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Case 2:09-cv-08872-SVW-VBK Document 17   Filed 01/14/10 Page 1 of 16 Page ID #:153



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                             UNITED STATES DISTRICT COURT
 8
                            CENTRAL DISTRICT OF CALIFORNIA
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10
     NO DOUBT, a California                )      CV 09-8872 SVW (VBKx)
11   Partnership,                          )
                                           )
12                          Plaintiff,     )      ORDER GRANTING PLAINTIFF’S EX
                                           )      PARTE APPLICATION TO REMAND [8]
13                     v.                  )      AND REMANDING CASE TO LOS
                                           )      ANGELES COUNTY SUPERIOR COURT
14   ACTIVISION PUBLISHING, INC., a        )
     Delaware Corporation                  )      [JS-6]
15                                         )
                            Defendant.     )
16                                         )
17

18

19   I.    Introduction
20         Plaintiff filed a Complaint against Defendant in state court.
21   Defendant removed the case to federal court, arguing that Plaintiff’s
22   Complaint is preempted by the Copyright Act.       Plaintiff filed an ex
23   parte application to remand the case to state court.         For the following
24   reasons, the Court grants Plaintiff’s application and remands the case
25   to state court.
26   II.   Facts
27         The following facts are taken from Plaintiff’s complaint, which
28   for present purposes must be taken as true.       Roberts v. Corrothers, 812
Case 2:09-cv-08872-SVW-VBK Document 17   Filed 01/14/10 Page 2 of 16 Page ID #:154



