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INT J TUBERC LUNG DIS 19(10):000–000
Q 2015 The Union
http://dx.doi.org/10.5588/ijtld.15.0178
Barriers to the diagnosis of childhood tuberculosis: a qualitative
study
S. S. Chiang,*† S. Roche,‡ C. Contreras,§ V. Alarc ´on,¶ H. del Castillo,# M. C. Becerra,†§** L. Lecca§
*Section of Infectious Diseases, Department of Pediatrics, Baylor College of Medicine, Houston, Texas,
†
Department of Global Health and Social Medicine, Harvard Medical School, Boston, ‡
Boston University School of
Public Health, Boston, Massachusetts, USA; §
Socios En Salud Sucursal Peru (Partners In Health), Lima, ¶
Estrategia
Sanitaria Nacional de Prevenci ´on y Control de Tuberculosis, Ministerio de Salud, Lima, #
Instituto Nacional de Salud
del Ni ˜no, Lima, Peru; **Division of Global Health Equity, Brigham and Women’s Hospital, Boston, Massachusetts,
USA
S U M M A R Y
S E T T I N G : In 2012, Peru’s National Tuberculosis Pro-
gram (NTP) reported that children aged 0–14 years
accounted for 7.9% of the country’s tuberculosis (TB)
incidence. This figure is likely an underestimate due to
suboptimal diagnosis of childhood TB.
O B J E C T I V E : To identify barriers to childhood TB
diagnosis in Lima, Peru.
D E S I G N : Using semi-structured guides, moderators
conducted in-depth interviews with four NTP adminis-
trators and five pulmonologists specializing in TB and
10 focus groups with 53 primary care providers,
community health workers (CHWs), and parents and/
or guardians of pediatric TB patients. Two authors
independently performed inductive thematic analysis
and identified emerging themes.
R E S U LT S : Participants identified five barriers to child-
hood TB diagnosis: ignorance and stigma among the
community, insufficient contact investigation, limited
access to diagnostic tests, inadequately trained health
center staff, and provider shortages.
C O N C L U S I O N : Recent efforts to increase childhood TB
detection have centered on the development of new
technologies. However, our findings demonstrate that
many diagnostic barriers are rooted in socio-economic
and health system problems. Potential solutions include
implementing multimedia campaigns and community
education to reduce ignorance and stigma, prioritizing
contact investigation for high-risk households, and
training primary care providers and CHWs to recognize
and evaluate childhood TB.
K E Y W O R D S : focus group; in-depth interview; socio-
economic disparities; stigma; health care provider
training
IN 2012, PERU’S NATIONAL TB Program (NTP)
reported that children aged 0–14 years accounted for
7.9% of its tuberculosis (TB) incidence of 95 per
100 000 person-years (py).1,2 This figure is likely an
underestimate due to suboptimal diagnosis among
children. Childhood TB experts have long argued that
pediatric case notifications in low- and middle-
income countries (LMICs) such as Peru, underesti-
mate the true burden of disease.3–6 Two lines of
evidence support this assertion. First, the proportion
of childhood cases correlates directly with TB
incidence. Data from high-incidence regions with
rigorous surveillance demonstrate that childhood
cases comprise 15–39% of the total TB caseload.7–9
In contrast, the United States reported a 2011 TB
incidence of 3.4/100 000 py, and attributed 6% of its
cases to children.10 As Peru has a 28-fold higher TB
incidence, it is unlikely that children would account
for only 7.9% of its cases. Second, recent modeling
studies independently concluded that the World
Health Organization (WHO) underestimated the
2010 global childhood TB caseload by at least
30%.1,11,12 The WHO derived the annual estimate
from case notifications, and adjusted for under-
diagnosis and underreporting; however, the same
correction factor was used for adults and children. In
contrast, the modeling studies adjusted for additional
diagnostic challenges specific to childhood disease.
An important reason for the suboptimal diagnosis
of childhood TB is its paucibacillary nature, which
reduces the sensitivity of acid-fast smear microscopy
and mycobacterial culture.13 The inability of most
children to expectorate sputum further complicates
diagnosis. Although research efforts have increasingly
focused on the development of more sensitive
technologies, no new tool has demonstrated greater
Correspondence to: Silvia S Chiang, Section of Infectious Diseases, Department of Pediatrics, Baylor College of Medicine,
Suite 1120, 1102 Bates Street, Houston, TX 77030, USA. Tel: (þ1) 832 824 4330. Fax: (þ1) 832 825 4347. e-mail: schiang@
alumni.stanford.edu
Article submitted 24 February 2015. Final version accepted 25 May 2015.
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sensitivity than culture.14 In the absence of microbi-
ological confirmation, physicians make a clinical
diagnosis using the tuberculin skin test (TST),
epidemiologic clues, and clinical and radiographic
findings. Although clinical diagnosis also has limita-
tions, experienced clinicians have used it effectively
for decades.15–17
The challenges of childhood TB diagnosis have
been well described by clinical studies and expert
opinion.13,15,16,18,19 However, only one study has
reported the perspectives of front-line health care
providers or affected families.20 An understanding of
the experiences of these groups is crucial to increasing
case detection. In this qualitative study, we sought to
identify obstacles to childhood TB diagnosis faced by
primary care providers and patients’ families.
STUDY POPULATION AND METHODS
Setting
El Agustino and La Victoria, two of Lima’s 43
districts, were chosen as the setting due to their high
TB incidence, at respectively 224 and 195/100 000 py
(unpublished data, Peruvian NTP), which exceeded
Lima’s overall 2012 TB incidence of 148/100 000 py.2
In Peru, 78% of TB patients receive care through the
Ministry of Health (MOH),1 which runs neighbor-
hood-based primary health centers with designated
NTP providers. NTP physicians diagnose TB and
prescribe treatment; NTP nurses and nursing techni-
cians supervise treatment, educate patients, perform
contact investigations, and administer TSTs;21 and
volunteer community health workers (CHWs) assist
nurses and nursing technicians. Many NTP providers
also have non-TB-related responsibilities, such as
administering vaccines. When needed, health center
physicians refer patients to MOH hospitals to see
NTP-affiliated pulmonologists specialized in TB.
Methods
In June and July 2012, we conducted 10 focus group
discussions (FGDs) with 53 NTP health center
providers, CHWs, and parents and/or guardians of
TB patients aged 0–14 years. In-depth interviews with
four NTP administrators and five pulmonologists
added a broader perspective to the issues explored in
the FGDs. We conducted in-depth interviews instead of
FGDs to capture the depth and diversity of the key
informants’ professional experiences. (The administra-
tors had various functions within the NTP, and
pulmonologists practiced in different hospital settings.)
Four female Peruvian staff members of Socios En
Salud (SES), a non-governmental organization
(NGO) that has collaborated with Peru’s NTP since
1996, served as moderators for the FGDs and
conducted the interviews. Moderators had previous
experience in facilitating FGDs and no prior rela-
tionships with the participants. After explaining that
their goal should be to understand participants’
experiences with childhood TB, moderators conduct-
ed the sessions using semi-structured guides devel-
oped by the authors (Table 1).
We purposefully sampled NTP providers, CHWs,
and parents and/or guardians at the eight (of 16 total)
health centers in El Agustino and La Victoria with the
highest pediatric TB caseloads. Table 2 details the
eligibility criteria and composition of the FGDs. Key
informants for the nine in-depth interviews were
chosen because their administrative or clinical catch-
ment areas included El Agustino and/or La Victoria.
Moderators invited FGD participants in person,
and authors invited key informants by telephone. Of
64 invited FGD participants, 11 (17%) declined due
to time constraints. All invited key informants
participated. Due to budget and staffing limitations,
we could not employ an iterative process of data
collection and analysis to the point of saturation. The
number and size of sessions were therefore deter-
mined a priori based on previously established
guidelines.22,23 FGDs and in-depth interviews were
conducted in Spanish, lasted 60–90 min, and took
place in private in SES conference rooms. No repeat
interviews were conducted. With participant consent,
moderators took field notes and audio-recorded all
sessions; recordings were transcribed verbatim.
Participants signed written informed consent and
received reimbursement for round-trip travel to SES.
The Institutional Review Boards of the MOH
(Direcci´on de Salud IV Lima Este), Universidad
Peruana Cayetano Heredia, Lima, Peru, and Harvard
Medical School, Boston, MA, USA, approved the
study.
Data analysis
Audio recordings were transcribed and uploaded to
NVivo version 10 (QSR International, Melbourne,
VIC, Australia). SSC and SR, both fluent in Spanish,
independently analyzed the data in Spanish using
conventional content analysis, an inductive ap-
proach.24,25 These authors first read and listened to
the transcripts to obtain an overall understanding of
the data. Based on their initial impressions of the data,
they developed English-language codes that represent-
ed and organized the concepts expressed in the text.
The authors refined and finalized the codes after
testing them on a sample of the transcripts. They then
coded all transcripts and identified emerging themes
that represented similar ideas or different facets of the
same topic. To ensure inter-observer reliability, the
authors resolved coding discrepancies after each step
and reached a consensus on emerging themes. All
moderators reviewed and agreed with the findings.
