCID is an interdisciplinary effort
•  We have an international scope
•  ORCID provides foundational
services that improve scholarly
communications for all researchers
Use is international
26 January 2015 orcid.org	

 17
Usage is international; 55 countries with over 10,000 users;
101 with at least 1000 users. 	

The GCC countries represent about 1% of total usage. 	

The ORCID Registry is available in several languages.
We welcome translations of Outreach materials.
Adoption by researchers
26 January 2015 orcid.org	

 18
Over 1 million researchers have
registered for an ORCID identifier.
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept Oct Nov Dec
Member created
Direct via orcid.org
Member referred
2012 2013 2014
How does ORCID work?
•  Registry allows researchers to connect to
existing works and affiliations
•  Members build integrations to connect
researchers to new works and affiliations
26 January 2015 orcid.org	

 19
Researcher engagement
26 January 2015 orcid.org	

 20
•  Take 30 seconds to
register at
http://orcid.org/register
•  Free to researchers
•  Individual owns the
record and controls
privacy settings
•  Works on laptops,
tablets, and phones
Register for your
Getting started
Use free tools to connect your ORCID identifier to your name
variations, affiliations, and your existing works and funding
Link to existing works
23
Connect your ORCID iD to
existing works by using tools in
ORCID interface or in external
platforms 	

	

	

Researchers can
connect to existing
works and push
ORCID iD into
indexes including
Web of Science,
Scopus, and Europe
PubMedCentral
Link to awarded projects
26 January 2015 orcid.org	

 24
Researchers
can connect to
existing
projects
Funders can
embed
ORCID during
the grant
application
workflow
ORCID record includes,
funder name, grant number,
source, other provenance
Link to organization
26 January 2015 orcid.org	

 25
•  List auto-populates based
on type-ahead
•  All organizations have
unique iD
•  University or employer can
pre-populate and validate
association
•  Can associate with multiple
organizations
ORCID responsibility
Build the infrastructure:
•  Create the tools to allow for easy addition of
ORCID iD during publishing, grant application, thesis
deposit, etc.
•  Engage the community to embed tools
•  Ensure that the iD is published with the paper /
dataset / grant / thesis, etc.
•  Work with the community to push metadata back
to ORCID record
26 January 2015 orcid.org	

 26
Integration in research systems
26 January 2015 orcid.org	

 27
Over 195 members and 100 integrations in every
region and sector of the international research
community. In Arabic-speaking countries, we have
members in Egypt, Saudi Arabia, and Qatar.
Americas
48%
EMEA
36%
Asia Pacific
16%
Funder
7%
Publishing
16%
Repository
20%
Research
Institute
45%
Association
12%
National approach
Some countries are taking a national approach to ORCID
integration, with universities, the national library, and funders
coordinating efforts to develop a national CRIS/IR fed (in part)
by data from ORCID:
•  Austria: Funder requirement 2016
•  Denmark: University launch 2014
•  Portugal: Funder requirement 2013
•  Sweden: National recommendation 2013
•  UK: National recommendation 2012
To support staged adoption, ORCID has developed a new
group membership policy.
26 January 2015 orcid.org	

 28
26 January 2015 orcid.org	

 29
The author can pre-populate
submission form fields:
preferred name, affiliation,
funding 	

The authenticated iD becomes
a part of the paper	

Upon publication, the iD is
indexed by CrossRef, Scopus,
Web of Science, and other
services.	

Information flows through
ORCID to linked platforms	

Coming in 2015:
•  Over 130,000 articles have been
submitted to CrossRef with an associated
ORCID iD
•  These will start to flow into the ORCID
registry before the end of the year
•  Researchers who use their ORCID iD
when they publish will not need to
manually update their record in
ORCID or in connected systems
26 January 2015 orcid.org	

 30
Repoß àORCID Options
26 January 2015 orcid.org	

 31
•  PUSH validated dataset
information (DOI) to
ORCID
•  RECEIVE notification from
ORCID call-back API
•  GET publications, datasets,
and other works from
ORCID record
•  GET researcher ORCID
iD, attach to dataset and/
or local researcher profile
•  GET information from
ORCID record (name, bio,
affiliation, publications)
•  REQUEST permission to
write to ORCID record
and read limited data
•  PUSH validated
organization identifier
information into ORCID
AT DEPOSIT or
REGISTRATION AT PUBLICATION
v How can researchers be reliably connected to their
contributions?
v Can we expand our view of what is considered a
contribution?
v How do we track research activities across a career?
Databases? Organizations?
v How can we measure the impact of a training program?
Funding program? Department? Project?
26 January 2015 orcid.org	