 1   F.2d 1173, 1177 (9th Cir. 1987); see also Doe v. Holy See, 557 F.3d
 2   1066, 1073 (9th Cir. 2009).
 3        Plaintiff No Doubt is a music group.       Defendant Activision
 4   Publishing, Inc. is a video game manufacturer.        On May 21, 2009,
 5   Plaintiff and Defendant entered into a contract whereby Plaintiff
 6   licensed Defendant a specific, limited and restricted use of
 7   Plaintiff’s name, likeness, and musical works in Defendant’s new video
 8   game, Band Hero.   Under the agreement, Plaintiff permitted Defendant to
 9   create animated character representations, or “avatars,” of Plaintiff’s
10   likeness for the limited purpose of allowing the characters to perform
11   three of Plaintiff’s own musical works.      Plaintiff asserts that the
12   Agreement contained express limitations on Defendant’s uses of
13   Plaintiff’s likeness, and that any other use of Plaintiff’s likeness
14   would be subject to Plaintiff’s approval.
15        According to the Complaint, Defendant created in Band Hero the
16   ability to have lifelike embodiments of Plaintiff and its individual
17   band members sing, dance and perform over sixty songs that were neither
18   contracted for nor approved of, and have never been performed, by
19   Plaintiff.   Plaintiff asserts Defendant hired actors to impersonate
20   Plaintiff and enable the No Doubt avatar characters to perform these
21   sixty plus unapproved songs.
22        The video game includes a Character Manipulation Feature that
23   allows game-players to manipulate each character’s likeness to engage
24   in unapproved acts with other characters included in the game.           This
25   feature allows users to cause members of No Doubt to perform vocally as
26   soloists without their band members, including having male members sing
27   with female voices.   Plaintiff argues that the Agreement only allowed
28
                                           2
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 1   the use of Plaintiff’s name and likeness as a collective group, and not
 2   as solo artists.   Plaintiff further asserts that it never agreed to
 3   allow the use of its name and likeness for the Character Manipulation
 4   Feature of Band Hero.
 5         On November 4, 2009, Plaintiff filed a Complaint alleging six
 6   causes of action in state court: (1) fraudulent inducement; (2)
 7   violation of California Civil Code § 3344 and common law right of
 8   publicity; (3) breach of contract; (4) unfair business practices; (5)
 9   injunctive relief; and (6) rescission.
10         Defendant filed a timely notice of removal under 28 U.S.C. §
11   1441(b) asserting that one or more of Plaintiff’s claim arise under
12   federal law.   Plaintiff then filed an ex parte Application to Remand on
13   the ground that its claims do not arise under federal law.          Plaintiff’s
14   application to remand is the subject of the present order.
15         In seeking to remand the case, Plaintiff asserts that it does not
16   contest Defendant’s copyright in the licensed use.         Rather, Plaintiff
17   argues that its claims cannot be preempted by the Copyright Act because
18   they arise only from the misappropriation of Plaintiff’s name and
19   likeness in violation of the agreement.      Plaintiff further asserts that
20   its request for injunctive relief does not cause its claims to be
21   preempted because the request for an injunction does not change the
22   nature of Plaintiff’s claims.
23         Defendant asserts that the Copyright Act preempts Plaintiff’s
24   claim because Band Hero and in-game avatars fall within the subject
25   matter of the Copyright Act and that Plaintiff’s publicity and unfair
26   competition claims also fall within the scope of the Copyright Act.
27   ///
28
                                           3
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 1   III. Legal Standards
 2        A.     Removal
 3        “[A]ny civil action brought in a State court of which the district
 4   courts of the United States have original jurisdiction, may be removed
 5   by the defendant or the defendants, to the district court of the United
 6   States.”    28 U.S.C. § 1441(a).   If the federal courts lack subject
 7   matter over the action, the case must be remanded to the state court
 8   from which it was removed.   28 U.S.C. § 1447(c).
 9        The Ninth Circuit has expressed a “strong presumption against
10   removal.”   Gaus v. Miles, Inc., 980 F.2d 564, 567 (9th Cir. 1992).              The
11   removing party bears the burden of establishing that removal was
12   appropriate, and “the removal statute is strictly construed against
13   removal jurisdiction.”   Nishimoto v. Federman-Bachrach & Assoc., 903
14   F.2d 709, 712 (9th Cir. 1990).     Federal courts must remand the case “if
15   there is any doubt as to the right of removal.”        Gaus v. Miles, Inc.,
16   980 F.2d 564, 566 (9th Cir. 1992) (citing Libhart v. Santa Monica Dairy
17   Co., 592 F.2d 1062, 1064 (9th Cir. 1979)).
18        B.     Federal Jurisdiction
19        In the present case, removal is premised on both the general
20   federal question statute, 28 U.S.C. § 1331, which provides that “[t]he
21   district courts shall have original jurisdiction of all civil actions
22   arising under the Constitution, laws, or treaties of the United
23   States,” as well as the statute governing jurisdiction over copyright
24   claims, 28 U.S.C. § 1338, which provides that “[t]he district courts
25   shall have original jurisdiction of any civil action arising under any
26   Act of Congress relating to . . . copyrights.”        Section 1338 further
27   provides that “[s]uch jurisdiction shall be exclusive of the states in
28
                                           4
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 1   . . . copyright cases.”
 2        “The presence or absence of federal-question jurisdiction is
 3   governed by the well-pleaded complaint rule, which provides that
 4   federal jurisdiction exists only when a federal question is presented
 5   on the face of the plaintiff’s properly pleaded complaint.”
 6   Caterpillar, Inc. v. Williams, 482 U.S. 386, 392 (1987).          To determine
 7   whether removal was appropriate, the court must focus on the
 8   plaintiff’s complaint: “[j]urisdiction may not be sustained on a theory
 9   that the plaintiff has not advanced.”      Merrell Dow Pharmaceuticals,
10   Inc. v. Thompson, 478 U.S. 804, 810 (1986).       The well-pleaded complaint
11   rule “makes the plaintiff the master of the claim; he or she may avoid
12   federal jurisdiction by exclusive reliance on state law.”          Id. (citing
13   Fair v. Kohler Die & Specialty Co., 228 U.S. 22, 25 (1913)).           This rule
14   limits the removal of cases where state law “creates the cause of
15   action,” and thus avoids “a number of potentially serious federal-state
16   conflicts.”   Franchise Tax Board v. Construction Laborers Vacation
17   Trust, 463 U.S. 1, 9-10 (1983).
18        Ordinarily, a defense based on federal preemption of a state law
19   cause of action is a matter that can be addressed in state court.
20   Preemption defenses do not give rise to federal question jurisdiction
21   under 28 U.S.C. § 1331, and thus do not provide removal jurisdiction
22   under 28 U.S.C. § 1441.   See Louisville & Nashville Railroad Co. v.
23   Motley, 211 U.S. 149, 152 (1908) (anticipation of federal defenses is
24   not a sufficient basis for federal question jurisdiction).          However, in
25   certain situations, the doctrine of “complete preemption” provides that
26   state-law causes of action are federal causes of action in sum and
27   substance, and accordingly arise under federal law for purposes of 28
28
                                           5
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 1   U.S.C. § 1331.   See Metropolitan Life Ins. Co. v. Taylor, 481 U.S. 58
 2   (1987); see also Beneficial Nat. Bank v. Anderson, 539 U.S. 1, 8 (2003)
 3   (“[A] state claim may be removed to federal court in only two
 4   circumstances - when Congress expressly so provides, . . . or when a
 5   federal statute wholly displaces the state-law cause of action through
 6   complete pre-emption.”).
 7        For purposes of the present motion, the Court will assume without
 8   deciding that copyright preemption is “complete preemption” permitting
 9   removal of preempted state-law claims.      Accord Briarpatch Ltd., L.P v.
10   Phoenix Pictures, Inc., 373 F.3d 296 (2d Cir. 2004), cert. denied, 544
11   U.S. 949 (2005); Worth v. Universal Pictures, Inc., 5 F. Supp. 2d 816
12   (C.D. Cal. 1997); Dielsi v. Falk, 916 F. Supp. 985 (C.D. Cal. 1996).
13        C.   Copyright Preemption
14        Section 301(a) of the Copyright Act preempts “all legal and
15   equitable rights that are equivalent to any of the exclusive rights
16   within the general scope of copyright as specified by section 106” and
17   “in works of authorship that . . . come within the subject matter of
18   copyright as specified by sections 102 and 103.”        17 U.S.C. § 301(a).
19   Section 301(b) clarifies that “Nothing in this title annuls or limits
20   any rights or remedies under the common law or statutes of any State
21   with respect to . . . subject matter that does not come within the
22   subject matter of copyright as specified by sections 102 and 103.”               Id.
23   at § 301(b).   Congress has explained that “[t]he intention of section
24   301 is to preempt and abolish any rights under the common law or
25   statutes of a State that are equivalent to copyright and that extend to
26   works within the scope of the Federal copyright law.”         Laws v. Sony
27   Music Ent., Inc., 448 F.3d 1134, 1137 (9th Cir. 2006) (quoting H.R.
28
                                           6
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 1   Rep. No. 94-1476, at 130 (1976)).