RESULTS
Overall, there was consensus among participants that
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2 The International Journal of Tuberculosis and Lung Disease
childhood TB was under-diagnosed in Peru, although
one pulmonologist and two NTP officials believed the
number of missed cases to be small. Five main
diagnostic barriers emerged from the discussions:
ignorance and stigma among the community, insuf-
ficient contact investigation, limited access to diag-
nostic tests, inadequately trained health center staff,
and provider shortages. While participants men-
tioned the challenge of sputum collection and the
low sensitivities of smear microscopy and culture,
these issues received less attention than the other five
barriers.
Ignorance and stigma
Participants identified two reasons why children with
symptomatic TB present to medical care late or not at
Table 1 Focus group and in-depth interview questions
Participants Questions (translated into English from the original Spanish)*
Pulmonologists and NTP
administrators (IDIs)
What is your general opinion about the childhood TB situation in Peru?
Do you think that the number of childhood TB cases that the MOH has reported is accurate? Do you think the
number is under-estimated or over-estimated? Please explain.
Do you think there are sufficient resources to diagnose children with TB in Peru? What is missing?
What is the evaluation process for a child suspected of having TB?
What problems have you observed in the diagnostic process for a child with TB?
Physicians only: Have you ever had doubts in deciding whether or not a child had TB? When this occurs, what
do you do?
Have you ever ordered a TB diagnostic test in a child that could not be obtained? Please explain why the test
could not be obtained and what you did to continue the diagnostic evaluation.
Physicians only: How often do you see cases of children suspected of having TB? Who referred these children
to you? Why do you think the health centers made these referrals? Have you ever thought that a referral was
made unnecessarily, that the diagnosis could have been made in the health center?
Do you think the MOH health centers have sufficient human resources and supplies to diagnose childhood TB?
What is your opinion of the current level of contact investigation?
What would you do to improve the diagnosis of childhood TB?
NTP physicians, nurses,
and nursing technicians
working at health
centers (FGDs)
Have you ever participated in a training session on childhood TB? If so, when and where?
Where did you learn what you know about childhood TB? Do you think you have sufficient knowledge to
diagnose children with this disease?
What methods are used in your health center to obtain a sputum sample from childhood TB suspects?
Have you ever ordered a TB diagnostic test in a child that could not be obtained? Please explain why the test
could not be obtained and what you did to continue the diagnostic evaluation.
Have you ever referred children suspected of having TB to a pulmonologist? Why? How easy is it to make this
referral?
Physicians only: Have you ever had doubts in deciding whether or not a child had TB? When this occurs, what
do you do?
What activities do you do in your health center to look for contacts of TB patients? Are there limitations to
contact tracing? If so, what?
Do you think there are childhood TB cases in your community that are not being identified? If so, why are these
cases not being identified?
In your opinion, how could the detection of childhood TB be improved? What type of support would you need
to improve the evaluation and diagnosis of childhood TB in your health center?
Community health
promoters (FGDs)
Have you ever participated in a training session on childhood TB? If so, when and where?
Where did you learn what you know about childhood TB? Do you think you have sufficient knowledge to
diagnose children with this disease?
Do you think the diagnostic process for children suspected of having TB is the same as for adults suspected of
having TB?
What would you do if there were children living in the same household as an adult TB patient in your
community? Do you think these children are at risk for contracting TB? When situations like this one occur in
your community, do the children generally present to the health center for evaluation?
Have you ever referred children suspected of having TB to the health center for evaluation? How easy was this
referral?
Do you think the health center you work with has sufficient human resources and supplies to diagnose
childhood TB?
What activities do you do in your health center to look for contacts of TB patients? Are there limitations to
contact tracing? If so, what?
Do you think there are childhood TB cases in your community that are not being identified? If so, why are these
cases not being identified?
In your opinion, how could the detection of childhood TB be improved? What type of support would you need
to improve the evaluation and diagnosis of childhood TB in your health center?
Parents of pediatric TB
patients (FGDs)
Who diagnosed your child with TB? Where was your child diagnosed?
What did you think of the care that your child received in the health center?
What specialists have seen your child and where?
Has your child seen a pulmonologist at a hospital? What did you think of the specialist care that your child
received?
There are many children who do not present to a health center for TB evaluation until they have severe
symptoms. In your opinion, what are the reasons for this delay in presenting to a health center?
* Questions were designed to elicit general impressions of barriers to childhood TB diagnosis and to explore health-system related challenges. Questions were not
piloted.
IDI ¼ in-depth interview; TB ¼ tuberculosis; MOH ¼ Ministry of Health; FGD ¼ focus group discussion; NTP ¼ National Tuberculosis Program.
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Barriers to childhood TB diagnosis 3
all: parental ignorance about TB and pervasive stigma
against TB patients in the community. Parents may
not recognize symptoms or may attribute them to
minor ailments:
[Another] obstacle [to diagnosis] is that the mother
does not to bring the child because she does not
realize that her child is coughing. . .Sometimes
[patients] think that [children with cough] have
allergies or colds. . .They do not think of the
possibility of TB. They do not think TB will
happen to them as long as they eat well . . . (Nurse,
Focus Group 4).
This quote also illustrates the widespread belief
that good nutrition immunizes against TB, and this
belief—intertwined with social class—leads families
to deny their susceptibility to TB. As one nurse
explained, ‘Middle-class people do not believe that
their children can get tuberculosis. They say, ‘How
can my children get tuberculosis if they eat well?’’
(Nurse, Focus Group 4). One physician reported a
family that lost two persons to TB; nevertheless,
despite multiple home visits from social workers, the
remaining household members refused evaluation
because they did not believe members of their socio-
economic class were susceptible to TB (Focus Group
1).
Stigma can affect care-seeking behaviors even
among families who recognize their vulnerability to
TB. Household contacts of TB patients commonly
refuse TSTs ‘because they feel shame’ (Nursing
Technician, Focus Group 5). When asked why
families may not take symptomatic children for
evaluation, one mother replied, ‘It may be because
of shame that [the illness] might be TB’ (Focus Group
10). One father admitted using the back entrance to
the health center’s anti-tuberculosis treatment area to
avoid being seen (Focus Group 10). Although not all
families experienced TB-related discrimination, some
parents reported that because of the illness, they and
their children had been the subjects of disdainful
looks, gossip, and avoidance.
Insufficient contact investigation
Participants reported infrequent use of contact
investigation to identify childhood TB cases. Some
families refuse evaluation due to stigma or denial, but
others may not undergo assessment for logistical
reasons. A nurse estimated, ‘Of the [contacts] that I
report. . . 60% are evaluated, and the other 40% are
never evaluated for a thousand reasons. They do not
have time, they work all day, they cannot miss
school,’ (Focus Group 4).
Health center personnel conduct home visits to
evaluate contacts who do not show up at the health
center. However, barriers to home visits include
providers having to pay for their own transportation
and being unable to locate families who have moved.
Furthermore, several female staff members expressed
safety concerns, which are exacerbated by personnel
shortages:
The area [around my health center]. . .is danger-
ous. . .I cannot go out [to place TSTs] alone. . .
When I request that a colleague accompany me,
that person is administering vaccines. . .I also
cannot leave if there is no other NTP provider
[at the health center]. . .A nurse was robbed the
other day. (Nurse, Focus Group 4)
Frequent tuberculin shortages are another obstacle
to contact investigation. One physician tried to
circumvent the tuberculin shortage at his health
center by referring children to a nearby hospital for
TST placement; however, the children never returned
for test interpretation (Focus Group 1).
Table 2 Focus group eligibility criteria and composition
Focus
group Eligibility criteria*
Participants
n
Female
participants
n (%)
1 NTP physicians currently working at a health center in El Agustino for 73 months 6 2 (33)
2 NTP physicians currently working at a health center in La Victoria for 73 months 4 1 (25)
3 NTP nurses currently working at a health center in El Agustino for 73 months 7 7 (100)
4 NTP nurses currently working at a health center in La Victoria for 73 months 3 3 (100)
5 NTP nursing technicians currently working at a health center in El Agustino for 73 months 6 5 (83)
6 NTP nursing technicians currently working at a health center in La Victoria for 73 months 6 6 (100)
7 Currently active community health promoters in El Agustino with 76 months’ experience in TB control
activities
6 6 (100)
8 Currently active community health promoters in La Victoria with 76 months’ experience in TB control
activities
6 6 (100)
9 Parents and/or guardians of children who had received treatment for TB disease in the past 6 months;
treatment must have been administered at a health center in El Agustino
4 3 (75)
10 Parents and/or guardians of children who had received treatment for TB disease in the past 6 months;
treatment must have been administered at a health center in La Victoria.
5 4 (80)
* We required 73 months’ experience for NTP staff and 76 months’ experience for health promoters to ensure that participants had sufficient professional
experience to contribute to FGDs. The minimum experience for health promoters was longer because, unlike staff, they do not work regular hours. We recruited
parents or guardians of recently treated children for two reasons. First, participants recall recent events more accurately, and second, their experiences are more
likely to reflect current NTP policies and practices. Eligibility criteria for all groups included informed consent.
