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Identifying & Handling Problem
            Projects
                              Presented to:




            Fourth Annual NASA
  Project Management Challenge Conference
                                   by:
        Walter Bowman, PMP, PMI Fellow
                          February 6-7, 2007

     634 Alpha Drive • Pittsburgh, Pennsylvania 15238 • (412) 963-1347
Identifying & Handling Problem Projects


The Reality of Dealing with Problem Projects




             The question is: “Are you going to get the
                shark; or will the shark get you?”
© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


What is a Problem Project?
• A temporary state of uncertainty or undesired status
  of a project, or . . .
 • A unique challenge never seen nor wanted to be
   seen on a project, which may result in …




                                                            wondering which way to go …

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


What Causes Problem Projects?



       The major contributor to a project becoming
       a problem project is that the most critical
       problem, or problems, in the project are not
       receiving - or have not received - adequate
       attention.




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Symptoms at Project Start

“I knew the project was in trouble from the start
when . . .”

     •     Critical resources were not identified
     •     The users said they had no time to get involved
     •     No one could describe the goals of the project
     •     Dates and budgets were dictated before the project started
     •     Functional leads said they thought we should not be doing this
     •     We had a new problem using new technology with a new team




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Symptoms During Project Execution

“Once we got started, I could tell we were in
trouble when . . .”

     •     We never updated the schedule
     •     A key technical person quit and left no documentation
     •     The rate of missed milestones was increasing
     •     Communication plan was ignored
     •     There was complete “radio silence” from the team
     •     We realized the sales people misrepresented a lot
     •     New features were added without specifications


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Symptoms Towards Project End

“When we got near the end of the project, I could
see we were in trouble when . . .”

     • The market requirements had changed
     • The end-users started changing their definitions of the system
       once they started seeing the final product
     • The client said they did not get what they wanted
     • New stakeholders appeared
     • There was no objective measurement for successful completion




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Types of Problem Projects

          Projects with:
                                   • Simple Problems

                                   • Complex Problems

                                   • Wicked Problems



© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


 Simple Problem Projects



           Projects with simple problems have a
           consensus among the stakeholders with
           regards to what the problem is and the
           solution to the problem.




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Simple Problem Examples
“You’re gonna’ need a bigger boat . . . ”




            Roy Scheider as Police Chief Martin Brody in Universal Pictures’ “Jaws,” 1975.

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Complex Problem Projects



         Projects with complex problems introduce
         conflict into the problem solving process.
         Although the stakeholders may agree on
         what the problem is, they have no consensus
         on the solution to the problem.




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


  Complex Problem Examples
  “That’s a very big lizard . . . ”




Jeff Goldblum as Ian Malcolm to Sam Neill as Alan Grant in Universal Studios’ “Jurassic Park,” 1993.

  © 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


 Wicked Problem Projects



Projects with wicked problems introduce a high
level of conflict among the stakeholders as to not
only what the problem is, but also what, if any, is
the solution to the problem.




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Wicked Problem Examples
“Houston, we have a problem . . . ”




          Tom Hanks as Astronaut Jim Lovell in University City Studios’ “Apollo 13,” 1995.

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Solving the Right Problem


 “Successful problem solving requires the right
 solution to the right problem.

 We fail more often because we solve the wrong
 problem than because we get the wrong solution
 to the right problem.”

                                                            Russell L. Ackoff, Ph. D., 1974
                                                            Anheuser Bush Professor Emeritus of Management Science
                                                            The Wharton School, University of Pennsylvania


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Do You Really Have a Problem Project?

First things first: validate whether or not the project is
really a “problem” project.

     • Are things really outside the set tolerances for control?
     • Is the problem significant enough to warrant action?
     • Has the problem already been recognized and is action in
       progress?
     • Is the problem so big that you have no control over the
       outcome?
     • Do you need assistance beyond the project team for
       resolution?