 2        The Ninth Circuit applies a two-part test to determine whether a
 3   state law claim is preempted by § 301 of the Copyright Act:
 4        We must first determine whether the “subject matter” of the state
 5        law claim falls within the subject matter of copyright as
 6        described in 17 U.S.C. §§ 102 and 103.       Second, assuming that it
 7        does, we must determine whether the rights asserted under state
 8        law are equivalent to the rights contained in 17 U.S.C. § 106,
 9        which articulates the exclusive rights of copyright holders.
10   Id. at 1137-38 (internal footnotes omitted) (citing Downing v.
11   Abercrombie & Fitch, 265 F.3d 994, 1003 (9th Cir. 2001)).          Both prongs
12   of this test must be satisfied in order for the state-law claim to be
13   preempted.   Downing, 265 F.3d at 1003.
14        A number of cases have examined the relationship between copyright
15   preemption and state-law rights of publicity.       A handful of
16   particularly relevant cases provide the guideposts for deciding the
17   present case.
18        The most relevant example is the Ninth Circuit’s most recent case
19   on the subject, Laws v. Sony Music Ent., Inc., 448 F.3d 1134 (9th Cir.
20   2006).   The plaintiff Debra Laws had entered into a recording agreement
21   with Elektra Records.   Id. at 1136.       Under the recording contract, Laws
22   gave Elektra the exclusive right to copyright the recordings, the
23   exclusive right to lease the recordings, and the right to use Laws’s
24   name and likeness in connection with the recordings.         Id.   Laws
25   reserved the right to reject Elektra’s uses in connection with “the
26   sale, advertising or promotion of any other product or service.”            Id.
27        Pursuant to the agreement, Laws recorded the song “Very Special”
28
                                            7
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 1   and Elektra retained the copyright in the recording.         Id.   Over twenty
 2   years later, Sony (the defendant in Laws’s lawsuit) obtained a license
 3   to sample “Very Special” in a Jennifer Lopez song, which ultimately
 4   became a hit single.    Id.   Laws was credited but never compensated for
 5   the sample, which she had never authorized.       Id.   Laws filed a
 6   complaint against Sony alleging that Sony’s use of her song violated
 7   her rights to her voice, name, and likeness under California’s
 8   statutory (Cal. Civ. Code § 3344) and common law rights of publicity.
 9   Id.
10         The Ninth Circuit held that Laws’s claims were preempted because
11   they fell within the scope of the federal copyright laws.          Id. at 1139.
12   Laws did not dispute that the song was copyrighted or that it was
13   “fixed in a tangible medium of expression.”       Id. at 1141.     The Court
14   found that Laws’ case was not based on her voice alone, which is “more
15   personal,” but rather on the sampling of her performance in the
16   copyrighted song.    Id.   The Court noted that it is “clear that federal
17   copyright law preempts a claim alleging misappropriation of one’s voice
18   when the entirety of the allegedly misappropriated vocal performance is
19   contained within a copyrighted medium.”      Id. at 1141.     The copyrighted
20   song included her voice; there was no right of publicity severable from
21   the vocal performance.     Id. at 1143.
22         In a discussion that is particularly relevant to the present
23   action, the Ninth Circuit explained:
24         The essence of Laws’s claim is, simply, that she objects to having
25         a sample of “Very Special” used in the Jennifer Lopez-L.L. Cool J
26         recording.    But Laws gave up the right to reproduce her voice - at
27         least insofar as it is incorporated in a recording of “Very
28
                                           8
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 1        Special” - when she contracted with Elektra in 1981 and
 2        acknowledged that Elektra held the “sole and exclusive right to
 3        copyright such master recordings,” including the right “to lease,
 4        license, convey or otherwise use or dispose of such master
 5        recordings.”     At that point, Laws could have either retained the
 6        copyright, or reserved contractual rights in Elektra’s use of the
 7        recording.   Indeed, Laws claims that the latter is precisely what
 8        she did.   But if Elektra licensed “Very Special” to Sony in
 9        violation of its contract with Laws, her remedy sounds in contract
10        against Elektra, not in tort against Sony.
11   Id. at 1144 (emphasis added).
12        In its conclusion, the Ninth Circuit again emphasized the
13   relevance of the potential breach-of-contract claim against the
14   recording company:
15        Elektra copyrighted Laws’s performance of “Very Special” and
16        licensed its use to Sony.    If Laws wished to retain control of her
17        performance, she should (and may) have either retained the
18        copyright or contracted with the copyright holder, Elektra, to
19        give her control over its licensing.       In any event, her remedy, if
20        any, lies in an action against Elektra, not Sony.
21   Id. at 1145.
22        The precise holding of Laws is better understood in light of Fleet
23   v. CBS, Inc., 50 Cal. App. 4th 1911 (1996), which the Laws court found
24   “quite persuasive.”    448 F.3d at 1142.    In Fleet, the plaintiffs were
25   actors; the defendant, CBS, owned the copyright to a film in which they
26   performed.   50 Cal. App. 4th at 1916.     Notably, the actors’
27   “performances in the film were recorded with their active participation
28
                                           9
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 1   and consent.”    Id. at 1920 n.5.    But after a pay dispute, the actors
 2   filed a claim for misappropriation of likeness and violation of their
 3   rights of publicity.    Id. at 1915.
 4           The court held that the actors’ claim fell within copyright
 5   subject matter.    Id. at 1920.     The court reasoned that once the
 6   performances were put on film with the actors’ consent, they were
 7   “fixed in a tangible medium of expression” that fulfilled the
 8   requirements of section 102 of the Copyright Act.          Id. at 1919.     The
 9   actors’ performances were part of the copyrighted material, and the
10   actors’ likenesses could not be detached from the copyrighted
11   performances that were contained in the film.          The court concluded
12   that the actors’ case “crumbles in the face of one obvious fact: their
13   individual performances in the film . . . were copyrightable.”             Id. at
14   1919.    As a result, the court held that their claims were preempted: “A
15   claim asserted to prevent nothing more than the reproduction,
16   performance, distribution, or display of a dramatic performance
17   captured on film is subsumed by copyright law and preempted.”             Id. at
18   1924.
19           Laws and Fleet stand for the following proposition: federal law
20   preempts state-law right of publicity claims where the claims are based
21   on the claimant’s copyrightable activities that are captured in a
22   copyrighted work.    Fleet involved actors who had performed in a film —
23   that is, a “dramatic work” “fixed in a tangible medium of expression”
24   within the meaning of the Copyright Act.        Laws involved a singer who
25   had performed in a music recording — that is, a “sound recording”
26   “fixed in a tangible medium of expression” within the meaning of the
27   Copyright Act.
28
                                            10
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 1        In contrast, where the plaintiff’s claims are based on a non-
 2   copyrightable personal attribute rather than a copyrightable
 3   performance, the Copyright Act does not preempt the claims.
 4        The best example of this principle is the Ninth Circuit’s
 5   controlling authority of Downing v. Abercrombie & Fitch, 265 F.3d 994
 6   (9th Cir. 2001).   In Downing, the clothing retailer Abercrombie & Fitch
 7   purchased a photograph of appellant surfers at a 1965 surfing
 8   competition from a photographer, who owned the copyright.           Id. at 1000.
 9   Abercrombie & Fitch then published the photo in their catalogue, with
10   appellants’ names but without appellants’ permission.          Id. at 1000.
11   The surfers filed state misappropriation claims.         Id.   Abercrombie &
12   Fitch argued, as Defendant does now, that the Copyright Act preempted
13   the state law claims.   Id. at 1003.
14        The Ninth Circuit held that the claims were not preempted because
15   the subject matter of the publicity claims was the appellants’ names
16   and likenesses, which is not a work of authorship within Section 102 of
17   the Copyright Act.   Id. at 1004.     The Court reasoned that while the
18   photograph falls within copyright subject matter, “it is not the
19   publication of the photograph itself, as a creative work of authorship,
20   that is the basis for Appellants’ claims, but rather, it is the use of
21   the Appellants’ likenesses and their names pictured in the published
22   photograph.”   Id. at 1003.   The subject matter of a right to publicity
23   claim is “the very identity or persona of the plaintiff as a human
24   being.”   Id. at 1004 (citing McCarthy, Rights of Publicity and Privacy
25   §11.13[C] at 11-72-73 (1997)).      The subject matter of a right to
26   publicity claim is the name or likeness, which “does not become a work
27   of authorship simply because it is embodied in a copyrightable work.”
28
                                           11
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 1   Id. at 1003-4 (citing Nimmer on Copyright §1.01[B][1][c] at 1-23
 2   (1999)).
 3