NTP ¼ National Tuberculosis Program; TB ¼ tuberculosis; FGD ¼ focus group discussion.
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4 The International Journal of Tuberculosis and Lung Disease
Limited access to diagnostic tests
Health centers often lack the necessary equipment to
diagnose childhood TB. In addition to tuberculin
shortages, participants reported a lack of properly
functioning radiograph machines. Physicians are
most likely to solve this problem by referring patients
to private facilities:
[The radiograph machine] broke about 3 years ago
and has not been fixed. . . We have the support of
[another] health center that does chest radio-
graphs. I asked for [a radiograph there] once but
never again because the quality was very low. . .It
is easier to tell the patient to go [to a private
facility] for the radiograph (Physician, Focus
Group 1).
Physicians related that they rarely send patients to
MOH hospitals for radiographs because of the long
wait for the patient and the large amount of
paperwork for the referring provider. Moreover,
some providers did not know that TB patients could
obtain free chest radiographs at MOH facilities. As
private facilities charge for radiographs, patients
often delay or forgo this test. A pulmonologist
explained: ‘Many patients do not come to their
appointments because they have not even one sol
[US$0.35] for transportation, much less for their
chest radiograph and [other] exams’ (Interview 6).
Parents also reported having to purchase gastric
aspirate supplies, sometimes with help from non-
governmental organizations or community groups.
According to one CHW, ‘The [families] are poor.
They do not have enough money for the gastric
aspirate . . .We raise money to buy [the supplies] for
them because otherwise they do not come [for the
procedure],’ (Focus Group 8).
Inadequately trained health center staff
Even when diagnostic tests are obtained, health
center providers may lack the training and confidence
to interpret the results. One NTP administrator
worried that ‘not everyone has the necessary exper-
tise’ to place and interpret TSTs correctly (Interview
8). Multiple health center physicians admitted feeling
uncomfortable reading pediatric radiographs. Nurses
also perceived this lack of skill:
Not all the [health center] physicians. . .know how
to read a [pediatric] chest radiograph. . .So. . .I
gather all my [pediatric] chest radiographs. . .and I
take them to Dr. [pulmonologist’s name omitted].
If he is not sure, then I call Dr. [second
pulmonologist’s name omitted] (Focus Group 3).
In general, providers found childhood TB diagnosis
difficult, but not one FGD participant had attended
childhood TB training because sessions occurred so
rarely. According to one physician, ‘TB trainings are
all about adults. . . We are used to taking care of
adults, but taking care of children is completely
different’ (Focus Group 2).
Provider shortages
Health center physicians do not regularly consult
pulmonologists to diagnose adult TB, but because
they lack the confidence to diagnose childhood TB,
they routinely refer children (Physicians, Focus
Groups 1 and 2). However, ‘the [physicians] who
have the most experience managing pediatric TB are
pediatric pulmonologists, and there are no more than
20 [in Peru]’ (NTP Administrator, Interview 5).
Moreover, not all pediatric pulmonologists see TB
patients (Nurses, Focus Groups 3 and 4). Therefore,
children may be evaluated by adult pulmonologists.
The delay to see a specialist may be 1–2 months
(Nurses and Nursing Technicians, Focus Groups 4
and 5).
Parents reported additional delays on the day of the
appointment: ‘At the hospital, they make us wait
hours. . .Sometimes you have to go look for the doctor
yourself. . ..’ (Focus Group 9). Moreover, hospitals
reject patients who do not have their referral forms
completed correctly or are not accompanied by health
center personnel, who provide the pulmonologist
with the patient’s history and test results. The latter
requirement is onerous for busy health center staff:
‘[We] arrive [at the hospital] in the morning and leave
in the afternoon. But if [we] are not present, the
doctor will not see the patient’ (Nurse, Focus Group
3).
Due to these obstacles, patients may be sent to
multiple health establishments multiple times before
receiving a proper evaluation. Both parents and
providers used the slang term pelotear—which means
‘to throw around like a ball’—to describe how
patients are treated by the health care system (Focus
Groups 1, 3, and 9).
Providers and parents expressed the need for more
childhood TB specialists, but the financial limitations
of the MOH make hiring more pulmonologists an
unlikely prospect. The MOH, which manages 78% of
Peru’s TB caseload,1 cannot compete with the salaries
at private medical facilities:
After a maximum of 11 hours at my job in the
[private] clinic, I earn more than my job here at the
[MOH] hospital as chief. . .The [name of private
clinic omitted] has. . . opened many branches.
With each branch opening, they hire away two
pulmonologists [from the MOH]. . .They have far
more pulmonologists than the Ministry [of
Health]. . . (Pulmonologist, Interview 6)
Provider shortages at the primary care level also
adversely affect childhood TB diagnosis. The low
number of smear microscopy technicians at health
centers jeopardizes the quality of test interpretation:
‘At the current rate, we are exceeding what a
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Barriers to childhood TB diagnosis 5
technician can [properly] do. . .Samples are not being
processed well’ (Pulmonologist, Interview 2).
The workload also exceeds the capacity of NTP
physicians, nurses, and nursing technicians—partic-
ularly if they have other non-TB responsibilities. As
one NTP administrator related,
There is a lot of work and not just for TB. . .I ask
for information from the health center, and the
health center responds that the person in charge of
TB has gone out to work on other cam-
paigns. . .vaccines. . .dengue. . . (Interview 5)
Parents complained about lack of access to health
center physicians as well. One mother shared,
To date, the physician still has not examined my
daughter, and. . .every time I go to speak with her, I
am told that she does not have time, that she has
too many patients to see, that [NTP nurses and
nursing technicians] will see my daughter in the
afternoon... (Focus Group 9)
CHWs help health center staff with the workload,
but participants reported recent attrition in CHW
numbers because they no longer received incentives
(previously provided by NGOs) for their efforts. One
physician even witnessed ‘CHWs who come to the
health center. . .for medical attention for a relative,
and they are denied care. . .after that they often stop
volunteering’ (Focus Group 1).
DISCUSSION
The experiences described in this study illustrate
barriers at every step of the childhood TB diagnostic
process, from case finding to diagnostic testing and
clinical evaluation. Other reports from Lima corrob-
orate our findings of childhood TB knowledge
deficits among providers, insufficient sputum pro-
cessing capacity, significant out-of-pocket diagnostic
and transportation costs for patients, frequent diag-
nostic supply shortages, and TB stigma in the
community.26–30 We found one other qualitative
study that examined challenges to childhood TB
diagnosis. In that study, Tanzanian primary care
providers, like our participants, reported feeling
inadequately trained to recognize and diagnose
childhood TB.20
While participants acknowledged the challenge of
sputum collection in children and the low sensitivities
of smear microscopy and culture, these issues
received less attention than the five main barriers
identified in this study. Our results serve as a reminder
that with proper clinician training, childhood TB can
be diagnosed clinically, and that most barriers to its
detection are rooted in the socio-economic charac-
teristics of TB-affected communities and the health
systems that serve them. A more sensitive assay may
not be available for many years. In the meantime,
community education and health system improve-
ments may increase detection of this disease.
First, interventions that address TB-related igno-
rance and stigma may encourage health care-seeking
behaviors. Case detection in Pakistan and Colombia
increased after multimedia public service announce-
ments were made encouraging individuals with
prolonged cough to seek medical attention.31,32 In
Ethiopia, TB clubs (support groups for TB patients)
identified and referred 69% of all new cases over a 6-
month period.33 This low-cost, community-led ini-
tiative reduced TB stigma in both Ethiopia and
Nicaragua.34,35 These and other interventions, such
as a TB stigma reduction toolkit,36 could be adapted
for childhood TB and Peru. To establish best
practices, their efficacy should be assessed with
standardized knowledge and stigma scales.35,37–41
Second, household contact investigation, a high-
yield and cost-effective case-finding strategy for
childhood TB, should be strengthened.15,42–46 Peru’s
NTP mandates contact investigation, but resource
restraints limit its implementation.21,47 The NTP may
consider prioritizing high-risk households, such as
those with a sputum-positive index case, drug-
resistant disease, or children aged ,5 years.42 Other
ways to strengthen contact investigation include
improving the index patient’s TB literacy, a factor
associated with increased adherence to contact
investigation,48 and using text messaging to remind
patients to take household members for evaluation.
Lima-area focus groups indicated that TB patients
would accept the latter approach.49 Moreover, the
ubiquity of mobile phones, present in 88.5% of Lima
households in 2013, and the minimal cost of text
messaging, would increase feasibility and cost-effi-
ciency.
Third, Peru should reinforce its national policy
guaranteeing free TB evaluation and care at MOH
facilities.21,47 Peru has taken steps to improve access
to these services, as patients previously had to show
proof of health insurance. Although individuals living
at or below the poverty line qualified for free public
health insurance, they could not register for this
coverage without a national identification card,
which many poor people lack.50 As of December
2014, patients no longer need to show national
identification or health insurance documentation to
access TB care.51 This is a step forward, but more
diagnostic supplies and functioning equipment are
also needed.
