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Beyond Journal Impact & Usage Statistics:
Using Citation Analysis
for Collection Development
Wenli Gao
Communication, Sociology, and Anthropology Librarian
wgao5@uh.edu
Outline
• Background and goals
• Methodology
• Findings
• Implications
• Limitations
Background
School of Communication faculty
publication trend (as of May 2014)
4
3
2
3
4
9 9
10
7
0
2
4
6
8
10
12
2006 2007 2008 2009 2010 2011 2012 2013 2014
Goals
• Learn communication faculty use of
information
• Examine if the library collection meets
faculty needs
• Analyze the correlation between
indicators of use and journal metrics
Project Management
• Timeline
• Collaborators
• Stakeholders
Data
Collection
Data
Analysis
Report
Methodology
• Data Source
 Citation data: Scopus
 Usage data: EBSCONet (downloads)
 Journal metrics:
Journal Impact Factor (JIF) from 2012 edition of Journal
Citation Report (JCR)
2012 SCImago journal rank (SJR)
• Size of data
1,689 citations retrieved from the 51 publications
Data Source
Data Source
Findings from Citation Analysis
• Types of materials cited
• Age of citations
• Local core journal list
• Subject of journal titles
• Local availability
Which factor correlates to another?
• Citation count vs. Usage
• Citation count vs. Impact factor
• Usage vs. Impact factor
• No relationship at all!
Respond at PollEv.com/nasig or Text
NASIG to 22333 to join
Literature Review
• Citation vs. Usage
Author Year Variables Test Result
Scales 1976
Citation count
Low
Frequency of use in library
Blecic 1999
Citation count
Both Spearman and Pearson PositiveCirculation
In house use
McDonald 2005
Journal citation
PositivePrint journal use
Online journal use
Feyereisen and
Spoiden
2009
Citation count Positive
(Moderate)
Electronic usage
Literature Review
• Citation vs. Impact Factor
Author Year Variables Test Result
Ralston 2008
Citation
Spearman Positive
Impact factor
Vallmitjana and Sabate 2008
Citation
Spearman Positive (Moderate)
Impact factor
Schmidt, Davis, and Jahr 1994
Citation
Spearman PositiveImpact factor
Circulation
Literature Review
• Usage vs. Impact Factor
Author Year Variables Test Result
Pan 1978
Impact factor
No relationship
Use in library
Duy and
Vaughan
2006
Impact factor
Pearson
E-usage vs. print usage--Yes
Print usage
E-usage
E-usage vs. impact factor--No
Citation
Correlations
• Is journal citation a valid indicator of
journal use?
• Do journal citation patterns support use of
journal metrics for collection development?
• JIF vs. SJR
Descriptive Statistics of the datasets
N Minimum Maximum Mean
Std.
Deviation
Citation Count 147 2.00 91.00 5.58 9.24
JIF 118 0.23 29.98 2.71 3.39
SJR 131 0.10 16.00 1.77 1.99
Usage 108 1.00 4771.00 728.39 916.73
Citation Count vs. Journal Rankings
Correlations Between Citation Count and Journal Rankings
N Correlation Spearman's rho p
Citation Count and JIF 147 and 118 -0.015 0.872
Citation Count and SJR 147 and 131 0.125 0.154
Scatter Plot
0
10
20
30
40
50
60
70
80
90
100
0 5 10 15 20 25 30 35
Correlation between Citation Count and JIF: a Random Correlation
JIF
Citation Count vs. Usage
Correlations Between Citation Count and usage
N Correlation Spearman's rho p
Citation Count and
Usage
147 and 108 0.006 0.951
Usage vs. Journal Rankings
Correlations Between Usage and Journal Rankings
N Correlation Spearman's rho p
Usage and JIF 108 and 118 0.415** <0.01
Usage and SJR 108 and 131 0.417** <0.01
** Correlation is significant at the 0.01 level (2-tailed).
Scatter Plot
0
1000
2000
3000
4000
5000
6000
0 5 10 15 20 25 30 35
Usage
JIF
Correlation Between Usage and JIF: a Positive Significant Correlation
Implications
For collection development
• Decision on old materials
• “Core” journal list
• Collaboration among librarians
• Factors to consider for collection
development
For outreach
• Evidence based data to prove our value
Limitations
• Scopus as data source
• “Point of time” data
• Research vs. teaching needs
• Usage data not by user demographics
• Single year usage data
References
1. Scales, Pauline A. "Citation Analyses as Indicators of the Use of Serials: A Comparison of Ranked Title
Lists Produced by Citation Counting and from Use Data." Journal of documentation 32, no. 1 (1976):
17-25. DOI: 10.1108/eb026612.