 4   IV.   Discussion
 5

 6         Applying the Ninth Circuit’s two-part copyright preemption test to
 7   Plaintiffs’ claims, it is clear that Plaintiff’s claims are not
 8   preempted.   As explained by the Ninth Circuit:
 9         We must first determine whether the “subject matter” of the state
10         law claim falls within the subject matter of copyright as
11         described in 17 U.S.C. §§ 102 and 103.      Second, assuming that it
12         does, we must determine whether the rights asserted under state
13         law are equivalent to the rights contained in 17 U.S.C. § 106,
14         which articulates the exclusive rights of copyright holders.
15   Laws, 448 F.3d at 1137-38.
16         First, Plaintiffs’ rights do not fall within the subject matter of
17   copyright.   In this case, in contrast to Laws and Fleet, the object
18   that is “fixed in a tangible medium of expression” is the physical
19   likeness and persona of the Plaintiffs.      Name, likeness, and persona
20   are not copyrightable subject matter, both under the Copyright Act and
21   the Copyright Clause of the Constitution, because a name, likeness, or
22   persona is not a work of “authorship” entitled to copyright protection.
23   See Downing, 265 F.3d at 1003-05; see also Toney v. L’Oreal USA, Inc.,
24   406 F.3d 905 (7th Cir. 2005) (holding no preemption where photo model
25   asserted right of publicity claim against photo copyright holder).
26         It is true that Defendant’s videogame is a work of authorship
27   entitled to copyright protection, see Midway Mfg. Co. v. Arctic
28
                                          12
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 1   Intern., Inc., 704 F.2d 1009, 1012 (7th Cir. 1983), and that the
 2   musicians’ songs incorporated into Defendant’s videogame are
 3   copyrightable. See 17 U.S.C. §§ 102(a)(2),(7) (listing “musical works”
 4   and “sound recordings” as copyrightable works of authorship).            Further,
 5   live musical recordings that are captured on videotape are also
 6   copyrightable.    See, e.g., Armstrong v. Eagle Rock Ent., Inc., __ F.
 7   Supp. 2d ___, 2009 WL 2923173, at *7-8 (E.D. Mich. 2009) (musician’s
 8   publicity and appropriation claims against music video distributor
 9   preempted by Copyright Act where case involved live musical performance
10   recorded on videotape); see also 17 U.S.C. § 102(a)(6) (listing “motion
11   pictures and other audiovisual works” as copyrightable works of
12   authorship).   Thus, if Plaintiff were suing on the basis of Defendant’s
13   misuse of Plaintiff’s songs or videotaped musical performance, its
14   claims would be preempted by the Copyright Act.        See, e.g., Laws, 448
15   F.3d at 1138-43.   The same result would occur if Plaintiff were
16   claiming a right in the entire videogame as infringing a similar work
17   of Plaintiff’s own authorship.      See, e.g., M. Kramer Mfg. Co., Inc. v.
18   Andrews, 783 F.2d 421, 445-46 (4th Cir. 1986).
19        However, Plaintiff does not allege that Defendant misused
20   Plaintiff’s copyrighted songs or copyrightable musical performances.
21   Plaintiff alleges that the contents of Defendant’s videogame infringes
22   Plaintiff’s rights under the parties’ contract and under state
23   publicity laws.    Specifically, Plaintiff asserts that Defendant’s
24   videogame contains cartoon likenesses that resemble Plaintiff.            See
25   Kirby v. Sega of America, Inc., 144 Cal. App. 4th 47, 55-57 (2006)
26   (video game character that resembled plaintiff potentially infringed
27   plaintiff’s likeness and identity); see also Wendt v. Host Intern.,
28
                                           13
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 1   Inc., 125 F.3d 806, 810-12 (9th Cir. 1997) (robot look-alike
 2   misappropriated plaintiff’s identity); White v. Samsung Electronics
 3   America, Inc., 971 F.2d 1395, 1397-99 (9th Cir. 1992) (same); Newcombe
 4   v. Adolf Coors Co., 157 F.3d 686, 692-94 (9th Cir. 1998) (cartoon
 5   likeness of baseball player potentially infringed rights of publicity);
 6   Cardtoons, L.C. v. Major League Baseball Players Ass’n, 95 F.3d 959,
 7   967-68 (10th Cir. 1996) (same).
 8        Even more specifically, Plaintiff asserts that Plaintiff consented
 9   to Defendant’s use of Plaintiff’s name, image, and likeness in the
10   videogame, but only within the well-defined parameters laid out in the
11   parties’ contract.   Defendant’s videogame then included Plaintiff’s
12   name, image, and likeness in a manner that was outside the scope of
13   Plaintiff’s contractual consent.
14        This case is exactly what the Laws court had in mind when it
15   suggested that Debra Laws might have a valid cause of action against
16   Elektra Records (with whom she had entered into a recording contract),
17   but not against Sony Records (which had obtained from Elektra licenses
18   to use Laws’s songs).   The court clearly counseled that artists and
19   entertainers should proceed exactly as Plaintiff has proceeded in this
20   case:
21        If Laws wished to retain control of her performance, she should
22        (and may) have either retained the copyright or contracted with
23        the copyright holder, Elektra, to give her control over its
24        licensing.
25   Laws, 448 F.3d at 1145.   The court added:
26        But if Elektra licensed “Very Special” to Sony in violation of its
27

28
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 1         contract with Laws, her remedy sounds in contract against Elektra,
 2         not in tort against Sony.
 3   Id. at 1144.   Laws’s right-of-publicity claims against the copyright
 4   licensee were preempted by the Copyright Act; but Laws’s claims against
 5   the party with whom she contracted would not be preempted.
 6         Here, Plaintiff contracted with the videogame’s copyright holder
 7   (that is, Defendant) so that the copyright holder would only engage in
 8   certain activities.    Plaintiff carefully controlled the rights it was
 9   allowing Defendant to incorporate into the videogame.         Subsequently,
10   Defendant engaged in certain other activities that were not
11   contractually permissible.   Thus Plaintiff has a valid breach of
12   contract cause of action.    Further, Defendant’s alleged breach of
13   contract involved Defendant’s impermissible use of Plaintiff name,
14   image, and likeness.   Thus Plaintiff also has a valid tort cause of
15   action for violation of Plaintiff’s right of publicity.         Accord Facenda
16   v. N.F.L. Films, Inc., 542 F.3d 1007, 1031-32 (3d Cir. 2008)
17   (sportscaster’s breach of contract and right of publicity claims not
18   preempted by copyright where sportcaster’s contract allowed defendant
19   to use sportscaster’s voice recordings in context of sports broadcasts,
20   not in context of television advertisements for videogame).
21         In short, the rights asserted by Plaintiff are not copyrightable,
22   see Downing, 265 F.3d 1003-04, and Plaintiff did not agree to
23   Defendant’s incorporation of Plaintiff’s name, likeness, or image into
24   Defendant’s copyrighted work in the manner that Defendant did so, cf.
25   Fleet, 50 Cal. App. 4th at 1919.    Accordingly, Plaintiff’s tort and
26   contract claims are not preempted by the Copyright Act.
27   ///
28
                                          15
Case 2:09-cv-08872-SVW-VBK Document 17   Filed 01/14/10 Page 16 of 16 Page ID #:168



 1   V.   Conclusion
 2

 3        Plaintiff’s claims are not preempted by the Copyright Act.           To the
 4   extent that the Court’s legal conclusion is even debatable, the Court
 5   emphasizes the federal courts’ “strong presumption against removal.”
 6   Gaus v. Miles, Inc., 980 F.2d 564, 567 (9th Cir. 1992), which counsels
 7   that federal courts should remand cases “if there is any doubt as to
 8   the right of removal.”   Gaus v. Miles, Inc., 980 F.2d 564, 566 (9th
 9   Cir. 1992) (citing Libhart v. Santa Monica Dairy Co., 592 F.2d 1062,
10   1064 (9th Cir. 1979)).   Because Defendant’s removal involved a
11   relatively novel issue and was not plainly frivolous, Plaintiff’s
12   request for costs and fees is denied.     See Lussier v. Dollar Tree
13   Stores, Inc., 518 F.3d 1062, 1065-66 (9th Cir. 2008).
14        For the reasons stated above, the Court lacks subject matter
15   jurisdiction under 28 U.S.C. §§ 1331, 1338.       The Court ORDERS that the
16   action be REMANDED to state court pursuant to 28 U.S.C. § 1447(c).
17