Fourth, training health center providers to detect
childhood TB may shorten the time to diagnosis and
avoid the cost and inconvenience of referral to
hospitals. Accessible reference materials and contin-
ued monitoring may be important components of
training. Childhood case notifications in Bangladesh
and Pakistan increased when health worker training
was accompanied by continued monitoring and the
//titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 6
6 The International Journal of Tuberculosis and Lung Disease
distribution of clinical reference guides, which
presented practical tips relevant to medical practice
in a clear, concise format.52,53 In contrast, in South
Africa, an isolated 1-day course to teach pediatric
chest radiograph interpretation met with limited
success.54 More work is needed to identify the most
effective approaches to training primary care provid-
ers to recognize and evaluate childhood TB.
Finally, given the shortage in health center person-
nel, CHWs could help identify and evaluate TB
suspects. There is growing evidence that well-trained
CHWs improve various health outcomes, including
increased TB case detection, in diverse settings.55–58
Furthermore, community members may be more
effective than health providers in referring individuals
with TB symptoms.33,56 Previous experiences have
shown that CHWs facilitate community-based hu-
man immunodeficiency virus (HIV) and TB treatment
programs in Lima,57,58 and sustainable strategies are
needed to incentivize and retain this workforce.
Our study had limitations. It was conducted in a
single location, and findings may not be generalizable
to other settings. In addition, we were unable to
collect and analyze data continuously to the point of
saturation.59 However, we established the number of
sessions a priori, and the amount of new information
contained in the last few transcripts was minimal.
Moreover, previously established guidelines suggest-
ed that our sample size would achieve the point of
data saturation.60 Finally, the majority of participants
in all but the physician focus groups were women
(Table 2). The dearth of fathers/male guardians may
have resulted in an under-appreciation of diagnostic
barriers that affect men more than women. For
example, because they are frequently employed
outside of their communities, men may experience
greater inconvenience due to travel time and the
inflexible hours of health care facilities.61 Male
nurses, nursing technicians, and CHWs may also
face obstacles not captured in our study. However, we
believe that the gender distribution of the focus
groups represents the local workers and primary care
givers for children.
CONCLUSION
This qualitative study described obstacles to child-
hood TB diagnosis faced by primary care providers
and patients’ families. Our findings demonstrate that
many barriers to childhood TB detection stem from
socio-economic and health system problems, which
must be addressed alongside efforts to develop more
sensitive and setting-appropriate diagnostic technol-
ogies.
Acknowledgements
The authors thank the study participants; moderators S Soto, J
Jimenez, and K Tintaya; and Socios En Salud volunteers M
Lindeborg, L Ostrer, D Vyas, K Reifler, Y Leung, and N Tyagi. We
also thank J Starke and N Parker VanValkenburgh for their
valuable feedback on earlier versions of this manuscript.
Funding was provided by the David Rockefeller Center for Latin
American Studies at Harvard University, Boston, MA, USA.
Conflicts of interest: none declared.
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Barriers to childhood TB diagnosis 9
R E S U M E
C O N T E X T E : En 2012, le Programme National
Tuberculose (PNT) du P´erou a d´eclar´e que les enfants
de 0–14 ans repr´esentaient 7,9% de l’incidence de la
tuberculose (TB) dans le pays. Cette estimation est
probablement sous-´evalu´ee en raison d’un diagnostic
insuffisant de la TB de l’enfant.
O B J E C T I F : Identifier les obstacles au diagnostic de la
TB de l’enfant `a Lima, P´erou.
S C H E´ M A : Grˆace `a des guides semi-structur´es, les
animateurs ont r´ealis´e des entretiens approfondis avec
quatre administrateurs du PNT et cinq pneumologues
sp´ecialis´es dans la TB et 10 groupes focaux avec 53
soignants de premier niveau, des travailleurs de sant´e
communautaire (HCW) et les parents et/ou responsables
des enfants atteints de TB. Deux auteurs ont r´ealis´e
ind´ependamment une analyse th´ematique inductive et
identifi´e des th`emes ´emergents.
R E´ S U LT A T S : Les participants ont identifi´e cinq
obstacles au diagnostic de la TB de l’enfant :
l’ignorance et la stigmatisation dans les communaut´es,
une investigation insuffisante des sujets contacts, un
acc`es limit´e aux tests de diagnostic, un personnel des
centre de sant´e insuffisamment form´e, et la p´enurie de
prestataires.
C O N C L U S I O N : Les efforts r´ecents visant `a augmenter
la d´etection de la TB de l’enfant ont ´et´e centr´es sur
l’´elaboration de techniques nouvelles. Cependant, nos
r´esultats montrent que de nombreux obstacles au
diagnostic sont enracin´es dans des probl`emes
socio´economiques et li´es au syst`eme de sant´e. Parmi les
solutions potentielles, on peut envisager la mise en
œuvre de campagnes multim´edia et d’´education sanitaire
des communaut´es afin de r´eduire l’ignorance et la
stigmatisation, de donner la priorit´e `a l’investigation
des contacts dans les foyers `a haut risque et de former des
prestataires de sant´e de niveau primaire et des HCW
pour reconnaˆıtre et ´evaluer la TB de l’enfant.
R E S U M E N
C O N T E X T O: En el 2012, la Estrategia Sanitaria
Nacional de Prevenci´on y Control de la Tuberculosis
(ESN-PCT) de Per´u inform´o que los ni˜nos entre 0–14
a˜nos representaban el 7,9% de la incidencia nacional de
la tuberculosis (TB). Esta cifra es probablemente
subestimado debido a las dificultades en el diagn´ostico
de la TB pedia´trica.
O B J E T I V O: Identificar las barreras para el diagn´ostico
de la TB pedia´trica en Lima, Per´u.
D I S E ˜NO: Utilizando gu´ıas semiestructuradas, un grupo
de moderadores realizaron entrevistas en profundidad a
cuatro administradores de la ESN-PCT y cinco
neum ´ologos especializados en TB. As´ı mismo se
realiz ´o 10 grupos focales con 53 proveedores de
atenci´on primaria, agentes de salud comunitaria, y
padres y/o tutores de pacientes con TB pedia´trica. Dos
autores independientes realizaron el ana´lisis tema´tico
inductivo e identificaron los temas emergentes.
R E S U LT A D O S: Participantes identificaron cinco
barreras al diagn´ostico de la TB pedia´trica: ignorancia
y estigma entre la comunidad, insuficiente uso de la
investigaci´on de contactos, acceso limitado a estudios de
diagn´ostico, capacitaci´on inadecuada del personal de los
centros de salud, y la escasez de proveedores.
C O N C L U S I O´ N: Los recientes esfuerzos para aumentar la
detecci´on de la TB pedia´trica se han enfocado en el
desarrollo de nuevas tecnolog´ıas. Sin embargo, nuestros
resultados demuestran que muchas barreras se basan en
problemas socioecon´omicos y debilidades del sistema de
salud. Posibles soluciones incluyen realizar campa˜nas
multimedia y educaci ´on de la comunidad para
incrementar el conocimiento y disminuir el estigma,
priorizaci´on en los hogares de alto riesgo el estudio de
contactos, y la capacitaci´on de proveedores de atenci´on
primaria y a los agentes salud comunitario para
reconocer y evaluar la TB pedia´trica.
//titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 10
Barriers to childhood TB diagnosis i
Queries for jtld-19-10-08
1. Author: we found the following for reference 21: Ministerio de Salud. Norma te´cnica de salud para la atencio´n
integral de las personas afectadas por tuberculosis. NTS N8104-MINSA/DGSP V.01. Lima, Peru: Ministerio de
Salud, 2013. http://190.223.45.115/newtb/Archivos/NormaTecnica.pdf. Correct? Ed
//titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08q.3d Friday, 7 August 2015 11:06 am Allen Press, Inc. Page 1

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Barriers to pediatric TB diagnosis 2015

  • 1. INT J TUBERC LUNG DIS 19(10):000–000 Q 2015 The Union http://dx.doi.org/10.5588/ijtld.15.0178 Barriers to the diagnosis of childhood tuberculosis: a qualitative study S. S. Chiang,*† S. Roche,‡ C. Contreras,§ V. Alarc ´on,¶ H. del Castillo,# M. C. Becerra,†§** L. Lecca§ *Section of Infectious Diseases, Department of Pediatrics, Baylor College of Medicine, Houston, Texas, † Department of Global Health and Social Medicine, Harvard Medical School, Boston, ‡ Boston University School of Public Health, Boston, Massachusetts, USA; § Socios En Salud Sucursal Peru (Partners In Health), Lima, ¶ Estrategia Sanitaria Nacional de Prevenci ´on y Control de Tuberculosis, Ministerio de Salud, Lima, # Instituto Nacional de Salud del Ni ˜no, Lima, Peru; **Division of Global Health Equity, Brigham and Women’s Hospital, Boston, Massachusetts, USA S U M M A R Y S E T T I N G : In 2012, Peru’s National Tuberculosis Pro- gram (NTP) reported that children aged 0–14 years accounted for 7.9% of the country’s tuberculosis (TB) incidence. This figure is likely an underestimate due to suboptimal diagnosis of childhood TB. O B J E C T I V E : To identify barriers to childhood TB diagnosis in Lima, Peru. D E S I G N : Using semi-structured guides, moderators conducted in-depth interviews with four NTP adminis- trators and five pulmonologists specializing in TB and 10 focus groups with 53 primary care providers, community health workers (CHWs), and parents and/ or guardians of pediatric TB patients. Two authors independently performed inductive thematic analysis and identified emerging themes. R E S U LT S : Participants identified five barriers to child- hood TB diagnosis: ignorance and stigma among the community, insufficient contact investigation, limited access to diagnostic tests, inadequately trained health center staff, and provider shortages. C O N C L U S I O N : Recent efforts to increase childhood TB detection have centered on the development of new technologies. However, our findings demonstrate that many diagnostic barriers are rooted in socio-economic and health system problems. Potential solutions include implementing multimedia campaigns and community education to reduce ignorance and stigma, prioritizing contact investigation for high-risk households, and training primary care providers and CHWs to recognize and evaluate childhood TB. K E Y W O R D S : focus group; in-depth interview; socio- economic disparities; stigma; health care provider training IN 2012, PERU’S NATIONAL TB Program (NTP) reported that children aged 0–14 years accounted for 7.9% of its tuberculosis (TB) incidence of 95 per 100 000 person-years (py).1,2 This figure is likely an underestimate due to suboptimal diagnosis among children. Childhood TB experts have long argued that pediatric case notifications in low- and middle- income countries (LMICs) such as Peru, underesti- mate the true burden of disease.3–6 Two lines of evidence support this assertion. First, the proportion of childhood cases correlates directly with TB incidence. Data from high-incidence regions with rigorous surveillance demonstrate that childhood cases comprise 15–39% of the total TB caseload.7–9 In contrast, the United States reported a 2011 TB incidence of 3.4/100 000 py, and attributed 6% of its cases to children.10 As Peru has a 28-fold higher TB incidence, it is unlikely that children would account for only 7.9% of its cases. Second, recent modeling studies independently concluded that the World Health Organization (WHO) underestimated the 2010 global childhood TB caseload by at least 30%.1,11,12 The WHO derived the annual estimate from case notifications, and adjusted for under- diagnosis and underreporting; however, the same correction factor was used for adults and children. In contrast, the modeling studies adjusted for additional diagnostic challenges specific to childhood disease. An important reason for the suboptimal diagnosis of childhood TB is its paucibacillary nature, which reduces the sensitivity of acid-fast smear microscopy and mycobacterial culture.13 The inability of most children to expectorate sputum further complicates diagnosis. Although research efforts have increasingly focused on the development of more sensitive technologies, no new tool has demonstrated greater Correspondence to: Silvia S Chiang, Section of Infectious Diseases, Department of Pediatrics, Baylor College of Medicine, Suite 1120, 1102 Bates Street, Houston, TX 77030, USA. Tel: (þ1) 832 824 4330. Fax: (þ1) 832 825 4347. e-mail: schiang@ alumni.stanford.edu Article submitted 24 February 2015. Final version accepted 25 May 2015. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 1
  • 2. sensitivity than culture.14 In the absence of microbi- ological confirmation, physicians make a clinical diagnosis using the tuberculin skin test (TST), epidemiologic clues, and clinical and radiographic findings. Although clinical diagnosis also has limita- tions, experienced clinicians have used it effectively for decades.15–17 The challenges of childhood TB diagnosis have been well described by clinical studies and expert opinion.13,15,16,18,19 However, only one study has reported the perspectives of front-line health care providers or affected families.20 An understanding of the experiences of these groups is crucial to increasing case detection. In this qualitative study, we sought to identify obstacles to childhood TB diagnosis faced by primary care providers and patients’ families. STUDY POPULATION AND METHODS Setting El Agustino and La Victoria, two of Lima’s 43 districts, were chosen as the setting due to their high TB incidence, at respectively 224 and 195/100 000 py (unpublished data, Peruvian NTP), which exceeded Lima’s overall 2012 TB incidence of 148/100 000 py.2 In Peru, 78% of TB patients receive care through the Ministry of Health (MOH),1 which runs neighbor- hood-based primary health centers with designated NTP providers. NTP physicians diagnose TB and prescribe treatment; NTP nurses and nursing techni- cians supervise treatment, educate patients, perform contact investigations, and administer TSTs;21 and volunteer community health workers (CHWs) assist nurses and nursing technicians. Many NTP providers also have non-TB-related responsibilities, such as administering vaccines. When needed, health center physicians refer patients to MOH hospitals to see NTP-affiliated pulmonologists specialized in TB. Methods In June and July 2012, we conducted 10 focus group discussions (FGDs) with 53 NTP health center providers, CHWs, and parents and/or guardians of TB patients aged 0–14 years. In-depth interviews with four NTP administrators and five pulmonologists added a broader perspective to the issues explored in the FGDs. We conducted in-depth interviews instead of FGDs to capture the depth and diversity of the key informants’ professional experiences. (The administra- tors had various functions within the NTP, and pulmonologists practiced in different hospital settings.) Four female Peruvian staff members of Socios En Salud (SES), a non-governmental organization (NGO) that has collaborated with Peru’s NTP since 1996, served as moderators for the FGDs and conducted the interviews. Moderators had previous experience in facilitating FGDs and no prior rela- tionships with the participants. After explaining that their goal should be to understand participants’ experiences with childhood TB, moderators conduct- ed the sessions using semi-structured guides devel- oped by the authors (Table 1). We purposefully sampled NTP providers, CHWs, and parents and/or guardians at the eight (of 16 total) health centers in El Agustino and La Victoria with the highest pediatric TB caseloads. Table 2 details the eligibility criteria and composition of the FGDs. Key informants for the nine in-depth interviews were chosen because their administrative or clinical catch- ment areas included El Agustino and/or La Victoria. Moderators invited FGD participants in person, and authors invited key informants by telephone. Of 64 invited FGD participants, 11 (17%) declined due to time constraints. All invited key informants participated. Due to budget and staffing limitations, we could not employ an iterative process of data collection and analysis to the point of saturation. The number and size of sessions were therefore deter- mined a priori based on previously established guidelines.22,23 FGDs and in-depth interviews were conducted in Spanish, lasted 60–90 min, and took place in private in SES conference rooms. No repeat interviews were conducted. With participant consent, moderators took field notes and audio-recorded all sessions; recordings were transcribed verbatim. Participants signed written informed consent and received reimbursement for round-trip travel to SES. The Institutional Review Boards of the MOH (Direcci´on de Salud IV Lima Este), Universidad Peruana Cayetano Heredia, Lima, Peru, and Harvard Medical School, Boston, MA, USA, approved the study. Data analysis Audio recordings were transcribed and uploaded to NVivo version 10 (QSR International, Melbourne, VIC, Australia). SSC and SR, both fluent in Spanish, independently analyzed the data in Spanish using conventional content analysis, an inductive ap- proach.24,25 These authors first read and listened to the transcripts to obtain an overall understanding of the data. Based on their initial impressions of the data, they developed English-language codes that represent- ed and organized the concepts expressed in the text. The authors refined and finalized the codes after testing them on a sample of the transcripts. They then coded all transcripts and identified emerging themes that represented similar ideas or different facets of the same topic. To ensure inter-observer reliability, the authors resolved coding discrepancies after each step and reached a consensus on emerging themes. All moderators reviewed and agreed with the findings. RESULTS Overall, there was consensus among participants that //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 2 2 The International Journal of Tuberculosis and Lung Disease