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Systematic Problem Resolution


     Systematic Problem Resolution is a structured
     investigation that aims to identify the true cause of
     the problem, and the action necessary to eliminate it
     through:
         Identification
                Understanding
                       Assessment & Analysis
                             Identify Alternatives
                                    Select & Implement

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Identification
 When a problem is very small, it maybe very difficult to
 identify, but it is usually very easy to fix. But when a
 problem becomes large, it is very easy to see, but almost
 always very difficult to fix!
 We need to identify a problem when it is small and
 maybe easier to fix. Tools to help identify problems
 early include:
             • Early Warning Signals
             • Critical Incidents
             • Management by Walk Around

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Understanding

To ensure that your problem solving efforts are aimed at
the right problem, you must understand the nature of the
problem. The tools that can help you, include:

                             • Brainstorming
                             • Workflow Diagrams
                             • Go See for Yourself




© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Example: A “Team Morale” Problem
 On a relatively complex technical project, there appeared to be a
 team morale problem manifested by a lot of grumbling by the
 team members.
 Combining a “Go See for Yourself” method with some informal
 “Brainstorming,” two “Critical Incidents” kept coming up from
 the team members:
 1. At times, the team was told to take specific corrective actions
    to resolve schedule problems which they thought were not
    well thought-out and technically inappropriate, and
 2. Many times they were questioned by the project Sponsor or
    Customer about schedule problems they knew nothing about.
       Question: What’s creating these “Critical Incidents?”

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


 Workflow Diagram of Schedule Updates
      Scheduler                     Project Team             Project Mgr.      Sponsor       Customer

        Prepare
      Project Status
      Update Forms
                                                             Review and          Info           Info
                                                             Identify any
       Distribute                      Input status           Problems
      Update Forms                      on Forms


     Collect Forms
      and Update
       Schedule
                                                            Determine Any        Info           Info
                                                              Required
        Distribute                                            Corrective
        Updated                                                 Action
        Schedule
                                      Execute Any
                                       Required
                                        Action

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Problem Assessment & Analysis

    At this point of the problem solving process it is
    tempting to charge ahead and try to solve the
    problem in one fell swoop by attacking all of its
    possible causes.
    You’ll be better off doing more analysis to identify
    the “root cause” of the problem. So be patient, go the
    extra mile, and find the “root cause” by using
    something like:
                  The Five Why’s Method


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


The 5 Why’s Method
A simple, easy, to use tool to find the “root cause” of a
problem. It works, but can be a very annoying process.

 It simply involves asking “Why?” over and over again,
until the person (sometimes yourself) either goes nuts or
comes up with the answers.

Usually five times keeps people from going too nuts and
tends to get to the root cause.


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Steps in Using the 5 Why’s Method
• Use the results from the “Problem Identification and
  Assessment” processes as a starting point.
• Gather your team and brainstorm for possible causes
  below the starting point.
• Ask “Why is this a cause for the problem?”
• For each new answer to the question, ask the question
  again, continuing until no new answer results.
• Portray the chain of causes/level of problem in a
  simple chart with possible counter-measures.


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Identification of Alternative Solutions
Once the root cause of the problem is identified and
understood, identify alternative solutions to solve the
problem taking into consideration overall project
objectives, resources, and constraints.
               Get a bigger boat?
                Get more boats?
              Call the Coast Guard?
     Drop Richard Dreyfuss over the side in a cage?
         Move away from Amity Island?
Stick an oxygen bottle in the shark’s mouth and shoot it?
© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Selection and Implementation of Solution
Select the appropriate solution and implement it
as you would with any project:

                   Initiate
                                   Plan
                                              Execute
                                                            Monitor & Control
                                                                                    Close


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Implementation of Turnaround Solutions

 There are no hard and fast rules.
 Steps taken will depend on:
    • the type of problem (Simple, Complex, Wicked)
    • the seriousness of the problem
    • time and resources available
    • the organization’s project management maturity

 However, there are some key things to keep in mind.


© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


Critical Steps to Problem Project Turnaround

• Develop a shared understanding of the problem
• Develop a shared commitment to the solution
• Develop a clear understanding of the expected results
  of the turnaround
• Communicate the expected results of the turnaround
• Develop clear roles and responsibilities with regards
  to the solution implementation
• Be prepared to stop the project, or part of the project,
  to focus on the turnaround

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Identifying & Handling Problem Projects


      Problem Projects Aren’t Rocket Science




      But like rocket science, they may take you
     to places where no one has gone before…….




                                                    Apollo 11 Liftoff: July 16, 1969   NASA JSC Digital Image: Photo S69-39525

© 2006: PM CentersUSA, LLC: Used by NASA with permission.
Questions ?


                                                      The mission of the
                                                    PM Centers USA
                          is to provide leadership and objectivity in the
                             area of project management development
                            to facilitate our customers in moving from
                                           vision to reality
                              in creating project driven organizations


    PMI’s 2006 Professional Development Provider of the Year
                         634 Alpha Drive • Pittsburgh, Pennsylvania 15238 • (412) 963-1347

© 2006: PM CentersUSA, LLC: Used by NASA with permission.