2. Blecic, Deborah D. "Measurements of Journal Use: An Analysis of the Correlations between Three
Methods." Bulletin of the Medical Library Association 87, no. 1 (1999): 20.
3. McDonald, John D. "Understanding Journal Usage: A Statistical Analysis of Citation and Use." Journal
of the American Society for Information Science and Technology 58, no. 1 (2007): 39-50. DOI:
10.1002/asi.20420.
4. Feyereisen, Pierre, and Anne Spoiden. "Can Local Citation Analysis of Master's and Doctoral Theses
Help Decision-Making About the Management of the Collection of Periodicals? A Case Study in
Psychology and Education Sciences." The Journal of Academic Librarianship 35, no. 6 (2009): 514-22.
DOI: 10.1016/j.acalib.2009.08.018.
5. Ralston, Rick, Carole Gall, and Frances A. Brahmi. "Do Local Citation Patterns Support Use of the
Impact Factor for Collection Development?". Journal of the Medical Library Association: JMLA 96, no.
4 (2008): 374. DOI: 10.3163/1536-5050.96.4.014.
6. Vallmitjana, Núria, and L. G. Sabate. "Citation Analysis of Ph. D. Dissertation References as a Tool for
Collection Management in an Academic Chemistry Library." College & Research Libraries 69, no. 1
(2008): 72-82. DOI: 10.5860/crl.69.1.72.
7. Schmidt, Diane, Elisabeth B. Davis, and Ruby Jahr. "Biology Journal Use at an Academic Library: A
Comparison of Use Studies." Serials Review 20, no. 2 (1994): 45-64. DOI: 10.1016/0098-
7913(94)90028-0.
8. Pan, Elizabeth. "Journal Citation as a Predictor of Journal Usage in Libraries." Collection management
2, no. 1 (1978): 29-38. DOI:10.1300/J105v02n01_03.
9. Duy, Joanna, and Liwen Vaughan. "Can Electronic Journal Usage Data Replace Citation Data as a
Measure of Journal Use? An Empirical Examination." The Journal of Academic Librarianship 32, no. 5
(2006): 512-17. DOI: 10.1016/j.acalib.2006.05.005.
Questions or Comments?

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Beyond Impact & Usage: Using Citation Analysis for Collection Development

  • 1. Beyond Journal Impact & Usage Statistics: Using Citation Analysis for Collection Development Wenli Gao Communication, Sociology, and Anthropology Librarian wgao5@uh.edu
  • 2. Outline • Background and goals • Methodology • Findings • Implications • Limitations
  • 4. School of Communication faculty publication trend (as of May 2014) 4 3 2 3 4 9 9 10 7 0 2 4 6 8 10 12 2006 2007 2008 2009 2010 2011 2012 2013 2014
  • 5. Goals • Learn communication faculty use of information • Examine if the library collection meets faculty needs • Analyze the correlation between indicators of use and journal metrics
  • 6. Project Management • Timeline • Collaborators • Stakeholders Data Collection Data Analysis Report
  • 7. Methodology • Data Source  Citation data: Scopus  Usage data: EBSCONet (downloads)  Journal metrics: Journal Impact Factor (JIF) from 2012 edition of Journal Citation Report (JCR) 2012 SCImago journal rank (SJR) • Size of data 1,689 citations retrieved from the 51 publications
  • 10. Findings from Citation Analysis • Types of materials cited • Age of citations • Local core journal list • Subject of journal titles • Local availability
  • 11.