  • 3. childhood TB was under-diagnosed in Peru, although one pulmonologist and two NTP officials believed the number of missed cases to be small. Five main diagnostic barriers emerged from the discussions: ignorance and stigma among the community, insuf- ficient contact investigation, limited access to diag- nostic tests, inadequately trained health center staff, and provider shortages. While participants men- tioned the challenge of sputum collection and the low sensitivities of smear microscopy and culture, these issues received less attention than the other five barriers. Ignorance and stigma Participants identified two reasons why children with symptomatic TB present to medical care late or not at Table 1 Focus group and in-depth interview questions Participants Questions (translated into English from the original Spanish)* Pulmonologists and NTP administrators (IDIs) What is your general opinion about the childhood TB situation in Peru? Do you think that the number of childhood TB cases that the MOH has reported is accurate? Do you think the number is under-estimated or over-estimated? Please explain. Do you think there are sufficient resources to diagnose children with TB in Peru? What is missing? What is the evaluation process for a child suspected of having TB? What problems have you observed in the diagnostic process for a child with TB? Physicians only: Have you ever had doubts in deciding whether or not a child had TB? When this occurs, what do you do? Have you ever ordered a TB diagnostic test in a child that could not be obtained? Please explain why the test could not be obtained and what you did to continue the diagnostic evaluation. Physicians only: How often do you see cases of children suspected of having TB? Who referred these children to you? Why do you think the health centers made these referrals? Have you ever thought that a referral was made unnecessarily, that the diagnosis could have been made in the health center? Do you think the MOH health centers have sufficient human resources and supplies to diagnose childhood TB? What is your opinion of the current level of contact investigation? What would you do to improve the diagnosis of childhood TB? NTP physicians, nurses, and nursing technicians working at health centers (FGDs) Have you ever participated in a training session on childhood TB? If so, when and where? Where did you learn what you know about childhood TB? Do you think you have sufficient knowledge to diagnose children with this disease? What methods are used in your health center to obtain a sputum sample from childhood TB suspects? Have you ever ordered a TB diagnostic test in a child that could not be obtained? Please explain why the test could not be obtained and what you did to continue the diagnostic evaluation. Have you ever referred children suspected of having TB to a pulmonologist? Why? How easy is it to make this referral? Physicians only: Have you ever had doubts in deciding whether or not a child had TB? When this occurs, what do you do? What activities do you do in your health center to look for contacts of TB patients? Are there limitations to contact tracing? If so, what? Do you think there are childhood TB cases in your community that are not being identified? If so, why are these cases not being identified? In your opinion, how could the detection of childhood TB be improved? What type of support would you need to improve the evaluation and diagnosis of childhood TB in your health center? Community health promoters (FGDs) Have you ever participated in a training session on childhood TB? If so, when and where? Where did you learn what you know about childhood TB? Do you think you have sufficient knowledge to diagnose children with this disease? Do you think the diagnostic process for children suspected of having TB is the same as for adults suspected of having TB? What would you do if there were children living in the same household as an adult TB patient in your community? Do you think these children are at risk for contracting TB? When situations like this one occur in your community, do the children generally present to the health center for evaluation? Have you ever referred children suspected of having TB to the health center for evaluation? How easy was this referral? Do you think the health center you work with has sufficient human resources and supplies to diagnose childhood TB? What activities do you do in your health center to look for contacts of TB patients? Are there limitations to contact tracing? If so, what? Do you think there are childhood TB cases in your community that are not being identified? If so, why are these cases not being identified? In your opinion, how could the detection of childhood TB be improved? What type of support would you need to improve the evaluation and diagnosis of childhood TB in your health center? Parents of pediatric TB patients (FGDs) Who diagnosed your child with TB? Where was your child diagnosed? What did you think of the care that your child received in the health center? What specialists have seen your child and where? Has your child seen a pulmonologist at a hospital? What did you think of the specialist care that your child received? There are many children who do not present to a health center for TB evaluation until they have severe symptoms. In your opinion, what are the reasons for this delay in presenting to a health center? * Questions were designed to elicit general impressions of barriers to childhood TB diagnosis and to explore health-system related challenges. Questions were not piloted. IDI ¼ in-depth interview; TB ¼ tuberculosis; MOH ¼ Ministry of Health; FGD ¼ focus group discussion; NTP ¼ National Tuberculosis Program. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 3 Barriers to childhood TB diagnosis 3
  • 4. all: parental ignorance about TB and pervasive stigma against TB patients in the community. Parents may not recognize symptoms or may attribute them to minor ailments: [Another] obstacle [to diagnosis] is that the mother does not to bring the child because she does not realize that her child is coughing. . .Sometimes [patients] think that [children with cough] have allergies or colds. . .They do not think of the possibility of TB. They do not think TB will happen to them as long as they eat well . . . (Nurse, Focus Group 4). This quote also illustrates the widespread belief that good nutrition immunizes against TB, and this belief—intertwined with social class—leads families to deny their susceptibility to TB. As one nurse explained, ‘Middle-class people do not believe that their children can get tuberculosis. They say, ‘How can my children get tuberculosis if they eat well?’’ (Nurse, Focus Group 4). One physician reported a family that lost two persons to TB; nevertheless, despite multiple home visits from social workers, the remaining household members refused evaluation because they did not believe members of their socio- economic class were susceptible to TB (Focus Group 1). Stigma can affect care-seeking behaviors even among families who recognize their vulnerability to TB. Household contacts of TB patients commonly refuse TSTs ‘because they feel shame’ (Nursing Technician, Focus Group 5). When asked why families may not take symptomatic children for evaluation, one mother replied, ‘It may be because of shame that [the illness] might be TB’ (Focus Group 10). One father admitted using the back entrance to the health center’s anti-tuberculosis treatment area to avoid being seen (Focus Group 10). Although not all families experienced TB-related discrimination, some parents reported that because of the illness, they and their children had been the subjects of disdainful looks, gossip, and avoidance. Insufficient contact investigation Participants reported infrequent use of contact investigation to identify childhood TB cases. Some families refuse evaluation due to stigma or denial, but others may not undergo assessment for logistical reasons. A nurse estimated, ‘Of the [contacts] that I report. . . 60% are evaluated, and the other 40% are never evaluated for a thousand reasons. They do not have time, they work all day, they cannot miss school,’ (Focus Group 4). Health center personnel conduct home visits to evaluate contacts who do not show up at the health center. However, barriers to home visits include providers having to pay for their own transportation and being unable to locate families who have moved. Furthermore, several female staff members expressed safety concerns, which are exacerbated by personnel shortages: The area [around my health center]. . .is danger- ous. . .I cannot go out [to place TSTs] alone. . . When I request that a colleague accompany me, that person is administering vaccines. . .I also cannot leave if there is no other NTP provider [at the health center]. . .A nurse was robbed the other day. (Nurse, Focus Group 4) Frequent tuberculin shortages are another obstacle to contact investigation. One physician tried to circumvent the tuberculin shortage at his health center by referring children to a nearby hospital for TST placement; however, the children never returned for test interpretation (Focus Group 1). Table 2 Focus group eligibility criteria and composition Focus group Eligibility criteria* Participants n Female participants n (%) 1 NTP physicians currently working at a health center in El Agustino for 73 months 6 2 (33) 2 NTP physicians currently working at a health center in La Victoria for 73 months 4 1 (25) 3 NTP nurses currently working at a health center in El Agustino for 73 months 7 7 (100) 4 NTP nurses currently working at a health center in La Victoria for 73 months 3 3 (100) 5 NTP nursing technicians currently working at a health center in El Agustino for 73 months 6 5 (83) 6 NTP nursing technicians currently working at a health center in La Victoria for 73 months 6 6 (100) 7 Currently active community health promoters in El Agustino with 76 months’ experience in TB control activities 6 6 (100) 8 Currently active community health promoters in La Victoria with 76 months’ experience in TB control activities 6 6 (100) 9 Parents and/or guardians of children who had received treatment for TB disease in the past 6 months; treatment must have been administered at a health center in El Agustino 4 3 (75) 10 Parents and/or guardians of children who had received treatment for TB disease in the past 6 months; treatment must have been administered at a health center in La Victoria. 5 4 (80) * We required 73 months’ experience for NTP staff and 76 months’ experience for health promoters to ensure that participants had sufficient professional experience to contribute to FGDs. The minimum experience for health promoters was longer because, unlike staff, they do not work regular hours. We recruited parents or guardians of recently treated children for two reasons. First, participants recall recent events more accurately, and second, their experiences are more likely to reflect current NTP policies and practices. Eligibility criteria for all groups included informed consent. NTP ¼ National Tuberculosis Program; TB ¼ tuberculosis; FGD ¼ focus group discussion. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 4 4 The International Journal of Tuberculosis and Lung Disease