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Bowman walter

  • 1. Identifying & Handling Problem Projects Presented to: Fourth Annual NASA Project Management Challenge Conference by: Walter Bowman, PMP, PMI Fellow February 6-7, 2007 634 Alpha Drive • Pittsburgh, Pennsylvania 15238 • (412) 963-1347
  • 2. Identifying & Handling Problem Projects The Reality of Dealing with Problem Projects The question is: “Are you going to get the shark; or will the shark get you?” © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 3. Identifying & Handling Problem Projects What is a Problem Project? • A temporary state of uncertainty or undesired status of a project, or . . . • A unique challenge never seen nor wanted to be seen on a project, which may result in … wondering which way to go … © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 4. Identifying & Handling Problem Projects What Causes Problem Projects? The major contributor to a project becoming a problem project is that the most critical problem, or problems, in the project are not receiving - or have not received - adequate attention. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 5. Identifying & Handling Problem Projects Problem Symptoms at Project Start “I knew the project was in trouble from the start when . . .” • Critical resources were not identified • The users said they had no time to get involved • No one could describe the goals of the project • Dates and budgets were dictated before the project started • Functional leads said they thought we should not be doing this • We had a new problem using new technology with a new team © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 6. Identifying & Handling Problem Projects Problem Symptoms During Project Execution “Once we got started, I could tell we were in trouble when . . .” • We never updated the schedule • A key technical person quit and left no documentation • The rate of missed milestones was increasing • Communication plan was ignored • There was complete “radio silence” from the team • We realized the sales people misrepresented a lot • New features were added without specifications © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 7. Identifying & Handling Problem Projects Problem Symptoms Towards Project End “When we got near the end of the project, I could see we were in trouble when . . .” • The market requirements had changed • The end-users started changing their definitions of the system once they started seeing the final product • The client said they did not get what they wanted • New stakeholders appeared • There was no objective measurement for successful completion © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 8. Identifying & Handling Problem Projects Types of Problem Projects Projects with: • Simple Problems • Complex Problems • Wicked Problems © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 9. Identifying & Handling Problem Projects Simple Problem Projects Projects with simple problems have a consensus among the stakeholders with regards to what the problem is and the solution to the problem. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 10. Identifying & Handling Problem Projects Simple Problem Examples “You’re gonna’ need a bigger boat . . . ” Roy Scheider as Police Chief Martin Brody in Universal Pictures’ “Jaws,” 1975. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 11. Identifying & Handling Problem Projects Complex Problem Projects Projects with complex problems introduce conflict into the problem solving process. Although the stakeholders may agree on what the problem is, they have no consensus on the solution to the problem. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 12. Identifying & Handling Problem Projects Complex Problem Examples “That’s a very big lizard . . . ” Jeff Goldblum as Ian Malcolm to Sam Neill as Alan Grant in Universal Studios’ “Jurassic Park,” 1993. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 13. Identifying & Handling Problem Projects Wicked Problem Projects Projects with wicked problems introduce a high level of conflict among the stakeholders as to not only what the problem is, but also what, if any, is the solution to the problem. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 14. Identifying & Handling Problem Projects Wicked Problem Examples “Houston, we have a problem . . . ” Tom Hanks as Astronaut Jim Lovell in University City Studios’ “Apollo 13,” 1995. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 15. Identifying & Handling Problem Projects Solving the Right Problem “Successful problem solving requires the right solution to the right problem. We fail more often because we solve the wrong problem than because we get the wrong solution to the right problem.” Russell L. Ackoff, Ph. D., 1974 Anheuser Bush Professor Emeritus of Management Science The Wharton School, University of Pennsylvania © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 16. Identifying & Handling Problem Projects Do You Really Have a Problem Project? First things first: validate whether or not the project is really a “problem” project. • Are things really outside the set tolerances for control? • Is the problem significant enough to warrant action? • Has the problem already been recognized and is action in progress? • Is the problem so big that you have no control over the outcome? • Do you need assistance beyond the project team for resolution? © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 17. Identifying & Handling Problem Projects Systematic Problem Resolution Systematic Problem Resolution is a structured investigation that aims to identify the true cause of the problem, and the action necessary to eliminate it through: Identification Understanding Assessment & Analysis Identify Alternatives Select & Implement © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 18. Identifying & Handling Problem Projects Problem Identification