 32
We all have questions:
Research Evaluation
Libraries Can Help
Be the interface with the researcher
•  Explain the importance of digital information
•  Provide information on ORCID
•  Train researchers in using ORCID iDs
•  Work with your organization to embed
ORCID identifiers into systems
26 January 2015 orcid.org	

 33
ORCID@KAUST
26 January 2015 orcid.org	

 34
•  Click and Create
•  Library Guide
•  Training Sessions
•  Theses and Dissertations?
http://libguides.kaust.edu.sa/orcid
http://orcid.kaust.edu.sa/
ORCID Materials
26 January 2015 orcid.org	

 35
ORCID outreach support
•  Print materials in many languages
http://orcid.org/content/orcid-ambassadors-1/
outreachresources
•  Webinars, regional workshops, and
Outreach meetings
http://orcid.org/about/events
3626 January 2015 orcid.org	

Thank you!

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ORCID Seminar at KAUST

  • 1. orcid.org Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA Your Work is Distinctive, What AboutYour Name? KAUST Seminar, Thuwal 26 January 2015 Laurel L. Haak, PhD Executive Director, ORCID L.Haak@orcid.org http://orcid.org/0000-0001-5109-3700
  • 2. Research Evaluation & Infrastructure Discovery Logic/TR 2006-2012 Science Workforce Policy Natl Acad 2003-2006 26 January 2015 2 Narcolepsy Hibernation Stanford Univ. 1988-1991 Circadian Rhythms GluRs Stanford Univ. 1991-1997 Postdoc Policy AAAS 2001-2003 Ca2+ Sparks K Channels NIH 1997-2002 2012- Why ORCID? http://orcid.org/0000-0001-5109-3700 Research à Policy à Infrastructure
  • 3. Algorithms not enough •  Different versions (full name vs. initials) •  Shared names •  Transliteration •  Accents and other ALT characters •  Name changes •  Multiple family names J. Å. S. Sørensen J.Aa. S. Sørensen J. Åge S. Sørensen J.Aage S. Sørensen J. Åge Smærup Sørensen J.Aage Smaerup Sørensen An Arab name may be transliterated in several ways (Abdul Rahman,Abdoul Rahman,Abdur Rahman, Abdurahman,Abd al-Rahman, or Abd ar-Rahman). A single individual may try several ways of transliterating his or her name, and non- Arabic speakers often confuse Arabic two-word first names with last names.
  • 4. 4 Digital scholarly communications require information that is machine readable
  • 5. 5 What is ORCID? ORCID provides a persistent digital identifier that distinguishes you from every other researcher Through integration in key research workflows such as manuscript and grant submission, ORCID supports automated linkages between you and your professional activities, ensuring that your work is appropriately attributed and discoverable
  • 6. 6 ORCID is a registry •  Free, non-proprietary registry of persistent unique public identifiers for researchers •  Community-led initiative supported by member fees •  Open data, software,APIs, and documentation
  • 7. 7 ORCID is more than a registry (but not a profile system or a repository)
  • 8. ORCID provides plumbing for research information 26 January 2015 orcid.org 8
  • 9. 9 Repositories Funders Higher Education and Employers Professional Associations Other person identifiers Publishers ORCID is a hub ISNI Researcher ID Scopus Author ID Internal identifiers FundRefID GrantID ISNI Ringgold ID Member ID Abstract ID DOI URI Thesis ID DOI ISBNWith other identifiers, ORCID enables machine-readable connections with: •  works •  organizations •  person IDs
  • 10. ORCID iDs are being embedded in articles Community integrations
  • 11. …and publication search engines 26 January 2015 orcid.org 11
  • 12. …and also in theses, personnel records… 26 January 2015 orcid.org 12
  • 13. 26 January 2015 orcid.org 13 … and association membership systems …
  • 14. 26 January 2015 orcid.org 14 …and data management … and datasets… Witt 2014 PeerJ 2015
  • 15. 26 January 2015 orcid.org 15 ... and grants…
  • 16. 26 January 2015 orcid.org 16 •  ORCID is an interdisciplinary effort •  We have an international scope •  ORCID provides foundational services that improve scholarly communications for all researchers
  • 17. Use is international 26 January 2015 orcid.org 17 Usage is international; 55 countries with over 10,000 users; 101 with at least 1000 users. The GCC countries represent about 1% of total usage. The ORCID Registry is available in several languages. We welcome translations of Outreach materials.
  • 18. Adoption by researchers 26 January 2015 orcid.org 18 Over 1 million researchers have registered for an ORCID identifier. - 200,000 400,000 600,000 800,000 1,000,000 1,200,000 Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept Oct Nov Dec Member created Direct via orcid.org Member referred 2012 2013 2014
  • 19. How does ORCID work? •  Registry allows researchers to connect to existing works and affiliations •  Members build integrations to connect researchers to new works and affiliations 26 January 2015 orcid.org 19