  • 5. Limited access to diagnostic tests Health centers often lack the necessary equipment to diagnose childhood TB. In addition to tuberculin shortages, participants reported a lack of properly functioning radiograph machines. Physicians are most likely to solve this problem by referring patients to private facilities: [The radiograph machine] broke about 3 years ago and has not been fixed. . . We have the support of [another] health center that does chest radio- graphs. I asked for [a radiograph there] once but never again because the quality was very low. . .It is easier to tell the patient to go [to a private facility] for the radiograph (Physician, Focus Group 1). Physicians related that they rarely send patients to MOH hospitals for radiographs because of the long wait for the patient and the large amount of paperwork for the referring provider. Moreover, some providers did not know that TB patients could obtain free chest radiographs at MOH facilities. As private facilities charge for radiographs, patients often delay or forgo this test. A pulmonologist explained: ‘Many patients do not come to their appointments because they have not even one sol [US$0.35] for transportation, much less for their chest radiograph and [other] exams’ (Interview 6). Parents also reported having to purchase gastric aspirate supplies, sometimes with help from non- governmental organizations or community groups. According to one CHW, ‘The [families] are poor. They do not have enough money for the gastric aspirate . . .We raise money to buy [the supplies] for them because otherwise they do not come [for the procedure],’ (Focus Group 8). Inadequately trained health center staff Even when diagnostic tests are obtained, health center providers may lack the training and confidence to interpret the results. One NTP administrator worried that ‘not everyone has the necessary exper- tise’ to place and interpret TSTs correctly (Interview 8). Multiple health center physicians admitted feeling uncomfortable reading pediatric radiographs. Nurses also perceived this lack of skill: Not all the [health center] physicians. . .know how to read a [pediatric] chest radiograph. . .So. . .I gather all my [pediatric] chest radiographs. . .and I take them to Dr. [pulmonologist’s name omitted]. If he is not sure, then I call Dr. [second pulmonologist’s name omitted] (Focus Group 3). In general, providers found childhood TB diagnosis difficult, but not one FGD participant had attended childhood TB training because sessions occurred so rarely. According to one physician, ‘TB trainings are all about adults. . . We are used to taking care of adults, but taking care of children is completely different’ (Focus Group 2). Provider shortages Health center physicians do not regularly consult pulmonologists to diagnose adult TB, but because they lack the confidence to diagnose childhood TB, they routinely refer children (Physicians, Focus Groups 1 and 2). However, ‘the [physicians] who have the most experience managing pediatric TB are pediatric pulmonologists, and there are no more than 20 [in Peru]’ (NTP Administrator, Interview 5). Moreover, not all pediatric pulmonologists see TB patients (Nurses, Focus Groups 3 and 4). Therefore, children may be evaluated by adult pulmonologists. The delay to see a specialist may be 1–2 months (Nurses and Nursing Technicians, Focus Groups 4 and 5). Parents reported additional delays on the day of the appointment: ‘At the hospital, they make us wait hours. . .Sometimes you have to go look for the doctor yourself. . ..’ (Focus Group 9). Moreover, hospitals reject patients who do not have their referral forms completed correctly or are not accompanied by health center personnel, who provide the pulmonologist with the patient’s history and test results. The latter requirement is onerous for busy health center staff: ‘[We] arrive [at the hospital] in the morning and leave in the afternoon. But if [we] are not present, the doctor will not see the patient’ (Nurse, Focus Group 3). Due to these obstacles, patients may be sent to multiple health establishments multiple times before receiving a proper evaluation. Both parents and providers used the slang term pelotear—which means ‘to throw around like a ball’—to describe how patients are treated by the health care system (Focus Groups 1, 3, and 9). Providers and parents expressed the need for more childhood TB specialists, but the financial limitations of the MOH make hiring more pulmonologists an unlikely prospect. The MOH, which manages 78% of Peru’s TB caseload,1 cannot compete with the salaries at private medical facilities: After a maximum of 11 hours at my job in the [private] clinic, I earn more than my job here at the [MOH] hospital as chief. . .The [name of private clinic omitted] has. . . opened many branches. With each branch opening, they hire away two pulmonologists [from the MOH]. . .They have far more pulmonologists than the Ministry [of Health]. . . (Pulmonologist, Interview 6) Provider shortages at the primary care level also adversely affect childhood TB diagnosis. The low number of smear microscopy technicians at health centers jeopardizes the quality of test interpretation: ‘At the current rate, we are exceeding what a //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 5 Barriers to childhood TB diagnosis 5
  • 6. technician can [properly] do. . .Samples are not being processed well’ (Pulmonologist, Interview 2). The workload also exceeds the capacity of NTP physicians, nurses, and nursing technicians—partic- ularly if they have other non-TB responsibilities. As one NTP administrator related, There is a lot of work and not just for TB. . .I ask for information from the health center, and the health center responds that the person in charge of TB has gone out to work on other cam- paigns. . .vaccines. . .dengue. . . (Interview 5) Parents complained about lack of access to health center physicians as well. One mother shared, To date, the physician still has not examined my daughter, and. . .every time I go to speak with her, I am told that she does not have time, that she has too many patients to see, that [NTP nurses and nursing technicians] will see my daughter in the afternoon... (Focus Group 9) CHWs help health center staff with the workload, but participants reported recent attrition in CHW numbers because they no longer received incentives (previously provided by NGOs) for their efforts. One physician even witnessed ‘CHWs who come to the health center. . .for medical attention for a relative, and they are denied care. . .after that they often stop volunteering’ (Focus Group 1). DISCUSSION The experiences described in this study illustrate barriers at every step of the childhood TB diagnostic process, from case finding to diagnostic testing and clinical evaluation. Other reports from Lima corrob- orate our findings of childhood TB knowledge deficits among providers, insufficient sputum pro- cessing capacity, significant out-of-pocket diagnostic and transportation costs for patients, frequent diag- nostic supply shortages, and TB stigma in the community.26–30 We found one other qualitative study that examined challenges to childhood TB diagnosis. In that study, Tanzanian primary care providers, like our participants, reported feeling inadequately trained to recognize and diagnose childhood TB.20 While participants acknowledged the challenge of sputum collection in children and the low sensitivities of smear microscopy and culture, these issues received less attention than the five main barriers identified in this study. Our results serve as a reminder that with proper clinician training, childhood TB can be diagnosed clinically, and that most barriers to its detection are rooted in the socio-economic charac- teristics of TB-affected communities and the health systems that serve them. A more sensitive assay may not be available for many years. In the meantime, community education and health system improve- ments may increase detection of this disease. First, interventions that address TB-related igno- rance and stigma may encourage health care-seeking behaviors. Case detection in Pakistan and Colombia increased after multimedia public service announce- ments were made encouraging individuals with prolonged cough to seek medical attention.31,32 In Ethiopia, TB clubs (support groups for TB patients) identified and referred 69% of all new cases over a 6- month period.33 This low-cost, community-led ini- tiative reduced TB stigma in both Ethiopia and Nicaragua.34,35 These and other interventions, such as a TB stigma reduction toolkit,36 could be adapted for childhood TB and Peru. To establish best practices, their efficacy should be assessed with standardized knowledge and stigma scales.35,37–41 Second, household contact investigation, a high- yield and cost-effective case-finding strategy for childhood TB, should be strengthened.15,42–46 Peru’s NTP mandates contact investigation, but resource restraints limit its implementation.21,47 The NTP may consider prioritizing high-risk households, such as those with a sputum-positive index case, drug- resistant disease, or children aged ,5 years.42 Other ways to strengthen contact investigation include improving the index patient’s TB literacy, a factor associated with increased adherence to contact investigation,48 and using text messaging to remind patients to take household members for evaluation. Lima-area focus groups indicated that TB patients would accept the latter approach.49 Moreover, the ubiquity of mobile phones, present in 88.5% of Lima households in 2013, and the minimal cost of text messaging, would increase feasibility and cost-effi- ciency. Third, Peru should reinforce its national policy guaranteeing free TB evaluation and care at MOH facilities.21,47 Peru has taken steps to improve access to these services, as patients previously had to show proof of health insurance. Although individuals living at or below the poverty line qualified for free public health insurance, they could not register for this coverage without a national identification card, which many poor people lack.50 As of December 2014, patients no longer need to show national identification or health insurance documentation to access TB care.51 This is a step forward, but more diagnostic supplies and functioning equipment are also needed. Fourth, training health center providers to detect childhood TB may shorten the time to diagnosis and avoid the cost and inconvenience of referral to hospitals. Accessible reference materials and contin- ued monitoring may be important components of training. Childhood case notifications in Bangladesh and Pakistan increased when health worker training was accompanied by continued monitoring and the //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 6 6 The International Journal of Tuberculosis and Lung Disease