18            IT IS SO ORDERED.
19

20

21   DATED:   January 14, 2010
22                                                      STEPHEN V. WILSON
23                                               UNITED STATES DISTRICT JUDGE
24

25

26

27

28
                                          16

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Fall 2010 open memo assignment no doubt v. activision right of publicity california order remanding to state court pdf

  • 1. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 1 of 16 Page ID #:153 1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 CENTRAL DISTRICT OF CALIFORNIA 9 10 NO DOUBT, a California ) CV 09-8872 SVW (VBKx) 11 Partnership, ) ) 12 Plaintiff, ) ORDER GRANTING PLAINTIFF’S EX ) PARTE APPLICATION TO REMAND [8] 13 v. ) AND REMANDING CASE TO LOS ) ANGELES COUNTY SUPERIOR COURT 14 ACTIVISION PUBLISHING, INC., a ) Delaware Corporation ) [JS-6] 15 ) Defendant. ) 16 ) 17 18 19 I. Introduction 20 Plaintiff filed a Complaint against Defendant in state court. 21 Defendant removed the case to federal court, arguing that Plaintiff’s 22 Complaint is preempted by the Copyright Act. Plaintiff filed an ex 23 parte application to remand the case to state court. For the following 24 reasons, the Court grants Plaintiff’s application and remands the case 25 to state court. 26 II. Facts 27 The following facts are taken from Plaintiff’s complaint, which 28 for present purposes must be taken as true. Roberts v. Corrothers, 812
  • 2. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 2 of 16 Page ID #:154 1 F.2d 1173, 1177 (9th Cir. 1987); see also Doe v. Holy See, 557 F.3d 2 1066, 1073 (9th Cir. 2009). 3 Plaintiff No Doubt is a music group. Defendant Activision 4 Publishing, Inc. is a video game manufacturer. On May 21, 2009, 5 Plaintiff and Defendant entered into a contract whereby Plaintiff 6 licensed Defendant a specific, limited and restricted use of 7 Plaintiff’s name, likeness, and musical works in Defendant’s new video 8 game, Band Hero. Under the agreement, Plaintiff permitted Defendant to 9 create animated character representations, or “avatars,” of Plaintiff’s 10 likeness for the limited purpose of allowing the characters to perform 11 three of Plaintiff’s own musical works. Plaintiff asserts that the 12 Agreement contained express limitations on Defendant’s uses of 13 Plaintiff’s likeness, and that any other use of Plaintiff’s likeness 14 would be subject to Plaintiff’s approval. 15 According to the Complaint, Defendant created in Band Hero the 16 ability to have lifelike embodiments of Plaintiff and its individual 17 band members sing, dance and perform over sixty songs that were neither 18 contracted for nor approved of, and have never been performed, by 19 Plaintiff. Plaintiff asserts Defendant hired actors to impersonate 20 Plaintiff and enable the No Doubt avatar characters to perform these 21 sixty plus unapproved songs. 22 The video game includes a Character Manipulation Feature that 23 allows game-players to manipulate each character’s likeness to engage 24 in unapproved acts with other characters included in the game. This 25 feature allows users to cause members of No Doubt to perform vocally as 26 soloists without their band members, including having male members sing 27 with female voices. Plaintiff argues that the Agreement only allowed 28 2
  • 3. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 3 of 16 Page ID #:155 1 the use of Plaintiff’s name and likeness as a collective group, and not 2 as solo artists. Plaintiff further asserts that it never agreed to 3 allow the use of its name and likeness for the Character Manipulation 4 Feature of Band Hero. 5 On November 4, 2009, Plaintiff filed a Complaint alleging six 6 causes of action in state court: (1) fraudulent inducement; (2) 7 violation of California Civil Code § 3344 and common law right of 8 publicity; (3) breach of contract; (4) unfair business practices; (5) 9 injunctive relief; and (6) rescission. 10 Defendant filed a timely notice of removal under 28 U.S.C. § 11 1441(b) asserting that one or more of Plaintiff’s claim arise under 12 federal law. Plaintiff then filed an ex parte Application to Remand on 13 the ground that its claims do not arise under federal law. Plaintiff’s 14 application to remand is the subject of the present order. 15 In seeking to remand the case, Plaintiff asserts that it does not 16 contest Defendant’s copyright in the licensed use. Rather, Plaintiff 17 argues that its claims cannot be preempted by the Copyright Act because 18 they arise only from the misappropriation of Plaintiff’s name and 19 likeness in violation of the agreement. Plaintiff further asserts that 20 its request for injunctive relief does not cause its claims to be 21 preempted because the request for an injunction does not change the 22 nature of Plaintiff’s claims. 23 Defendant asserts that the Copyright Act preempts Plaintiff’s 24 claim because Band Hero and in-game avatars fall within the subject 25 matter of the Copyright Act and that Plaintiff’s publicity and unfair 26 competition claims also fall within the scope of the Copyright Act. 27 /// 28 3
  • 4. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 4 of 16 Page ID #:156 1 III. Legal Standards 2 A. Removal 3 “[A]ny civil action brought in a State court of which the district 4 courts of the United States have original jurisdiction, may be removed 5 by the defendant or the defendants, to the district court of the United 6 States.” 28 U.S.C. § 1441(a). If the federal courts lack subject 7 matter over the action, the case must be remanded to the state court 8 from which it was removed. 28 U.S.C. § 1447(c). 9 The Ninth Circuit has expressed a “strong presumption against 10 removal.” Gaus v. Miles, Inc., 980 F.2d 564, 567 (9th Cir. 1992). The 11 removing party bears the burden of establishing that removal was 12 appropriate, and “the removal statute is strictly construed against 13 removal jurisdiction.” Nishimoto v. Federman-Bachrach & Assoc., 903 14 F.2d 709, 712 (9th Cir. 1990). Federal courts must remand the case “if 15 there is any doubt as to the right of removal.” Gaus v. Miles, Inc., 16 980 F.2d 564, 566 (9th Cir. 1992) (citing Libhart v. Santa Monica Dairy 17 Co., 592 F.2d 1062, 1064 (9th Cir. 1979)). 18 B. Federal Jurisdiction 19 In the present case, removal is premised on both the general 20 federal question statute, 28 U.S.C. § 1331, which provides that “[t]he 21 district courts shall have original jurisdiction of all civil actions 22 arising under the Constitution, laws, or treaties of the United 23 States,” as well as the statute governing jurisdiction over copyright 24 claims, 28 U.S.C. § 1338, which provides that “[t]he district courts 25 shall have original jurisdiction of any civil action arising under any 26 Act of Congress relating to . . . copyrights.” Section 1338 further 27 provides that “[s]uch jurisdiction shall be exclusive of the states in 28 4