When a problem is very small, it maybe very difficult to identify, but it is usually very easy to fix. But when a problem becomes large, it is very easy to see, but almost always very difficult to fix! We need to identify a problem when it is small and maybe easier to fix. Tools to help identify problems early include: • Early Warning Signals • Critical Incidents • Management by Walk Around © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 19. Identifying & Handling Problem Projects Problem Understanding To ensure that your problem solving efforts are aimed at the right problem, you must understand the nature of the problem. The tools that can help you, include: • Brainstorming • Workflow Diagrams • Go See for Yourself © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 20. Identifying & Handling Problem Projects Example: A “Team Morale” Problem On a relatively complex technical project, there appeared to be a team morale problem manifested by a lot of grumbling by the team members. Combining a “Go See for Yourself” method with some informal “Brainstorming,” two “Critical Incidents” kept coming up from the team members: 1. At times, the team was told to take specific corrective actions to resolve schedule problems which they thought were not well thought-out and technically inappropriate, and 2. Many times they were questioned by the project Sponsor or Customer about schedule problems they knew nothing about. Question: What’s creating these “Critical Incidents?” © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 21. Identifying & Handling Problem Projects Workflow Diagram of Schedule Updates Scheduler Project Team Project Mgr. Sponsor Customer Prepare Project Status Update Forms Review and Info Info Identify any Distribute Input status Problems Update Forms on Forms Collect Forms and Update Schedule Determine Any Info Info Required Distribute Corrective Updated Action Schedule Execute Any Required Action © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 22. Identifying & Handling Problem Projects Problem Assessment & Analysis At this point of the problem solving process it is tempting to charge ahead and try to solve the problem in one fell swoop by attacking all of its possible causes. You’ll be better off doing more analysis to identify the “root cause” of the problem. So be patient, go the extra mile, and find the “root cause” by using something like: The Five Why’s Method © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 23. Identifying & Handling Problem Projects The 5 Why’s Method A simple, easy, to use tool to find the “root cause” of a problem. It works, but can be a very annoying process. It simply involves asking “Why?” over and over again, until the person (sometimes yourself) either goes nuts or comes up with the answers. Usually five times keeps people from going too nuts and tends to get to the root cause. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 24. Identifying & Handling Problem Projects Steps in Using the 5 Why’s Method • Use the results from the “Problem Identification and Assessment” processes as a starting point. • Gather your team and brainstorm for possible causes below the starting point. • Ask “Why is this a cause for the problem?” • For each new answer to the question, ask the question again, continuing until no new answer results. • Portray the chain of causes/level of problem in a simple chart with possible counter-measures. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 25. Identifying & Handling Problem Projects Identification of Alternative Solutions Once the root cause of the problem is identified and understood, identify alternative solutions to solve the problem taking into consideration overall project objectives, resources, and constraints. Get a bigger boat? Get more boats? Call the Coast Guard? Drop Richard Dreyfuss over the side in a cage? Move away from Amity Island? Stick an oxygen bottle in the shark’s mouth and shoot it? © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 26. Identifying & Handling Problem Projects Selection and Implementation of Solution Select the appropriate solution and implement it as you would with any project: Initiate Plan Execute Monitor & Control Close © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 27. Identifying & Handling Problem Projects Implementation of Turnaround Solutions There are no hard and fast rules. Steps taken will depend on: • the type of problem (Simple, Complex, Wicked) • the seriousness of the problem • time and resources available • the organization’s project management maturity However, there are some key things to keep in mind. © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 28. Identifying & Handling Problem Projects Critical Steps to Problem Project Turnaround • Develop a shared understanding of the problem • Develop a shared commitment to the solution • Develop a clear understanding of the expected results of the turnaround • Communicate the expected results of the turnaround • Develop clear roles and responsibilities with regards to the solution implementation • Be prepared to stop the project, or part of the project, to focus on the turnaround © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 29. Identifying & Handling Problem Projects Problem Projects Aren’t Rocket Science But like rocket science, they may take you to places where no one has gone before……. Apollo 11 Liftoff: July 16, 1969 NASA JSC Digital Image: Photo S69-39525 © 2006: PM CentersUSA, LLC: Used by NASA with permission.
  • 30. Questions ? The mission of the PM Centers USA is to provide leadership and objectivity in the area of project management development to facilitate our customers in moving from vision to reality in creating project driven organizations PMI’s 2006 Professional Development Provider of the Year 634 Alpha Drive • Pittsburgh, Pennsylvania 15238 • (412) 963-1347 © 2006: PM CentersUSA, LLC: Used by NASA with permission.