  • 7. distribution of clinical reference guides, which presented practical tips relevant to medical practice in a clear, concise format.52,53 In contrast, in South Africa, an isolated 1-day course to teach pediatric chest radiograph interpretation met with limited success.54 More work is needed to identify the most effective approaches to training primary care provid- ers to recognize and evaluate childhood TB. Finally, given the shortage in health center person- nel, CHWs could help identify and evaluate TB suspects. There is growing evidence that well-trained CHWs improve various health outcomes, including increased TB case detection, in diverse settings.55–58 Furthermore, community members may be more effective than health providers in referring individuals with TB symptoms.33,56 Previous experiences have shown that CHWs facilitate community-based hu- man immunodeficiency virus (HIV) and TB treatment programs in Lima,57,58 and sustainable strategies are needed to incentivize and retain this workforce. Our study had limitations. It was conducted in a single location, and findings may not be generalizable to other settings. In addition, we were unable to collect and analyze data continuously to the point of saturation.59 However, we established the number of sessions a priori, and the amount of new information contained in the last few transcripts was minimal. Moreover, previously established guidelines suggest- ed that our sample size would achieve the point of data saturation.60 Finally, the majority of participants in all but the physician focus groups were women (Table 2). The dearth of fathers/male guardians may have resulted in an under-appreciation of diagnostic barriers that affect men more than women. For example, because they are frequently employed outside of their communities, men may experience greater inconvenience due to travel time and the inflexible hours of health care facilities.61 Male nurses, nursing technicians, and CHWs may also face obstacles not captured in our study. However, we believe that the gender distribution of the focus groups represents the local workers and primary care givers for children. CONCLUSION This qualitative study described obstacles to child- hood TB diagnosis faced by primary care providers and patients’ families. Our findings demonstrate that many barriers to childhood TB detection stem from socio-economic and health system problems, which must be addressed alongside efforts to develop more sensitive and setting-appropriate diagnostic technol- ogies. Acknowledgements The authors thank the study participants; moderators S Soto, J Jimenez, and K Tintaya; and Socios En Salud volunteers M Lindeborg, L Ostrer, D Vyas, K Reifler, Y Leung, and N Tyagi. We also thank J Starke and N Parker VanValkenburgh for their valuable feedback on earlier versions of this manuscript. Funding was provided by the David Rockefeller Center for Latin American Studies at Harvard University, Boston, MA, USA. Conflicts of interest: none declared. References 1 World Health Organization. Global tuberculosis report, 2013. WHO/HTM/TB/2013.11. Geneva, Switzerland: WHO, 2013. http://apps.who.int/iris/bitstream/10665/91355/1/ 9789241564656_eng.pdf. Accessed July 2015. 2 Ministerio de Salud. Sala situacional de tuberculosis 2012. 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Measuring stigma associated with tuberculosis and HIV/AIDS in southern Thailand: exploratory and confirmatory factor analyses of two new scales. Trop Med Int Health 2008; 13: 21–30. 41 Viney K A, Johnson P, Tagaro M, et al. Tuberculosis patients’ knowledge and beliefs about tuberculosis: a mixed methods study from the Pacific Island nation of Vanuatu. BMC Public Health 2014; 14: 467. 42 World Health Organization. Recommendations for investigating contacts of persons with infectious tuberculosis in low- and middle-income countries. WHO/HTM/TB/2012.9 Geneva, Switzerland: WHO, 2012. http://apps.who.int/iris/ bitstream/10665/77741/1/9789241504492_eng.pdf. Accessed July 2015. 43 Becerra M C, Pachao-Torreblanca I F, Bayona J, et al. Expanding tuberculosis case detection by screening household contacts. Public Health Rep 2005; 120: 271–277. 44 Mandalakas A M, Hesseling A C, Gie R P, Schaaf H S, Marais B J, Sinanovic E. 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BMC Health Serv Res 2011; 11: 187. 53 Talukder K, Salim M A, Jerin I, et al. Intervention to increase detection of childhood tuberculosis in Bangladesh. Int J Tuberc Lung Dis 2012; 16: 70–75. 54 Seddon J A, Padayachee T, Du Plessis A M, et al. Teaching chest X-ray reading for child tuberculosis suspects. Int J Tuberc Lung Dis 2014; 18: 763–769. 55 Lewin S, Munabi-Babigumira S, Glenton C, et al. Lay health workers in primary and community health care for maternal and child health and the management of infectious diseases. Cochrane Database Syst Rev 2010; (3): CD004015. 56 Islam S, Harries A D, Malhotra S, et al. Training of community healthcare providers and TB case detection in Bangladesh. Int Health 2013; 5: 223–227. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 8 8 The International Journal of Tuberculosis and Lung Disease
  • 9. 57 Munoz M, Finnegan K, Zeladita J, et al. Community-based DOT-HAART accompaniment in an urban resource-poor setting. AIDS Behav 2010; 14: 721–730. 58 Shin S, Furin J, Bayona J, Mate K, Kim J Y, Farmer P. Community-based treatment of multidrug-resistant tuberculosis in Lima, Peru: 7 years of experience. Soc Sci Med 2004; 59: 1529–1539. 59 Tong A, Sainsbury P, Craig J. Consolidated criteria for reporting qualitative research (COREQ): a 32-item checklist for interviews and focus groups. Int J Qual Health Care 2007; 19: 349–357. 60 Guest G, Bunce A, Johnson, L. How many interviews are enough? An experiment with data saturation and variability. Field Methods 2006; 18: 59–82. 61 Krishnan L, Akande T, Shankar A V, et al. Gender-related barriers and delays in accessing tuberculosis diagnostic and treatment services: a systematic review of qualitative studies. Tuberc Res Treat 2014; 2014: 215 059. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 9 Barriers to childhood TB diagnosis 9
  • 10. R E S U M E C O N T E X T E : En 2012, le Programme National Tuberculose (PNT) du P´erou a d´eclar´e que les enfants de 0–14 ans repr´esentaient 7,9% de l’incidence de la tuberculose (TB) dans le pays. Cette estimation est probablement sous-´evalu´ee en raison d’un diagnostic insuffisant de la TB de l’enfant. O B J E C T I F : Identifier les obstacles au diagnostic de la TB de l’enfant `a Lima, P´erou. S C H E´ M A : Grˆace `a des guides semi-structur´es, les animateurs ont r´ealis´e des entretiens approfondis avec quatre administrateurs du PNT et cinq pneumologues sp´ecialis´es dans la TB et 10 groupes focaux avec 53 soignants de premier niveau, des travailleurs de sant´e communautaire (HCW) et les parents et/ou responsables des enfants atteints de TB. Deux auteurs ont r´ealis´e ind´ependamment une analyse th´ematique inductive et identifi´e des th`emes ´emergents. R E´ S U LT A T S : Les participants ont identifi´e cinq obstacles au diagnostic de la TB de l’enfant : l’ignorance et la stigmatisation dans les communaut´es, une investigation insuffisante des sujets contacts, un acc`es limit´e aux tests de diagnostic, un personnel des centre de sant´e insuffisamment form´e, et la p´enurie de prestataires. C O N C L U S I O N : Les efforts r´ecents visant `a augmenter la d´etection de la TB de l’enfant ont ´et´e centr´es sur l’´elaboration de techniques nouvelles. Cependant, nos r´esultats montrent que de nombreux obstacles au diagnostic sont enracin´es dans des probl`emes socio´economiques et li´es au syst`eme de sant´e. Parmi les solutions potentielles, on peut envisager la mise en œuvre de campagnes multim´edia et d’´education sanitaire des communaut´es afin de r´eduire l’ignorance et la stigmatisation, de donner la priorit´e `a l’investigation des contacts dans les foyers `a haut risque et de former des prestataires de sant´e de niveau primaire et des HCW pour reconnaˆıtre et ´evaluer la TB de l’enfant. R E S U M E N C O N T E X T O: En el 2012, la Estrategia Sanitaria Nacional de Prevenci´on y Control de la Tuberculosis (ESN-PCT) de Per´u inform´o que los ni˜nos entre 0–14 a˜nos representaban el 7,9% de la incidencia nacional de la tuberculosis (TB). Esta cifra es probablemente subestimado debido a las dificultades en el diagn´ostico de la TB pedia´trica. O B J E T I V O: Identificar las barreras para el diagn´ostico de la TB pedia´trica en Lima, Per´u. D I S E ˜NO: Utilizando gu´ıas semiestructuradas, un grupo de moderadores realizaron entrevistas en profundidad a cuatro administradores de la ESN-PCT y cinco neum ´ologos especializados en TB. As´ı mismo se realiz ´o 10 grupos focales con 53 proveedores de atenci´on primaria, agentes de salud comunitaria, y padres y/o tutores de pacientes con TB pedia´trica. Dos autores independientes realizaron el ana´lisis tema´tico inductivo e identificaron los temas emergentes. R E S U LT A D O S: Participantes identificaron cinco barreras al diagn´ostico de la TB pedia´trica: ignorancia y estigma entre la comunidad, insuficiente uso de la investigaci´on de contactos, acceso limitado a estudios de diagn´ostico, capacitaci´on inadecuada del personal de los centros de salud, y la escasez de proveedores. C O N C L U S I O´ N: Los recientes esfuerzos para aumentar la detecci´on de la TB pedia´trica se han enfocado en el desarrollo de nuevas tecnolog´ıas. Sin embargo, nuestros resultados demuestran que muchas barreras se basan en problemas socioecon´omicos y debilidades del sistema de salud. Posibles soluciones incluyen realizar campa˜nas multimedia y educaci ´on de la comunidad para incrementar el conocimiento y disminuir el estigma, priorizaci´on en los hogares de alto riesgo el estudio de contactos, y la capacitaci´on de proveedores de atenci´on primaria y a los agentes salud comunitario para reconocer y evaluar la TB pedia´trica. //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08.3d Š 7 August 2015 Š 11:06 am Š Allen Press, Inc. Page 10 Barriers to childhood TB diagnosis i
  • 11. Queries for jtld-19-10-08 1. Author: we found the following for reference 21: Ministerio de Salud. Norma te´cnica de salud para la atencio´n integral de las personas afectadas por tuberculosis. NTS N8104-MINSA/DGSP V.01. Lima, Peru: Ministerio de Salud, 2013. http://190.223.45.115/newtb/Archivos/NormaTecnica.pdf. Correct? Ed //titan/production/j/jtld/live_jobs/jtld-19-10/jtld-19-10-08/layouts/jtld-19-10-08q.3d Friday, 7 August 2015 11:06 am Allen Press, Inc. Page 1