  • 5. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 5 of 16 Page ID #:157 1 . . . copyright cases.” 2 “The presence or absence of federal-question jurisdiction is 3 governed by the well-pleaded complaint rule, which provides that 4 federal jurisdiction exists only when a federal question is presented 5 on the face of the plaintiff’s properly pleaded complaint.” 6 Caterpillar, Inc. v. Williams, 482 U.S. 386, 392 (1987). To determine 7 whether removal was appropriate, the court must focus on the 8 plaintiff’s complaint: “[j]urisdiction may not be sustained on a theory 9 that the plaintiff has not advanced.” Merrell Dow Pharmaceuticals, 10 Inc. v. Thompson, 478 U.S. 804, 810 (1986). The well-pleaded complaint 11 rule “makes the plaintiff the master of the claim; he or she may avoid 12 federal jurisdiction by exclusive reliance on state law.” Id. (citing 13 Fair v. Kohler Die & Specialty Co., 228 U.S. 22, 25 (1913)). This rule 14 limits the removal of cases where state law “creates the cause of 15 action,” and thus avoids “a number of potentially serious federal-state 16 conflicts.” Franchise Tax Board v. Construction Laborers Vacation 17 Trust, 463 U.S. 1, 9-10 (1983). 18 Ordinarily, a defense based on federal preemption of a state law 19 cause of action is a matter that can be addressed in state court. 20 Preemption defenses do not give rise to federal question jurisdiction 21 under 28 U.S.C. § 1331, and thus do not provide removal jurisdiction 22 under 28 U.S.C. § 1441. See Louisville & Nashville Railroad Co. v. 23 Motley, 211 U.S. 149, 152 (1908) (anticipation of federal defenses is 24 not a sufficient basis for federal question jurisdiction). However, in 25 certain situations, the doctrine of “complete preemption” provides that 26 state-law causes of action are federal causes of action in sum and 27 substance, and accordingly arise under federal law for purposes of 28 28 5
  • 6. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 6 of 16 Page ID #:158 1 U.S.C. § 1331. See Metropolitan Life Ins. Co. v. Taylor, 481 U.S. 58 2 (1987); see also Beneficial Nat. Bank v. Anderson, 539 U.S. 1, 8 (2003) 3 (“[A] state claim may be removed to federal court in only two 4 circumstances - when Congress expressly so provides, . . . or when a 5 federal statute wholly displaces the state-law cause of action through 6 complete pre-emption.”). 7 For purposes of the present motion, the Court will assume without 8 deciding that copyright preemption is “complete preemption” permitting 9 removal of preempted state-law claims. Accord Briarpatch Ltd., L.P v. 10 Phoenix Pictures, Inc., 373 F.3d 296 (2d Cir. 2004), cert. denied, 544 11 U.S. 949 (2005); Worth v. Universal Pictures, Inc., 5 F. Supp. 2d 816 12 (C.D. Cal. 1997); Dielsi v. Falk, 916 F. Supp. 985 (C.D. Cal. 1996). 13 C. Copyright Preemption 14 Section 301(a) of the Copyright Act preempts “all legal and 15 equitable rights that are equivalent to any of the exclusive rights 16 within the general scope of copyright as specified by section 106” and 17 “in works of authorship that . . . come within the subject matter of 18 copyright as specified by sections 102 and 103.” 17 U.S.C. § 301(a). 19 Section 301(b) clarifies that “Nothing in this title annuls or limits 20 any rights or remedies under the common law or statutes of any State 21 with respect to . . . subject matter that does not come within the 22 subject matter of copyright as specified by sections 102 and 103.” Id. 23 at § 301(b). Congress has explained that “[t]he intention of section 24 301 is to preempt and abolish any rights under the common law or 25 statutes of a State that are equivalent to copyright and that extend to 26 works within the scope of the Federal copyright law.” Laws v. Sony 27 Music Ent., Inc., 448 F.3d 1134, 1137 (9th Cir. 2006) (quoting H.R. 28 6
  • 7. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 7 of 16 Page ID #:159 1 Rep. No. 94-1476, at 130 (1976)). 2 The Ninth Circuit applies a two-part test to determine whether a 3 state law claim is preempted by § 301 of the Copyright Act: 4 We must first determine whether the “subject matter” of the state 5 law claim falls within the subject matter of copyright as 6 described in 17 U.S.C. §§ 102 and 103. Second, assuming that it 7 does, we must determine whether the rights asserted under state 8 law are equivalent to the rights contained in 17 U.S.C. § 106, 9 which articulates the exclusive rights of copyright holders. 10 Id. at 1137-38 (internal footnotes omitted) (citing Downing v. 11 Abercrombie & Fitch, 265 F.3d 994, 1003 (9th Cir. 2001)). Both prongs 12 of this test must be satisfied in order for the state-law claim to be 13 preempted. Downing, 265 F.3d at 1003. 14 A number of cases have examined the relationship between copyright 15 preemption and state-law rights of publicity. A handful of 16 particularly relevant cases provide the guideposts for deciding the 17 present case. 18 The most relevant example is the Ninth Circuit’s most recent case 19 on the subject, Laws v. Sony Music Ent., Inc., 448 F.3d 1134 (9th Cir. 20 2006). The plaintiff Debra Laws had entered into a recording agreement 21 with Elektra Records. Id. at 1136. Under the recording contract, Laws 22 gave Elektra the exclusive right to copyright the recordings, the 23 exclusive right to lease the recordings, and the right to use Laws’s 24 name and likeness in connection with the recordings. Id. Laws 25 reserved the right to reject Elektra’s uses in connection with “the 26 sale, advertising or promotion of any other product or service.” Id. 27 Pursuant to the agreement, Laws recorded the song “Very Special” 28 7
  • 8. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 8 of 16 Page ID #:160 1 and Elektra retained the copyright in the recording. Id. Over twenty 2 years later, Sony (the defendant in Laws’s lawsuit) obtained a license 3 to sample “Very Special” in a Jennifer Lopez song, which ultimately 4 became a hit single. Id. Laws was credited but never compensated for 5 the sample, which she had never authorized. Id. Laws filed a 6 complaint against Sony alleging that Sony’s use of her song violated 7 her rights to her voice, name, and likeness under California’s 8 statutory (Cal. Civ. Code § 3344) and common law rights of publicity. 9 Id. 10 The Ninth Circuit held that Laws’s claims were preempted because 11 they fell within the scope of the federal copyright laws. Id. at 1139. 12 Laws did not dispute that the song was copyrighted or that it was 13 “fixed in a tangible medium of expression.” Id. at 1141. The Court 14 found that Laws’ case was not based on her voice alone, which is “more 15 personal,” but rather on the sampling of her performance in the 16 copyrighted song. Id. The Court noted that it is “clear that federal 17 copyright law preempts a claim alleging misappropriation of one’s voice 18 when the entirety of the allegedly misappropriated vocal performance is 19 contained within a copyrighted medium.” Id. at 1141. The copyrighted 20 song included her voice; there was no right of publicity severable from 21 the vocal performance. Id. at 1143. 22 In a discussion that is particularly relevant to the present 23 action, the Ninth Circuit explained: 24 The essence of Laws’s claim is, simply, that she objects to having 25 a sample of “Very Special” used in the Jennifer Lopez-L.L. Cool J 26 recording. But Laws gave up the right to reproduce her voice - at 27 least insofar as it is incorporated in a recording of “Very 28 8