  • 12. Which factor correlates to another? • Citation count vs. Usage • Citation count vs. Impact factor • Usage vs. Impact factor • No relationship at all! Respond at PollEv.com/nasig or Text NASIG to 22333 to join
  • 13. Literature Review • Citation vs. Usage Author Year Variables Test Result Scales 1976 Citation count Low Frequency of use in library Blecic 1999 Citation count Both Spearman and Pearson PositiveCirculation In house use McDonald 2005 Journal citation PositivePrint journal use Online journal use Feyereisen and Spoiden 2009 Citation count Positive (Moderate) Electronic usage
  • 14. Literature Review • Citation vs. Impact Factor Author Year Variables Test Result Ralston 2008 Citation Spearman Positive Impact factor Vallmitjana and Sabate 2008 Citation Spearman Positive (Moderate) Impact factor Schmidt, Davis, and Jahr 1994 Citation Spearman PositiveImpact factor Circulation
  • 15. Literature Review • Usage vs. Impact Factor Author Year Variables Test Result Pan 1978 Impact factor No relationship Use in library Duy and Vaughan 2006 Impact factor Pearson E-usage vs. print usage--Yes Print usage E-usage E-usage vs. impact factor--No Citation
  • 16. Correlations • Is journal citation a valid indicator of journal use? • Do journal citation patterns support use of journal metrics for collection development? • JIF vs. SJR
  • 17. Descriptive Statistics of the datasets N Minimum Maximum Mean Std. Deviation Citation Count 147 2.00 91.00 5.58 9.24 JIF 118 0.23 29.98 2.71 3.39 SJR 131 0.10 16.00 1.77 1.99 Usage 108 1.00 4771.00 728.39 916.73
  • 18. Citation Count vs. Journal Rankings Correlations Between Citation Count and Journal Rankings N Correlation Spearman's rho p Citation Count and JIF 147 and 118 -0.015 0.872 Citation Count and SJR 147 and 131 0.125 0.154
  • 19. Scatter Plot 0 10 20 30 40 50 60 70 80 90 100 0 5 10 15 20 25 30 35 Correlation between Citation Count and JIF: a Random Correlation JIF
  • 20. Citation Count vs. Usage Correlations Between Citation Count and usage N Correlation Spearman's rho p Citation Count and Usage 147 and 108 0.006 0.951
  • 21. Usage vs. Journal Rankings Correlations Between Usage and Journal Rankings N Correlation Spearman's rho p Usage and JIF 108 and 118 0.415** <0.01 Usage and SJR 108 and 131 0.417** <0.01 ** Correlation is significant at the 0.01 level (2-tailed).
  • 22. Scatter Plot 0 1000 2000 3000 4000 5000 6000 0 5 10 15 20 25 30 35 Usage JIF Correlation Between Usage and JIF: a Positive Significant Correlation
  • 23. Implications For collection development • Decision on old materials • “Core” journal list • Collaboration among librarians • Factors to consider for collection development For outreach • Evidence based data to prove our value
  • 24. Limitations • Scopus as data source • “Point of time” data • Research vs. teaching needs • Usage data not by user demographics • Single year usage data
  • 25. References 1. Scales, Pauline A. "Citation Analyses as Indicators of the Use of Serials: A Comparison of Ranked Title Lists Produced by Citation Counting and from Use Data." Journal of documentation 32, no. 1 (1976): 17-25. DOI: 10.1108/eb026612. 2. Blecic, Deborah D. "Measurements of Journal Use: An Analysis of the Correlations between Three Methods." Bulletin of the Medical Library Association 87, no. 1 (1999): 20. 3. McDonald, John D. "Understanding Journal Usage: A Statistical Analysis of Citation and Use." Journal of the American Society for Information Science and Technology 58, no. 1 (2007): 39-50. DOI: 10.1002/asi.20420. 4. Feyereisen, Pierre, and Anne Spoiden. "Can Local Citation Analysis of Master's and Doctoral Theses Help Decision-Making About the Management of the Collection of Periodicals? A Case Study in Psychology and Education Sciences." The Journal of Academic Librarianship 35, no. 6 (2009): 514-22. DOI: 10.1016/j.acalib.2009.08.018. 5. Ralston, Rick, Carole Gall, and Frances A. Brahmi. "Do Local Citation Patterns Support Use of the Impact Factor for Collection Development?". Journal of the Medical Library Association: JMLA 96, no. 4 (2008): 374. DOI: 10.3163/1536-5050.96.4.014. 6. Vallmitjana, Núria, and L. G. Sabate. "Citation Analysis of Ph. D. Dissertation References as a Tool for Collection Management in an Academic Chemistry Library." College & Research Libraries 69, no. 1 (2008): 72-82. DOI: 10.5860/crl.69.1.72. 7. Schmidt, Diane, Elisabeth B. Davis, and Ruby Jahr. "Biology Journal Use at an Academic Library: A Comparison of Use Studies." Serials Review 20, no. 2 (1994): 45-64. DOI: 10.1016/0098- 7913(94)90028-0. 8. Pan, Elizabeth. "Journal Citation as a Predictor of Journal Usage in Libraries." Collection management 2, no. 1 (1978): 29-38. DOI:10.1300/J105v02n01_03. 9. Duy, Joanna, and Liwen Vaughan. "Can Electronic Journal Usage Data Replace Citation Data as a Measure of Journal Use? An Empirical Examination." The Journal of Academic Librarianship 32, no. 5 (2006): 512-17. DOI: 10.1016/j.acalib.2006.05.005.