  • 20. Researcher engagement 26 January 2015 orcid.org 20
  • 21. •  Take 30 seconds to register at http://orcid.org/register •  Free to researchers •  Individual owns the record and controls privacy settings •  Works on laptops, tablets, and phones Register for your
  • 22. Getting started Use free tools to connect your ORCID identifier to your name variations, affiliations, and your existing works and funding
  • 23. Link to existing works 23 Connect your ORCID iD to existing works by using tools in ORCID interface or in external platforms Researchers can connect to existing works and push ORCID iD into indexes including Web of Science, Scopus, and Europe PubMedCentral
  • 24. Link to awarded projects 26 January 2015 orcid.org 24 Researchers can connect to existing projects Funders can embed ORCID during the grant application workflow ORCID record includes, funder name, grant number, source, other provenance
  • 25. Link to organization 26 January 2015 orcid.org 25 •  List auto-populates based on type-ahead •  All organizations have unique iD •  University or employer can pre-populate and validate association •  Can associate with multiple organizations
  • 26. ORCID responsibility Build the infrastructure: •  Create the tools to allow for easy addition of ORCID iD during publishing, grant application, thesis deposit, etc. •  Engage the community to embed tools •  Ensure that the iD is published with the paper / dataset / grant / thesis, etc. •  Work with the community to push metadata back to ORCID record 26 January 2015 orcid.org 26
  • 27. Integration in research systems 26 January 2015 orcid.org 27 Over 195 members and 100 integrations in every region and sector of the international research community. In Arabic-speaking countries, we have members in Egypt, Saudi Arabia, and Qatar. Americas 48% EMEA 36% Asia Pacific 16% Funder 7% Publishing 16% Repository 20% Research Institute 45% Association 12%
  • 28. National approach Some countries are taking a national approach to ORCID integration, with universities, the national library, and funders coordinating efforts to develop a national CRIS/IR fed (in part) by data from ORCID: •  Austria: Funder requirement 2016 •  Denmark: University launch 2014 •  Portugal: Funder requirement 2013 •  Sweden: National recommendation 2013 •  UK: National recommendation 2012 To support staged adoption, ORCID has developed a new group membership policy. 26 January 2015 orcid.org 28
  • 29. 26 January 2015 orcid.org 29 The author can pre-populate submission form fields: preferred name, affiliation, funding The authenticated iD becomes a part of the paper Upon publication, the iD is indexed by CrossRef, Scopus, Web of Science, and other services. Information flows through ORCID to linked platforms Coming in 2015:
  • 30. •  Over 130,000 articles have been submitted to CrossRef with an associated ORCID iD •  These will start to flow into the ORCID registry before the end of the year •  Researchers who use their ORCID iD when they publish will not need to manually update their record in ORCID or in connected systems 26 January 2015 orcid.org 30
  • 31. Repoß àORCID Options 26 January 2015 orcid.org 31 •  PUSH validated dataset information (DOI) to ORCID •  RECEIVE notification from ORCID call-back API •  GET publications, datasets, and other works from ORCID record •  GET researcher ORCID iD, attach to dataset and/ or local researcher profile •  GET information from ORCID record (name, bio, affiliation, publications) •  REQUEST permission to write to ORCID record and read limited data •  PUSH validated organization identifier information into ORCID AT DEPOSIT or REGISTRATION AT PUBLICATION
  • 32. v How can researchers be reliably connected to their contributions? v Can we expand our view of what is considered a contribution? v How do we track research activities across a career? Databases? Organizations? v How can we measure the impact of a training program? Funding program? Department? Project? 26 January 2015 orcid.org 32 We all have questions: Research Evaluation
  • 33. Libraries Can Help Be the interface with the researcher •  Explain the importance of digital information •  Provide information on ORCID •  Train researchers in using ORCID iDs •  Work with your organization to embed ORCID identifiers into systems 26 January 2015 orcid.org 33
  • 34. ORCID@KAUST 26 January 2015 orcid.org 34 •  Click and Create •  Library Guide •  Training Sessions •  Theses and Dissertations? http://libguides.kaust.edu.sa/orcid http://orcid.kaust.edu.sa/
  • 35. ORCID Materials 26 January 2015 orcid.org 35 ORCID outreach support •  Print materials in many languages http://orcid.org/content/orcid-ambassadors-1/ outreachresources •  Webinars, regional workshops, and Outreach meetings http://orcid.org/about/events
  • 36. 3626 January 2015 orcid.org Thank you!