  • 9. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 9 of 16 Page ID #:161 1 Special” - when she contracted with Elektra in 1981 and 2 acknowledged that Elektra held the “sole and exclusive right to 3 copyright such master recordings,” including the right “to lease, 4 license, convey or otherwise use or dispose of such master 5 recordings.” At that point, Laws could have either retained the 6 copyright, or reserved contractual rights in Elektra’s use of the 7 recording. Indeed, Laws claims that the latter is precisely what 8 she did. But if Elektra licensed “Very Special” to Sony in 9 violation of its contract with Laws, her remedy sounds in contract 10 against Elektra, not in tort against Sony. 11 Id. at 1144 (emphasis added). 12 In its conclusion, the Ninth Circuit again emphasized the 13 relevance of the potential breach-of-contract claim against the 14 recording company: 15 Elektra copyrighted Laws’s performance of “Very Special” and 16 licensed its use to Sony. If Laws wished to retain control of her 17 performance, she should (and may) have either retained the 18 copyright or contracted with the copyright holder, Elektra, to 19 give her control over its licensing. In any event, her remedy, if 20 any, lies in an action against Elektra, not Sony. 21 Id. at 1145. 22 The precise holding of Laws is better understood in light of Fleet 23 v. CBS, Inc., 50 Cal. App. 4th 1911 (1996), which the Laws court found 24 “quite persuasive.” 448 F.3d at 1142. In Fleet, the plaintiffs were 25 actors; the defendant, CBS, owned the copyright to a film in which they 26 performed. 50 Cal. App. 4th at 1916. Notably, the actors’ 27 “performances in the film were recorded with their active participation 28 9
  • 10. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 10 of 16 Page ID #:162 1 and consent.” Id. at 1920 n.5. But after a pay dispute, the actors 2 filed a claim for misappropriation of likeness and violation of their 3 rights of publicity. Id. at 1915. 4 The court held that the actors’ claim fell within copyright 5 subject matter. Id. at 1920. The court reasoned that once the 6 performances were put on film with the actors’ consent, they were 7 “fixed in a tangible medium of expression” that fulfilled the 8 requirements of section 102 of the Copyright Act. Id. at 1919. The 9 actors’ performances were part of the copyrighted material, and the 10 actors’ likenesses could not be detached from the copyrighted 11 performances that were contained in the film. The court concluded 12 that the actors’ case “crumbles in the face of one obvious fact: their 13 individual performances in the film . . . were copyrightable.” Id. at 14 1919. As a result, the court held that their claims were preempted: “A 15 claim asserted to prevent nothing more than the reproduction, 16 performance, distribution, or display of a dramatic performance 17 captured on film is subsumed by copyright law and preempted.” Id. at 18 1924. 19 Laws and Fleet stand for the following proposition: federal law 20 preempts state-law right of publicity claims where the claims are based 21 on the claimant’s copyrightable activities that are captured in a 22 copyrighted work. Fleet involved actors who had performed in a film — 23 that is, a “dramatic work” “fixed in a tangible medium of expression” 24 within the meaning of the Copyright Act. Laws involved a singer who 25 had performed in a music recording — that is, a “sound recording” 26 “fixed in a tangible medium of expression” within the meaning of the 27 Copyright Act. 28 10
  • 11. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 11 of 16 Page ID #:163 1 In contrast, where the plaintiff’s claims are based on a non- 2 copyrightable personal attribute rather than a copyrightable 3 performance, the Copyright Act does not preempt the claims. 4 The best example of this principle is the Ninth Circuit’s 5 controlling authority of Downing v. Abercrombie & Fitch, 265 F.3d 994 6 (9th Cir. 2001). In Downing, the clothing retailer Abercrombie & Fitch 7 purchased a photograph of appellant surfers at a 1965 surfing 8 competition from a photographer, who owned the copyright. Id. at 1000. 9 Abercrombie & Fitch then published the photo in their catalogue, with 10 appellants’ names but without appellants’ permission. Id. at 1000. 11 The surfers filed state misappropriation claims. Id. Abercrombie & 12 Fitch argued, as Defendant does now, that the Copyright Act preempted 13 the state law claims. Id. at 1003. 14 The Ninth Circuit held that the claims were not preempted because 15 the subject matter of the publicity claims was the appellants’ names 16 and likenesses, which is not a work of authorship within Section 102 of 17 the Copyright Act. Id. at 1004. The Court reasoned that while the 18 photograph falls within copyright subject matter, “it is not the 19 publication of the photograph itself, as a creative work of authorship, 20 that is the basis for Appellants’ claims, but rather, it is the use of 21 the Appellants’ likenesses and their names pictured in the published 22 photograph.” Id. at 1003. The subject matter of a right to publicity 23 claim is “the very identity or persona of the plaintiff as a human 24 being.” Id. at 1004 (citing McCarthy, Rights of Publicity and Privacy 25 §11.13[C] at 11-72-73 (1997)). The subject matter of a right to 26 publicity claim is the name or likeness, which “does not become a work 27 of authorship simply because it is embodied in a copyrightable work.” 28 11
  • 12. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 12 of 16 Page ID #:164 1 Id. at 1003-4 (citing Nimmer on Copyright §1.01[B][1][c] at 1-23 2 (1999)). 3 4 IV. Discussion 5 6 Applying the Ninth Circuit’s two-part copyright preemption test to 7 Plaintiffs’ claims, it is clear that Plaintiff’s claims are not 8 preempted. As explained by the Ninth Circuit: 9 We must first determine whether the “subject matter” of the state 10 law claim falls within the subject matter of copyright as 11 described in 17 U.S.C. §§ 102 and 103. Second, assuming that it 12 does, we must determine whether the rights asserted under state 13 law are equivalent to the rights contained in 17 U.S.C. § 106, 14 which articulates the exclusive rights of copyright holders. 15 Laws, 448 F.3d at 1137-38. 16 First, Plaintiffs’ rights do not fall within the subject matter of 17 copyright. In this case, in contrast to Laws and Fleet, the object 18 that is “fixed in a tangible medium of expression” is the physical 19 likeness and persona of the Plaintiffs. Name, likeness, and persona 20 are not copyrightable subject matter, both under the Copyright Act and 21 the Copyright Clause of the Constitution, because a name, likeness, or 22 persona is not a work of “authorship” entitled to copyright protection. 23 See Downing, 265 F.3d at 1003-05; see also Toney v. L’Oreal USA, Inc., 24 406 F.3d 905 (7th Cir. 2005) (holding no preemption where photo model 25 asserted right of publicity claim against photo copyright holder). 26 It is true that Defendant’s videogame is a work of authorship 27 entitled to copyright protection, see Midway Mfg. Co. v. Arctic 28 12
  • 13. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 13 of 16 Page ID #:165 1 Intern., Inc., 704 F.2d 1009, 1012 (7th Cir. 1983), and that the 2 musicians’ songs incorporated into Defendant’s videogame are 3 copyrightable. See 17 U.S.C. §§ 102(a)(2),(7) (listing “musical works” 4 and “sound recordings” as copyrightable works of authorship). Further, 5 live musical recordings that are captured on videotape are also 6 copyrightable. See, e.g., Armstrong v. Eagle Rock Ent., Inc., __ F. 7 Supp. 2d ___, 2009 WL 2923173, at *7-8 (E.D. Mich. 2009) (musician’s 8 publicity and appropriation claims against music video distributor 9 preempted by Copyright Act where case involved live musical performance 10 recorded on videotape); see also 17 U.S.C. § 102(a)(6) (listing “motion 11 pictures and other audiovisual works” as copyrightable works of 12 authorship). Thus, if Plaintiff were suing on the basis of Defendant’s 13 misuse of Plaintiff’s songs or videotaped musical performance, its 14 claims would be preempted by the Copyright Act. See, e.g., Laws, 448 15 F.3d at 1138-43. The same result would occur if Plaintiff were 16 claiming a right in the entire videogame as infringing a similar work 17 of Plaintiff’s own authorship. See, e.g., M. Kramer Mfg. Co., Inc. v. 18 Andrews, 783 F.2d 421, 445-46 (4th Cir. 1986). 19 However, Plaintiff does not allege that Defendant misused 20 Plaintiff’s copyrighted songs or copyrightable musical performances. 21 Plaintiff alleges that the contents of Defendant’s videogame infringes 22 Plaintiff’s rights under the parties’ contract and under state 23 publicity laws. Specifically, Plaintiff asserts that Defendant’s 24 videogame contains cartoon likenesses that resemble Plaintiff. See 25 Kirby v. Sega of America, Inc., 144 Cal. App. 4th 47, 55-57 (2006) 26 (video game character that resembled plaintiff potentially infringed 27 plaintiff’s likeness and identity); see also Wendt v. Host Intern., 28 13
  • 14. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 14 of 16 Page ID #:166 1 Inc., 125 F.3d 806, 810-12 (9th Cir. 1997) (robot look-alike 2 misappropriated plaintiff’s identity); White v. Samsung Electronics 3 America, Inc., 971 F.2d 1395, 1397-99 (9th Cir. 1992) (same); Newcombe 4 v. Adolf Coors Co., 157 F.3d 686, 692-94 (9th Cir. 1998) (cartoon 5 likeness of baseball player potentially infringed rights of publicity); 6 Cardtoons, L.C. v. Major League Baseball Players Ass’n, 95 F.3d 959, 7 967-68 (10th Cir. 1996) (same). 8 Even more specifically, Plaintiff asserts that Plaintiff consented 9 to Defendant’s use of Plaintiff’s name, image, and likeness in the 10 videogame, but only within the well-defined parameters laid out in the 11 parties’ contract. Defendant’s videogame then included Plaintiff’s 12 name, image, and likeness in a manner that was outside the scope of 13 Plaintiff’s contractual consent. 14 This case is exactly what the Laws court had in mind when it 15 suggested that Debra Laws might have a valid cause of action against 16 Elektra Records (with whom she had entered into a recording contract), 17 but not against Sony Records (which had obtained from Elektra licenses 18 to use Laws’s songs). The court clearly counseled that artists and 19 entertainers should proceed exactly as Plaintiff has proceeded in this 20 case: 21 If Laws wished to retain control of her performance, she should 22 (and may) have either retained the copyright or contracted with 23 the copyright holder, Elektra, to give her control over its 24 licensing. 25 Laws, 448 F.3d at 1145. The court added: 26 But if Elektra licensed “Very Special” to Sony in violation of its 27 28 14
  • 15. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 15 of 16 Page ID #:167 1 contract with Laws, her remedy sounds in contract against Elektra, 2 not in tort against Sony. 3 Id. at 1144. Laws’s right-of-publicity claims against the copyright 4 licensee were preempted by the Copyright Act; but Laws’s claims against 5 the party with whom she contracted would not be preempted. 6 Here, Plaintiff contracted with the videogame’s copyright holder 7 (that is, Defendant) so that the copyright holder would only engage in 8 certain activities. Plaintiff carefully controlled the rights it was 9 allowing Defendant to incorporate into the videogame. Subsequently, 10 Defendant engaged in certain other activities that were not 11 contractually permissible. Thus Plaintiff has a valid breach of 12 contract cause of action. Further, Defendant’s alleged breach of 13 contract involved Defendant’s impermissible use of Plaintiff name, 14 image, and likeness. Thus Plaintiff also has a valid tort cause of 15 action for violation of Plaintiff’s right of publicity. Accord Facenda 16 v. N.F.L. Films, Inc., 542 F.3d 1007, 1031-32 (3d Cir. 2008) 17 (sportscaster’s breach of contract and right of publicity claims not 18 preempted by copyright where sportcaster’s contract allowed defendant 19 to use sportscaster’s voice recordings in context of sports broadcasts, 20 not in context of television advertisements for videogame). 21 In short, the rights asserted by Plaintiff are not copyrightable, 22 see Downing, 265 F.3d 1003-04, and Plaintiff did not agree to 23 Defendant’s incorporation of Plaintiff’s name, likeness, or image into 24 Defendant’s copyrighted work in the manner that Defendant did so, cf. 25 Fleet, 50 Cal. App. 4th at 1919. Accordingly, Plaintiff’s tort and 26 contract claims are not preempted by the Copyright Act. 27 /// 28 15
  • 16. Case 2:09-cv-08872-SVW-VBK Document 17 Filed 01/14/10 Page 16 of 16 Page ID #:168 1 V. Conclusion 2 3 Plaintiff’s claims are not preempted by the Copyright Act. To the 4 extent that the Court’s legal conclusion is even debatable, the Court 5 emphasizes the federal courts’ “strong presumption against removal.” 6 Gaus v. Miles, Inc., 980 F.2d 564, 567 (9th Cir. 1992), which counsels 7 that federal courts should remand cases “if there is any doubt as to 8 the right of removal.” Gaus v. Miles, Inc., 980 F.2d 564, 566 (9th 9 Cir. 1992) (citing Libhart v. Santa Monica Dairy Co., 592 F.2d 1062, 10 1064 (9th Cir. 1979)). Because Defendant’s removal involved a 11 relatively novel issue and was not plainly frivolous, Plaintiff’s 12 request for costs and fees is denied. See Lussier v. Dollar Tree 13 Stores, Inc., 518 F.3d 1062, 1065-66 (9th Cir. 2008). 14 For the reasons stated above, the Court lacks subject matter 15 jurisdiction under 28 U.S.C. §§ 1331, 1338. The Court ORDERS that the 16 action be REMANDED to state court pursuant to 28 U.S.C. § 1447(c). 17 18 IT IS SO ORDERED. 19 20 21 DATED: January 14, 2010 22 STEPHEN V. WILSON 23 UNITED STATES DISTRICT JUDGE 24 25 26 27 28 16